WIN-4.1.0-FBI-EBTS-Supplement.pdf

WIN EBTS 4.1.0

Western Identification Network

FBI EBTS Supplement

Release

This Document Produced for WIN by

Aware, Inc.

76 Blanchard Road

Burlington, MA 01803

NECAM Support Center

844-632-2247 necam@servicenowservices.com

Copyright © 2024 Aware, Inc.

All Rights Reserved

Published in the U.S.A.

mailto:necam@servicenowservices.com

Western Identification Network (WIN) Technical Support

WIN members who have questions or believe they have identified an issue or error in the WIN EBTS Specification (AWARE Reference Guide or Verification File) and wish to report them are to utilize the NECAM National Support Center (NSC).

NECAM Support Center (NSC) Contact Information 844-632-2247 necam@servicenowservices.com

Inquiries may also be submitted to the following :

Chad Butler Chad@winid.org Gary Goad gary@winid.org

Masahiro Suzuki masahiro.suzuki@necam.com Anil Alavilli Anil.Alavilli@necam.com Nagabaji Kakumanu nagabaji.kakumanu@necam.com

Manual generated November 11, 2024.

mailto:necam@servicenowservices.com mailto:Chad@winid.org mailto:gary@winid.org mailto:masahiro.suzuki@necam.com mailto:Anil.Alavilli@necam.com mailto:nagabaji.kakumanu@necam.com

