Attachment 04 - Crosswalk of CLINs to SOW and Historical Volumes.xlsx

XLSX spreadsheet 16 KB Posted

Attached to
Patent Data and Document Management
Solicitation number
ACQ-20-0057
Issued by

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This document contains an attachment crosswalking CLINs (Contract Line Item Numbers) to the Statement of Work (SOW) and historical volumes for a patent data and document management contract.

The attachment provides details on products and services required under various CLINs, mapping them to relevant sections of the SOW and technical references. It includes historical volume information for the previous two contract years to help estimate future workloads. The services include front end processing such as indexing, scanning and quality review of paper and electronic documents; pre-grant publication of pending applications; post-allowance processing of allowed applications for issuance of patent grants; and post-issuance activities such as certificates of correction and other post-patent processing. The related federal contract opportunity provides additional context, describing the objective as the management of mission critical patent data activities to support the examination process for the United States Patent and Trademark Office. The pre-solicitation lists requirements for deliverables, production schedules, and quality standards.

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Cross Walk Cross Walk CLINs - SOW - Technical References

CLIN NumberCLIN TitleUnit/FrequencyHistoric Volumes for Contract Year
2/1/2016-1/31/2017Historic Volumes for Contract Year
2/1/2018-1/31/2019SOW Reference SectionMost Applicable Technical References (Others Not Listed May Have Some Relevance)
0001Front End Processing (FEP)
0001AIndexing of Follow-on & TC DocumentsPackage355,752309,104C.4, C.4.1, C.4.1.17, 12, 13
0001BIndexing of New ApplicationsApplication16,05114,163C.4, C.4.1, C.4.1.27, 12, 13
0001CIndexing of Residual Paper ApplicationsApplication26160C.4, C.4.1, C.4.1.37, 12, 13
0001DScanning and Delivery to the Official Electronic File WrapperPage4,478,8644,224,745C.4, C.4.27, 12, 13
0001ECreation of Artifact FoldersFolder3,5002,580C.4, C.4.37, 12, 13
0001FQuality Assurance (QA) of Web-Based SubmissionsDocument18,673,96618,566,533C.4, C.4.414
0001GFront End Processing of Electronic DocumentsDocument207,176192,311C.4, C.4.57, 12, 13
0001HSupplemental Complex Repository for Examiners (SCORE) SCORE -
Manual Load to SCORE (2016 volume is estimated)Each93,100106,470C.4.615
0001JSupplemental Complex Repository for Examiners (SCORE) Processing –
Score Loading – Corrupted or Missing DocumentsDocument2722C.4.6, C.4.6.115
0001KSupplemental Complex Repository for Examiners (SCORE) Processing –
SCORE CRF Transfer Request – Compliant Loaded, Compliant Special Request, Not LoadedTransfer Request1,5231,240C.4.6, C.4.6.215
0001LSupplemental Complex Repository for Examiners (SCORE) Processing –
SCORE Problem Resolution and On-Demand ExportsRequest12448C.4.6, C.4.6.315
CLIN NumberCLIN TitleUnit/FrequencyHistoric Volumes for Contract Year
2/1/2016-1/31/2017Historic Volumes for Contract Year
2/1/2018-1/31/2019SOW Reference SectionMost Applicable Technical References (Others Not Listed May Have Some Relevance)
0002Pre-Grant Publication (PG Pub)
0002APG Pub Yellow BookApplication381,401390,693C.5, C.5.216, 17, 18, 20
0002BPG Pub Red BookApplication381,401390,693C.5, C.5.316, 17, 18, 19
0002CPatent Application Alert ServiceWeekly5252C.5, C.5.9, C.5.9.1SOW
CLIN NumberCLIN TitleUnit/FrequencyHistoric Volumes for Contract Year
2/1/2016-1/31/2017Historic Volumes for Contract Year
2/1/2018-1/31/2019SOW Reference SectionMost Applicable Technical References (Others Not Listed May Have Some Relevance)
0003Data Capture
0003AData Capture of Utility ApplicationsApplication39,47938,662C.6, C.6.121, 22, 26
0003BData Capture of Utility Applications – Reuse of PG Pub Data CaptureApplication279,233268,441C.6, C.6.121, 22, 26
0003CData Capture of Plant ApplicationsApplication988929C.6, C.6.121, 23, 26
0003DData Capture of Plant Applications – Reuse of PG Pub Data CaptureApplication345276C.6, C.6.121, 23, 26
0003EData Capture of Reissue ApplicationsApplication424574C.6, C.6.121, 23, 26
0003FData Capture of Design ApplicationsApplication32,00432,126C.6, C.6.121, 23, 26
0003GData Capture of Paper or PDF filed Lengthy TablesApplication916C.6, C.6.121, 23, 26
0003HData Capture of Electronic Compact Disc (CD) Based Lengthy TablesApplication2725C.6, C.6.121, 23, 26
0003JFile Maintenance - All ApplicationsApplication352,473341,008C.6, C.6.224
CLIN NumberCLIN TitleUnit/FrequencyHistoric Volumes for Contract Year
2/1/2016-1/31/2017Historic Volumes for Contract Year
2/1/2018-1/31/2019SOW Reference SectionMost Applicable Technical References (Others Not Listed May Have Some Relevance)
0004Patent Number Assignment Processing
0004APatent Number Assignment Processing of Utility PatentsApplication313,859312,200C.6, C.6.3, C.6.3.121, 22, 26
0004BPatent Number Assignment Processing of Plant PatentsApplication1,3051,221C.6, C.6.3, C.6.3.121, 23, 26
0004CPatent Number Assignment Processing of Reissue PatentsApplication428519C.6, C.6.3, C.6.3.121, 23, 26
0004DPatent Number Assignment Processing of Design PatentsApplication30,05930,240C.6, C.6.3, C.6.3.121, 23, 26
0004EPatent Number Assignment Processing of ReExamination Certificates & Board Certificates:
(Ex Parte, Ex Parte 257, Inter Partes, Inter Partes Review, Post-Grant Review, Derivation Proceeding)Certificate502552C.6, C.6.3, C.6.3.221, 23, 26
0004FDaily ReExamination Certificate Processing:
Daily Electronic Official Gazette: Patent Certificates (eOG:PCert), Daily Yellow Book (YB), Daily.pdfDaily265260C.6, C.6.3, C.6.3.221, 23, 26
0004GSupplemental Exam (SE) CertificatesCertificate4131C.6, C.6.3, C.6.3.221, 23, 26
0004HStatutory Invention Registration (SIR) Data CaptureApplication- 0- 0C.6, C.6.3, C.6.3.221, 23, 26
0004JGrant Yellow Book (Patent Image Files)Weekly5352C.6, C.6.3, C.6.3.328
0004KGrant Red Book (Patent Text Files)Weekly5352C.6, C.6.3, C.6.3.427
0004LPatent PostScript® File for PrintingWeekly5352C.6, C.6.3, C.6.3.721, 22, 23, 26
0004MElectronic Official Gazette for Patents (eOG:P)Weekly5352C.6, C.6.3, C.6.3.8,
C.6.3.8.1, C.6.3.8.229
0004NAnnual Publication of Consolidated Notices in (eOG:P)Annual11C.6, C.6.3, C.6.3.925, 29
0004PAssembly of Patents Issued: Utility, Plant, Reissue, and Design (UPRD)Per Patent345,651344,180C.6.424
CLIN NumberCLIN TitleUnit/FrequencyHistoric Volumes for Contract Year
2/1/2016-1/31/2017Historic Volumes for Contract Year
2/1/2018-1/31/2019SOW Reference SectionMost Applicable Technical References (Others Not Listed May Have Some Relevance)
0005Post Issuance
0005ACertificates of Correction (CofC) Processing
(Data Capture, Yellow Book, .pdf and Media Contents List)Certificate25,17423,671C.7, C.7.1, C.7.230, 31
0005BMiscellaneous Certificates of PatentsCertificate5352C.7, C.7.330, 31
0005CRecaptured Patent Grants Due to CofCPatent1817C.7, C.7.430, 31
0005DCofC Batch Processing to Correct/Update Patent Term Adjustment
(Volumes per batch have varied from 2500 - 16,500 with three batches processed 2010-2017)Batch00C.7, C.7.530, 31, 32
0005EYellow Book for Previously Issued PatentsPatent00C.7, C.7.6
CLIN NumberCLIN TitleUnit/FrequencyHistoric Volumes for Contract Year
2/1/2016-1/31/2017Historic Volumes for Contract Year
2/1/2018-1/31/2019SOW Reference SectionMost Applicable Technical References (Others Not Listed May Have Some Relevance)
0006Transition Costs
0006AStart-Up / A & AOne-TimeN/AN/AC.3.1.1, C.3.1.2,
C.5.9, H.1, H.2.4, H.2.61, 2, 3a, 3b, 3c
0006BTransition InOne-TimeN/AN/AH.2 & All Subsections
0006CTransition OutOne-TimeN/AN/AH.3
0006DOngoing Cyber Security MaintenanceWeeklyN/AN/AH.11, 38
CLIN NumberCLIN TitleUnit/FrequencyHistoric Volumes for Contract Year
2/1/2016-1/31/2017Historic Volumes for Contract Year
2/1/2018-1/31/2019SOW Reference SectionMost Applicable Technical References (Others Not Listed May Have Some Relevance)
0007IT Security / Maintenance of ATO
0007AIT Security / Maintenance of ATOWeeklyN/AN/A

&F, &A

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