3-OESBD Affiliated Entities of the Principals Certification.docx

DOCX document 39 KB Posted

Attached to
Master Banking Services
Solicitation number
GEN2131264P1
Issued by
Broward County, Florida

About this file

This is a certification document from the Office of Economic and Small Business Development (OESBD) for Broward County, Florida, relating to affiliated entities of principals in the Master Banking Services solicitation. The Master Banking Services opportunity seeks qualified vendors to provide banking services across five groups: Lockbox Services, Merchant Card Services, Purchasing Card Services, Third-Party Custodian/Safekeeping Services, and Treasury Services. Vendors may propose for one or multiple banking service groups and must perform all work directly without subcontracting or outsourcing. Each banking service requires a separate response including evaluation criteria, pricing, and all required documentation. Broward County reserves the right to award each banking service to a single vendor or multiple vendors.

The solicitation requires vendors to meet license and certification requirements, complete an Enterprise Technology Services Vendor Security Questionnaire, and comply with Payment Card Industry Data Security Standard requirements. Procurement preferences are available for Small Business Enterprises (SBE) and County Business Enterprises (CBE) through the OESBD. The County provides a specified period for vendors to submit questions and seek clarification regarding solicitation requirements, with all inquiries submitted through the specified procurement process. This OESBD affiliated entities certification document supports the evaluation of vendor qualifications and compliance with small business development objectives.

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Other files

File Type Posted
49-Addenda No. 1.pdf PDF
16-Insurance Requirements, T-P Custodian Safekeeping Services (Group 4), GEN2131264P1.pdf PDF
18-Vendor Reference Verification, Lockbox Services (Group 1), GEN2131264P1.docx DOCX document
6-Agreement Exceptions - RFP-RFQ-RLI.docx DOCX document
32-Group 1-Lockbox Services, Evaluation Criteria, GEN2131264P1.pdf PDF
8-Vendor Questionnaire and Standard Certifications - RFP-RFQ-RLI.docx DOCX document
26-Functionality Checklist, Purchasing Card Services (Group 3), GEN2131264P1.xlsx XLSX spreadsheet
15-Insurance Requirements, Purchasing Card Services (Group 3), GEN2131264P1.pdf PDF
36-Group 2-Merchant Card Services, Evaluation Criteria, GEN2131264P1.pdf PDF
39-Group 3-Purchasing Card Services, Evaluation Criteria, GEN2131264P1.pdf PDF
41-Enterprise Technology Services Vendor Security Questionnaire, GEN2131264P1.xlsx XLSX spreadsheet
19-Vendor Reference Verification, Merchant Card Services (Group 2), GEN2131264P1.docx DOCX document
43-Group 3-Purchasing Card Services, Scope of Services, GEN2131264P1.pdf PDF
44-Group 5-Treasury Services, Scope of Services, GEN2131264P1.pdf PDF
31-Group 4-Third-Party Safekeeping Custodian, Scope of Services, GEN2131264P1.pdf PDF
47-Vendor Proposed Banking Services, GEN2131264P1.docx DOCX document
9-OESBD - Procurement Preferences SBE-CBE.docx DOCX document
21-Vendor Reference Verification, T-P Custodian Safekeeping Services (Group 4), GEN2131264P1.docx DOCX document
11-Sample Client Analysis Statement, GEN2129421P1.pdf PDF
10-Foreign Country of Concern Attestation (PII).docx DOCX document
42-Group 2-Merchant Card Services, Scope of Services, GEN2131264P1.pdf PDF
1-Summary of Vendor Rights for Broward County Competitive Solicitations.docx DOCX document
13-Insurance Requirements, Master Banking Services (All Banking Services), GEN2131264P1.pdf PDF
7-Volume of Previous Payments Attestation - RFP-RFQ-RLI.docx DOCX document
23-Payment Card Processing Questionnaire, GEN2131264P1.pdf PDF
27-Demonstration Script, Treasury Services (Group 5), GEN2131264P1.docx DOCX document
29-Location Certification - RFP-RFQ-RLI.docx DOCX document
30-Group 4-Third-Party Safekeeping Custodian, Evaluation Criteria, GEN2131264P1.pdf PDF
35-Group 5-Treasury Services, Evaluation Criteria, GEN2131264P1.pdf PDF
45-Group 5-Treasury Services, Questionnaire, GEN2131264P1.docx DOCX document
25-Demonstration Script, Purchasing Card Services (Group 3), GEN2131264P1.docx DOCX document
34-Domestic Partnership Act Certification - RFP-RFQ-RLI.docx DOCX document
22-Vendor Reference Verification, Treasury Services (Group 5), GEN2131264P1.docx DOCX document
4-Litigation History.docx DOCX document
17-Insurance Requirements, Treasury Services (Group 5), GEN2131264P1.pdf PDF
37-Group 1-Lockbox Services, Scope of Services, GEN2131264P1.pdf PDF
20-Vendor Reference Verification, Purchasing Card Services (Group 3), GEN2131264P1.docx DOCX document
38-Instructions to Vendors, GEN2131264P1.pdf PDF
46-Functionality Checklist, Merchant Card Services (Group 2), GEN2131264P1.xlsx XLSX spreadsheet
12-Insurance Requirements, Lockbox Services (Group 1), GEN2131264P1.pdf PDF
2-Lobbyist Registration Requirement Certification.docx DOCX document
14-Insurance Requirements, Merchant Card Services (Group 2), GEN2131264P1.pdf PDF
48-Sign-In Sheet - Pre-Proposal Meeting - GEN2131264P1.pdf PDF
40-Enterprise Technology Services Security Requirements Exhibit – High Risk, GEN2131264P1.pdf PDF
33-Pricing Worksheet, GEN2131264P1.xlsx XLSX spreadsheet
5-Criminal History Screening Practices Certification.docx DOCX document
28-Functionality Checklist, Treasury Services (Group 5), GEN2131264P1.xlsx XLSX spreadsheet
24-Demonstration Script, Merchant Card Services (Group 2), GEN2131264P1.docx DOCX document
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Text version

