Attachment 32 - CofC Patent Term Adjustment SOP_Nov 13 2017.pptx

PPTX presentation 133 KB Posted

Attached to
Patent Data and Document Management Federal contract opportunity
Solicitation number
ACQ-20-0057
Issued by
Department of Commerce US Patent and Trademark Office

About this file

This document outlines a standard operating procedure for issuing Certificate of Corrections related to patent term adjustments at the United States Patent and Trademark Office. The contractor is responsible for generating Certificates of Correction from a provided Microsoft Excel spreadsheet containing patent numbers requiring adjustments. The contractor must deliver Certificate of Correction PDF files to the Office of Data Management weekly for printing, mailing, and publication. The contractor is also tasked with loading final certificates into the Image File Wrapper system and providing customer support to resolve issues.

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Text version

Office of Data Management Certificate of Correction for Patent Term Adjustments

Standard Operating Procedure 11/13/2017

Patent Term Adjustment - Background

As result of the January 2010 U.S. Federal Circuit Court decision, the USPTO is required to recalculate the Patent Term Adjustment (PTA) determination of a number of its issued patents. Therefore, applicants and patent owners dissatisfied with a patent term adjustment determination by the USPTO were required to seek review of that determination within 180 days of patent issuance and the time periods set in the implementing regulations. The USPTO has begun its recalculation of those applicants and patent owners who have sought such relief.

Once the USPTO has recalculated the PTA, it is required to issue a Certificate of Correction providing the new PTA value.

Certificate of Correction Cycle for Patent Term Adjustments

Step 1 OPLA Generates a List of USPTO Initiated Corrections to Patent Term Adjustments and Forwards to ODM and Contractor.

Step 2 Contractor Process Requirements

Step 3 Contractor Creates a Certificate of Correction

Step 6 ODM/DTSV Mails Out Completed Certificate of Correction for Patent Term Adjustment

Step 5 Contractor Electronically Forwards the Certificates of Correction to ODM and Web Group.

Step 4 Program Analyst forwards Address Mailing Labels from the List Generated by PALM

USPTO/OPLA Corrections to Patent Term Adjustments

The Office of Patent Legal Administration (OPLA) will submit a Microsoft Excel spreadsheet to Office of Data Management (ODM) containing the patent numbers requiring a Certificate of Correction (C of C) for a Patent Term Adjustment (PTA).

On day one OPLA electronically transmitted a listing of 8,000 patent numbers to ODM in a MS Excel spreadsheet file named PTACoCListing.xls to be processed by the data capture contractor. The spreadsheet contained all of the data necessary for the issuance of the Certificates of Correction.

For each Certificate of Correction, the following information will be provided in the spreadsheet (see sample on next page):

Application Serial Number (APPNO) Patent Number (PATNO) Issue Date (ISSDT) Inventor(s) (INVT) The Inventor(s) data will be shown as:

Ralph Brown if a single inventor (first and last name) or
Brown et al. if multiple inventors (last name of first inventor with et al.)

Number of Days Being Granted by Recalculation

Contractor - Process Requirements Contractor is responsible for generating the Certificates of Correction for Patent Term Adjustment from the MS Excel.

Approximately 1000 Certificates of Correction due to Patent Term Adjustment along with a weekly load of 500 traditional Certificates of Correction will be delivered from Contractor to USPTO.

Contractor will deliver a C of C file named cofc_yb2_20100713_PTA.tar which contains the created C of C’s on a weekly basis to ODM/ USPTO Web Group for yellow book and eOG publication. (See details on attachment shown on last page of this document.)

Contractor will deliver and load final certificates into IFW for each application (current process).

Contractor will deliver an electronic file, comprising final ‘Certificates of Correction’ in PDF format to ODM/DTSV group for printing and mailing to the Applicants.

Creating a Certificate of Correction - Contractor Each Certificate of Correction will issue with the following template:

On the Front Page:

The first or sole Notice should read –

Subject to any disclaimer, the term of this patent is extended or adjusted under 35 U.S.C. 154(b) by XXXX days.

For each Certificate of Correction the data capture contractor will insert the “Number of Days Being Granted by Recalculation” shown on the MS Excel spreadsheet (see attached sample).

Once the C of C containing the PTA date has been created, it is forwarded electronically to ODM/DTSV to complete the process.

Mailing a Certificate of Correction for Patent Term Adjustment -DTSV

An ODM Program Analyst will create an address mailing list from the MS Excel spreadsheet and forward to DTSV to go along with the corresponding C of C’s.

An ODM program Analyst will load into C of C Database.

DTSV contractors in ODM shall complete the final steps in the process for mailing the Certificate of Correction for Patent Term Adjustment by:

Applying of the gold seal to the printed Certificate of Correction Affixing the address label to the envelope Mailing the Certificate of Correction

Electronic Version of C of C for PTA image2.png image3.png

File details come from the government source that posted it. Updated .