CONTENTS v

Contents

1 Introduction 1

2 Field Rules and Requirements for Type 1 Records 3

1.001 T1 LEN 1 - Type 1 Record Length

1.002 T1 VER - Version Number

1.003 T1 CNT - File Content

1.004 T1 TOT - Type of Transaction

1.005 T1 DAT - Date

1.006 T1 PRY - Priority

1.007 T1 DAI - Destination Agency Identifier

1.008 T1 ORI - Originating Agency Identifier

1.009 T1 TCN - Transaction Control Number

1.010 T1 TCR - Transaction Control Reference Number

1.011 T1 NSR - Native Scanning Resolution

1.012 T1 NTR - Nominal Transmitting Resolution

1.013 T1 DOM - Domain Name

1.013 T1 DOM DNM - Domain Name

1.013 T1 DOM DVN - Domain Version Number

1.014 T1 GMT - Greenwich Mean Time

1.015 T1 DCS - Character Encoding

1.015 T1 DCS CSI - Character Encoding Set Index

1.015 T1 DCS CSN - Character Encoding Set Name

1.015 T1 DCS CSV - Character Encoding Set Version

1.016 T1 APS - Application Profile Specifications

1.016 T1 APS APO - Application Profile Organization

1.016 T1 APS APN - Application Profile Name

1.016 T1 APS APV - Application Profile Version Number

1.017 T1 ANM - Agency Names

1.017 T1 ANM DAN - Destination Agency Name

1.017 T1 ANM OAN - Originating Agency Name

3 Field Rules and Requirements for Type 4 Records 17

4.001 T4 LEN - Logical Record Length

4.002 T4 IDC - Information Designation Character

4.003 T4 IMP - Impression Type

4.004 T4 FGP - Friction Ridge Generalized Position

4.004 T4 FGP - Finger Position (2)

4.005 T4 ISR - Image Scanning Resolution

4.006 T4 HLL - Horizontal Line Length

4.007 T4 VLL - Vertical Line Length

4.008 T4 CGA - Compression Algorithm

4.009 T4 DAT - Image Data

4 Field Rules and Requirements for Type 7 Records 21

7.001 T7 LEN - Record Header

7.002 T7 IDC - Information Designation Character

7.003 T7 IMP - Impression Type

7.004 T7 FGP - Finger Position

7.005 T7 ISR - Image Scanning Resolution

7.006 T7 HLL - Horizontal Line Length

7.007 T7 VLL - Vertical Line Length

7.008 T7 GCA - Grayscale Compression Algorithm

7.009 T7 IMG - Image Data

WIN EBTS Version 4.1.0 FBI EBTS Supplement vi CONTENTS

5 Field Rules and Requirements for Type 8 Records 25

8.001 T8 LEN - Logical Record Length

8.002 T8 IDC - Image Designation Character

8.003 T8 SIG - Signature Type

8.004 T8 SRT - Signature Representation Type

8.005 T8 ISR - Image Scanning Resolution

8.006 T8 HLL - Horizontal Line Length

8.007 T8 VLL - Vertical Line Length

8.008 T8 DAT - Image Data

6 Field Rules and Requirements for Type 9 Records 29

9.001 T9 LEN - Logical Record Length

9.002 T9 IDC - Image Designation Character

9.003 T9 IMP - Impression Type

9.004 T9 FMT - Minutiae Format

9.014 T9 FGN - Finger Number

9.015 T9 NMN - Number Of Minutiae

9.016 T9 FCP - Fingerprint Characterization Process

9.016 T9 FCP VEN - Equipment

9.016 T9 FCP VID - Version Identifier

9.016 T9 FCP MET - Method

9.017 T9 APC - AFIS/FBI Pattern Classification

9.017 T9 APC APAT - Pattern Classification

9.017 T9 APC RCN1 - First Subpattern Ridge Count

9.017 T9 APC RCN2 - Second Subpattern Ridge Count

9.018 T9 ROV - Region of Value

9.019 T9 COF - Coordinate Offsets

9.019 T9 COF OCS - Offset To UL Corner Subimage

9.019 T9 COF CRS - Center Of Rotation In Subimage

9.019 T9 COF RAD - Rotation Angle CW Degrees

9.019 T9 COF RCS - Rotation Center In Rotated Subimage

9.019 T9 COF OCF - Offset To UL Corner Final Subimage

9.020 T9 ORN - Orientation Uncertainty

9.021 T9 CRA - Core Attributes

9.021 T9 CRA LOC - Location

9.021 T9 CRA DID - Direction In Degrees

9.021 T9 CRA PUY - Position Uncertainty

9.022 T9 DLA - Delta Attributes

9.022 T9 DLA LOC - Coordinate Position of Delta

9.022 T9 DLA UFD - Upward Flow Direction

9.022 T9 DLA LFD - Leftward Flow Direction

9.022 T9 DLA RFD - Rightward Flow Direction

9.022 T9 DLA PUY - Position Uncertainty

9.023 T9 MAT - Minutiae And Ridge Count Data

9.023 T9 MAT MDX - Minutiae Index Number

9.023 T9 MAT XYT - X,Y, Theta Location Direction

9.023 T9 MAT QMS - Quality Measure

9.023 T9 MAT MNT - Minutia Type Designation

9.023 T9 MAT MRO1 - Minutuae Index and Ridge Count Octant 0

9.023 T9 MAT MRO2 - Minutuae Index and Ridge Count Octant 0

9.023 T9 MAT MRO3 - Minutuae Index and Ridge Count Octant 0

9.023 T9 MAT MRO4 - Minutuae Index and Ridge Count Octant 0

9.023 T9 MAT MRO5 - Minutuae Index and Ridge Count Octant 0

9.023 T9 MAT MRO6 - Minutuae Index and Ridge Count Octant 0

9.023 T9 MAT MRO7 - Minutuae Index and Ridge Count Octant 0

9.023 T9 MAT MRO8 - Minutuae Index and Ridge Count Octant 0

9.023 T9 MAT RSO - Octant Residuals

9.024 T9 CHQ - Characterization Quality

CONTENTS vii

9.025 T9 CLQ - Classifier Quality

9.176 T9 ODD - Other Feature Set - Owner or Developer

9.177 T9 PAG - Other Feature Sets - Processing Algorithm

9.177 T9 PAG PAN - Name of Algorithm

9.177 T9 PAG PAV - Version of Algorithm

9.178 T9 SOD - Other Feature Sets - System or Device

9.178 T9 SOD OFN - Name of System or Device

9.178 T9 SOD OFV - Version of System or Device

9.179 T9 DTX - Other Feature Sets - Contact Information

9.300 T9 ROI - EFS Region Of Interest

9.300 T9 ROI EWI - ROI Width

9.300 T9 ROI EHI - ROI Height

9.300 T9 ROI EHO - ROI Horizontal Offset

9.300 T9 ROI EVO - ROI Vertical Offset

9.300 T9 ROI ROP - ROI Polygon

9.301 T9 ORT - EFS Orientation

9.301 T9 ORT EOD - Direction

9.301 T9 ORT EUC - Uncertainty

9.302 T9 FPP - EFS Finger, Palm, Plantar Position

9.302 T9 FPP FGP - Friction Ridge Generalized Position

9.302 T9 FPP FSM - Finger Segment

9.302 T9 FPP OCF - Off-Center Fingerprint

9.302 T9 FPP SGP - Segment Polygon

9.303 T9 FSP - EFS Feature Set Profile

9.307 T9 PAT - EFS Pattern Classification

9.307 T9 PAT SUB - Subclass

9.307 T9 PAT WDR - Whorl-Delta Relationship

9.308 T9 RQM - EFS Ridge Quality Map

9.309 T9 RQF - Ridge Quality Map Format

9.309 T9 RQF GSZ - Grid Size

9.309 T9 RQF RDF - Ridge Quality Data Format

9.310 T9 RFM - EFS Ridge Flow Map

9.311 T9 RFF - EFS Ridge Flow Map

9.311 T9 RFF SFQ - Sampling Frequency

9.311 T9 RFF RDF - Ridge Flow Data Format

9.312 T9 RWM - EFS Ridge Wavelength Map

9.313 T9 RWF - EFS Ridge Wavelength Map Format

9.313 T9 RWF FWS - Sampling Frequency

9.313 T9 RWF FDF - Data Format

9.314 T9 TRV - EFS Tonal Reversal

9.315 T9 PLR - EFS Possible Lateral Reversal

9.316 T9 FQM - EFS Friction Ridge Quality Metric

9.316 T9 FQM QVU - Quality Value

9.316 T9 FQM QAV - Algorithm Vendor Identification

9.316 T9 FQM QAP - Algorithm Product Identification

9.317 T9 PGS - EFS Possible Growth Or Shrinkage

9.317 T9 PGS TGS - Growth Or Shrinkage Type

9.317 T9 PGS CGS - Growth Or Shrinkage Comment

9.320 T9 COR - EFS Cores

9.320 T9 COR CXC - X Coordinate

9.320 T9 COR CYC - Y coordinate

9.320 T9 COR CDI - Direction

9.320 T9 COR RPU - Radius Of Position Uncertainty

9.320 T9 COR DUY - Direction Uncertainty

9.321 T9 DEL - EFS Deltas

9.321 T9 DEL DXC - X Coordinate

9.321 T9 DEL DYC - Y Coordinate

viii CONTENTS

9.321 T9 DEL DUP - Direction Up

9.321 T9 DEL DLF - Direction Left

9.321 T9 DEL DRT - Direction Right

9.321 T9 DEL DTP - Type

9.321 T9 DEL RPU - Radius Of Position Uncertainty

9.321 T9 DEL DUU - Direction Uncertainty Up

9.321 T9 DEL DUL - Direction Uncertainty Left

9.321 T9 DEL DUR - Direction Uncertainty Right