OFFICE OF ECONOMIC AND SMALL BUSINESS DEVELOPMENT REQUIREMENTS

AFFILIATED ENTITIES OF THE PRINCIPAL(S) CERTIFICATION

The completed form should be submitted with the solicitation response. If not submitted with the solicitation response, it must be submitted within three business days after of County’s request. Failure to timely submit may result in Vendor being deemed non-responsive.

a. All Vendors are required to disclose the names and addresses of Affiliated Entities (defined below) of the Vendor’s principal(s) over the last five years (from the solicitation opening deadline) that have acted as a prime vendor with the County.

b. The County will review all Affiliated Entities of the Vendor’s principal(s) for contract performance evaluations and the compliance history with the County’s Small Business Development Program, including County Business Enterprise (CBE), Disadvantaged Business Enterprise (DBE) and Small Business Enterprise (SBE) goal attainment requirements. “Affiliated Entities” of the principal(s) are those entities related to the Vendor by the sharing of stock or other means of control, including but not limited to a subsidiary, parent, or sibling entity.

c. The County will consider the contract performance evaluations and the compliance history of the Affiliated Entities of the Vendor's principals in its review and determination of responsibility.

The Vendor hereby certifies that: (select one)

☐ No principal of the proposing Vendor has prior affiliations that meet the criteria defined as Affiliated Entities.

☐ Principal(s) listed below have prior affiliations that meet the criteria defined as Affiliated Entities.

Principal’s Name: Click or tap here to enter text.

Names and addresses of Affiliated Entities: Click or tap here to enter text.

Principal’s Name: Click or tap here to enter text.

Names and addresses of Affiliated Entities: Click or tap here to enter text.

Principal’s Name: Click or tap here to enter text.

Names and addresses of Affiliated Entities: Click or tap here to enter text.

Vendor Name: Click or tap here to enter text.

Signature: ______________________________ Printed Name: Click or tap here to enter text.

Title: Click or tap here to enter text.

Date: Click or tap to enter a date.

Form Date 9/9/24

File details come from the government source that posted it. Updated .