BAA-03-05-PRKAmend10.doc

BAA 03-05-PRK AMENDMENT 10

BROAD AGENCY ANNOUNCEMENT (BAA) NUMBER

BAA 03-05-PRK

POWER AND THERMAL TECHNOLOGIES FOR AIR AND SPACE (PTTAS)

AMENDMENT 10

CALL FOR PROPOSALS

CURRENT CALL TITLE: SILICON CARBIDE POWER SWITCH MODULE

TECHNICAL POC: The technical POC for this call is: James Scofield, AFRL/PRPE, Phone (937) 255-5949, e-mail: james.scofield@wpafb.af.mil; USPS mail address: AFRL/PRPE, 1950 Fifth Street, Bldg. 18, WPAFB, OH 45433

CONTRACTING POC: The contracting POC for this call is: Scott Savory, Contracting Officer Negotiator, AFRL/PKPA, (937) 255-0335, e-mail: scott.savory@wpafb.af.mil; USPS mail address: AFRL/PKPA, Bldg 167, 2310 8th St., Wright-Patterson AFB, OH 45433-7801.

PROPOSAL DUE DATE AND TIME: 23 October 2006, 3:00 P.M. Eastern Daylight Time.

****NOTICE:***** Proposals received after the due date and time shall be governed by the provisions of FAR 52.215-1(c)(3).

Proposals should be submitted only to the following Contracting Point of Contact (POC) : Scott Savory, AFRL/PKPA, Bldg 167, 2310 8th St., Wright-Patterson AFB, OH 45433-7801. Proposals may NOT be submitted electronically. Any proposals received electronically will be rejected.

PART 1:

INTRODUCTION:

The Power Division (AFRL/PRP) of the Air Force Research Laboratory Propulsion Directorate is currently soliciting proposals under Broad Agency Announcement (BAA) 03-05-PRK in the area of Power Management and Distribution. This call (Amendment 10) is seeking proposals for “Silicon Carbide (SiC) Power Switch Module”. Details for the technical aspects of this call are contained in PART 5 of this Amendment Detailed information on the over arching Power and Thermal Technologies for Air and Space (PTTAS) program is provided in the initial BAA announcement. The initial solicitation and subsequent amendments also provide detailed information and instructions concerning award information, proposal preparation instructions, data requirements, basis for award, and evaluation category definitions. Interested offerors may view and/or download the full text of the BAA 03-05-PRK with all amendments by accessing the Federal Business Opportunities (FedBizOpps) homepage at http://www.fedbizopps.gov/. Offerors are notified that BAA-03-05-PRK “Introduction” Section A through Section E, Part 2 “Contract Date Requirements List” (CDRL) and Part 4 “Proposal Evaluation Category Definitions” govern this call for proposals. Changes to any part of the foregoing are identified in this amendment. Accordingly, offerors are strongly encouraged to review the entire solicitation, including all amendments, prior to preparing and submitting a proposal for this current call for proposals.

SECTION A—Paragraph 4-Other Requirements – See Basic Announcement and Amendments for general information.

See Amendment 06 for information on Item Identification and Valuation if deliverable hardware is proposed.

SECTION C— The page limits set forth in the original Broad Agency Announcement, as revised by Amendment 02, shall apply to this call for proposals, and are being summarized below for convenience:

The technical/management volume is limited to sixty (60) pages. This page limit includes all information, e.g., indices, photographs, foldouts, appendices, attachments, etc. This page limit does not include the offeror’s proposed Statement of Work, which is limited to five (5) pages. The Government will not consider pages in excess of these limitations. Pages shall be double-spaced, single-sided 8.5 by 11 inches. Font size shall be no smaller than 10 point. Offerors must submit one original and two paper copies. In addition to the paper copies, offerors are required to submit a CD-ROM containing the technical/management volume in MS-Word format and the cost/business volume in MS-Excel format.

SECTION D- BASIS FOR AWARD

1. Paragraph a. Technical Evaluation Criteria for CPFF contracts, CR contracts and Assistance Instruments, set forth in the basic announcement and repeated here for clarity, shall apply to this call for proposals.

(1) The proposal must reflect a new and creative solution that clearly demonstrates technical or scientific merit and be highly relevant to Air Force needs

(2) Successful development of the proposed effort must have a significant impact on advancing technology for air and/or space power applications

(3) The proposal, including the proposed Statement of Work (SOW), must reflect a sound technical approach

(4) The proposal must indicate that competent experienced engineering, scientific and technical personal are available to support the program and that necessary research/ test/ laboratory facilities are available

(5) The proposal must indicate that the offeror has quality experience with the technology to be developed

PART 4 PROPOSAL EVALUATION CATEGORY DEFINITIONS

1. As stated in previous amendments, the following Proposal Evaluation Category Definitions apply to this call:

i. Category I: Well conceived scientifically and technically sound proposals pertinent to program goals and objectives, and offered by a responsible contractor with the competent scientific and technical staff and supporting resources needed to ensure satisfactory program results. Proposals in Category I are recommended for acceptance subject to funding constraints.

ii. Category II: Proposals not technically sound or do not meet agency needs.

Broad Agency Announcement (BAA)

BAA-03-05-PRK AMENDMENT 10

Part 5 – CURRENT SOLICITATION TOPIC

PROGRAM TITLE: Silicon Carbide (SiC) Power Switch Module ANTICIPATED AWARD DATE: 08 January 2007 TYPE OF AWARD: The Air Force anticipates award of a cost-reimbursement contract, a cost-sharing contract, or a cost-plus-fixed-fee contract. Offerors are highly encouraged to propose a cost sharing arrangement. The Air Force reserves the right to award a procurement contract.

NUMBER OF AWARDS: The Air Force anticipates making one or two awards. The Air Force reserves the right to select for award any, all, part or none of the proposals received.

PROPOSAL PREPARATION INSTRUCTIONS: All proposals must be prepared in accordance with the Proposal Preparation Instructions contained in Part I - Section C of solicitation BAA 03-05-PRK available at the Fed Biz Ops website http://www.fbo.gov/spg/USAF/AFMC/AFRLWRS/BAA%2D03%2D05%2DPRK/listing.html.

RELATED IR&D: Offerors shall identify any independent research and development programs conducted within the last three years in the technical areas of this solicitation. The significant results of such programs should be presented in the proposals. Include this information in the technical/management volume of your proposal.

SMALL AND DISADVANTAGED BUSINESS SUBCONTRACTING PLAN:

(1) Offerors are notified that in accordance with Federal Acquisition Regulation (FAR) 19.702, any contract that is expected to exceed $500,000 and that has subcontracting possibilities requires a subcontracting plan. A small business subcontracting plan must be submitted with the offeror’s proposal. Small business concerns are exempt from this requirement (FAR 19-702(b)).

REPS AND CERTS PACKAGES: A completed representations and certifications package must be included with submission of your proposal. Representations and certifications are provided with this BAA Amendment. Do not utilize the representations and certifications provided with the open ended BAA.

OMBUDSMAN: The Ombudsman clause, 5352.201-9101 Ombudsman (Aug 2005) will be contained in any award resulting from this Solicitation. The AFRL Ombudsman is Amy K. Smith, Deputy Director of Contracting, AFRL/PK, (937)255-3079, email: Amy.Smith@wpafb.af.mil.

Statement of Objectives: Silicon Carbide Power Switch Module

Background:

SiC power devices have been (and are currently being) developed; the requirements for system utilization of these devices include their packaging into high power, user friendly, thermally compatible configurations for military and commercial manufacturers of power management, distribution and control systems. Configurations that will allow immediate mechanical integration and electrical termination within inverters, converters, motor controls and low loss insertion into circuit breaking applications are needed. Switch protection and driver circuits are also areas that may be addressed. Devices within the package could be sized for the entire load, or consist of multiple devices paralleled to meet power objectives using maximum conduction current device types available with present SiC technology.

Objectives:

The objective of this program is the development of Silicon Carbide (SiC) power switch module technology for use in electrical power generation, control, conversion, and distribution equipment for DoD and commercial applications. Key focus will be on the demonstration of suitable power switch modules with a reliable operating temperature capability of -40 to 250oC at the case heat sink or mounting flange, terminal ratings of 600 to 1200 volts, and capable of at least 100 amp continuous conduction current operation. In addition, suitable module configurations will be expected to minimize parasitic impedances to enable switching frequencies of up to 250 kHz, and address heat transport and thermal impedance characteristics to minimize device junction temperatures when operating at 250oC heat sink temperatures. It is anticipated that switch module design will be defined to mean power switch and free-wheeling diode pair configurations in a single, dual (phase leg), quad (H-bridge), three phase inverter or a similar suitable topology. Integrated gate drive functionality is not a requirement for this effort.

Detailed Description:

SiC power devices are inherently able to operate at much higher temperatures than silicon devices. Furthermore, higher critical fields (7X) and electron saturation velocity (2X) enable the fabrication of power devices with lower on-resistance and higher switching frequencies, respectively. In order to utilize the intrinsic high temperature, power, and frequency characteristics of SiC, the need exists to develop suitable switch module configurations which possess the required electrical and mechanical characteristics. Military applications envisioned for this technology include motor drives, converter, inverter, electric actuation, and other power conditioning and distribution functionality on a wide range of weapon systems and platforms. Wide-range temperature cycling places stringent requirements on matching coefficients of thermal expansion, prevention of package materials degradation, metallurgical compatibility, wire bond reliability, and minimizing thermal impedances between device junctions and module base plate. Parasitic inductances, including any wire bonds, and the equivalent series resistance must be minimized to allow 250 kHz operation without increasing module impedance more than 1% beyond its’ low frequency (10 kHz) value. The need currently exists to develop and demonstrate power system components and utilization equipment that can leverage the outstanding properties of SiC and to determine which device configurations are best suited for the various applications. We anticipate that a program will develop SiC power switch modules packaged as hybrid circuits, develop appropriate module drivers or utilize COTS drive circuits when appropriate, and demonstrate the required electro-thermal-mechanical functionality in an appropriate motor drive, converter, or similar relevant power switching application.

PERIOD OF PERFORMANCE:

Technical Effort Complete: Thirty-six (36)

Months After Effective Date of

Award

Final Report Due:

Four Months After Completion of Technical Effort

ANTICIPATED FUNDING:

The funding profile shown below reflects the anticipated funding for the Silicon Carbide Power Switch Module program. This funding profile is an estimate only and is not a promise of funding. Funding is uncertain and is subject to change. Changes in availability may occur as a result of the exercise of Government discretion and availability.

Funding in ($M)

FY07

FY08

FY09

FY10

Total

$.800

$1.200 $.900

$.200

$3.100

COST SHARING:

Based on the potential for commercial application of this technology, cost sharing is strongly encouraged.

APPLICABLE CDRLS:

Silicon Carbide Power Switch Module

APPLICABLE OTHER REQUIREMENTS

Security Classification

Unclassified

ITAR/Export Control PL 98-94

Does not apply for this effort

Notice to Foreign Owned Firms

Possible restrictions apply for this effort. Contract Contracting POC for more information.

Organizational Conflict of Interest

Does not apply for this effort

Government Furnished Property

No government furnished property is anticipated for this effort

Base Support

No base support is anticipated for this effort

Hazardous Material

This effort will not require the use of hazardous materials.

Associate Contractor Provision

Does not apply for this effort

Computer and Network Access Requirements for Users and Equipment

Access to Government computer systems and government computer networks will not be provided

Power and Thermal Technologies for Air & Space (PTTAS) –

Silicon Carbide Power Switch Module

Representations & Certifications

I. NOTICE: The following solicitation provisions pertinent to this section are hereby incorporated by reference:

DEFENSE FEDERAL ACQUISITION REGULATION SUPPLEMENT SOLICITATION PROVISIONS

252.209-7001 DISCLOSURE OF OWNERSHIP OR CONTROL BY THE GOVERNMENT OF A

TERRORIST COUNTRY (SEP 2004)

II. NOTICE: The following solicitation provisions pertinent to this section are hereby incorporated in full text:

A. FEDERAL ACQUISITION REGULATION SOLICITATION PROVISIONS IN FULL TEXT

52.204-03 TAXPAYER IDENTIFICATION (OCT 1998)

(a) Definitions.

Common parent, as used in this provision, means that corporate entity that owns or controls an affiliated group of corporations that files its Federal income tax returns on a consolidated basis, and of which the offeror is a member.

Taxpayer Identification Number (TIN), as used in this provision, means the number required by the

Internal Revenue Service (IRS) to be used by the offeror in reporting income tax and other returns. The

TIN may be either a Social Security Number or an Employer Identification Number.

(b) All offerors must submit the information required in paragraphs (d) through (f) of this provision to comply with debt collection requirements of 31 U.S.C. 7701(c) and 3325(d), reporting requirements of

26 U.S.C. 6041, 6041A, and 6050M, and implementing regulations issued by the IRS. If the resulting contract is subject to the payment reporting requirements described in Federal Acquisition Regulation

(FAR) 4.904, the failure or refusal by the offeror to furnish the information may result in a 31 percent reduction of payments otherwise due under the contract.

(c) The TIN may be used by the Government to collect and report on any delinquent amounts arising out of the offeror's relationship with the Government (31 U.S.C. 7701(c)(3)). If the resulting contract is subject to the payment reporting requirements described in FAR 4.904, the TIN provided hereunder may be matched with IRS records to verify the accuracy of the offeror's TIN.

(d) Taxpayer Identification Number (TIN).

[ ] TIN:_________________________

[ ]TIN has been applied for.

[ ] TIN is not required because:

[ ]Offeror is a nonresident alien, foreign corporation, or foreign partnership that does not have income effectively connected with the conduct of a trade or business in the United States and does not have an office or place of business or a fiscal paying agent in the United States;

[ ] Offeror is an agency or instrumentality of a foreign government;

[ ] Offeror is an agency or instrumentality of the Federal Government.

(e) Type of organization.

[ ] