NTC - New DBE Requirements - Regular Dealer Affirmation Form.pdf
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- Solicitation number
- 0173-0542
- Issued by
- New Haven County, Bridgeport City, Connecticut
About this file
This is a Notice to Contractors issued by the Connecticut Department of Transportation (CTDOT) regarding updates to the federal Disadvantaged Business Enterprise (DBE) Program requirements under the United States Department of Transportation. Effective August 7, 2024, the notice establishes new procedures for DBE supplier participation in federally funded projects with DBE goals. Bidders must now submit a DBE Regular Dealer/Distributor Affirmation Form and supporting documentation alongside DBE Commitment forms when proposing DBE suppliers for credit toward DBE goals. The notice clarifies that it is the bidder's responsibility to verify the accuracy of information provided by named DBE firms and to ensure proper counting of DBE participation; any shortfalls resulting from counting errors remain the bidder's responsibility.
CTDOT will conduct preliminary goal counting determinations for each DBE firm performing work eligible for DBE credit as a supplier, with credit eligibility determined by whether the firm qualifies as a Regular Dealer or Distributor under 49 CFR 26.55. DBE Regular Dealers are eligible to receive 60 percent credit for the cost of materials and supplies, while DBE Distributors are eligible to receive 40 percent credit, with credit counted toward the cost of materials and supplies including transportation costs. These determinations are based on the DBE's demonstrated capacity and intent to perform as defined in federal regulations, along with the firm's written responses to relevant questions and affirmation that subsequent performance of commercially useful functions will be consistent with the preliminary counting determination. CTDOT has revised the DBE/SBE Commitment form and requires bidders to use the new form when submitting pre-award commitment packages.
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Text version
Sincerely, S T A T E O F C O N N E C T I C U T
DEPARTMENT OF TRANSPORTATION
2800 BERLIN TURNPIKE, P.O. BOX 317546
NEWINGTON, CONNECTICUT 06131-7546
PHONE 860-594-3128
August 7, 2024
Subject – New Disadvantaged Business Enterprise (DBE) Program Requirements – DBE Regular
Dealer/Distributor Affirmation Form and New DBE/SBE Commitment Form
NOTICE TO CONTRACTORS
The United States Department of Transportation (USDOT) recently updated the DBE Program regulations.
Part 26.53(c)(1) of Title 49 Code of Federal Regulations now requires CTDOT to make a preliminary goal counting determinations for each DBE firm that will be performing work for DBE credit as a supplier.
Effective today, when submitting a DBE supplier for credit towards the DBE goal, bidders must submit the
DBE Regular Dealer/Distributor Affirmation Form (Affirmation Form) and supporting documents with their
DBE Commitment forms for federally funded projects having DBE goals.
It is the bidder’s responsibility to verify the information provided by the named DBE and ensuring that the counting of the DBE's participation is accurate. Any shortfall caused by errors in counting are the responsibility of the bidder.
When reviewing the bidder’s Commitment forms for DBE suppliers, CTDOT will verify if the DBE firm submitted for DBE credit will be acting as a Regular Dealer or a Distributor, to determine the amount of credit eligible to be counted toward the DBE goal. DBE Regular Dealers are eligible to receive 60% credit for the cost of materials and supplies and DBE Distributors are eligible to receive 40% credit, credit will be counted for the cost of materials and supplies (including transportation costs).
Determinations are based on the DBE’s demonstrated capacity and intent to perform as a supplier or distributor as defined in 49 CFR 26.55 and the DBE’s written responses to relevant questions and their affirmation that subsequent performance of a commercially useful function will be consistent with the preliminary counting of such participation.
The Department has also revised the DBE/SBE Commitment form which is attached and will be available on the Department’s website. Please use the new form when submitting your pre-award commitment package to the Department.
For more detailed information, please refer to the following links below.
eCFR :: 49 CFR 26.55 -- How is DBE participation counted toward goals?
Forms (rev 7/25)
Gregory D. Straka
Contracts and Agreements Manager
Bureau of Finance and Administration https://www.ecfr.gov/current/title-49/subtitle-A/part-26/subpart-C/section-26.55 https://portal.ct.gov/dot/business/forms?language=en_US
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