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This document is a specification section for Closeout Submittals required under a federal construction contract. Key details include:

The contract is for the Fire Island Inlet to Moriches Inlet (FIMI) Reach PL 84-99, PIR 2024 Project, a structural contract that includes repair and restoration of the project to design conditions, including approximately 1.7 million CY of beachfill, 35,202 ft of sand fencing, 31 acres of dune grass planting, and repair of elevated timber dune crossover and vehicular crossover structures. The construction cost is in the range of $50,000,000 to $100,000,000.

The specification covers requirements for as-built drawings, record drawings, spare parts data, warranties, and closeout submittals such as certifications, final approved shop drawings, and the as-built record of equipment and materials. It provides detailed formatting and procedural requirements for the various closeout documents. The work will be performed for the Army Corps of Engineers, New York District.

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PL 84- 99 FI MI - Ocean Bay Par k t o Davi s Par k PL8499FI MI Amendment 02

SECTI ON 01 78 00

CLOSEOUT SUBMI TTALS

05/ 19, CHG 1: 08/ 21

PART 1 GENERAL

1. 1 REFERENCES

The publ i cat i ons l i s t ed bel ow f or m a par t of t hi s speci f i cat i on t o t he ext ent r ef er enced. The publ i cat i ons ar e r ef er r ed t o wi t hi n t he t ext by t he basi c desi gnat i on onl y.

U. S. ARMY CORPS OF ENGI NEERS ( USACE)

ERDC/ I TL SR- 23- 1 A/ E/ C Gr aphi cs St andar d Rel ease 2. 2

ERDC/ I TL TR- 19- 6 ( 2019) A/ E/ C Gr aphi cs St andar d, Rel ease 2. 1

1. 2 DEFI NI TI ONS

1. 2. 1 As- Bui l t Dr awi ngs

As- bui l t dr awi ngs ar e t he mar ked- up dr awi ngs, mai nt ai ned by t he Cont r act or on- si t e, t hat depi ct act ual condi t i ons and devi at i ons f r om t he Cont r act Document s. These devi at i ons and addi t i ons may r esul t f r om coor di nat i on r equi r ed by, but not l i mi t ed t o: cont r act modi f i cat i ons; of f i c i al r esponses t o submi t t ed Request s f or I nf or mat i on ( RFI ' s) ; di r ect i on f r om t he Cont r act i ng Of f i cer ; desi gn t hat i s t he r esponsi bi l i t y of t he Cont r act or , and di f f er i ng s i t e condi t i ons. Mai nt ai n t he as- bui l t s t hr oughout const r uct i on as r ed- l i ned har d copi es on si t e and r ed- l i ned PDF f i l es. These f i l es ser ve as t he basi s f or t he cr eat i on of t he r ecor d dr awi ngs.

1. 2. 2 Recor d Dr awi ngs

The r ecor d dr awi ngs ar e t he f i nal compi l at i on of act ual condi t i ons r ef l ect ed i n t he as- bui l t dr awi ngs.

1. 2. 3 USACE CAD/ BI M Technol ogy Cent er

The USACE CAD/ BI M Technol ogy Cent er host s al l st andar d cont ent f or USACE.

Thi s cont ent can be accessed t hr ough t he CAD/ BI M Technol ogy Cent er websi t e, ht t ps: / / cadbi mcent er . er dc. dr en. mi l / .

1. 3 SOURCE DRAWI NG FI LES

Request t he f ul l set of el ect r oni c dr awi ngs, i n t he sour ce f or mat , f or Recor d Dr awi ng pr epar at i on, af t er awar d and at l east 30 days pr i or t o r equi r ed use.

1. 3. 1 Ter ms and Condi t i ons

Dat a cont ai ned on t hese el ect r oni c f i l es must not be used f or any pur pose ot her t han as a conveni ence i n t he pr epar at i on of const r uct i on dr awi ngs and dat a f or t he r ef er enced pr oj ect . Any ot her use or r euse i s at t he

SECTI ON 01 78 00 Page 1 sol e r i sk of t he Cont r act or and wi t hout l i abi l i t y or l egal exposur e t o t he Gover nment . The Cont r act or must make no cl ai m and wai ves t o t he f ul l est ext ent per mi t t ed by l aw, any cl ai m or cause of act i on of any nat ur e agai nst t he Gover nment , i t s agent s or sub consul t ant s t hat may ar i se out of or i n connect i on wi t h t he use of t hese el ect r oni c f i l es. The Cont r act or must , t o t he f ul l est ext ent per mi t t ed by l aw, i ndemni f y and hol d t he Gover nment har ml ess agai nst al l damages, l i abi l i t i es or cost s, i ncl udi ng r easonabl e at t or ney' s f ees and def ense cost s, ar i s i ng out of or r esul t i ng f r om t he use of t hese el ect r oni c f i l es.

These el ect r oni c CAD dr awi ng f i l es ar e not const r uct i on document s.

Di f f er ences may exi st bet ween t he CAD f i l es and t he cor r espondi ng const r uct i on document s. The Gover nment makes no r epr esent at i on r egar di ng t he accur acy or compl et eness of t he el ect r oni c CAD f i l es, nor does i t make r epr esent at i on t o t he compat i bi l i t y of t hese f i l es wi t h t he Cont r act or har dwar e or sof t war e. I n t he event t hat a conf l i c t ar i ses bet ween t he si gned and seal ed const r uct i on document s pr epar ed by t he Gover nment and t he f ur ni shed Sour ce dr awi ng f i l es, t he s i gned and seal ed const r uct i on document s gover n. The Cont r act or i s r esponsi bl e f or det er mi ni ng i f any conf l i c t exi st s. Use of t hese Sour ce Dr awi ng f i l es does not r el i eve t he Cont r act or of dut y t o f ul l y compl y wi t h t he cont r act document s, i ncl udi ng and wi t hout l i mi t at i on, t he need t o check, conf i r m and coor di nat e t he wor k of al l cont r act or s f or t he pr oj ect . I f t he Cont r act or uses, dupl i cat es or modi f i es t hese el ect r oni c sour ce dr awi ng f i l es f or use i n pr oduci ng const r uct i on dr awi ngs and dat a r el at ed t o t hi s cont r act , r emove al l pr evi ous i ndi c i a of owner shi p ( seal s, l ogos, s i gnat ur es, i ni t i al s and dat es) .

1. 4 RECORD DRAWI NGS

The Gover nment wi l l pr ovi de pdf and or pr ogr am f i l es at t he pr econst r uct i on conf er ence t hat cont ai ns one set of " as- desi gned" el ect r oni c CAD f i l es i n t he speci f i ed sof t war e and f or mat r evi sed t o r ef l ect al l amendment s and t he f i nal cont r act PDF dr awi ngs. The CAD f i l es ar e pr ovi ded t o enabl e pr epar at i on of as- bui l t or as- const r uct ed dr awi ngs. I f di scr epanci es exi st bet ween t he CAD f i l es and t he cont r act PDF dr awi ngs, cor r ect t he CAD f i l es t o show t he cont r act PDF dr awi ngs.

1. 4. 1 Var i at i on wi t h Cont r act Dr awi ngs

The el ect r oni c f i l es pr ovi ded ar e not par t of t he cont r act document s. I f t her e i s any di scr epancy bet ween t he el ect r oni c f i l es and t he cont r act dr awi ngs, t he cont r act dr awi ngs gover n. The Gover nment has no r esponsi bi l i t y t o modi f y any GFM due t o changes i n t he desi gn t hat occur af t er awar d.

Eval uat e t he cont ent and qual i t y of t he GFM upon r ecei pt . I f maj or di scr epanci es or omi ssi ons occur i n t he GFM, not i f y t he Cont r act i ng Of f i cer and i ndi cat e t he nat ur e of such var i at i ons.

1. 4. 2 Dat a Loss, Cor r upt i on, and Er r or

Tr ansf er of GFM f i l es may r esul t i n cor r upt ed f i l es r esul t i ng i n dat a l oss and er r or s. Use of GFM f i l es at own r i sk. Ver i f y dat a i nt egr i t y upon r ecei pt and r equest a r epl acement i f necessar y. Make any adj ust ment i n f i l e st r uct ur e, f or mat , or sof t war e ver si on as needed t o make GFM compat i bl e wi t h comput er syst ems and/ or sof t war e t o meet t he r equi r ement s of t he cont r act .

SECTI ON 01 78 00 Page 2

1. 4. 3 Model i ng Compl et eness and Qual i t y

The Gover nment makes no guar ant ee t hat t he GFM pr ovi de t he l evel of compl et eness or qual i t y as r equi r ed by t he cont r act . Fur t her , t he Gover nment makes no guar ant ee t hat i dent i f i ed var i at i ons wi l l be cor r ect ed upon not i f i cat i on.

1. 5 SUBMI TTALS

Gover nment appr oval i s r equi r ed f or submi t t al s wi t h a " G" or " S" c l assi f i cat i on. Submi t t al s not havi ng a " G" or " S" c l assi f i cat i on ar e f or i nf or mat i on onl y. When used, a code f ol l owi ng t he " G" c l assi f i cat i on i dent i f i es t he of f i ce t hat wi l l r evi ew t he submi t t al f or t he Gover nment .

Submi t t he f ol l owi ng i n accor dance wi t h Sect i on 01 33 00 SUBMI TTAL

PROCEDURES:

SD- 03 Pr oduct Dat a

War r ant y Management Pl an

Spar e Par t s Dat a

SD- 08 Manuf act ur er ' s I nst r uct i ons

Post ed I nst r uct i ons

SD- 11 Cl oseout Submi t t al s

As- Bui l t Dr awi ngs; G, RO

Recor d Dr awi ngs; G, RO

As- Bui l t Recor d of Equi pment and Mat er i al s

War r ant ed Equi pment and Mat er i al s

Fi nal Appr oved Shop Dr awi ngs; G, RO

Const r uct i on Cont r act Speci f i cat i ons; G, RO

Cer t i f i cat i on of EPA Desi gnat ed I t ems; G, RO

Cer t i f i cat i on Of USDA Desi gnat ed I t ems; G, RO

1. 6 SPARE PARTS DATA

Submi t t he Spar e Par t s Dat a l i s t , el ect r oni cal l y i n PDF f or mat , v i a emai l .

a. I ndi cat e manuf act ur er ' s name, par t number , and st ock l evel r equi r ed f or t est , mai nt enance and r epai r act i v i t i es. Li st t hose i t ems t hat may be st andar d t o t he nor mal mai nt enance of t he syst em.

b. At accept ance, ensur e t he r equi r ed st ock l evel i s suppl i ed as i ndi cat ed i n subpar agr aph a f or mai nt enance and r epai r act i v i t i es t hr ough t he f aci l i t i es war r ant y per i od. Pr ovi s i on of spar e par t s does not r el i eve t he Cont r act or of r esponsi bi l i t i es l i s t ed under t he cont r act guar ant ee pr ovi s i ons.

SECTI ON 01 78 00 Page 3

1. 7 QUALI TY CONTROL

Addi t i ons and cor r ect i ons t o t he cont r act dr awi ngs must be equal i n qual i t y and det ai l t o t hat of t he or i gi nal s. Li ne col or s, l i ne wei ght s, l et t er i ng, l ayer i ng convent i ons, and symbol s must be t he same as t he or i gi nal l i ne col or s, l i ne wei ght s, l et t er i ng, l ayer i ng convent i ons, and symbol s.

1. 8 WARRANTY MANAGEMENT

1. 8. 1 War r ant y Management Pl an

Devel op a war r ant y management pl an whi ch cont ai ns i nf or mat i on r el evant t o FAR 52. 246- 21 War r ant y of Const r uct i on. At l east 30 days bef or e t he pl anned pr e- war r ant y conf er ence, submi t one set of t he war r ant y management pl an. I ncl ude wi t hi n t he war r ant y management pl an al l r equi r ed act i ons and document s t o assur e t hat t he Gover nment r ecei ves al l war r ant i es t o whi ch i t i s ent i t l ed. The pl an nar r at i ve must cont ai n suf f i c i ent det ai l t o r ender i t sui t abl e f or use by f ut ur e mai nt enance and r epai r per sonnel , whet her t r adesmen, or of engi neer i ng backgr ound, not necessar i l y f ami l i ar wi t h t hi s cont r act . The t er m " st at us" as i ndi cat ed bel ow must i ncl ude due dat e and whet her i t em has been submi t t ed or was accompl i shed. Submi t war r ant y i nf or mat i on, made avai l abl e dur i ng t he const r uct i on phase, t o t he Cont r act i ng Of f i cer f or appr oval pr i or t o each mont hl y pay est i mat e.

