Attachment 1 - ArchitectEngineerQualifications (SF330-FAA 4400-37).pdf
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- Architecture and Engineering Services - MMAC
- Solicitation number
- 6973GH-26-R-00130
About this file
This is the FAA Form 4400-37, the standard federal form used to evaluate architect-engineer (A-E) firm qualifications for federal contracts. The form serves as a template for collecting professional qualifications information and is not specific to any particular solicitation.
The form consists of two primary parts. Part I captures contract-specific qualifications, requiring firms to provide contract information, point of contact details, proposed team composition, organizational structure, key personnel resumes, relevant project experience (up to ten projects demonstrating team capability), and key personnel participation matrices. Part II collects general firm qualifications including firm establishment date, DUNS number, ownership structure and small business status, point of contact information, employee counts by discipline using standardized function codes, firm experience profile categories with associated revenue indices, and annual average professional services revenues for the past three years (separated into federal and non-federal work). Both sections require authorization by a firm representative attesting that information is current and factual. The form includes detailed instructions, definitions of key terms (architect-engineer services, branch office, discipline, key personnel, and firm), and comprehensive lists of discipline function codes and experience category profile codes for standardized classification of firm capabilities and project types across the A-E industry.
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ARCHITECT-ENGINEER QUALIFICATIONS
OMB No.: 2120-0595
PAPERWORK REDUCTION ACT STATEMENT. A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a currently valid OMB Control Number. The OMB Control Number for this information collection is 2120-0595. Public reporting for this collection of information is estimated to be approximately 29 hours per response (25 hours for Part 1 and 4 hours for Part 2), including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information.
Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Information Collection Clearance Officer, Federal Aviation Administration, 10101 Hillwood Parkway, Fort Worth, TX 76177-1524.
Federal agencies use this form to obtain information from architect-engineer (A-E) firms about their professional qualifications
The information used to evaluate firms is from this form and other sources, including performance evaluations, any additional data requested by the agency, and interviews with the most highly qualified firms and their references.
GENERAL INSTRUCTIONS
Part I presents the qualifications for a specific contract.
Part II presents the general qualifications of a firm or a specific branch office of a firm. Part II has two uses:
1. An A-E firm may submit Part II to the appropriate central, regional or local office of each Federal agency to be kept on file. A public announcement is not required for certain contracts, and agencies may use Part II as a basis for selecting at least three of the most highly qualified firms for discussions prior to requesting submission of Part I. Firms are encouraged to update Part II on file with agency offices, as appropriate. If a firm has branch offices, submit a separate Part II for each branch office seeking work.
2. Prepare a separate Part II for each firm that will be part of the team proposed for a specific contract and submitted with Part I. If a firm has branch offices, submit a separate Part II for each branch office that has a key role on the team.
INDIVIDUAL AGENCY INSTRUCTIONS
Individual agencies may supplement these instructions. For example, they may limit the number of projects or number of pages submitted in Part I in response to a public announcement for a particular project. Carefully comply with any agency instructions when preparing and submitting this form. Be as concise as possible and provide only the information requested by the agency.
DEFINITIONS
Architect-Engineer Services: Defined in AMS Appendix C.
Branch Office: A geographically distinct place of business or subsidiary office of a firm that has a key role on the team.
Discipline: Primary technical capabilities of key personnel, as evidenced by academic degree, professional registration, certification, and/or extensive experience.
Page 1 of 19FAA 4400-37 (01/23)
OMB No.: 2120-0595
Firm: Defined in AMS Appendix C.
Key Personnel: Individuals who will have major contract responsibilities and/or provide unusual or unique expertise.
SPECIFIC INSTRUCTIONS
Part I - Contract-Specific Qualifications
Section A. Contract Information.
1. Title and Location. Enter the title and location of the contract for which this form is being submitted, exactly as shown in the public announcement or agency request.
2. Public Notice Date. Enter the posted date of the agency's notice on the Federal Business Opportunity website (FedBizOpps), other form of public announcement or agency request for this contract.
3. Solicitation or Project Number. Enter the agency's solicitation number and/or project number, if applicable, exactly as shown in the public announcement or agency request for this contract.
Section B. Architect-Engineer Point of Contact
4-8. Name, Title, Name of Firm, Telephone Number, Fax (Facsimile) Number and E-mail (Electronic Mail) Address.
Provide information for a representative of the prime contractor or joint venture that the agency can contact for additional information.
Section C. Proposed Team.
9-11. Firm Name, Address, and Role in This Contract. Provide the contractual relationship, name, full mailing address, and a brief description of the role of each firm that will be involved in performance of this contract. List the prime contractor or joint venture partners first. If a firm has branch offices, indicate each individual branch office that will have a key role on the team. The named subcontractors and outside associates or consultants must be used, and any change must be approved by the contracting officer Attach an additional sheet in the same format as Section C if needed.
Section D. Organizational Chart of Proposed Team.
As an attachment after Section C, present an organizational chart of the proposed team showing the names and roles of all key personnel listed in Section E and the firm they are associated with as listed in Section C.
Section E. Resumes of Key Personnel Proposed for This Contract.
Complete this section for each key person who will participate in this contract. Group by firm, with personnel of the prime contractor or joint venture partner firms first. The following blocks must be completed for each resume:
12. Name. Self-explanatory.
13. Role in This Contract. Self-explanatory.
14. Years Experience. Total years of relevant experience (block 14a), and years of relevant experience with current firm, but not necessarily the same branch office (block 14b).
15. Firm Name and Location.Name, city and state of the firm where the person currently works, which must correspond with one of the firms (or branch office of a firm, if appropriate) listed in Section C.
Page 2 of 19FAA 4400-37 (01/23)
16. Education. Provide information on the highest relevant academic degree(s) received. Indicate the area(s) of specialization for each degree.
17. Current Professional Registration.Provide information on current relevant professional registration(s) in a State or possession of the United States, Puerto Rico, or the District of Columbia.