9.322 T9 CDR - EFS Core-Delta Ridge Counts

9.322 T9 CDR CIX - Core Index

9.322 T9 CDR DIX - Delta Index

9.322 T9 CDR MNRC - Minimum Ridge Count

9.322 T9 CDR MXRC - Maximum Ridge Count

9.323 T9 CPR - EFS Center Point Of Reference

9.323 T9 CPR CPM - Method

9.323 T9 CPR PXC - X Coordinate

9.323 T9 CPR CRU - Radius of Position Uncertainty

9.324 T9 DIS - EFS Distinctive Features

9.324 T9 DIS DIT - Distinctive Feature Type

9.324 T9 DIS DFP - Distinctive Features Polygon

9.324 T9 DIS DFC - Distinctive Features Comment

9.325 T9 NCOR - EFS No Cores Present

9.326 T9 NDEL - EFS No Deltas Present

9.327 T9 NDIS - EFS Distinctive Features Present

9.331 T9 MIN - EFS Minutiae

9.331 T9 MIN MXC - X Coordinate

9.331 T9 MIN MYC - Y Coordinate

9.331 T9 MIN MTD - Theta Degrees

9.331 T9 MIN MTY - Minutia Type

9.331 T9 MIN MRU - Radius Of Position Uncertainty

9.331 T9 MIN MDU - Minutiae Direction Of Uncertainty

9.332 T9 MRA - EFS Minutiae Ridge Count Algorithm

9.333 T9 MRC - EFS Minutiae Ridge Counts

9.333 T9 MRC MIA - Minutia Index A

9.333 T9 MRC MIB - Minutia Index B

9.333 T9 MRC MIR - Ridge Count

9.333 T9 MRC MRN - Reference Number

9.333 T9 MRC MRS - Residual

9.334 T9 NMIN - EFS No Minutia Present

9.335 T9 RCC - EFS Ridge Count Confidence

9.335 T9 RCC AXC - X Coordinate Point A

9.335 T9 RCC ACY - Y Coordinate Point A

9.335 T9 RCC BCX - X Coordinate Point B

9.335 T9 RCC BCY - Y Coordinate Point B

9.335 T9 RCC MORC - Method of Ridge Counting

9.335 T9 RCC MCV - Confidence Value

9.340 T9 DOT - EFS Dots

9.340 T9 DOT DOX - Dot X Coordinate

9.340 T9 DOT DOY - Dot Y Coordinate

9.340 T9 DOT DOL - Dot Length

9.341 T9 INR - EFS Incipient Ridges

9.341 T9 INR X1C - X Coordinate Point 1

9.341 T9 INR Y1C - Y Coordinate Point 1

9.341 T9 INR X2C - X Coordinate Point 2

9.341 T9 INR Y2C - Y Coordinate Point 2

9.342 T9 CLD - EFS Creases and Linear Discontinuties

9.342 T9 CLD X1D - X Coordinate Point 1

CONTENTS ix

9.342 T9 CLD Y1D - Y Coordinate Point 1

9.342 T9 CLD X2D - X Coordinate Point 2

9.342 T9 CLD Y2D - Y Coordinate Point 2

9.342 T9 CLD TPD - Type

9.343 T9 REF - EFS Ridge Edge Features

9.343 T9 REF CLX - X Coordinate

9.343 T9 REF CLY - Y Coordinate

9.343 T9 REF CLT - Type

9.344 T9 NPOR - EFS No Pores Present

9.345 T9 POR - EFS Pores

9.345 T9 POR POX - X Coordinate

9.345 T9 POR POY - Y Coordinate

9.346 T9 NDOT - EFS No Dots Present

9.347 T9 NINR - EFS No Incipient Ridges Present

9.348 T9 NCLD - EFS No Creases Present

9.349 T9 NREF - EFS No Ridge Edge Features Present

9.350 T9 MFD - EFS Method Of Feature Detection

9.350 T9 MFD FIE - Field

9.350 T9 MFD FME - Method

9.350 T9 MFD FAV - Algorithm Vendor

9.350 T9 MFD FAL - Algorithm

9.350 T9 MFD ESN - Examiner Surname

9.350 T9 MFD EGN - Examiner Given Name

9.350 T9 MFD EAF - Examiner Affiliation

9.350 T9 MFD EMT - Date and time

9.350 T9 MFD NTS - Notes

9.351 T9 COM - EFS Comment

9.352 T9 LPM - EFS Latent Processing Method

9.353 T9 EAA - EFS Examiner Analysis Assessment

9.353 T9 EAA AAV - Value Assessment Code

9.353 T9 EAA ALN - Examiner Last Name

9.353 T9 EAA AFN - Examiner First Name

9.353 T9 EAA AAF - Examiner Affiliation

9.353 T9 EAA AMT - Date and Time

9.353 T9 EAA ACM - Comment

9.353 T9 EAA CXF - Analysis Complexity Flag

9.354 T9 EOF - EFS Evidence Of Fraud

9.354 T9 EOF FRA - Fraud Type

9.354 T9 EOF CFD - Comment

9.355 T9 LSB - EFS Latent Substrate

9.355 T9 LSB CLS - Code

9.355 T9 LSB OSD - Object/Substrate Description

9.356 T9 LMT - EFS Latent Matrix

9.356 T9 LMT TOM - Code

9.356 T9 LMT CLA - Comment

9.357 T9 LQI - EFS Local Quality Issues

9.357 T9 LQI LQT - Type

9.357 T9 LQI LQP - Polygon

9.357 T9 LQI LQC - Comment

9.360 T9 AOC - EFS Area of Correspondence

9.360 T9 AOC CIR - IDC Reference

9.360 T9 AOC AOP - Polygon (closed path)

9.360 T9 AOC CAC - Comment

9.361 T9 CPF - EFS Corresponding Points Or Features

9.361 T9 CPF COL - Label

9.361 T9 CPF TOC - Type Of Correspondence

9.361 T9 CPF CFN - Corresponding Field Number

x CONTENTS

9.361 T9 CPF FOC - Corresponding Field Occurrence

9.361 T9 CPF CXC - Corresponding X Coordinate

9.361 T9 CPF CYC - Corresponding Y Coordinate

9.361 T9 CPF COC - Comment

9.362 T9 ECD - EFS Examiner Comparison Determination

9.362 T9 ECD EDC - IDC Reference

9.362 T9 ECD EDE - Determination

9.362 T9 ECD WIP - Work In Progress

9.362 T9 ECD ELN - Examiner Last Name

9.362 T9 ECD EFN - Examiner First Name

9.362 T9 ECD EAF - Examiner Affiliation

9.362 T9 ECD DTG - Date and Time (GMT)

9.362 T9 ECD CZZ - Comment

9.362 T9 ECD CCF - Complex Comparison Flag

9.363 T9 RRC - EFS Relative Rotation Of Corresponding Print

9.363 T9 RRC RIR - Rotation IDC Reference

9.363 T9 RRC ROR - Relative Overall Rotation

9.373 T9 RPS - EFS Ridge Path Segments

9.901 T9 ULA - Universal Latent Annotation

9.902 T9 ANN GMT - Greenwich Mean Time

9.902 T9 ANN NAV - Processing Algorithm Name/Version

9.902 T9 ANN OWN - Algorithm Owner

9.902 T9 ANN PRO - Process Description

9.903 T9 DUI - Device Unique Identifier

9.904 T9 MMS - MAKE/MODEL/SERIAL NUMBER

9.904 T9 MMS MAK - Capture Device Make

9.904 T9 MMS MOD - Capture Device Model

9.904 T9 MMS SER - Capture Device Serial Number

7 Field Rules and Requirements for Type 10 Records 97

10.001 T10 LEN - Logical Record Length

10.002 T10 IDC - Information Designation Character

10.003 T10 IMT - Image Type

10.003 T10 IMT - Image Type (2)

10.004 T10 SRC - Source Agency

10.005 T10 PHD - Photo Capture Date

10.006 T10 HLL - Horizontal Line Length

10.007 T10 VLL - Vertical Line Length

10.008 T10 SLC - Scale Units

10.009 T10 THPS - Transmitted Horizontal Pixel Scale

10.010 T10 TVPS - Transmitted Vertical Pixel Scale

10.011 T10 CGA - Compression Algorithm

10.011 T10 CGA - Compression Algorithm (2)

10.011 T10 CGA - Compression Algorithm (3)

10.012 T10 CSP - Color Space

10.013 T10 SAP - Subject Acquisition Profile

10.014 T10 FIP - Face Image Bounding Box Coordinates - Full Image

10.014 T10 FIP LHC - Left Horizontal Coordinate Value

10.014 T10 FIP RHC - Right Horizontal Coordinate Value

10.014 T10 FIP TVC - Top Vertical Coordinate Value

10.014 T10 FIP BVC - Bottom Vertical Coordinate Value

10.014 T10 FIP BBC - Bounding Box Head Position Code

10.015 T10 FPFI - Face Image Path Coordinates - Full Image

10.015 T10 FPFI BYC - Boundary Code

10.015 T10 FPFI NOP - Number Of Points

10.015 T10 FPFI HPO - Horizontal Point Offset

10.015 T10 FPFI VPO - Vertical Point Offset

10.016 T10 SHPS - Scanned Horizontal Pixel Scale

CONTENTS xi

10.017 T10 SVPS - Scanned Vertical Pixel Scale

10.018 T10 DIST - Distortion

10.018 T10 DIST IDK - Distortion Code

10.018 T10 DIST IDM - Distortion Measurement Code

10.018 T10 DIST DSC - Distortion Severity Code

10.019 T10 LAF - Lighting Artifacts

10.020 T10 POS - Subject Pose

10.021 T10 POA - Pose Offset Angle

10.022 T10 PXS - Photo Description

10.023 T10 PAS - Photo Acquisition Source

10.023 T10 PAS PAC - Photo Attribute Code

10.023 T10 PAS VSD - Vendor Specific Description

10.024 T10 SQS - Subject Quality Scores

10.024 T10 SQS QVU - Quality Value

10.024 T10 SQS QAV - Algorithm Vendor Identification

10.024 T10 SQS QAP - Algorithm Product Identification

10.025 T10 SPA - Subject Pose Angles

