ATTACHMENT C_Eng_Form_4025-R.pdf
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- Gavins Point Powerhouse Drain Rehab
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About this file
This document is ENG FORM 4025-R, a standardized transmittal form used by the U.S. Army Corps of Engineers (USACE) for contractor submission of shop drawings, equipment data, material samples, and manufacturer's certificates of compliance.
The form is divided into two primary sections. Section I, initiated by the contractor, requires identification of the transmittal number, contract number, project title and location, and specification section number. Contractors must detail each submittal item with a description, submittal type code (SD-01 through SD-11, ranging from preconstruction through closeout documentation), number of copies, specification paragraph and drawing sheet references, contractor review code, and any variations from contract requirements. Section II documents the approval action, requiring certification by the contractor that submitted items conform to contract documents and the approving authority's signature, name, title, date, and list of returned enclosures. The form permits identification of submittals as new or resubmittals, with resubmittals tracked using decimal notation added to the original transmittal number. Transmittal numbering follows a two-part format: the specification section number followed by a sequential number. Submittal Action Codes (A through X, K, R, and G) are assigned by both the contractor and the government approving authority to indicate approval status, compliance issues, or other required actions. The instructions specify that each transmittal must cover only one specification section, expeditious submittals require separate forms, and approval does not relieve contractors from full contract compliance.
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TRANSMITTAL OF SHOP DRAWINGS, EQUIPMENT DATA, MATERIAL SAMPLES, OR
MANUFACTURER'S CERTIFICATES OF COMPLIANCE
For use of this form, see ER 415-1-10; the proponent agency is CECW-CE.
DATE TRANSMITTAL NO.
SECTION I - REQUEST FOR APPROVAL OF THE FOLLOWING ITEMS (This section will be initiated by the contractor)
TO:
PROJECT TITLE AND LOCATIONSPECIFICATION SEC. NO. (Cover only one section with each transmittal)
FROM: CONTRACT NO. CHECK ONE:
THIS TRANSMITTAL IS FOR: (Check one)
THIS IS A NEW TRANSMITTAL
THIS IS A RESUBMITTAL OF
TRANSMITTAL
FIO GA DA CR DA/CR DA/GA
ITEM
NO.
(See
Note 3)
USACE
ACTION
CODE
(Note 9)
SUBMITTAL
TYPE CODE
(See Note 8)
NO.
OF
COPIES
SPEC.
PARA. NO.
DRAWING
SHEET NO.
CONTRACTOR
REVIEW
CODE
VARIATION
Enter "Y" if requesting a variation
(See Note 6)
DESCRIPTION OF SUBMITTAL ITEM
(Type size, model number/etc.)
a. i.c. d. e. f. g. h.b.
CONTRACT DOCUMENT
REFERENCE
REMARKS
SECTION II - APPROVAL ACTION
I certify that the above submitted items had been reviewed in detail and are correct and in strict conformance with the contract drawings and specifications except as otherwise stated.
NAME OF CONTRACTOR SIGNATURE OF CONTRACTOR
NAME AND TITLE OF APPROVING AUTHORITY SIGNATURE OF APPROVING AUTHORITY DATEENCLOSURES RETURNED (List by item No.)
REPLACES EDITION OF MAR 95, WHICH IS OBSOLETE.ENG FORM 4025-R, MAR 2012
INSTRUCTIONS
1. Section I will be initiated by the Contractor in the required number of copies.
2. Each Transmittal shall be numbered consecutively. The Transmittal Number typically includes two parts separated by a dash (-). The first part is the specification section number. The second part is a sequential number for the submittals under that spec section. If the Transmittal is a resubmittal, then add a decimal point to the end of the original Transmittal Number and begin numbering the resubmittal packages sequentially after the decimal.
3. The "Item No." for each entry on this form will be the same "Item No." as indicated on ENG FORM 4288-R.
4. Submittals requiring expeditious handling will be submitted on a separate ENG Form 4025-R.
5. Items transmitted on each transmittal form will be from the same specification section. Do not combine submittal information from different specification sections in a single transmittal.
6. If the data submitted are intentionally in variance with the contract requirements, indicate a variation in column h, and enter a statement in the Remarks block describing he detailed reason for the variation.
7. ENG Form 4025-R is self-transmitting - a letter of transmittal is not required.
8. When submittal items are transmitted, indicate the "Submittal Type" (SD-01 through SD-11) in column c of Section I.
Submittal types are the following:
SD-01 - Preconstruction SD-02 - Shop Drawings SD-03 - Product Data SD-04 - Samples SD-05 - Design Data SD-06 - Test Reports
SD-07 - Certificates SD-08 - Manufacturer's Instructions SD-09 - Manufacturer's Field Reports SD-10 - O&M Data SD-11 - Closeout
9. For each submittal item, the Contractor will assign Submittal Action Codes in column g of Section I. The U.S. Army Corps of Engineers approving authority will assign Submittal
Action Codes in column i of Section I. The Submittal Action Codes are:
A -- Approved as submitted.
B -- Approved, except as noted on drawings. Resubmission not required.
C -- Approved, except as noted on drawings. Refer to attached comments.
Resubmission required.
D -- Will be returned by separate correspondence.
E -- Disapproved. Refer to attached comments.
10. Approval of items does not relieve the contractor from complying with all the requirements of the contract.
F -- Receipt acknowledged.
X -- Receipt acknowledged, does not comply with contract requirements, as noted.
G -- Other action required (Specify)
K -- Government concurs with intermediate design. (For D-B contracts)
R -- Design submittal is acceptable for release for construction. (For D-B contracts)
ENG FORM 4025-R, MAR 2012
Page of
TRANSMITTAL OF SHOP DRAWINGS, EQUIPMENT DATA, MATERIAL SAMPLES, OR
MANUFACTURER'S CERTIFICATES OF COMPLIANCE
For use of this form, see ER 415-1-10; the proponent agency is CECW-CE.
SECTION I - REQUEST FOR APPROVAL OF THE FOLLOWING ITEMS (This section will be initiated by the contractor)
CHECK ONE:
THIS TRANSMITTAL IS FOR: (Check one)
ITEM
NO.
(See Note 3)
USACE
ACTION
CODE
(Note 9)
SUBMITTAL
TYPE CODE
(See Note 8)
NO.
OF
COPIES
SPEC.
PARA. NO.
DRAWING
SHEET NO.
CONTRACTOR
REVIEW
CODE
VARIATION
Enter "Y" if requesting a variation (See Note 6)
DESCRIPTION OF SUBMITTAL ITEM
(Type size, model number/etc.)
a.
i.
c.
d.
e.
f.
g.
h.
b.
CONTRACT DOCUMENT
REFERENCE
SECTION II - APPROVAL ACTION
I certify that the above submitted items had been reviewed in detail and are correct and in strict conformance with the contract drawings and specifications except as otherwise stated.
REPLACES EDITION OF MAR 95, WHICH IS OBSOLETE.
ENG FORM 4025-R, MAR 2012
INSTRUCTIONS
1. Section I will be initiated by the Contractor in the required number of copies.
2. Each Transmittal shall be numbered consecutively. The Transmittal Number typically includes two parts separated by a dash (-). The first part is the specification section number. The second part is a sequential number for the submittals under that spec section. If the Transmittal is a resubmittal, then add a decimal point to the end of the original Transmittal Number and begin numbering the resubmittal packages sequentially after the decimal.
3. The "Item No." for each entry on this form will be the same "Item No." as indicated on ENG FORM 4288-R.
4. Submittals requiring expeditious handling will be submitted on a separate ENG Form 4025-R.
5. Items transmitted on each transmittal form will be from the same specification section. Do not combine submittal information from different specification sections in a single transmittal.
6. If the data submitted are intentionally in variance with the contract requirements, indicate a variation in column h, and enter a statement in the Remarks block describing he detailed reason for the variation.
7. ENG Form 4025-R is self-transmitting - a letter of transmittal is not required.
8. When submittal items are transmitted, indicate the "Submittal Type" (SD-01 through SD-11) in column c of Section I.
Submittal types are the following:
SD-01 - Preconstruction SD-02 - Shop Drawings SD-03 - Product Data SD-04 - Samples SD-05 - Design Data SD-06 - Test Reports
SD-07 - Certificates SD-08 - Manufacturer's Instructions SD-09 - Manufacturer's Field Reports SD-10 - O&M Data SD-11 - Closeout
9. For each submittal item, the Contractor will assign Submittal Action Codes in column g of Section I. The U.S. Army Corps of Engineers approving authority will assign Submittal Action Codes in column i of Section I. The Submittal Action Codes are:
A -- Approved as submitted. B -- Approved, except as noted on drawings. Resubmission not required. C -- Approved, except as noted on drawings. Refer to attached comments. Resubmission required. D -- Will be returned by separate correspondence. E -- Disapproved. Refer to attached comments.
10. Approval of items does not relieve the contractor from complying with all the requirements of the contract.
F -- Receipt acknowledged.
X -- Receipt acknowledged, does not comply with contract requirements, as noted.
G -- Other action required (Specify) K -- Government concurs with intermediate design. (For D-B contracts) R -- Design submittal is acceptable for release for construction. (For D-B contracts)
ENG FORM 4025-R, MAR 2012
1.0 darwin.chen@usace.army.mil 2012-03-27 Forms Design Team Darwin Chen
TRANSMITTAL OF SHOP DRAWINGS, EQUIPMENT DATA, MATERIAL SAMPLES, OR
MANUFACTURER'S CERTIFICATES OF COMPLIANCE
2012-03-29
| CurrentPage: |
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| No8_Pro_Title: |
| No7_Specification: |
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| No6a_CheckBox: 0 |
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| ITEM NO. (See Note 3): |
| DESCRIPTION OF SUBMITTAL ITEM |
(Type size, model number/etc.):
| SUBMITTAL TYPE CODE (See Note 8): |
| NO. OF COPIES: |
| SPEC. PARA. NO.: |
| DRAWING SHEET NO. : |
| CONTRACTOR REVIEW CODE |
| VARIATION Enter "Y" if requesting a variation (See Note 6): |
| USACE ACTION CODE (Note 9) : |
| Remarks: |
| Contractor_Name: |
| Contractor_Signature: |
| Authority_Name: |
| Authority_Signature: |
| Authority_DateTime: |
| Enclosures: |
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