18. Other Professional Qualifications. Provide information on any other professional qualifications relating to this contract, such as education, professional registration, publications, organizational memberships, certifications, training, awards, and foreign language capabilities.
19. Relevant Projects. Provide information on up to five projects in which the person had a significant role that demonstrates the person's capability relevant to her/his proposed role in this contract. These projects do not necessarily have to be any of the projects presented in Section F for the project team if the person was not involved in any of those projects or the person worked on other projects that were more relevant than the team projects in Section F. Use the check box provided to indicate if the project was performed with any office of the current firm. If any of the professional services or construction projects are not complete, leave Year Completed blank and indicate the status in Brief Description and Specific Role (block (3)).
Section F. Example Projects Which Best Illustrate Proposed Team's Qualifications for This Contract.
Select projects where multiple team members worked together, if possible, that demonstrate the team's capability to perform work similar to that required for this contract. Complete one Section F for each project. Present ten projects, unless otherwise specified by the agency. Complete the following blocks for each project:
20. Example Project Key Number. Start with "1" for the first project and number consecutively.
21. Title and Location. Title and location of project or contract. For an indefinite delivery contract, the location is the geographic scope of the contract.
22. Year Completed. Enter the year completed of the professional services (such as planning, engineering study, design, or surveying), and/or the year completed of construction, if applicable. If any of the professional services or the construction projects are not complete, leave Year Completed blank and indicate the status in Brief Description of Project and Relevance to This Contract (block 24).
23a. Project Owner. Project owner or user, such as a government agency or installation, an institution, a corporation or private individual.
23b. Point of Contact Name. Provide name of a person associated with the project owner or the organization which contracted for the professional services, who is very familiar with the project and the firm's (or firms') performance.
23c. Point of Contract Telephone Number. Self-explanatory.
24. Brief Description of Project and Relevance to This Contract. Indicate scope, size, cost, principal elements and special features of the project. Discuss the relevance of the example project to this contract. Enter any other information requested by the agency for each example project.
25. Firms from Section C Involved with This Project. Indicate which firms (or branch offices, if appropriate) on the project team were involved in the example project, and their roles. List in the same order as Section C.
Section G. Key Personnel Participation in Example Projects.
This matrix is intended to graphically depict which key personnel identified in Section E worked on the example projects listed in Section F. Complete the following blocks (see example below).
Page 3 of 19FAA 4400-37 (01/23)
OMB No.: 2120-0595
26. and 27. Names of Key Personnel and Role in This Contract. List the names of the key personnel and their proposed roles in this contract in the same order as they appear in Section E.
28. Example Projects Listed in Section F. In the column under each project key number (see block 29) and for each key person, place an "X" under the project key number for participation in the same or similar role.
29. Example Projects Key. List the key numbers and titles of the example projects in the same order as they appear in Section F.
Section H. Additional Information.
30. Use this section to provide additional information specifically requested by the agency or to address selection criteria that are not covered by the information provided in Sections A-G.
Section I. Authorized Representative
31. and 32. Signature of Authorized Representative and Date. An authorized representative of a joint venture or the prime contractor must sign and date the completed form. Signing attests that the information provided is current and factual, and that all firms on the proposed team agree to work on the project. Joint ventures selected for negotiations must make available a statement of participation by a principal of each member of the joint venture.
33. Name and Title. Self-explanatory.
SAMPLE ENTRIES FOR SECTION G (MATRIX)
26. NAMES OF KEY 27. ROLE IN THIS 28. EXAMPLE PROJECTS LISTED IN SECTION F
PERSONNEL CONTRACT Fill in "Example Projects Key" section below (From Section E, (From Section E, before completing table. Place "X" under project Block 12) Block 13) key number for participation in same or similar role.
1 2 3 4 5 6 7 8 9 10 Jane A. Smith Chief Architect X X Joseph B. Williams Chief Mech. Engineer X X X X Tara C. Donovan Chief Elec. Engineer X X X
29. EXAMPLE PROJECTS KEY
NO. TITLE OF EXAMPLE PROJECT
(FROM SECTION F)
NO. TITLE OF EXAMPLE PROJECT
(FROM SECTION F)
1 Federal Courthouse, Denver, CO 6 XYZ Corporation Headquarters, Boston, MA 2 Justin J. Wilson Federal Building, Baton Rouge, LA 7 Founder's Museum, Newport, RI
Page 4 of 19FAA 4400-37 (01/23)
Part II - General Qualifications
See the "General Instructions" on page 1 for firms with branch offices. Prepare Part II for the specific branch office seeking work if the firm has branch offices.
1. Solicitation Number. If Part II is submitted for a specific contract, insert the agency's solicitation number and/or project number, if applicable, exactly as shown in the public announcement or agency request.
2a-2e. Firm (or Branch Office) Name and Address. Self-explanatory.
3. Year Established. Enter the year the firm (or branch office, if appropriate) was established under the current name.
4. DUNS Number. Insert the Data Universal Numbering System number issued by Dun and Bradstreet Information Services. Firms must have a DUNS number. See AMS Procurement Guidance T3.3.1.8.
5. Ownership.
a. Type. Enter the type of ownership or legal structure of the firm (sole proprietor, partnership, corporation, joint venture, etc.).
b. Small Business Status. Refer to the North American Industry Classification System (NAICS) code in the public announcement, and indicate if the firm is a small business according to the current size standard for that NAICS code (for example, Engineering Services (part of NAICS 541330), Architectural Services (NAICS 541310), Surveying and Mapping Services (NAICS 541370)). The small business categories and the internet website for the NAICS codes are available on-line. Contact the requesting agency for any questions. Contact your local U.S. Small Business Administration office for any questions regarding Business Status.
6a-6c. Point of Contact. Provide this information for a representative of the firm that the agency can contact for additional information. The representative must be empowered to speak on contractual and policy matters.