10.025 T10 SPA YAW - Yaw Angle

10.025 T10 SPA PIT - Pitch Angle

10.025 T10 SPA ROL - Roll Angle

10.025 T10 SPA YAWU - Uncertainty In Degrees For Yaw

10.025 T10 SPA PITU - Uncertainty In Degrees For Pitch

10.025 T10 SPA ROLU - Uncertainty In Degrees For Roll

10.026 T10 SXS - Subject Facial Description

10.026 T10 SXS - Subject Facial Description (2)

10.027 T10 SEC - Subject Eye Color

10.028 T10 SHC - Subject Hair Color

10.028 T10 SHC - Subject Hair Color (2)

10.029 T10 FFP - Facial Feature Points 2D

10.029 T10 FFP FPT - Feature Point Type

10.029 T10 FFP FPC - Feature Point Code

10.029 T10 FFP HCX - X Coordinate

10.029 T10 FFP HCY - Y Coordinate

10.030 T10 DMM - Device Monitoring Mode

10.031 T10 TMC - Tiered Markup Collection

10.032 T10 3DF - Facial Feature Points 3D

10.032 T10 3DF FPT - Feature Point Type

10.032 T10 3DF FPC - Feature Point Code

10.032 T10 3DF HCX - X Coordinate

10.032 T10 3DF HCY - Y Coordinate

10.032 T10 3DF HCZ - Z Coordinate

10.033 T10 FEC - Feature Contours

10.033 T10 FEC FCC - Feature Contour Code

10.033 T10 FEC NOP - Number Of Points

10.033 T10 FEC HPO - Horizontal Point Offset

10.033 T10 FEC VPO - Vertical Point Offset

10.038 T14 COM - Comment

10.038 T14 COM - Comment (2)

10.039 T10 T10 - Type 10 Reference Number

10.040 T10 SMT - NCIC SMT Code

10.041 T10 SMS - SMT Size

10.041 T10 SMS HGT - SMT Height

10.041 T10 SMS WID - SMT Width

10.042 T10 SMD - SMT Descriptors

10.042 T10 SMD SMI - SMT Code Indicator

10.042 T10 SMD TAC - Tattoo Class

10.042 T10 SMD TSC - Tattoo Subclass

xii CONTENTS

10.042 T10 SMD TDS - Tattoo Description

10.043 T10 COL - Tattoo Color

10.043 T10 COL TC1 - Tattoo Color Code 1

10.043 T10 COL TC2 - Tattoo Color Code 2

10.043 T10 COL TC3 - Tattoo Color Code 3

10.043 T10 COL TC4 - Tattoo Color Code 4

10.043 T10 COL TC5 - Tattoo Color Code 5

10.043 T10 COL TC6 - Tattoo Color Code 6

10.044 T10 ITX - Image Transform

10.045 T10 OCC - Occlusions

10.045 T10 OCC OCY - Occlusion Opacity

10.045 T10 OCC OCT - Occlusion Type

10.045 T10 OCC NOP - Number of Points

10.045 T10 OCC HPO - Horizontal Point Offset

10.045 T10 OCC VPO - Vertical Point Offset

10.350 T10 BNO - Biometric NCIC Offense Code

10.902 T10 ANN - Annotation Information

10.902 T10 ANN GMT - Greenwich Mean Time

10.902 T10 ANN NAV - Processing Algorithm Name/Version

10.902 T10 ANN OWN - Algorithm Owner

10.902 T10 ANN PRO - Process Description

10.903 T10 DUI - Device Unique Identifier

10.904 T10 MMS - MAKE/MODEL/SERIAL NUMBER

10.904 T10 MMS MAK - Capture Device Make

10.904 T10 MMS MOD - Capture Device Model

10.904 T10 MMS SER - Capture Device Serial Number

10.993 T10 SAN - Source Agency Name

10.995 T10 ASC - Associated Context

10.995 T10 ASC ACN - Associated Context Number

10.995 T10 ASC ASP - Associated Segment Position

10.996 T10 HAS - Hash

10.997 T10 SOR - Source Representation

10.997 T10 SOR SRN - Source Representation Number

10.997 T10 SOR RSP - Reference Segment Position

10.998 T10 GEO - Geographic Sample Acquisition Location

10.998 T10 GEO UTE - Universal Time Entry

10.998 T10 GEO LTD - Latitude Degree Value

10.998 T10 GEO LTM - Latitude Minute Value

10.998 T10 GEO LTS - Latitude Second Value

10.998 T10 GEO LGD - Longitude Degree Value

10.998 T10 GEO LGM - Longitude Minute Value

10.998 T10 GEO LGS - Longitude Second Value

10.998 T10 GEO ELE - Elevation

10.998 T10 GEO GDC - Geodetic Datum Code

10.998 T10 GEO GCM - Geographic Coordinate Universal Transverse Mercator Zone . . . 155

10.998 T10 GEO GCE - Geographic Coordinate Universal Transverse Mercator Easting . . 156

10.998 T10 GEO GCN - Geographic Coordinate Universal Transverse Mercator Northing . 156

10.998 T10 GEO GRT - Geographic Reference Text

10.998 T10 GEO OSI - Geographic Coordinate Other System Identifier

10.998 T10 GEO OCV - Geographic Coordinate Other System Value

10.999 T10 DAT - Body Part Image

8 Field Rules and Requirements for Type 13 Records 159

13.001 T13 LEN - Logical Record Length

13.002 T13 IDC - Image Designation Character

13.003 T13 IMP - Impression Type

13.004 T13 SRC - Source Agency

13.005 T13 LCD - Latent Capture Date

CONTENTS xiii

13.006 T13 HLL - Horizontal Line Length

13.007 T13 VLL - Vertical Line Length

13.008 T13 SLC - Scale Units

13.008 T13 SLC - Scale Units (2)

13.009 T13 THPS - Transmitted Horizontal Pixel Scale

13.010 T13 TVPS - Transmitted Vertical Pixel Scale

13.011 T13 CGA - Compression Algorithm

13.012 T13 BPX - Bits Per Pixel

13.013 T13 FGP - Finger Position

13.014 T13 SPD - Search Position Descriptors

13.014 T13 SPD PDF - Probable Decimal Finger Position Code

13.014 T13 SPD FIC - Finger Image Code

13.015 T13 PPC - Print Position Coordinates

13.015 T13 PPC FVC - Full Finger View

13.015 T13 PPC LOS - Location of Segment

13.015 T13 PPC LHC - Left Horizontal (X) Coordinate

13.015 T13 PPC RHC - Right Horizontal (X) Coordinate

13.015 T13 PPC TVC - Top Vertical (Y) Coordinate

13.015 T13 PPC BVC - Bottom Vertical (Y0 Coordinate

13.016 T13 SHPS - Scanned Horizontal Pixel Scale

13.017 T13 SVPS - Scanned Vertical Pixel Scale

13.020 T13 COM - Comment

13.024 T13 LQM - Latent Quality Metric

13.024 T13 LQM FRMP - Friction Ridge Metric Position

13.024 T13 LQM QVU - Quality Value

13.024 T13 LQM QAV - Quality Algorithm Vendor ID

13.024 T13 LQM QAP - Quality Algorithm Product Identification

13.902 T13 ANN - Annotation Information

13.902 T13 ANN GMT - Greenwich Mean Time

13.902 T13 ANN NAV - Processing Algorithm Name/Version

13.902 T13 ANN OWN - Algorithm Owner

13.902 T13 ANN PRO - Process Description

13.903 T13 DUI - Device Unique Identifier

13.904 T13 MMS - MAKE/MODEL/SERIAL NUMBER

13.904 T13 MMS MAK - Capture Device Make

13.904 T13 MMS MOD - Capture Device Model

13.904 T13 MMS SER - Capture Device Serial Number

13.993 T13 SAN - Source Agency Name

13.995 T13 ASC - Associated Context

13.995 T13 ASC ACN - Associated Context Number

13.995 T13 ASC ASP - Associated Segment Position

13.996 T13 HAS - Hash

13.997 T13 SOR - Source Representation

13.997 T13 SOR SRN - Source Representation Number

13.997 T13 SOR RSP - Reference Segment Position

13.998 T13 GEO - Geographic Sample Acquisition Location

13.998 T13 GEO UTE - Universal Time Entry

13.998 T13 GEO LTD - Latitude Degree Value

13.998 T13 GEO LTM - Latitude Minute Value

13.998 T13 GEO LTS - Latitude Second Value

13.998 T13 GEO LGD - Longitude Degree Value

13.998 T13 GEO LGM - Longitude Minute Value

13.998 T13 GEO LGS - Longitude Second Value

13.998 T13 GEO ELE - Elevation

13.998 T13 GEO GDC - Geodetic Datum Code

13.998 T13 GEO GCM - Geographic Coordinate Universal Transverse Mercator Zone . . . 179

13.998 T13 GEO GCE - Geographic Coordinate Universal Transverse Mercator Easting . . 179 xiv CONTENTS

13.998 T13 GEO GCN - Geographic Coordinate Universal Transverse Mercator Northing . 179

13.998 T13 GEO GRT - Geographic Reference Text

13.998 T13 GEO OSI - Geographic Coordinate Other System Identifier

13.998 T13 GEO OCV - Geographic Coordinate Other System Value

13.999 T13 DAT - Latent Friction Ridge Image

9 Field Rules and Requirements for Type 14 Records 181

14.001 T14 LEN - Type-14 Record Header

14.002 T14 IDC - Information Designation Character

14.003 T14 IMP - Impression Type

14.004 T14 SRC - Source Agency

14.005 T14 FCD - Fingerprint Capture Date

14.006 T14 HLL - Horizontal Line Length

14.007 T14 VLL - Vertical Line Length

14.008 T14 SLC - Scale Units

14.008 T14 SLC - Scale Units (2)

14.009 T14 THPS - Transmitted Horizontal Pixel Scale

14.010 T14 TVPS - Transmitted Vertical Pixel Scale

14.011 T14 CGA - Compression Algorithm

14.012 T14 BPX - Bits Per Pixel

14.013 T14 FGP - Friction Ridge Generalized Position

14.013 T14 FGP - Friction Ridge Generalized Position (2)

14.014 T14 PPD - Print Position Descriptors

14.014 T14 PPD DFP - Decimal Finger Position Code

14.014 T14 PPD FIC - Finger Image Code

14.015 T14 PPC - Print Position Coordinates

14.015 T14 PPC FVC - Full Finger View

14.015 T14 PPC LOS - Location Of A Segment

14.015 T14 PPC LHC - Left Horizonal Coordinate

14.015 T14 PPC RHC - Right Horizontal Coordinate

14.015 T14 PPC TVC - Top Vertical Coordinate

14.015 T14 PPC BVC - Bottom Vertical Coordinate

14.016 T14 SHPS - Scanned Horizontal Pixel Scale

14.017 T14 SVPS - Scanned Vertical Pixel Scale

14.018 T14 AMP - Amputated Or Bandaged

14.018 T14 AMP FRAP - Friction Ridge Amputated Or Bandaged Position

14.018 T14 AMP ABC - Amputated Or Bandaged Code

14.021 T14 SEG - Finger Segment Position

14.021 T14 SEG FRSP - Friction Ridge Segment Position

14.021 T14 SEG LHC - Left Horizontal Coordinate Value

14.021 T14 SEG RHC - Right Horizontal Coordinate Value

14.021 T14 SEG TVC - Top Vertical Coordinate Value

14.021 T14 SEG BVC - Bottom Vertical Coordinate Value

14.022 T14 NQM - NIST Quality Metric

14.022 T14 NQM FRNP - Friction Ridge NIST Quality Position

14.022 T14 NQM IQS - NIST Image Quality Score

14.023 T14 SQM - Segmentation Quality Metric

14.023 T14 SQM FRQP - Friction Ridge Segment Quality Position

14.023 T14 SQM QVU - Quality Value

14.023 T14 SQM QAV - Seqmentation Quality Algorithm Vendor Identification

14.023 T14 SQM QAP - Algorithm Product Identification

14.024 T14 FQM - Fingerprint Quality Metric

14.024 T14 FQM FRMP - Friction Ridge Metric Position

14.024 T14 FQM QVU - Quality Value

14.024 T14 FQM QAV - Fingerprint Quality Algorithm Vendor ID

14.024 T14 FQM QAP - Algorithm Product ID

14.025 T14 ASEG - Alternate Finger Segment Position(s)

14.025 T14 ASEG FRAS - Friction Ridge Alternate Segment Position

CONTENTS xv

14.025 T14 ASEG NOP - Number Of Points

14.025 T14 ASEG HPO - Horizontal Point Offset

14.025 T14 ASEG VPO - Vertical Point Offset

14.026 T14 SCF - Simultaneous Capture

14.027 T14 SIF - Stitched Image Flag

14.030 T14 DMM - Device Monitoring Mode

14.031 T14 FAP - Subject Acquisition Profile - Fingerprint

14.200 T14 ISC - Image Source Code

14.902 T14 ANN - Annotation Information

14.902 T14 ANN GMT - Greenwich Mean Time

14.902 T14 ANN NAV - Processing Algorithm Name/Version

14.902 T14 ANN OWN - Algorithm Owner

14.902 T14 ANN PRO - Process Description

14.903 T14 DUI - Device Unique Identifier

14.904 T14 MMS - MAKE/MODEL/SERIAL NUMBER

14.904 T14 MMS MAK - Capture Device Make

14.904 T14 MMS MOD - Capture Device Model

14.904 T14 MMS SER - Capture Device Serial Number

14.993 T14 SAN - Source Agency Name

14.995 T14 ASC - Associated Context

14.995 T14 ASC ACN - Associated Context Number

14.995 T14 ASC ASP - Associated Segment Position

14.996 T14 HAS - Hash

14.997 T14 SOR - Source Representation

14.997 T14 SOR SRN - Source Representation Number

14.997 T14 SOR RSP - Reference Segment Position

14.998 T14 GEO - Geographic Sample Acquisition Location

14.998 T14 GEO UTE - Universal Time Entry

14.998 T14 GEO LTD - Latitude Degree Value

14.998 T14 GEO LTM - Latitude Minute Value

14.998 T14 GEO LTS - Latitude Second Value

14.998 T14 GEO LGD - Longitude Degree Value

14.998 T14 GEO LGM - Longitude Minute Value

14.998 T14 GEO LGS - Longitude Second Value

14.998 T14 GEO ELE - Elevation

14.998 T14 GEO GDC - Geodetic Datum Code

14.998 T14 GEO GCM - Geographic Coordinate Universal Transverse Mercator Zone . . . 209

14.998 T14 GEO GCE - Geographic Coordinate Universal Transverse Mercator Easting . . 210

14.998 T14 GEO GCN - Geographic Coordinate Universal Transverse Mercator Northing . 210

14.998 T14 GEO GRT - Geographic Reference Text

14.998 T14 GEO OSI - Geographic Coordinate Other System Identifier

14.998 T14 GEO OCV - Geographic Coordinate Other System Value

14.999 T14 DAT - Image Data

10 Field Rules and Requirements for Type 15 Records 213

15.001 T15 LEN - Type-15 Record Header

15.002 T15 IDC - Information Designation Character

15.003 T15 IMP - Impression Type

15.004 T15 SRC - Source Agency

15.005 T15 PCD - Palmprint Capture Date

15.006 T15 HLL - Horizontal Line Length

15.007 T15 VLL - Vertical Line Length

15.008 T15 SLC - Scale Units

15.008 T15 SLC - Scale Units (2)

15.009 T15 THPS - Transmitted Horizontal Pixel Scale

15.010 T15 TVPS - Transmitted Vertical Pixel Scale

15.011 T15 CGA - Compression Algorithm

15.012 T15 BPX - Bits Per Pixel

xvi CONTENTS

15.013 T15 FGP - Palmprint Position

15.016 T15 SHPS - Scanned Horizontal Pixel Scale

15.017 T15 SVPS - Scanned Vertical Pixel Scale

15.018 T15 AMP - Amputated Or Bandaged

15.018 T15 AMP FRAP - Friction Ridge Amputated Or Bandaged Position

15.018 T15 AMP ABC - Amputated Or Bandaged Code

15.020 T15 COM - Comment

15.024 T15 PQM - Palm Quality Metric

15.024 T15 PQM FRMP - Friction Ridge Metric Position

15.024 T15 PQM QVU - Quality Value

15.024 T15 PQM QAV - Quality Algorithm Vendor ID

15.024 T15 PQM QAP - Algorithm Product Identification

15.030 T15 DMM - Device Monitoring Mode

15.200 T15 ISC - Image Source Code

15.902 T15 ANN - Annotation Information

15.902 T15 ANN GMT - Greenwich Mean Time

15.902 T15 ANN NAV - Processing Algorithm Name/Version

15.902 T15 ANN OWN - Algorithm Owner

15.902 T15 ANN PRO - Process Description

15.903 T15 DUI - Device Unique Identifier

15.904 T15 MMS - MAKE/MODEL/SERIAL NUMBER

15.904 T15 MMS MAK - Capture Device Make

15.904 T15 MMS MOD - Capture Device Model

15.904 T15 MMS SER - Capture Device Serial Number

15.993 T15 SAN - Source Agency Name

15.995 T15 ASC - Associated Context

15.995 T15 ASC ACN - Associated Context Number

15.995 T15 ASC ASP - Associated Segment Position

15.996 T15 HAS - Hash

15.997 T15 SOR - Source Representation

15.997 T15 SOR SRN - Source Representation Number

15.997 T15 SOR RSP - Reference Segment Position

15.998 T15 GEO - Geographic Sample Acquisition Location

15.998 T15 GEO UTE - Universal Time Entry

15.998 T15 GEO LTD - Latitude Degree Value

15.998 T15 GEO LTM - Latitude Minute Value

15.998 T15 GEO LTS - Latitude Second Value

15.998 T15 GEO LGD - Longitude Degree Value

15.998 T15 GEO LGM - Longitude Minute Value

15.998 T15 GEO LGS - Longitude Second Value

15.998 T15 GEO ELE - Elevation

15.998 T15 GEO GDC - Geodetic Datum Code

15.998 T15 GEO GCM - Geographic Coordinate Universal Transverse Mercator Zone . . . 232

15.998 T15 GEO GCE - Geographic Coordinate Universal Transverse Mercator Easting . . 232

15.998 T15 GEO GCN - Geographic Coordinate Universal Transverse Mercator Northing . 232

15.998 T15 GEO GRT - Geographic Reference Text

15.998 T15 GEO OSI - Geographic Coordinate Other System Identifier

15.998 T15 GEO OCV - Geographic Coordinate Other System Value

15.999 T15 DAT - Palmprint Image Data

11 Field Rules and Requirements for Type 17 Records 235

17.001 T17 LEN - Logical Record Length

17.002 T17 IDC - Image Designation Character

17.003 T17 ELR - Eye Label

17.004 T17 SRC - Source Agency

17.005 T17 ICD - Iris Capture Date

17.006 T17 HLL - Horizontal Line Length

17.007 T17 VLL - Vertical Line Length

CONTENTS xvii

17.008 T17 SLC - Scale Units

17.009 T17 THPS - Transmitted Horizontal Pixel Scale

17.010 T17 TVPS - Transmitted Vertical Pixel Scale

17.011 T17 CGA - Compression Algorithm

17.012 T17 BPX - Bits Per Pixel

17.013 T17 CSP - Color Space

17.014 T17 RAE - Rotation Angle of Eye

17.015 T17 RAU - Rotation Angle Uncertainty

17.016 T17 IPC - Image Property code

17.016 T17 IPC IHO - Horizontal Orientation Code

17.016 T17 IPC IVO - Vertical Orientation Code

17.016 T17 IPC IST - Specific Scan Type

17.017 T17 DUI - Device Unique Identifier

17.019 T17 MMS - MAKE/MODEL/SERIAL NUMBER

17.019 T17 MMS MAK - Capture Device Make

17.019 T17 MMS MOD - Capture Device Model

17.019 T17 MMS SER - Capture Device Serial Number

17.020 T17 ECL - Eye Color

17.021 T17 COM - Comment

17.025 T17 EAS - Effective Acquisition Spectrum

17.028 T17 DME - Damaged or Missing Eye

17.031 T17 IAP - Subject Acquisition Profile - Iris

17.032 T17 ISF - Iris Storage Format

17.999 T17 DAT - Image Data

A CharacterEncodingSet 245

B CharacterEncodingSetName 247

C POB Table 249

D CTZ Table 269

E SMT Table 275

F CSL CDN Table 289

G FNR Table 291

H IMT Table 293

I FGP Table 295

J BIA Table 297

K SMD Table 299

L COL Table 301

M T4ImpressionType 303

N FrictionRidgePositionCodes 305

O FSP codes 307

P PatternClassificationSubCodes 309

Q EfsDeltaCodes 311

R TPD Codes 313 xviii CONTENTS

S EfsMethodsOfFeatureDetectionCodes 315

T Value Assessments 317

U Fraud Assessments 319

V Latent Substrates 321

W Latent Matrices 323

X Quality Issue Types 325

Y Comparison Determinations 327

Z FacePositionValues 329

AASMTNCICcodes 331

ABTattoos 345

ACTattoo Colors 347

ADT13ImpressionType 349

AEFingerPositionCode 351

AFFingerPosition-1-10-16-17 353

AGJointSegmentTipCodeFIC 355

AHFVC Codes 357

AIFRMP Table 359

AJT14ImpressionType 361

AKT14 FGP Table 363

ALFingerPositionCode-T14-FGP 365

AMPPD DFP Table 367

ANPPD FIC Table 369

AOT15ImpressionType 371

APFingerPositionCode-T15-FGP 373

AQFingerPosition-AMP-FRAP 375

ART15 PQM FRMP Codes 377

ASAdditional Rule Definitions 379

Chapter 1

Introduction

This document is a supplement to the WIN Reference Guide. It describes FBI EBTS 11.2 fields and records that are used by WIN.

2 CHAPTER 1. INTRODUCTION

Chapter 2

Field Rules and Requirements for Type 1 Records

Type 1 Record

Table 2.1: Transaction Field Requirements - Type 1

Field # Sub

Item

Type Size Occur

T1 LEN 1 1 1 1 N 1-n 1

T1 VER 2 1 1 N 4 1

T1 CNT 3 n n N 2-n 2 to no limit

T1 TOT 4 1 1 A 1-16 1

T1 DAT 5 1 1 N 8 1

T1 PRY 6 1 1 N 1 1

T1 DAI 7 1 1 AN 9 1

T1 ORI 8 1 1 AN 9 1

T1 TCN 9 1 1 ANS 10-40 1

T1 TCR 10 1 1 ANS 10-40 1

T1 NSR 11 1 1 NS 5 1

T1 NTR 12 1 1 NS 5 1

T1 DOM 13 n n ANS 1-n 1 T1 DOM DNM 13 n 1 ANS 1-5 no limit T1 DOM DVN 13 n 2 ANS 1-n no limit

T1 GMT 14 1 1 AN 14-15 1

T1 DCS 15 n n ANS 2-35 1 T1 DCS CSI 15 n 1 N 1-3 no limit T1 DCS CSN 15 n 2 ANS 1-16 no limit T1 DCS CSV 15 n 3 ANS 1-16 no limit T1 APS 16 n n ANS 3-n 1 to 99 T1 APS APO 16 n 1 ANS 1-n no limit T1 APS APN 16 n 2 ANS 1-n no limit T1 APS APV 16 n 3 ANS 1-n no limit T1 ANM 17 n n ANS 1-n 1 T1 ANM DAN 17 n 1 ANS 1-n no limit T1 ANM OAN 17 n 2 ANS 1-n no limit

1.001 T1 LEN 1 - Type 1 Record Length

This field contains the Type 1 record header. The record header contains information particular to the encoding format chosen, in order to enable proper reading of the record. This field is automatically generated and should not be altered by the user.

Subfield Item Character Type Characters

1 1 N 1 to no limit

Notes

Note : Although it will not always be explicitly repeated in the remainder of this standard, use of separators within the Type-1, Type-2, and Type-9 through Type-99 logical records shall always be observed.

WIN V3.4

ANSI/NIST has expanded it’s Maximum Record Length of “*” to field size, which means no limit. WIN still maintains the maximum 3 character maximum length in order to comply with FBI EBTS. This limitation could be problematic when the CNT and DCS sets are fully populated.

Used in Transactions: CAR[M], CNA[M], FANC[M], FAUF[M], NFUF[M], MAP[M], DEK[M], DEU[M], 4 CHAPTER 2. FIELD RULES AND REQUIREMENTS FOR TYPE 1 RECORDS

MPR[M], AMN[M], RPIS[M], FDSP[M], IIDS[M], FVR[M], IRQ[M], CPR[M], BATQ[M], RBRPT[M], RBIHS[M], TPIS[M], LFIS[M], LFFS[M], FRS[M], TXTSRCH[M], ULD[M], FIS[M], BDEL[M], CPD[M], CDEL[M], BDEC[M], DSPE[M], RBSCRM[M], RBSCVL[M], RBMNT[M], RPISR[M], SRE[M], ERRT[M], ERRB[M], BATR[M], IRR[M], ERRI[M], PRR[M], RBIHSR[M], RBRPTR[M], SRT[M], SRL[M], SRB[M], ULM[M], UUBD[M], UULD[M], RBN[M], RBRN[M], PDR[M], BDECR[M], ULDR[M], BDELR[M], FISR[M], DSPR[M], CDELR[M], RBSR[M], RBMNTR[M], XMNTR[M], DOC[M], SOR[M], WFIS[M], WFISR[M]

1.002 T1 VER - Version Number

This field shall be used to specify the current version number of the standard implemented by the software or system creating the transaction. The first two characters shall specify the major version number. The last two characters shall specify the minor revision number.

This mandatory four-character ASCII value shall be used to specify the current version of the base ANSI NIST standard implemented by the software or system creating the transaction. This version of the WIN specification is based on ANSI/NIST-ITL 1-2011.

Subfield Item Character Type Characters Example Data

1 1 N 4 0500<GS>

Notes

FBI/Other SSO Translation Rules The WIN Outbound Server will pass the Version number of the ANSI NIST Standard specified by the input device, unless the receiving AFIS is only prepared to accept an older version number. In that event, the WIN outbound server will adjust the version number to the latest version number the AFIS is prepared for.

Possible Codes (Mandatory)

Code Description 0500 ANSI-NIST ITL-1 2011 Standard 0400 ANSI-NIST ITL-1 2007 Standard 0300 ANSI-NIST ITL-1 2000 Standard 0201 ANSI-NIST ITL la-1997 Type 10 records supported 0200 ANSI-NIST CSL-1993 Standard 0100 1986 Standard

Used in Transactions: CAR[M], CNA[M], FANC[M], FAUF[M], NFUF[M], MAP[M], DEK[M], DEU[M], MPR[M], AMN[M], RPIS[M], FDSP[M], IIDS[M], FVR[M], IRQ[M], CPR[M], BATQ[M], RBRPT[M], RBIHS[M], TPIS[M], LFIS[M], LFFS[M], FRS[M], TXTSRCH[M], ULD[M], FIS[M], BDEL[M], CPD[M], CDEL[M], BDEC[M], DSPE[M], RBSCRM[M], RBSCVL[M], RBMNT[M], RPISR[M], SRE[M], ERRT[M], ERRB[M], BATR[M], IRR[M], ERRI[M], PRR[M], RBIHSR[M], RBRPTR[M], SRT[M], SRL[M], SRB[M], ULM[M], UUBD[M], UULD[M], RBN[M], RBRN[M], PDR[M], BDECR[M], ULDR[M], BDELR[M], FISR[M], DSPR[M], CDELR[M], RBSR[M], RBMNTR[M], XMNTR[M], DOC[M], SOR[M], WFIS[M], WFISR[M]

1.003 T1 CNT - File Content

This field shall list and identify each of the records in the transaction by record type and its IDC value. It also specifies the order in which the remaining records shall appear in the file. This field is automatically generated and should not be altered by the user.