Assembl e appr oved i nf or mat i on i n a bi nder and t ur n over t o t he Gover nment upon accept ance of t he wor k. The const r uct i on war r ant y per i od must begi n on t he dat e of pr oj ect accept ance and cont i nue f or t he f ul l pr oduct war r ant y per i od. Conduct a j oi nt 4 mont h and 9 mont h war r ant y i nspect i on, measur ed f r om t i me of accept ance; wi t h t he Cont r act or , Cont r act i ng Of f i cer and t he Cust omer Repr esent at i ve. The war r ant y management pl an must i ncl ude, but i s not l i mi t ed t o, t he f ol l owi ng:

a. Rol es and r esponsi bi l i t i es of per sonnel associ at ed wi t h t he war r ant y pr ocess, i ncl udi ng poi nt s of cont act and t el ephone number s wi t hi n t he or gani zat i ons of t he Cont r act or s, subcont r act or s, manuf act ur er s or suppl i er s i nvol ved.

b. For each war r ant y, t he name, addr ess, t el ephone number , and e- mai l of each of t he guar ant or ' s r epr esent at i ves near est t o t he pr oj ect l ocat i on.

c. A l i s t and st at us of del i ver y of Cer t i f i cat es of War r ant y f or ext ended war r ant y i t ems.

d. War r ant ed Equi pment and Mat er i al s l i s t f or each war r ant ed equi pment , i t em, f eat ur e of const r uct i on or syst em i ndi cat i ng:

( 1) Name of i t em.

( 2) Model and ser i al number s.

( 3) Locat i on wher e i nst al l ed.

( 4) Name and phone number s of manuf act ur er s or suppl i er s.

( 5) Names, addr esses and t el ephone number s of sour ces of spar e par t s.

( 6) War r ant i es and t er ms of war r ant y. I ncl ude one- year over al l war r ant y of const r uct i on, i ncl udi ng t he st ar t i ng dat e of war r ant y of const r uct i on. I t ems whi ch have war r ant i es l onger t han one year must be i ndi cat ed wi t h separ at e war r ant y expi r at i on dat es.

( 7) Cr oss- r ef er ence t o war r ant y cer t i f i cat es as appl i cabl e.

( 8) St ar t i ng poi nt and dur at i on of war r ant y per i od.

SECTI ON 01 78 00 Page 4

( 9) Summar y of mai nt enance pr ocedur es r equi r ed t o cont i nue t he war r ant y i n f or ce.

( 10) Cr oss- r ef er ence t o speci f i c per t i nent Oper at i on and Mai nt enance manual s.

( 11) Or gani zat i on, names and phone number s of per sons t o cal l f or war r ant y ser vi ce.

( 12) Typi cal r esponse t i me and r epai r t i me expect ed f or var i ous war r ant ed equi pment .

e. The pl ans f or at t endance at t he 4 and 9 mont h post - const r uct i on war r ant y i nspect i ons conduct ed by t he Gover nment .

f . Pr ocedur e and st at us of t aggi ng of equi pment cover ed by war r ant i es l onger t han one year .

g. Copi es of i nst r uct i ons t o be post ed near sel ect ed pi eces of equi pment wher e oper at i on i s cr i t i cal f or war r ant y or saf et y r easons.

1. 8. 2 Per f or mance Bond

The Per f or mance Bond must r emai n ef f ect i ve t hr oughout t he const r uct i on and war r ant y per i od.

a. I n t he event t he Cont r act or f ai l s t o commence and di l i gent l y pur sue any const r uct i on war r ant y wor k r equi r ed, t he Cont r act i ng Of f i cer wi l l have t he wor k per f or med by ot her s, and af t er compl et i on of t he wor k, wi l l char ge t he r emai ni ng const r uct i on war r ant y f unds of expenses i ncur r ed by t he Gover nment whi l e per f or mi ng t he wor k, i ncl udi ng, but not l i mi t ed t o admi ni st r at i ve expenses.

b. I n t he event suf f i c i ent f unds ar e not avai l abl e t o cover t he const r uct i on war r ant y wor k per f or med by t he Gover nment at t he Cont r act or ' s expense, t he Cont r act i ng Of f i cer wi l l have t he r i ght t o r ecoup expenses f r om t he bondi ng company.

c. Fol l owi ng or al or wr i t t en not i f i cat i on of r equi r ed const r uct i on war r ant y r epai r wor k, r espond i n a t i mel y manner . Wr i t t en ver i f i cat i on wi l l f ol l ow or al i nst r uct i ons. Fai l ur e t o r espond wi l l be cause f or t he Cont r act i ng Of f i cer t o pr oceed agai nst t he Cont r act or .

1. 8. 3 Pr e- War r ant y Conf er ence

Pr i or t o cont r act compl et i on, and at a t i me desi gnat ed by t he Cont r act i ng Of f i cer , meet wi t h t he Cont r act i ng Of f i cer t o devel op a mut ual under st andi ng wi t h r espect t o t he r equi r ement s of t hi s sect i on. At t hi s meet i ng, est abl i sh and r evi ew communi cat i on pr ocedur es f or Cont r act or not i f i cat i on of const r uct i on war r ant y def ect s, pr i or i t i es wi t h r espect t o t he t ype of def ect , r easonabl e t i me r equi r ed f or Cont r act or r esponse, and ot her det ai l s deemed necessar y by t he Cont r act i ng Of f i cer f or t he execut i on of t he const r uct i on war r ant y I n connect i on wi t h t hese r equi r ement s and at t he t i me of t he Cont r act or ' s qual i t y cont r ol compl et i on i nspect i on, f ur ni sh t he name, t el ephone number and addr ess of a l i censed and bonded company whi ch i s aut hor i zed t o i ni t i at e and pur sue const r uct i on war r ant y wor k act i on on behal f of t he Cont r act or . Thi s poi nt of cont act must be l ocat ed wi t hi n t he l ocal ser vi ce ar ea of t he war r ant ed const r uct i on, be cont i nuousl y avai l abl e, and be r esponsi ve t o Gover nment i nqui r y on war r ant y wor k act i on and st at us. Thi s r equi r ement does not r el i eve t he Cont r act or of any of i t s r esponsi bi l i t i es i n connect i on wi t h ot her por t i ons of t hi s pr ovi s i on.

SECTI ON 01 78 00 Page 5

1. 8. 4 Cont r act or ' s Response t o Const r uct i on War r ant y Ser vi ce Requi r ement s

Fol l owi ng or al or wr i t t en not i f i cat i on by t he Cont r act i ng Of f i cer , r espond t o const r uct i on war r ant y ser vi ce r equi r ement s i n accor dance wi t h t he " Const r uct i on War r ant y Ser vi ce Pr i or i t y Li st " and t he t hr ee cat egor i es of pr i or i t i es l i s t ed bel ow. Submi t a r epor t on any war r ant y i t em t hat has been r epai r ed dur i ng t he war r ant y per i od. I ncl ude wi t hi n t he r epor t t he cause of t he pr obl em, dat e r epor t ed, cor r ect i ve act i on t aken, and when t he r epai r was compl et ed. I f t he Cont r act or does not per f or m t he const r uct i on war r ant y wi t hi n t he t i mef r ame speci f i ed, t he Gover nment wi l l per f or m t he wor k and back char ge t he const r uct i on war r ant y payment i t em est abl i shed.

a. Fi r st Pr i or i t y Code 1. Per f or m onsi t e i nspect i on t o eval uat e s i t uat i on, and det er mi ne cour se of act i on wi t hi n 4 hour s, i ni t i at e wor k wi t hi n 6 hour s and wor k cont i nuousl y t o compl et i on or r el i ef .

b. Second Pr i or i t y Code 2. Per f or m onsi t e i nspect i on t o eval uat e s i t uat i on, and det er mi ne cour se of act i on wi t hi n 8 hour s, i ni t i at e wor k wi t hi n 24 hour s and wor k cont i nuousl y t o compl et i on or r el i ef .

c. Thi r d Pr i or i t y Code 3. Al l ot her wor k t o be i ni t i at ed wi t hi n 3 wor k days and wor k cont i nuousl y t o compl et i on or r el i ef .

PART 2 PRODUCTS

2. 1 RECORD DRAWI NGS

Pr epar e t he CAD dr awi ng f i l es i n Aut oCAD Rel ease 2022 f or mat compat i bl e wi t h a Wi ndows 10 oper at i ng syst em.

2. 1. 1 Addi t i onal Dr awi ngs

I f addi t i onal dr awi ngs ar e r equi r ed, pr epar e t hem usi ng t he speci f i ed el ect r oni c f i l e f or mat appl y i ng t he same gr aphi c st andar ds speci f i ed f or or i gi nal dr awi ngs. The t i t l e bl ock and dr awi ng bor der t o be used f or any new f i nal r ecor d dr awi ngs must be i dent i cal t o t hat used on t he cont r act dr awi ngs.

2. 1. 1. 1 Sheet Number s and Fi l e Names

I f a sheet needs t o be added bet ween t wo sequent i al sheet s, append a Suppl ement al Dr awi ng Desi gnat or i n accor dance wi t h ERDC/ I TL TR- 19- 7 ERDC/ I TL SR- 23- 1 Addi ng a dr awi ng sheet , and ERDC/ I TL TR- 19- 6 Addi ng or del et i ng dr awi ng sheet s and i ndex sheet pr ocedur es.

2. 2 CERTI FI CATI ON OF EPA DESI GNATED I TEMS

Submi t t he Cer t i f i cat i on of EPA Desi gnat ed I t ems as r equi r ed by FAR

52. 223- 9 Est i mat e of Per cent age of Recover ed Mat er i al Cont ent f or EPA Desi gnat ed I t ems and FAR 52- 223- 17 Af f i r mat i ve Pr ocur ement of EPA desi gnat ed i t ems i n Ser vi ce and Const r uct i on Cont r act s. I ncl ude on t he cer t i f i cat i on f or m t he f ol l owi ng i nf or mat i on: pr oj ect name, pr oj ect number , Cont r act or name, l i cense number , Cont r act or addr ess, and cer t i f i cat i on. The cer t i f i cat i on wi l l r ead as f ol l ows and be si gned and dat ed by t he Cont r act or . " I her eby cer t i f y t he i nf or mat i on pr ovi ded her ei n i s accur at e and t hat t he r equi s i t i on/ pr ocur ement of al l mat er i al s l i s t ed on t hi s f or m compl y wi t h cur r ent EPA st andar ds f or

SECTI ON 01 78 00 Page 6 r ecycl ed/ r ecover ed mat er i al s cont ent . The f ol l owi ng exempt i ons may appl y t o t he non- pr ocur ement of r ecycl ed/ r ecover ed cont ent mat er i al s:

a. The pr oduct does not meet appr opr i at e per f or mance st andar ds;

b. The pr oduct i s not avai l abl e wi t hi n a r easonabl e t i me f r ame;

c. The pr oduct i s not avai l abl e compet i t i vel y ( f r om t wo or mor e sour ces) ;

d. The pr oduct i s onl y avai l abl e at an unr easonabl e pr i ce ( compar ed wi t h a compar abl e non- r ecycl ed cont ent pr oduct ) . "

Recor d each pr oduct used i n t he pr oj ect t hat has a r equi r ement , not i ng t ot al pr i ce, t ot al val ue of post - i ndust r i al r ecycl ed cont ent , t ot al val ue of post - consumer r ecycl ed cont ent , exempt i ons ( a, b, c, or d, as i ndi cat ed) , and comment s. Recycl ed cont ent val ues may be det er mi ned by wei ght or vol ume per cent , but must be consi st ent t hr oughout .

] 2. 3 CERTI FI CATI ON OF USDA DESI GNATED I TEMS

Submi t t he Cer t i f i cat i on of USDA Desi gnat ed I t ems as r equi r ed by FAR 52- 223- 1 Bi o- based Pr oduct Cer t i f i cat i ons and FAR 52. 223- 2 Af f i r mat i ve Pr ocur ement of Bi obased Pr oduct s Under Ser vi ce and Const r uct i on Cont r act s. I ncl ude on t he cer t i f i cat i on f or m t he f ol l owi ng i nf or mat i on:

pr oj ect name, pr oj ect number , Cont r act or name, l i cense number , Cont r act or addr ess, and cer t i f i cat i on. The cer t i f i cat i on wi l l r ead as f ol l ows and be si gned and dat ed by t he Cont r act or . " I her eby cer t i f y t he i nf or mat i on pr ovi ded her ei n i s accur at e and t hat t he r equi s i t i on/ pr ocur ement of al l mat er i al s l i s t ed on t hi s f or m compl y wi t h cur r ent USDA st andar ds f or bi obased mat er i al s cont ent . The f ol l owi ng exempt i ons may appl y t o t he non- pr ocur ement of bi obased cont ent mat er i al s:

a. The pr oduct does not meet appr opr i at e per f or mance st andar ds;

b. The pr oduct i s not avai l abl e wi t hi n a r easonabl e t i me f r ame;

c. The pr oduct i s not avai l abl e compet i t i vel y ( f r om t wo or mor e sour ces) ;

d. The pr oduct i s onl y avai l abl e at an unr easonabl e pr i ce ( compar ed wi t h a compar abl e bi o- based cont ent pr oduct ) . "

Recor d each pr oduct used i n t he pr oj ect t hat has a r equi r ement , not i ng t ot al pr i ce, t ot al val ue of post - i ndust r i al r ecycl ed cont ent , t ot al val ue of post - consumer r ecycl ed cont ent , t ot al val ue of bi obased cont ent , exempt i ons ( a, b, c, or d, as i ndi cat ed) , and comment s. Bi obased cont ent val ues may be det er mi ned by wei ght or vol ume per cent , but must be consi st ent t hr oughout .

2. 4 PDF AS- BUI LT FI LES

Pr ovi de el ect r oni c PDF " pl ot s" of al l cont r act dr awi ngs sheet s associ at ed wi t h t he as- bui l t dr awi ng submi t t al . Compi l e and or gani ze t he PDF set t o mat ch t he cont r act dr awi ngs.

2. 4. 1 PDF Fi l e Packagi ng

Ut i l i ze PDF f i l e f or mat i n accor dance wi t h I SO 32000- 1 and I SO 19005- 3.

Pr ovi de f i l es f r om or i gi nal sour ces, t ext - sear chabl e, and saved i n " St andar d" ( uncompr essed) r esol ut i on whenever possi bl e.

SECTI ON 01 78 00 Page 7

2. 4. 1. 1 Bookmar ki ng

a. Bookmar k dr awi ng submi t t al PDF set s t o i ncl ude one Par ent Bookmar k per Di sci pl i ne and one Chi l d Bookmar k per sheet wi t hi n each Di sci pl i ne.

For mat Par ent Bookmar ks as " Di sci pl i ne" ( e. g. Ar chi t ect ur al ) . For mat Chi l d Bookmar ks as " Sheet I D Sheet Ti t l e" ( e. g. A- 101 Fi r st Fl oor Pl an) .

b. Bookmar k speci f i cat i on submi t t al PDF set s usi ng t he SpecsI nt act Pr i nt Pr ocessi ng PDF Pr i nt / Publ i sh f eat ur e, combi ni ng pr ocessed sect i ons i nt o one PDF document . I nser t t he Submi t t al Regi st er i nt o t he f i l e wher e speci f i ed by Sect i on 01 33 00 SUBMI TTAL PROCEDURES and bookmar k.

2. 4. 1. 2 Hyper l i nki ng

Hyper l i nk al l r ef er ence annot at i on symbol ogy ( e. g. sect i on cut symbol ogy, det ai l cal l out symbol ogy, el evat i on cal l out symbol ogy) t o t he sheet r ef er enced by t he annot at i on.

2. 5 REDLI NES AND MARKUPS

Pr ovi de PDFs of t he cur r ent wor ki ng r edl i nes and/ or mar kups compl yi ng wi t h t he as- bui l t s dr awi ng and mar kup r equi r ement s cont ai ned i n t hi s speci f i cat i on.

2. 6 AS- BUI LT RE- SUBMI SSI ON REQUI REMENTS

I f el ement s of an as- bui l t submi t t al ar e r ej ect ed, pr ovi de t he f ol l owi ng f or each r e- submi ssi on, i n addi t i on t o any i nf or mat i on r equi r ed i n Sect i on

01 33 00 SUBMI TTAL PROCEDURES:

a. Re- submi t al l component s r equi r ed under par agr aph As- Bui l t s updat ed cont ent i n r esponse t o Gover nment comment s.

b. Pr ovi de a copy of al l Gover nment r evi ew comment s.

c. Pr ovi de a di sposi t i on/ r esponse t o each Gover nment r evi ew comment f or a back- check of t he r e- submi ssi on del i ver abl e.

PART 3 EXECUTI ON

3. 1 AS- BUI LT DRAWI NGS

Pr ovi de and mai nt ai n t wo bl ack l i ne pr i nt copi es of t he PDF cont r act dr awi ngs f or As- Bui l t Dr awi ngs. Mai nt ai n t he as- bui l t s t hr oughout const r uct i on as r ed- l i ned har d copi es on si t e and r ed- l i ned PDF f i l es.

Submi t As- Bui l t Dr awi ngs 30 days pr i or t o Benef i c i al Occupancy Dat e ( BOD) .

3. 1. 1 Mar kup Gui del i nes

Make comment s and mar kup t he dr awi ngs compl et e wi t hout r ef er ence t o l et t er s, memos, or mat er i al s t hat ar e not par t of t he As- Bui l t dr awi ng.

Show what was changed, how i t was changed, wher e i t em( s) wer e r el ocat ed and change r el at ed det ai l s. These wor ki ng as- bui l t mar kup pr i nt s must be neat , l egi bl e and accur at e as f ol l ows:

a. Use base col or s of r ed, gr een, and bl ue. Col or code f or changes as f ol l ows:

SECTI ON 01 78 00 Page 8

( 1) Speci al ( Bl ue) - I t ems r equi r i ng speci al i nf or mat i on, coor di nat i on, or speci al det ai l i ng or det ai l i ng not es.

( 2) Del et i ons ( Red) - Over - st r i ke del et ed gr aphi c i t ems ( l i nes) , l et t er i ng i n not es and l eader s.

( 3) Addi t i ons ( Gr een) - Added i t ems, l et t er i ng i n not es and l eader s.

b. Pr ovi de a l egend i f col or s ot her t han t he " base" col or s of r ed, gr een, and bl ue ar e used.

c. Add and denot e any addi t i onal equi pment or mat er i al f aci l i t i es, ser vi ce l i nes, i ncor por at ed under As- Bui l t Revi s i ons i f not al r eady shown i n l egend.

d. Use f r equent wr i t t en expl anat i ons on mar kup dr awi ngs t o descr i be changes. Do not t ot al l y r el y on gr aphi c means t o convey t he r evi s i on.

e. Use l egi bl e l et t er i ng and pr eci se and cl ear di gi t al val ues when mar ki ng pr i nt s. Cl ar i f y ambi gui t i es concer ni ng t he nat ur e and appl i cat i on of change i nvol ved.

f . Wher ever a r evi s i on i s made, al so make changes t o r el at ed sect i on v i ews, det ai l s, l egend, pr of i l es, pl ans and el evat i on v i ews, schedul es, not es and cal l out desi gnat i ons, and mar k accor di ngl y t o avoi d conf l i c t i ng dat a on al l ot her sheet s.

g. For del et i ons, cr oss out al l f eat ur es, dat a and capt i ons t hat r el at e t o t hat r evi s i on.

h. For changes on smal l - scal e dr awi ngs and i n r est r i ct ed ar eas, pr ovi de l ar ge- scal e i nser t s, wi t h l eader s t o t he appl i cabl e l ocat i on.

i . I ndi cat e one of t he f ol l owi ng when at t achi ng a pr i nt or sket ch t o a mar kup pr i nt :

1) Add an ent i r e dr awi ng t o cont r act dr awi ngs

2) Change t he cont r act dr awi ng t o show changes on t he dr awi ng.

3) Pr ovi ded f or r ef er ence onl y t o f ur t her det ai l t he i ni t i al desi gn.

j . I ncor por at e al l shop and f abr i cat i on dr awi ngs i nt o t he mar kup dr awi ngs.

3. 1. 2 As- Bui l t Dr awi ngs Cont ent

Revi se As- Bui l t Dr awi ngs i n accor dance wi t h ERDC/ I TL TR- 19- 6 ERDC/ I TL SR- 23- 1. Keep t hese wor ki ng as- bui l t mar kup dr awi ngs cur r ent on a weekl y basi s and at l east one set avai l abl e on t he j obsi t e at al l t i mes. Changes f r om t he cont r act dr awi ngs whi ch ar e made dur i ng const r uct i on or addi t i onal i nf or mat i on whi ch mi ght be uncover ed i n t he cour se of const r uct i on must be accur at el y and neat l y r ecor ded as t hey occur by means of det ai l s and not es. Submi t t he wor ki ng as- bui l t mar kup dr awi ngs f or appr oval pr i or t o submi ssi on of each mont hl y pay est i mat e.

For f ai l ur e t o mai nt ai n t he wor ki ng and f i nal r ecor d dr awi ngs as speci f i ed her ei n, t he Cont r act i ng Of f i cer wi l l wi t hhol d 10 per cent of t he mont hl y pr ogr ess payment unt i l appr oval of updat ed dr awi ngs. Show on t he as- bui l t dr awi ngs, but not l i mi t ed t o, t he f ol l owi ng i nf or mat i on:

SECTI ON 01 78 00 Page 9

a. The act ual l ocat i on, k i nds and si zes of al l sub- sur f ace ut i l i t y l i nes. I n or der t hat t he l ocat i on of t hese l i nes and appur t enances may be det er mi ned i n t he event t he sur f ace openi ngs or i ndi cat or s become cover ed over or obscur ed, show by of f set di mensi ons t o t wo per manent l y f i xed sur f ace f eat ur es t he end of each r un i ncl udi ng each change i n di r ect i on on t he r ecor d dr awi ngs. Locat e val ves, spl i ce boxes and si mi l ar appur t enances by di mensi oni ng al ong t he ut i l i t y r un f r om a r ef er ence poi nt . Al so r ecor d t he aver age dept h bel ow t he sur f ace of each r un.

b. The l ocat i on and di mensi ons of any changes wi t hi n t he bui l di ng st r uct ur e.

c. Layout and schemat i c dr awi ngs of el ect r i cal c i r cui t s and pi pi ng.

d. Cor r ect gr ade, el evat i ons, cr oss sect i on, or al i gnment of r oads, ear t hwor k, st r uct ur es or ut i l i t i es i f any changes wer e made f r om cont r act pl ans.

e. Changes i n det ai l s of desi gn or addi t i onal i nf or mat i on obt ai ned f r om wor ki ng dr awi ngs speci f i ed t o be pr epar ed or f ur ni shed by t he Cont r act or ; i ncl udi ng but not l i mi t ed t o shop dr awi ngs, f abr i cat i on, er ect i on, i nst al l at i on pl ans and pl aci ng det ai l s, pi pe s i zes, i nsul at i on mat er i al , di mensi ons of equi pment , and f oundat i ons.

f . The t opogr aphy, i nver t el evat i ons and gr ades of dr ai nage i nst al l ed or af f ect ed as par t of t he pr oj ect const r uct i on.

g. Changes or Revi s i ons whi ch r esul t f r om t he f i nal i nspect i on.

h. Wher e cont r act dr awi ngs or speci f i cat i ons pr esent opt i ons, show onl y t he opt i on sel ect ed f or const r uct i on on t he wor ki ng as- bui l t mar kup dr awi ngs.

i . I f bor r ow mat er i al f or t hi s pr oj ect i s f r om sour ces on Gover nment pr oper t y, or i f Gover nment pr oper t y i s used as a spoi l ar ea, f ur ni sh a cont our map of t he f i nal bor r ow pi t / spoi l ar ea el evat i ons.

j . Syst ems desi gned or enhanced by t he Cont r act or , such as HVAC cont r ol s, f i r e al ar m, f i r e spr i nkl er , and i r r i gat i on syst ems.

k. Changes i n l ocat i on of equi pment and ar chi t ect ur al f eat ur es.

l . Modi f i cat i ons.

m. Act ual l ocat i on of anchor s, const r uct i on and cont r ol j oi nt s, et c. , i n concr et e.

n. Unusual or unchar t ed obst r uct i ons t hat ar e encount er ed i n t he cont r act wor k ar ea dur i ng const r uct i on.

o. Locat i on, ext ent , t hi ckness, and si ze of st one pr ot ect i on par t i cul ar l y wher e i t wi l l be nor mal l y submer ged by wat er .

3. 2 RECORD DRAWI NG FI LES

I f addi t i onal dr awi ngs ar e r equi r ed, pr epar e t hem usi ng t he speci f i ed el ect r oni c f i l e f or mat appl y i ng t he same gr aphi c st andar ds speci f i ed f or

SECTI ON 01 78 00 Page 10 or i gi nal dr awi ngs. The t i t l e bl ock and dr awi ng bor der t o be used f or any new f i nal r ecor d dr awi ngs must be i dent i cal t o t hat used on t he cont r act dr awi ngs. Accompl i sh addi t i ons and cor r ect i ons t o t he cont r act dr awi ngs usi ng CAD f i l es. Pr ovi de al l pr ogr am f i l es and har dwar e necessar y t o pr epar e f i nal PDF r ecor d dr awi ngs. The Cont r act i ng Of f i cer wi l l r evi ew f i nal PDF r ecor d dr awi ngs f or accur acy and r et ur n t hem t o t he Cont r act or f or r equi r ed cor r ect i ons, changes, addi t i ons, and del et i ons.

3. 2. 1 Rename t he CAD Dr awi ng f i l es

Rename t he CAD Dr awi ng f i l es usi ng t he cont r act number as t he Pr oj ect Code f i el d, ( e. g. , W91238- 15- C- 10A- 102. DWGDGN) as i nst r uct ed i n t he Pr e- Const r uct i on conf er ence. Use onl y t hose r enamed f i l es f or t he Mar ked- up changes. Make al l changes on t he l ayer / l evel as t he or i gi nal i t em.

a. For Aut oCAD f i l es ( DWG) , ent er al l as- bui l t del t a changes and not at i ons on t he AS- BUI LT l ayer . Mi cr oSt at i on f i l es ( DGN) , ent er al l as- bui l t del t a changes and not at i ons on:

- Level #63

- Level / Layer Name cont ai ns: ANNO- REVS

- Level / Layer Descr i pt i on: Revi s i ons

b. When f i nal r evi s i ons have been compl et ed, show t he wor di ng " RECORD DRAWI NG AS- BUI LTS" f ol l owed by t he name of t he Cont r act or i n l et t er s at l east 3/ 16 i nch hi gh on t he cover sheet dr awi ng. Dat e RECORD DRAWI NG AS- BUI LTS" dr awi ng r evi s i ons i n t he r evi s i on bl ock.

c. Wi t hi n 20 days af t er Gover nment appr oval of al l of t he wor ki ng r ecor d dr awi ngs f or a phase of wor k, pr epar e t he f i nal CAD r ecor d dr awi ngs f or t hat phase of wor k and submi t PDF dr awi ng f i l es and t wo set s of pr i nt s f or r evi ew and appr oval . The Gover nment wi l l pr ompt l y r et ur n one set of pr i nt s annot at ed wi t h any necessar y cor r ect i ons. Wi t hi n 10 days r evi se t he CAD f i l es accor di ngl y at no addi t i onal cost and submi t one set of f i nal pr i nt s f or t he compl et ed phase of wor k t o t he Gover nment . Wi t hi n 10 days of subst ant i al compl et i on of al l phases of wor k, submi t t he f i nal r ecor d dr awi ng package f or t he ent i r e pr oj ect .

Submi t one set of el ect r oni c CAD f i l es, and one set of t he appr oved wor ki ng r ecor d PDF and or pr ogr amf i l es wi t h t wo set s of pr i nt s. The CAD f i l es must be compl et e i n al l det ai l s and i dent i cal i n f or m and f unct i on t o t he CAD dr awi ng f i l es suppl i ed by t he Gover nment . Pr epar e Aut oCAD f i l es f or t r ansmi t t al usi ng e- Tr ansmi t . Pr epar e Mi cr oSt at i on f i l es f or t r ansmi t t al usi ng t he Packager ( Ar chi ve) . Make any t r ansact i ons or adj ust ment s necessar y t o accompl i sh t hi s. The Gover nment r eser ves t he r i ght t o r ej ect any dr awi ng f i l es i t deems i ncompat i bl e wi t h t he cust omer ' s CAD syst em. Paper pr i nt s, dr awi ng f i l es and st or age medi a submi t t ed wi l l become t he pr oper t y of t he Gover nment upon f i nal appr oval . Fai l ur e t o submi t f i nal r ecor d PDF dr awi ng f i l es, CAD f i l es and mar ked pr i nt s as speci f i ed wi l l be cause f or wi t hhol di ng any payment due under t hi s cont r act . Appr oval and accept ance of f i nal r ecor d dr awi ngs must be accompl i shed bef or e f i nal payment i s made.

3. 3 RECORD DRAWI NGS

Pr epar e f i nal r ecor d dr awi ngs af t er t he compl et i on of each def i nabl e f eat ur e of wor k as l i s t ed i n t he Cont r act or Qual i t y Cont r ol Pl an ( such as Foundat i ons, Ut i l i t i es, or St r uct ur al St eel as appr opr i at e f or t he

SECTI ON 01 78 00 Page 11 pr oj ect ) . Tr ansf er t he changes f r om t he appr oved wor ki ng as- bui l t mar kup dr awi ngs t o t he or i gi nal el ect r oni c CAD dr awi ng f i l es. Modi f y t he as- bui l t CAD dr awi ng f i l es t o cor r ect l y show t he f eat ur es of t he pr oj ect as- bui l t by br i ngi ng t he wor ki ng CAD dr awi ng set i nt o agr eement wi t h appr oved wor ki ng as- bui l t mar kup dr awi ngs, and addi ng such addi t i onal dr awi ngs as may be necessar y. Ref er t o ERDC/ I TL TR- 19- 6ERDC/ I TL SR- 23- 1.

Joi nt l y r evi ew t he wor ki ng as- bui l t mar kup dr awi ngs wi t h pr i nt out s f r om wor ki ng as- bui l t CAD dr awi ng PDF f i l es f or accur acy and compl et eness.

Mont hl y r evi ew of wor ki ng as- bui l t CAD dr awi ng PDF f i l e pr i nt out s must cover al l sheet s r evi sed si nce t he pr evi ous r evi ew. These PDF dr awi ng f i l es ar e par t of t he per manent r ecor ds of t hi s pr oj ect . Any dr awi ngs damaged or l ost must be sat i sf act or i l y r epl aced at no expense t o t he Gover nment .