7. Name of Firm. Enter the name of the firm if Part II is prepared for a branch office.
8a-8c. Former Firm Names. Indicate any other previous names for the firm (or branch office) during the last six years. Insert the year that this corporate name change was effective and the associated DUNS Number. This information is used to review past performance on Federal contracts.
9. Employees by Discipline. Use the relevant disciplines and associated function codes shown at the end of these instructions and list in the same numerical order. After the listed disciplines, write in any additional disciplines and leave the function code blank. List no more than 20 disciplines. Group remaining employees under "Other Employees" in column b. Each person can be counted only once according to his/her primary function. If Part II is prepared for a firm (including all branch offices), enter the number of employees by disciplines in column c(1). If Part II is prepared for a branch office, enter the number of employees by discipline in column c(2) and for the firm in column c(1).
10. Profile of Firm's Experience and Annual Average Revenue for Last 5 Years. Complete this block for the firm or branch office for which this Part II is prepared. Enter the experience categories which most accurately reflect the firm's technical capabilities and project experience. Use the relevant experience categories and associated profile codes shown at the end of these instructions, and list in the same numerical order. After the listed experience categories, write in any unlisted relevant project experience categories and leave the profile codes blank. For each type of experience, enter the appropriate revenue index number to reflect the professional services revenues received annually (averaged over the last 5 years) by the firm or branch office for performing that type of work. A particular project may be identified with one experience category or it may be broken into components, as best reflects the capabilities and types of work performed by the firm. However, do not double count the revenues received on a particular project.
11. Annual Average Professional Services Revenues of Firm for Last 3 Years. Complete this block for the firm or branch office for which this Part II is prepared. Enter the appropriate revenue index numbers to reflect the professional services revenues received annually (averaged over the last 3 years) by the firm or branch office. Indicate Federal work (performed directly for the Federal Government, either as the prime contractor or subcontractor), non-Federal work (all other domestic and foreign work, including Federally-assisted projects), and the total. If the firm has been in existence for less than 3 complete fiscal years, annual receipts means its total receipts for the period it has been in business, divided by the number of weeks including fractions of a week that it has been in business, and multiplied by 52.
Page 5 of 19FAA 4400-37 (01/23)
12. Authorized Representative. An authorized representative of the firm or branch office must sign and date the completed form. Signing attests that the information provided is current and factual. Provide the name and title of the authorized representative who signed the form.
Page 6 of 19FAA 4400-37 (01/23)
List of Disciplines (Function Codes)
Code Description Code Description
01 Acoustical Engineer 32 Hydraulic Engineer 02 Administrative 33 Hydrographic Surveyor 03 Aerial Photographer 34 Hydrologist 04 Aeronautical Engineer 35 Industrial Engineer 05 Archeologist 36 Industrial Hygienist 06 Architect 37 Interior Designer 07 Biologist 38 Land Surveyor 08 CADD Technician 39 Landscape Architect 09 Cartographer 40 Materials Engineer 10 Chemical Engineer 41 Materials Handling Engineer 11 Chemist 42 Mechanical Engineer 12 Civil Engineer 43 Mining Engineer 13 Communications Engineer 44 Oceanographer 14 Computer Programmer 45 Photo Interpreter 15 Construction Inspector 46 Photogrammetrist 16 Construction Manager 47 Planner: Urban/Regional 17 Corrosion Engineer 48 Project Manager 18 Cost Engineer/Estimator 49 Remote Sensing Specialist 19 Ecologist 50 Risk Assessor 20 Economist 51 Safety/Occupational Health Engineer 21 Electrical Engineer 52 Sanitary Engineer 22 Electronics Engineer 53 Scheduler 23 Environmental Engineer 54 Security Specialist 24 Environmental Scientist 55 Soils Engineer 25 Fire Protection Engineer 56 Specifications Writer 26 Forensic Engineer 57 Structural Engineer 27 Foundation/Geotechnical Engineer 58 Technician/Analyst 28 Geodetic Surveyor 59 Toxicologist 29 Geographic Information System Specialist 60 Transportation Engineer 30 Geologist 61 Value Engineer 31 Health Facility Planner 62 Water Resources Engineer
Page 7 of 19FFAA 4400-37 (01/23)
List of Experience Categories (Profile Codes)
Code Description
A01 Acoustics, Noise Abatement A02 Aerial Photography; Airborne Data and Imagery
Collection and Analysis A03 Agricultural Development; Grain Storage;
Farm Mechanization A04 Air Pollution Control A05 Airports; Navaids; Airport Lighting;
Aircraft Fueling A06 Airports; Terminals and Hangars; Freight
Handling A07 Arctic Facilities A08 Animal Facilities A09 Anti-Terrorism/Force Protection A10 Asbestos Abatement A11 Auditoriums and Theaters A12 Automation; Controls; Instrumentation
B01 Barracks; Dormitories B02 Bridges
C01 Cartography C02 Cemeteries (Planning and Relocation) C03 Charting; Nautical and Aeronautical C04 Chemical Processing and Storage C05 Child Care/Development Facilities C06 Churches; Chapels C07 Coastal Engineering C08 Codes; Standards; Ordinances C09 Cold Storage; Refrigeration and
Fast Freeze C10 Commercial Building (Low Rise);
Shopping Centers C11 Community Facilities C12 Communications Systems; TV; Microwave C13 Computer Facilities; Computer Service C14 Conservation and Resource
Management C15 Construction Management C16 Construction Surveying C17 Corrosion Control; Cathodic Protection
Electrolysis C18 Cost Estimating; Cost Engineering and
Analysis; Parametric Costing;
Forecasting
C19 Cryogenic Facilities
Code Description
D01 Dams (Concrete; Arch) D02 Dams (Earth; Rock); Dikes; Levees D03 Desalinization (Process and Facilities) D04 Design-Build - Preparation of Requests for
Proposals D05 Digital Elevation and Terrain Model Develop-ment D06 Digital Orthophotography D07 Dining Halls; Clubs; Restaurants
D08 Dredging Studies and Design
E01 Ecological and Archeological Investigations
E02 Educational Facilities; Classrooms E03 Electrical Studies and Design
E04 Electronics E05 Elevators; Escalators; People-Movers E06 Embassies and Chanceries E07 Energy Conservation; New Energy Sources
E08 Engineering Economics E09 Environmental Impact Studies, Assessments or Statements E10 Environmental and natural Resource
Mapping E11 Environmental Planning E12 Environmental Remediation E13 Environmental Testing and Analysis
F01 Fallout Shelters; Blast-Resistant Design F02 Field Houses; Gyms; Stadiums F03 Fire Protection F04 Fisheries; Fish Ladders
F05 Forensic Engineering F06 Forestry and Forest Products
G01 Garages; Vehicles Maintenance Facilities;
Parking Decks
G02 Gas Systems (Propane; Natural, Etc.)
G03 Geodetic Surveying: Ground and Air-borne G04 Geographic Information System
Services: Development, Analysis, and Data Collection
Page 8 of 19FAA 4400-37 (01/23)
Code Description
G05 Geospatial Data Conversion: Scanning, Digitizing, Compilation, Attributing, Scribing, Drafting
G06 Graphic Design
H01 Harbors; Jetties; Piers, Ship Terminal Facilities
H02 Hazardous Materials Handling and Storage
H03 Hazardous, Toxic, Radioactive Waste Remediation
H04 Heating; Ventilating; Air Conditioning
H05 Health Systems Planning H06 High-rise; Air-Rights-Type Buildings H07 Highways; Streets; Airfield Paving;
Parking Lots H08 Historical Preservation H09 Hospital and Medical Facilities H10 Hotels; Motels H11 Housing (Residential, Multi-Family;
Apartments; Condominiums) H12 Hydraulics and Pneumatics H13 Hydrographic Surveying
I01 Industrial Buildings; Manufacturing Plants
I02 Industrial Processes; Quality Control
I03 Industrial Waste Treatment I04 Intelligent Transportation Systems I05 Interior Design; Space Planning I06 Irrigation; Drainage
J01 Judicial and Courtroom Facilities
L01 Laboratories; Medical Research Facilities
L02 Land Surveying L03 Landscape Architecture L04 Libraries; Museums; Galleries L05 Lighting (Interior; Display; Theater, Etc.)
L06 Lighting (Exteriors; Streets;
Memorials; Athletic Fields, Etc.)
M01 Mapping Location/Addressing Systems M02 Materials Handling Systems;
Conveyors; Sorters M03 Metallurgy M04 Microclimatology; Tropical
Engineering M05 Military Design Standards M06 Mining and Mineralogy M07 Missile Facilities (Silos; Fuels;
Transport)
Code Description
M08 Modular systems Design;
Pre-Fabricated Structures or Components
N01 Naval Architecture; Off-Shore Platforms
N02 Navigation Structures; Locks N03 Nuclear Facilities; Nuclear Shielding
O01 Office Buildings; Industrial Parks O02 Oceanographic Engineering O03 Ordnance; Munitions; Special
Weapons
P01 Petroleum Exploration; Refining P02 Petroleum and Fuel (Storage and
Distribution) P03 Photogrammetry P04 Pipelines (Cross-Country - Liquid and
Gas) P05 Planning (Community, Regional, Areawide and State) P06 Planning (Site, Installation and Project) P07 Plumbing and Piping Design P08 Prisons and Correctional Facilities
P09 Product, Machine Equipment Design P10 Pneumatic Structures, Air-Support
Buildings P11 Postal Facilities P12 Power Generation, Transmission, Distribution P13 Public Safety Facilities
R01 Radar; Sonar; Radio and Radar Telescopes
R02 Radio Frequency Systems and Shieldings
R03 Railroad; Rapid Transit R04 Recreation Facilities (Parks, Marinas, Etc.)
R05 Refrigeration Plants/Systems
R06 Rehabilitation (Buildings; Structures;
Facilities
R07 Remote Sensing R08 Research Facilities R09 Resources Recovery; Recycling R10 Risk Analysis R11 Rivers; Canals; Waterways; Flood
Control R12 Roofing
S01 Safety Engineering; Accident Studies; OSHA Studies
S02 Security Systems; Intruder and Smoke Detection
S03 Seismic Designs and Studies
Page 9 of 19FAA 4400-37 (01/23)
Code Description
S04 Sewage Collection, Treatment and Disposal
S05 Soils and Geologic Studies;
Foundations
S06 Solar Energy Utilization S07 Solid Wastes; Incineration; Landfill S08 Special Environments; Clean Rooms, Etc.
S09 Structural Design; Special
Structures S10 Surveying; Platting; Mapping; Flood
Plain Studies S11 Sustainable Design S12 Swimming Pools S13 Storm Water Handling and Facilities
T01 Telephone Systems (Rural; Mobile;
Intercom, Etc.)
T02 Testing and Inspection Services T03 Traffic and Transportation Engineering T04 Topographic Surveying and Mapping T05 Towers (Self-Supporting and Guyed
Systems) T06 Tunnels and Subways
U01 Unexploded Ordnance Remediation U02 Urban renewals; Community
Development U03 Utilities (Gas and Steam)
V01 Value Analysis; Life-Cycle Costing
W01 Warehouse and Depots W02 Water Resources; Hydrology;
Ground Water W03 Water Supply; Treatment and
Distribution W04 Wind Tunnels; Research/Testing
Facilities Design
Z01 Zoning; Land Use Studies
Page 10 of 19FAA 4400-37 (01/23)
OMB No.: 2120-0595
ARCHITECT - ENGINEER QUALIFICATIONS
PART I - CONTRACT-SPECIFIC QUALIFICATIONS
A. CONTRACT INFORMATION
1. TITLE AND LOCATION (City and State):
2. PUBLIC NOTICE DATE:
3. SOLICITATION OR PROJECT NUMBER:
B. ARCHITECT-ENGINEER POINT OF CONTACT
4. NAME AND TITLE:
5. NAME OF FIRM:
6. TLEPHONE NUMBER:
7. FAX NUMBER:
8. E-MAIL ADDRESS:
C. PROPOSED TEAM
(Complete this section for the prime contractor and all key subcontractors.)
9a. PRIME (CHECK HERE):
9a. JOINT-VENTURE PARTNER (CHECK HERE):
9a. SUBCONTRACTOR (CHECK HERE):
9a. FIRM NAME:
9a. IF BRANCH OFFICE CHECK HERE:
10a. ADDRESS
11a. ROLE IN THIS CONTRACT
9b. PRIME (CHECK HERE):
9b. JOINT-VENTURE PARTNER (CHECK HERE):
9b. SUBCONTRACTOR (CHECK HERE):
9b. FIRM NAME:
9b. IF BRANCH OFFICE CHECK HERE:
10b. ADDRESS
11b. ROLE IN THIS CONTRACT
Page 11 of 19FAA 4400-37 (01/23)
OMB No.: 2120-0595 9c. PRIME (CHECK HERE):
9c. JOINT-VENTURE PARTNER (CHECK HERE):
9c. SUBCONTRACTOR (CHECK HERE):
9c. FIRM NAME:
9c. IF BRANCH OFFICE CHECK HERE:
10c. ADDRESS
11c. ROLE IN THIS CONTRACT
9d. PRIME (CHECK HERE):
9d. JOINT-VENTURE PARTNER (CHECK HERE):
9d. SUBCONTRACTOR (CHECK HERE):
9d. FIRM NAME:
9d. IF BRANCH OFFICE CHECK HERE:
10d. ADDRESS
11d. ROLE IN THIS CONTRACT
9e. PRIME (CHECK HERE):
9e. JOINT-VENTURE PARTNER (CHECK HERE):
9e. SUBCONTRACTOR (CHECK HERE):
9e. FIRM NAME:
9e. IF BRANCH OFFICE CHECK HERE:
10e. ADDRESS
11e. ROLE IN THIS CONTRACT
9f. PRIME (CHECK HERE):
9f. JOINT-VENTURE PARTNER (CHECK HERE):
9f. SUBCONTRACTOR (CHECK HERE):
9f. FIRM NAME:
9f. IF BRANCH OFFICE CHECK HERE:
10f. ADDRESS
11f. ROLE IN THIS CONTRACT
D. ORGANIZATIONAL CHART OF PROPOSED TEAM (Attached; check here)
Page 12 of 19FAA 4400-37 (01/23)
1) RELEVANT PROJECT - TITLE AND LOCATION (City and State):
OMB No.: 2120-0595
E. RESUMES OF KEY PERSONNEL PROPOSED FOR THIS CONTRACT
(Complete one Section E for each key person.)
12. NAME:
13. ROLE IN THIS CONTRACT:
14a. YEARS EXPERIENCE - TOTAL:
14b. YEARS EXPERIENCE - WITH CURRENT FIRM:
15. FIRM NAME AND LOCATION (City and State):
16. EDUCATION (DEGREE AND SPECIALIZATION):
17. CURRENT PROFESSIONAL REGISTRATION (STATE AND DISCIPLINE):
18. OTHER PROFESSIONAL QUALIFICATIONS (Publications, Organizations, Training, Awards, etc.):
19a(1) RELEVANT PROJECT - TITLE AND LOCATION (City and State):
19a(2) RELEVANT PROJECT - YEAR COMPLETED - PROFESSIONAL SERVICES:
19a(2) RELEVANT PROJECT - YEAR COMPLETED - CONSTRUCTION (If applicable):
19a(3) RELEVANT PROJECT - BRIEF DESCRIPTION (Brief scope, size, cost etc.) AND SPECIFIC ROLE:
19a(3) RELEVANT PROJECT - BRIEF DESCRIPTION - Check here if project performed with current firm:
19b(
19b(2) RELEVANT PROJECT - YEAR COMPLETED - PROFESSIONAL SERVICES:
19b(2) RELEVANT PROJECT - YEAR COMPLETED - CONSTRUCTION (If applicable):
19b(3) RELEVANT PROJECT - BRIEF DESCRIPTION (Brief scope, size, cost etc.) AND SPECIFIC ROLE:
19b(3) RELEVANT PROJECT - BRIEF DESCRIPTION - Check here if project performed with current firm:
19c(1) RELEVANT PROJECT - TITLE AND LOCATION (City and State):
19c(2) RELEVANT PROJECT - YEAR COMPLETED - PROFESSIONAL SERVICES:
19c(2) RELEVANT PROJECT - YEAR COMPLETED - CONSTRUCTION (If applicable):
19c(3) RELEVANT PROJECT - BRIEF DESCRIPTION (Brief scope, size, cost etc.) AND SPECIFIC ROLE:
19c(3) RELEVANT PROJECT - BRIEF DESCRIPTION - Check here if project performed with current firm:
19d(1) RELEVANT PROJECT - TITLE AND LOCATION (City and State):
19d(2) RELEVANT PROJECT - YEAR COMPLETED - PROFESSIONAL SERVICES:
19d(2) RELEVANT PROJECT - YEAR COMPLETED - CONSTRUCTION (If applicable):
19d(3) RELEVANT PROJECT - BRIEF DESCRIPTION (Brief scope, size, cost etc.) AND SPECIFIC ROLE:
19d(3) RELEVANT PROJECT - BRIEF DESCRIPTION - Check here if project performed with current firm:
19e(1) RELEVANT PROJECT - TITLE AND LOCATION (City and State):
19e(2) RELEVANT PROJECT - YEAR COMPLETED - PROFESSIONAL SERVICES:
19e(2) RELEVANT PROJECT - YEAR COMPLETED - CONSTRUCTION (If applicable):
19e(3) RELEVANT PROJECT - BRIEF DESCRIPTION (Brief scope, size, cost etc.) AND SPECIFIC ROLE:
19e(3) RELEVANT PROJECT - BRIEF DESCRIPTION - Check here if project performed with current firm:
Page 13 of 19FAA 4400-37 (01/23)
D. EXAMPLE PROJECT KEY NUMBER:
E. TITLE AND LOCATION (C ity and State):
F. YEAR COMPLETED - PROFESSIONAL SERVICES:
G. YEAR COMPLETED - CONSTRUCTION (If applicable):
23a. PROJECT OWNER'S INFORMATION - PROJECT OWNER:
23b. PROJECT OWNER'S INFORMATION - POINT OF CONTACT NAME:
23c. PROJECT OWNER'S INFORMATION - POINT OF CONTACT TELEPHONE NUMBER:
24. BRIEF DESCRIPTION OF PROJECT AND RELEVANCE TO THIS CONTRACT (Include scope, size, and cost):
25. FIRMS FROM SECTION INVOLVED WITH THIS PROJECT
OMB No.: 2120-0595
F. EXAMPLE PROJECTS WHICH BEST ILLUSTRATE PROPOSED TEAM'S
QUALIFICATIONS FOR THIS CONTRACT
(Present as many projects as requested by the agency, or 10 projects, if not specified.