Subfield Item Character Type Characters

2 to -1 all N 2 to no limit

Used in Transactions: CAR[M], CNA[M], FANC[M], FAUF[M], NFUF[M], MAP[M], DEK[M], DEU[M], MPR[M], AMN[M], RPIS[M], FDSP[M], IIDS[M], FVR[M], IRQ[M], CPR[M], BATQ[M], RBRPT[M], RBIHS[M], TPIS[M], LFIS[M], LFFS[M], FRS[M], TXTSRCH[M], ULD[M], FIS[M], BDEL[M], CPD[M], CDEL[M], BDEC[M], DSPE[M], RBSCRM[M], RBSCVL[M], RBMNT[M], RPISR[M], SRE[M], ERRT[M], ERRB[M], BATR[M], IRR[M], ERRI[M], PRR[M], RBIHSR[M], RBRPTR[M], SRT[M], SRL[M], SRB[M], ULM[M], UUBD[M], UULD[M], RBN[M], RBRN[M], PDR[M], BDECR[M], ULDR[M], BDELR[M], FISR[M], DSPR[M], CDELR[M], RBSR[M], RBMNTR[M], XMNTR[M], DOC[M], SOR[M], WFIS[M], WFISR[M]

1.004 T1 TOT - Type of Transaction

This field shall contain an identifier, which designates the type of transaction and subsequent processing that this transaction should be given.

This mandatory field shall contain an identifier, designating the type of transaction and subsequent processing this logical file should be given.

Subfield Item Character Type Characters

1 1 A 1 to 16

Additional Field Rules

� JavaScript function: CheckRecords()

� JavaScript function: CheckNumberOfFingers()

� JavaScript function: CheckT2PatternClassification()

Possible Codes (Mandatory)

Code Description CAR Criminal TenPrint Submission - Answer Required CNA Criminal TenPrint Submission - No Answer Necessary FANC Federal Applicant - No Charge FAUF Federal Applicant - User Fee NFUF Non-Federal Applicant User Fee MAP Miscellaneous Applicant - Civil DEK Known Deceased DEU Unknown Deceased MPR Missing Person AMN Amnesia Victim SRE Submission Results - Electronic ERRT TenPrint Transaction Error RPIS Rapid Fingerprint Image Search RPISR Rapid Fingerprint Identification Search Response FDSP Electronic Fingerprint Disposition Submission IIDS Iris Identification Search Submission ERRB Biometric Search Error Response FVR Fingerprint Verification Request IRQ Biometric Image/Feature Retreival IRR Image Request Response ERRI Image Transaction Error CPR Subject Photo Request PRR Photo Request Response BATQ Biometric Audit Trail Query BATR Biometric Audit Trail Response RBRPT Rap Back Subscription List Request RBIHS Rap Back Identity History Summary Request RBIHSR Rap Back Identity History Summary Response RBRPTR Rap Back Subscription List Request Response TPIS TenPrint Fingerprint Image Search SRT Search Result - TenPrint LFIS Latent Friction Ridge Image Search

Continued on next page

6 CHAPTER 2. FIELD RULES AND REQUIREMENTS FOR TYPE 1 RECORDS

Table continued from previous page Code Description

LFFS Latent Friction Ridge Feature Search SRL Search Result - Latent FRS Facial Recognition Search Request TXTSRCH Text Based Photo/SMT Search Request SRB Search Results - Biometric RBN Rap Back Activity Notification RBRN Rap Back Renewal Notification ULM Unsolved Latent Match Response UUBD Unsolicited Unsolved Biometric Delete UULD Unsolicited Unsolved Latent Delete ULD Unsolved Latent Record Delete Request FIS Fingerprint Image Submission BDEC Biometric Decision Submission BDEL Biometric Delete Request CPD Subject Photo Delete Request CDEL Civil Event Deletion Request DSPE Disposition File Maintenance Submission RBSCRM Rap Back Subsequent Subscription Request - Criminal RBSCVL Rap Back Subsequent Subscription Request - Civil RBMNT Rap Back Maintenance Request ULDR Unsolved Latent Record Delete Response BDECR Biometric Decision Response BDELR Biometric Delete Response CDELR Civil Event Deletion Response PDR Subject Photo Delete Response DSPR Disposition File Maintenance Response FISR Fingerprint Image Submission Response RBSR Rap Back Subscription Response RBMNTR Rap Back Maintenance Response DOC Department of Corrections SOR Sex/Kidnapping Offender Registration WFIS WIN Internal Fingerprint Image Submission WFISR WIN Internal Fingerprint Image Submission Response

Used in Transactions: CAR[M], CNA[M], FANC[M], FAUF[M], NFUF[M], MAP[M], DEK[M], DEU[M], MPR[M], AMN[M], RPIS[M], FDSP[M], IIDS[M], FVR[M], IRQ[M], CPR[M], BATQ[M], RBRPT[M], RBIHS[M], TPIS[M], LFIS[M], LFFS[M], FRS[M], TXTSRCH[M], ULD[M], FIS[M], BDEL[M], CPD[M], CDEL[M], BDEC[M], DSPE[M], RBSCRM[M], RBSCVL[M], RBMNT[M], RPISR[M], SRE[M], ERRT[M], ERRB[M], BATR[M], IRR[M], ERRI[M], PRR[M], RBIHSR[M], RBRPTR[M], SRT[M], SRL[M], SRB[M], ULM[M], UUBD[M], UULD[M], RBN[M], RBRN[M], PDR[M], BDECR[M], ULDR[M], BDELR[M], FISR[M], DSPR[M], CDELR[M], RBSR[M], RBMNTR[M], XMNTR[M], DOC[M], SOR[M], WFIS[M], WFISR[M]

1.005 T1 DAT - Date

This field shall contain the local date that the transaction was submitted.

Subfield Item Character Type Characters

1 1 N 8

Additional Field Rules

� Field must conform to date format ’0CCYYMMDD’

Notes

FBI/Other SSO Translation Rules

The WIN Outbound Server will use Originating Input Date for populating the submission to the FBI or other AFIS.

WIN Special Description This field is checked by SWFM on submissions arriving from the input device.

Used in Transactions: CAR[M], CNA[M], FANC[M], FAUF[M], NFUF[M], MAP[M], DEK[M], DEU[M], MPR[M], AMN[M], RPIS[M], FDSP[M], IIDS[M], FVR[M], IRQ[M], CPR[M], BATQ[M], RBRPT[M], RBIHS[M], TPIS[M], LFIS[M], LFFS[M], FRS[M], TXTSRCH[M], ULD[M], FIS[M], BDEL[M], CPD[M], CDEL[M], BDEC[M], DSPE[M], RBSCRM[M], RBSCVL[M], RBMNT[M], RPISR[M], SRE[M], ERRT[M], ERRB[M], BATR[M], IRR[M], ERRI[M], PRR[M], RBIHSR[M], RBRPTR[M], SRT[M], SRL[M], SRB[M], ULM[M], UUBD[M], UULD[M], RBN[M], RBRN[M], PDR[M], BDECR[M], ULDR[M], BDELR[M], FISR[M], DSPR[M], CDELR[M], RBSR[M], RBMNTR[M], XMNTR[M], DOC[M], SOR[M], WFIS[M], WFISR[M]

1.006 T1 PRY - Priority

This field shall contain a single information character to designate the urgency with which a response is desired.

The default value shall be defined by the agency receiving the transaction.

Subfield Item Character Type Characters

1 1 N 1

Notes

FBI/Other SSO Translation Rules The WIN Outbound Server will set the default to priority 4 when the input Priority is either not present or is higher than 4 while submitting to the FBI EBTS 9.2 system or other AFIS.

The TOT sent last from the CCH interface should be used to do a TOT/Priority SSOFORWARD table lookup, and the WIN outbound server will replace the outbound submission with the priority for the outbound TOT when forwarded onto the FBI/Other.

Possible Codes (Mandatory)

Code Description 1 Highest 2 Higher 3 High 4 Medium-High 5 Medium 6 Medium-Low 7 Low 8 Lower 9 None

Used in Transactions: CAR[O], CNA[O], FANC[O], FAUF[O], NFUF[O], MAP[O], DEK[O], DEU[O], MPR[O], AMN[O], RPIS[O], FDSP[O], IIDS[O], FVR[O], IRQ[O], CPR[O], BATQ[O], RBRPT[O], RBIHS[O], TPIS[O], LFIS[O], LFFS[O], FRS[O], TXTSRCH[O], ULD[O], FIS[O], BDEL[O], CPD[O], CDEL[O], BDEC[O], DSPE[O], RBSCRM[O], RBSCVL[O], RBMNT[O], RPISR[O], SRE[O], ERRT[O], ERRB[O], BATR[O], IRR[O], ERRI[O], PRR[O], RBIHSR[O], RBRPTR[O], SRT[O], SRL[O], SRB[O], ULM[O], UUBD[O], UULD[O], RBN[O], RBRN[O], PDR[O], BDECR[O], ULDR[O], BDELR[O], FISR[O], DSPR[O], CDELR[O], RBSR[O], RBMNTR[O], XMNTR[O], DOC[O], SOR[O], WFIS[O], WFISR[O]

1.007 T1 DAI - Destination Agency Identifier

This field shall contain the identifier of the administration or organization designated to receive the transmission.