Dr awi ng r evi s i ons ( i ncl ude wi t hi n change or der pr i ce t he cost t o change wor ki ng and f i nal r ecor d dr awi ngs t o r ef l ect r evi s i ons) and compl i ance wi t h t he f ol l owi ng pr ocedur es.

a. Fol l ow di r ect i ons i n t he r evi s i on f or post i ng descr i pt i ve changes.

b. The r evi s i on del t a s i ze must be 5/ 16 i nch unl ess t he ar ea wher e t he del t a i s t o be pl aced i s cr owded. Use a smal l er s i ze del t a f or cr owded ar eas.

c. Pl ace a r evi s i on del t a at t he l ocat i on of each del et i on.

d. For new det ai l s or sect i ons whi ch ar e added t o a dr awi ng, pl ace a r evi s i on del t a by t he det ai l or sect i on t i t l e.

e. For mi nor changes, pl ace a r evi s i on del t a by t he ar ea changed on t he dr awi ng ( each l ocat i on) .

f . For maj or changes t o a dr awi ng, pl ace a r evi s i on del t a by t he t i t l e of t he af f ect ed pl an, sect i on, or det ai l at each l ocat i on.

g. For changes t o schedul es or dr awi ngs, pl ace a r evi s i on del t a ei t her by t he schedul e headi ng or by t he change i n t he schedul e.

3. 3. 1 Fi nal Recor d Dr awi ng Package

Submi t t he f i nal r ecor d PDF and CAD dr awi ngs package f or t he ent i r e pr oj ect wi t hi n 20 days of subst ant i al compl et i on of al l phases of wor k.

Submi t one set of ANSI D si ze PDF and CAD f i l es, t wo set s of ANSI D si ze pr i nt s and one set of t he appr oved wor ki ng r ecor d dr awi ngs. The package must be compl et e i n al l det ai l s and i dent i cal i n f or m and f unct i on t o t he cont r act dr awi ng f i l es suppl i ed by t he Gover nment .

3. 4 FI NAL APPROVED SHOP DRAWI NGS

Submi t f i nal appr oved pr oj ect shop dr awi ngs 30 days af t er t r ansf er of t he compl et ed f aci l i t y .

3. 5 CONSTRUCTI ON CONTRACT SPECI FI CATI ONS

Submi t f i nal PDF f i l e r ecor d const r uct i on cont r act speci f i cat i ons, i ncl udi ng r evi s i ons t her et o, 30 days af t er t r ansf er of t he compl et ed f aci l i t y .

SECTI ON 01 78 00 Page 12

3. 6 AS- BUI LT RECORD OF EQUI PMENT AND MATERI ALS

Fur ni sh el ect r oni cal l y i n PDF f or mat , v i a emai l of pr el i mi nar y r ecor d of equi pment and mat er i al s used on t he pr oj ect 30 days pr i or t o f i nal i nspect i on. Thi s pr el i mi nar y submi t t al wi l l be r evi ewed and r et ur ned 2 days af t er f i nal i nspect i on wi t h Gover nment comment s. Submi t Two set s of f i nal r ecor d of equi pment and mat er i al s 10 days af t er f i nal i nspect i on.

Key t he desi gnat i ons t o t he r el at ed ar ea depi ct ed on t he cont r act dr awi ngs. Li st t he f ol l owi ng dat a:

RECORD OF DESI GNATED EQUI PMENT AND MATERI ALS DATA

Descr i pt i on Speci f i cat i on Sect i on

Manuf act ur er and Cat al og, Model , and Ser i al Number

Composi t i on and Si ze

Wher e Used

3. 7 CLEANUP

Leave pr emi ses " br oom cl ean. " Sweep paved ar eas and r ake cl ean l andscaped ar eas. Remove wast e and sur pl us mat er i al s, r ubbi sh and const r uct i on f aci l i t i es f r om t he si t e. Recycl e, sal vage, and r et ur n t o Gover nment const r uct i on and demol i t i on wast e f r om pr oj ect i n accor dance wi t h t he Wast e Management Pl an. Pr ompt l y and l egal l y t r anspor t and di spose of any t r ash. Do not bur n, bur y, or ot her wi se di spose of t r ash at t he pr oj ect s i t e.

- - End of Sect i on - -

SECTI ON 01 78 00 Page 13

01 78 00 - CLOSEOUT SUBMITTALS
PART 1 GENERAL
1.1 REFERENCES
1.2 DEFINITIONS
1.2.1 As-Built Drawings
1.2.2 Record Drawings
1.2.3 USACE CAD/BIM Technology Center
1.3 SOURCE DRAWING FILES
1.3.1 Terms and Conditions
1.4 RECORD DRAWINGS
1.4.1 Variation with Contract Drawings
1.4.2 Data Loss, Corruption, and Error
1.4.3 Modeling Completeness and Quality
1.5 SUBMITTALS
1.6 SPARE PARTS DATA
1.7 QUALITY CONTROL
1.8 WARRANTY MANAGEMENT
1.8.1 Warranty Management Plan
1.8.2 Performance Bond
1.8.3 Pre-Warranty Conference
1.8.4 Contractor's Response to Construction Warranty Service Requirements
PART 2 PRODUCTS
2.1 RECORD DRAWINGS
2.1.1 Additional Drawings
2.1.1.1 Sheet Numbers and File Names
2.2 CERTIFICATION OF EPA DESIGNATED ITEMS
2.3 CERTIFICATION OF USDA DESIGNATED ITEMS
2.4 PDF AS-BUILT FILES
2.4.1 PDF File Packaging
2.4.1.1 Bookmarking
2.4.1.2 Hyperlinking
2.5 REDLINES AND MARKUPS
2.6 AS-BUILT RE-SUBMISSION REQUIREMENTS
PART 3 EXECUTION
3.1 AS-BUILT DRAWINGS
3.1.1 Markup Guidelines
3.1.2 As-Built Drawings Content
3.2 RECORD DRAWING FILES
3.2.1 Rename the CAD Drawing files
3.3 RECORD DRAWINGS
3.3.1 Final Record Drawing Package
3.4 FINAL APPROVED SHOP DRAWINGS
3.5 CONSTRUCTION CONTRACT SPECIFICATIONS
3.6 AS-BUILT RECORD OF EQUIPMENT AND MATERIALS
3.7 CLEANUP

File details come from the government source that posted it. Updated .