Complete one Section F for each project.)
(1) FIRM NAME (2) FIRM LOCATION (City and State) (3) ROLE
Page 14 of 19FAA 4400-37 (01/23)
G. KEY PERSONNEL PARTICIPATION IN EXAMPLE PROJECTS
26. NAMES OF KEY
PERSONNEL
(From Section E, Block 12)
27. ROLE IN THIS CONTRACT
(From Section E, Block 13)
28. EXAMPLE PROJECTS LISTED IN SECTION F
(Fill in “Example Projects Key” section below before completing table. Place “X” under project key number for participation in same or similar role.)
1 2 3 4 5 6 7 8 9 10
29. EXAMPLE PROJECTS KEY
NO. TITLE OF EXAMPLE PROJECT (FROM SECTION F) NO. TITLE OF EXAMPLE PROJECT (FROM SECTION F)
1 6
2 7
3 8
4 9
5 10
Page 15 of 19FAA 4400-37 (01/23)
OMB No.: 2120-0595
H. ADDITIONAL INFORMATION
29. PROVIDE ANY ADDITIONAL INFORMATION REQUESTED BY THE AGENCY. ATTACH ADDITIONAL SHEETS AS
NEEDED:
9. AUTHORIZED REPRESENTATIVE
The foregoing is a statement of facts.
30. SIGNATURE OF AUTHORIZED REPRESENTATIVE:
31. DATE SIGNED:
32. NAME AND TITLE OF SIGNER:
Page 16 of 19FAA 4400-37 (01/23)
ARCHITECT-ENGINEER QUALIFICATIONS
PART II - GENERAL QUALIFICATIONS
(If a firm has branch offices, complete for each specific branch office seeking work.)
1. SOLICITATION NUMBER (If any):
2a. FIRM (OR BRANCH OFFICE) NAME:
2b. FIRM (OR BRANCH OFFICE) STREET:
2c. FIRM (OR BRANCH OFFICE) CITY:
2d. FIRM (OR BRANCH OFFICE) STATE:
2e. FIRM (OR BRANCH OFFICE) ZIP CODE:
3. YEAR ESTABLISHED:
4. DUNS NUMBER:
5a. OWNERSHIP - TYPE:
5b. OWNERSHIP - SMALL BUSINESS STATUS:
6a. POINT OF CONTACT NAME AND TITLE:
6b. POINT OF CONTACT TELEPHONE NUMBER
6c. POINT OF CONTACT E-MAIL ADDRESS:
7. NAME OF FIRM (If block 2a is a branch office):
8a. FORMER FIRM NAME(S) (If any) 8b. YR. ESTABLISHED 8c. DUNS NUMBER
Page 17 of 19FAA 4400-37 (01/23)
9. EMPLOYEES BY DISCIPLINE
a. Function Code b. Discipline c(1). No. of Employees
- Firm c(2). No. of Employees - Branch
Other Employee
Page 18 of 19FAA 4400-37 (01/23)
OMB No.: 2120-0595
10. PROFILE OF FIRM'S EXPERIENCE AND ANNUAL AVERAGE REVENUE FOR LAST 5 YEARS
a. Profile Code b. Experience c. Revenue Index below)
PROFESSIONAL SERVICES REVENUE INDEX NUMBER
1. Less than $100,000 6. $2 million to less than $5 million
2. $100,000 to less than $250,000 7. $5 million to less than $10 million
3. $250,000 to less than $500,00 8. $10 million to less than $25 million
4. $500,000 to less than $1 million 9. $25 million to less than $50 million
5. $1 million to less than $2 million 10. $50 million or greater
11. ANNUAL AVERAGE PROFESSIONAL SERVICES REVENUES OF FIRM FOR LAST 3 YEARS
(Insert revenue index number shown above)
11a. Federal Work:
11b. Non-Federal Work:
11c. Total Work:
12. AUTHORIZED REPRESENTATIVE. The foregoing is a statement of facts.
12a. SIGNATURE:
12b. DATE SIGNED:
Page 19 of 19FAA 4400-37 (01/23)
G. KEY PERSONNEL PARTICIPATION IN EXAMPLE PROJECTS
| 1 FIRM NAMERow1: |
| 2 FIRM LOCATION City and StateRow1: |
| 3 ROLERow1: |
| 1 FIRM NAMERow2: |
| 2 FIRM LOCATION City and StateRow2: |
| 3 ROLERow2: |
| 1 FIRM NAMERow3: |
| 2 FIRM LOCATION City and StateRow3: |
| 3 ROLERow3: |
| 1 FIRM NAMERow4: |
| 2 FIRM LOCATION City and StateRow4: |
| 3 ROLERow4: |
| 1 FIRM NAMERow5: |
| 2 FIRM LOCATION City and StateRow5: |
| 3 ROLERow5: |
| 1 FIRM NAMERow6: |
| 2 FIRM LOCATION City and StateRow6: |
| 3 ROLERow6: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row1: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row1: |
| 1_2: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row2: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row2: |
| undefined: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row3: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row3: |
| undefined_2: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row4: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row4: |
| undefined_3: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row5: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row5: |
| undefined_4: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row6: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row6: |
| undefined_5: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row7: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row7: |
| undefined_6: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row8: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row8: |
| undefined_7: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row9: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row9: |
| undefined_8: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row10: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row10: |
| undefined_9: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row11: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row11: |
| undefined_10: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row12: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row12: |
| undefined_11: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row13: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row13: |
| undefined_12: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row14: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row14: |
| undefined_13: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row15: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row15: |
| undefined_14: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row16: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row16: |
| undefined_15: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row17: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row17: |
| undefined_16: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row18: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row18: |
| undefined_17: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row19: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row19: |
| undefined_18: |
| 26 NAMES OF KEY PERSONNEL From Section E Block 12Row20: |
| 27 ROLE IN THIS CONTRACT From Section E Block 13Row20: |
| undefined_19: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F1: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F6: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F2: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F7: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F3: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F8: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F4: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F9: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F5: |
| TITLE OF EXAMPLE PROJECT FROM SECTION F10: |
| 8a FORMER FIRM NAMES If anyRow1: |
| 8b YR ESTABLISHEDRow1: |
| 8c DUNS NUMBERRow1: |
| 8a FORMER FIRM NAMES If anyRow2: |
| 8b YR ESTABLISHEDRow2: |
| 8c DUNS NUMBERRow2: |
| 8a FORMER FIRM NAMES If anyRow3: |
| 8b YR ESTABLISHEDRow3: |
| 8c DUNS NUMBERRow3: |
| a Function CodeRow1: |
| b DisciplineRow1: |
| c1 No of Employees FirmRow1: |
| c2 No of Employees BranchRow1: |
| a Function CodeRow2: |
| b DisciplineRow2: |
| c1 No of Employees FirmRow2: |
| c2 No of Employees BranchRow2: |
| a Function CodeRow3: |
| b DisciplineRow3: |
| c1 No of Employees FirmRow3: |
| c2 No of Employees BranchRow3: |
| a Function CodeRow4: |
| b DisciplineRow4: |
| c1 No of Employees FirmRow4: |
| c2 No of Employees BranchRow4: |
| a Function CodeRow5: |
| b DisciplineRow5: |
| c1 No of Employees FirmRow5: |
| c2 No of Employees BranchRow5: |
| a Function CodeRow6: |
| b DisciplineRow6: |
| c1 No of Employees FirmRow6: |
| c2 No of Employees BranchRow6: |
| a Function CodeRow7: |
| b DisciplineRow7: |
| c1 No of Employees FirmRow7: |
| c2 No of Employees BranchRow7: |
| a Function CodeRow8: |
| b DisciplineRow8: |
| c1 No of Employees FirmRow8: |
| c2 No of Employees BranchRow8: |
| a Function CodeRow9: |
| b DisciplineRow9: |
| c1 No of Employees FirmRow9: |
| c2 No of Employees BranchRow9: |
| a Function CodeRow10: |
| b DisciplineRow10: |
| c1 No of Employees FirmRow10: |
| c2 No of Employees BranchRow10: |
| a Function CodeRow11: |
| b DisciplineRow11: |
| c1 No of Employees FirmRow11: |
| c2 No of Employees BranchRow11: |
| a Function CodeRow12: |
| b DisciplineRow12: |
| c1 No of Employees FirmRow12: |
| c2 No of Employees BranchRow12: |
| a Function CodeRow13: |
| b DisciplineRow13: |
| c1 No of Employees FirmRow13: |
| c2 No of Employees BranchRow13: |
| a Function CodeRow14: |
| b DisciplineRow14: |
| c1 No of Employees FirmRow14: |
| c2 No of Employees BranchRow14: |
| a Function CodeRow15: |
| b DisciplineRow15: |
| c1 No of Employees FirmRow15: |
| c2 No of Employees BranchRow15: |
| a Function CodeRow16: |
| b DisciplineRow16: |
| c1 No of Employees FirmRow16: |
| c2 No of Employees BranchRow16: |
| a Function CodeRow17: |
| b DisciplineRow17: |
| c1 No of Employees FirmRow17: |
| c2 No of Employees BranchRow17: |
| a Function CodeRow18: |
| b DisciplineRow18: |
| c1 No of Employees FirmRow18: |
| c2 No of Employees BranchRow18: |
| a Function CodeRow19: |
| b DisciplineRow19: |
| c1 No of Employees FirmRow19: |
| c2 No of Employees BranchRow19: |
| a Function CodeRow20: |
| b DisciplineRow20: |
| c1 No of Employees FirmRow20: |
| c2 No of Employees BranchRow20: |
| a Function CodeRow21: |
| c1 No of Employees FirmOther Employee: |
| c2 No of Employees BranchOther Employee: |
| a Function CodeRow22: |
| Other EmployeeRow1: |
| c1 No of Employees FirmRow22: |
| c2 No of Employees BranchRow22: |
| a Profile CodeRow1: |
| b ExperienceRow1: |
| c Revenue Index belowRow1: |
| a Profile CodeRow2: |
| b ExperienceRow2: |
| c Revenue Index belowRow2: |
| a Profile CodeRow3: |
| b ExperienceRow3: |
| c Revenue Index belowRow3: |
| a Profile CodeRow4: |
| b ExperienceRow4: |
| c Revenue Index belowRow4: |
| a Profile CodeRow5: |
| b ExperienceRow5: |
| c Revenue Index belowRow5: |
| a Profile CodeRow6: |
| b ExperienceRow6: |
| c Revenue Index belowRow6: |
| a Profile CodeRow7: |
| b ExperienceRow7: |
| c Revenue Index belowRow7: |
| a Profile CodeRow8: |
| b ExperienceRow8: |
| c Revenue Index belowRow8: |
| a Profile CodeRow9: |
| b ExperienceRow9: |
| c Revenue Index belowRow9: |
| a Profile CodeRow10: |
| b ExperienceRow10: |
| c Revenue Index belowRow10: |
| a Profile CodeRow11: |
| b ExperienceRow11: |
| c Revenue Index belowRow11: |
| a Profile CodeRow12: |
| b ExperienceRow12: |
| c Revenue Index belowRow12: |
| a Profile CodeRow13: |
| b ExperienceRow13: |
| c Revenue Index belowRow13: |
| a Profile CodeRow14: |
| b ExperienceRow14: |
| c Revenue Index belowRow14: |
| a Profile CodeRow15: |
| b ExperienceRow15: |
| c Revenue Index belowRow15: |
| a Profile CodeRow16: |
| b ExperienceRow16: |
| c Revenue Index belowRow16: |
| a Profile CodeRow17: |
| b ExperienceRow17: |
| c Revenue Index belowRow17: |
| a Profile CodeRow18: |
| b ExperienceRow18: |
| c Revenue Index belowRow18: |
| a Profile CodeRow19: |
| b ExperienceRow19: |
| c Revenue Index belowRow19: |
| a Profile CodeRow20: |
| b ExperienceRow20: |
| c Revenue Index belowRow20: |
| a Profile CodeRow21: |
| b ExperienceRow21: |
| c Revenue Index belowRow21: |
| a Profile CodeRow22: |
| b ExperienceRow22: |
| c Revenue Index belowRow22: |
| DISCIPLINE: |
| AUTH REP: |
| TITLE AND LOCATION: |
| PUBLIC NOTICE: |
| NAME AND TITLE: |
| FIRM PHONE: |
| FAX NUMBER: |
| EMAIL: |
| FIRM NAME: |
| PRIME: Off |
| JOINT VENTURE: Off |
| JOINT VENTURE 9B: Off |
| SUBCONTRATOR CHECK: Off |
| SUBCONTRATOR CHECK 9C: Off |
| FIRM NAME 9B: |
| BRANCH CHECK: Off |
| BRANCH CHECK 9B: Off |
| BRANCH ADDRESS: |
| BRANCH ADDRESS 9B: |
| ROLE CONTRACT: |
| ROLE CONTRACT 9B: |
| PRIME 9B: Off |
| FIRM NAME 9D: |
| FIRM NAME 9E: |
| FIRM NAME 9C: |
| FIRM NAME 9F: |
| ADDRESS 9C: |
| ROLE 9C: |
| ADDRESS 9E: |
| ADDRESS 9D: |
| ADDRESS 9F: |
| ROLE 9E: |
| ROLE 9D: |
| ROLE 9F: |
| PRIME 9D: Off |
| PRIME 9E: Off |
| PRIME 9C: Off |
| PRIME 9F: Off |
| JV 9D: Off |
| JV 9E: Off |
| JV 9C: Off |
| JV 9F: Off |
| SUBK 9D: Off |
| SUBK 9E: Off |
| SUBK 92: Off |
| SUBK 9F: Off |
| BRANCH 9D: Off |
| BRANCH 9C: Off |
| BRANCH 9F: Off |
| 12 NAME: |
| 13 ROLE: |
| 14A YEARS: |
| 14B YEARS: |
| 15 NAME: |
| 16 EDUCATION: |
| 17 PROFESSION: |
| 18 OTHER QUALS: |
| 19A2 YEARS: |
| 19A3 PROJECT: |
| 19A1 PROJECT: |
| 19A2 PROJECTS: |
| 19A3 PROJECT 2: |
| 19B1 PROJECT: |
| 19B2 PROJECTS: |
| 19B2 PROJECT: |
| 19B3 PROJECT: |
| 19B3 PROJECT 2: |
| 19C1 PROJECT: |
| 19C2 PROJECTS: |
| 19C2 PROJECT: |
| 19C3 PROJECT: |
| 19C3 PROJECT 2: |
| 19D1 PROJECT: |
| 19D2 PROJECTS: |
| 19D2 PROJECT: |
| 19D3 PROJECT: |
| 19D3 PROJECT 2: |
| 19E1 PROJECT: |
| 19E2 PROJECTS: |
| 19E2 PROJECT: |
| 19E3 PROJECT: |
| 19E3 PROJECT 2: |
| D EXAMPLE: |
| E TITLE: |
| F YEAR: |
| G YEAR APPLICABLE: |
| 23A PROJECT: |
| 23B PROJECT: |
| 23C PROJECT: |
| 24 DESCRIPTION: |
| 25 FIRMS: |
| 29: |
| GENERAL: |
| 32 NAME: |
| 31 DATE: |
| 1 SOLICITATION NUMBER: |
| 2A FIRM NAME: |
| 2B FIRM STREET: |
| 2C FIRM CITY: |
| 2C FIRM STATE: |
| 2C FIRM ZIP: |
| YEAR ESTABLISHED: |
| DUNS NUMBER: |
| OWNERSHIP TYPE: |
| OWNERSHIP SMALL BUSINESS: |
| POC PHONE: |
| POC EMAIL: |
| POC TITLE: |
| NAME OF FIRM: |
| DATE SIGNED: |
| FEDERAL WORK: |
| NON FEDERAL WORK: |
| TOTAL WORK: |
| BRANCH 9E: Off |
File details come from the government source that posted it. Updated .