The size and data content of this field shall be user-defined in accordance with the application profile.

This mandatory field shall contain the identifier of the administration or organization designated to receive the transmission. The size and data content of this field shall be defined by the user and be in accordance with the receiving agency. This field shall be a nine-byte alphanumeric field. Must be an ORI.

8 CHAPTER 2. FIELD RULES AND REQUIREMENTS FOR TYPE 1 RECORDS

Subfield Item Character Type Characters Special Characters

1 1 AN 9 Any 7-bit non-ctrl characters

Notes

FBI/Other SSO Translation Rules The WIN Outbound Server will populate with FBI/other ORI as specified in 2.475 with the CCH’s ability to over-ride/make adjustments to the contents of this field.

WIN Special Description This field is checked by SWFM on submissions arriving from the input device.

Possible Codes (Optional)

Code Description Not Specified

Used in Transactions: CAR[M], CNA[M], FANC[M], FAUF[M], NFUF[M], MAP[M], DEK[M], DEU[M], MPR[M], AMN[M], RPIS[M], FDSP[M], IIDS[M], FVR[M], IRQ[M], CPR[M], BATQ[M], RBRPT[M], RBIHS[M], TPIS[M], LFIS[M], LFFS[M], FRS[M], TXTSRCH[M], ULD[M], FIS[M], BDEL[M], CPD[M], CDEL[M], BDEC[M], DSPE[M], RBSCRM[M], RBSCVL[M], RBMNT[M], RPISR[M], SRE[M], ERRT[M], ERRB[M], BATR[M], IRR[M], ERRI[M], PRR[M], RBIHSR[M], RBRPTR[M], SRT[M], SRL[M], SRB[M], ULM[M], UUBD[M], UULD[M], RBN[M], RBRN[M], PDR[M], BDECR[M], ULDR[M], BDELR[M], FISR[M], DSPR[M], CDELR[M], RBSR[M], RBMNTR[M], XMNTR[M], DOC[M], SOR[M], WFIS[M], WFISR[M]

1.008 T1 ORI - Originating Agency Identifier

This field shall contain the identifier of the administration or organization originating the transaction. The size and data content of this field shall be user-defined and in accordance with the application profile.

This mandatory field shall contain the identifier of the administration or organization originating the transaction.

For EBTS purposes, this field shall be a nine-byte alphanumeric field. The first two characters shall be a valid POB code and the entire ORI shall validate to an authorized FBI ORI. Note: In a submission to the FBI, the submitting agency (usually the CJIS Systems Agency (CSA)) is the ORI and the FBI is the DAI, while the FBI’s response to the submission will show the FBI as the ORI and the submitting agency as the DAI. (See also Appendix C for the definition of CRI.)

Subfield Item Character Type Characters Special Characters

1 1 AN 9 Any 7-bit non-ctrl characters

Notes

Note : In a submission to the FBI, the submitting agency (usually the State CTA) is the ORI and the FBI is the DAI, while the FBIs response to the submission will show the FBI as the ORI and the submitting agency as the DAI.

FBI/Other SSO Translation Rules The WIN Outbound Server uses the input DAI for a table lookup to confirm the input DAI can be forwarded onto the requested DAI, if input DAI is not found in the table, the WIN outbound server will populate the ORI with the default ORI for the owner agency appropriate for tenprint, image request or latent type submission, otherwise the input DAI is moved into the outbound ORI. This is set up to support transition of WSP to WIN submissions and still support future FBI requirements of accepting more than one ORI from WIN agencies over the WIN CJIS

WAN.

WIN Special Description This field is checked by SWFM on submissions arriving from the input device.

Possible Codes (Optional)

Code Description Not Specified

Used in Transactions: CAR[M], CNA[M], FANC[M], FAUF[M], NFUF[M], MAP[M], DEK[M], DEU[M], MPR[M], AMN[M], RPIS[M], FDSP[M], IIDS[M], FVR[M], IRQ[M], CPR[M], BATQ[M], RBRPT[M], RBIHS[M], TPIS[M], LFIS[M], LFFS[M], FRS[M], TXTSRCH[M], ULD[M], FIS[M], BDEL[M], CPD[M], CDEL[M], BDEC[M], DSPE[M], RBSCRM[M], RBSCVL[M], RBMNT[M], RPISR[M], SRE[M], ERRT[M], ERRB[M], BATR[M], IRR[M], ERRI[M], PRR[M], RBIHSR[M], RBRPTR[M], SRT[M], SRL[M], SRB[M], ULM[M], UUBD[M], UULD[M], RBN[M], RBRN[M], PDR[M], BDECR[M], ULDR[M], BDELR[M], FISR[M], DSPR[M], CDELR[M], RBSR[M], RBMNTR[M], XMNTR[M], DOC[M], SOR[M], WFIS[M], WFISR[M]

1.009 T1 TCN - Transaction Control Number

This field shall contain the transaction control number as assigned by the originating agency. A unique (for the orig-inating agency) control number shall be assigned to each transaction. For any transaction that requires a response, the respondent shall refer to this number in communicating with the originating agency.

This mandatory field shall contain the Transaction Control Number as assigned by the originating agency. A unique control identifier shall be assigned to each transaction. For any transaction that requires a response, the respondent shall refer to this identifier in communicating with the originating agency. This field shall be a 10- to 40-byte alphanumeric-special (ANS) field.

Subfield Item Character Type Characters Special Characters

1 1 ANS 10 to 40 Any 7-bit non-ctrl characters

Notes

Note : In the event a record is sent with trailing spaces, the state TC will not reject these submissions and will retain the trailing spaces as characters within the indexes. The CCH will need to anticipate that the TC had treated all trailing spaces as additional characters of the TCN within its inducer’s.

FBI/Other SSO Translation Rules The WIN Outbound Server will populate the outbound TCN with the TCN as submitted by input device.

WIN Special Description This field is checked by SWFM on submissions arriving from the input device.

Used in Transactions: CAR[M], CNA[M], FANC[M], FAUF[M], NFUF[M], MAP[M], DEK[M], DEU[M], MPR[M], AMN[M], RPIS[M], FDSP[M], IIDS[M], FVR[M], IRQ[M], CPR[M], BATQ[M], RBRPT[M], RBIHS[M], TPIS[M], LFIS[M], LFFS[M], FRS[M], TXTSRCH[M], ULD[M], FIS[M], BDEL[M], CPD[M], CDEL[M], BDEC[M], DSPE[M], RBSCRM[M], RBSCVL[M], RBMNT[M], RPISR[M], SRE[M], ERRT[M], ERRB[M], BATR[M], IRR[M], ERRI[M], PRR[M], RBIHSR[M], RBRPTR[M], SRT[M], SRL[M], SRB[M], ULM[M], UUBD[M], UULD[M], RBN[M], RBRN[M], PDR[M], BDECR[M], ULDR[M], BDELR[M], FISR[M], DSPR[M], CDELR[M], RBSR[M], RBMNTR[M], XMNTR[M], DOC[M], SOR[M], WFIS[M], WFISR[M]

1.010 T1 TCR - Transaction Control Reference Number

This field shall be used for responses that refer to the transaction control number (TCN) of a previous transaction involving an inquiry or other action that required a response.

This optional field shall contain the Transaction Control Number as assigned by the originating agency. A unique control identifier shall be assigned to each transaction. For any transaction that requires a response, the respondent shall refer to this identifier in communicating with the originating agency. This field shall be a 10- to 40-byte alphanumeric-special (ANS) field.

10 CHAPTER 2. FIELD RULES AND REQUIREMENTS FOR TYPE 1 RECORDS

Subfield Item Character Type Characters Special Characters

1 1 ANS 10 to 40 Any 7-bit non-ctrl characters

Notes

Note : In the event a record is sent with Trailing spaces, the state TC will not reject these submissions and will retain the trailing spaces as characters within the indexes.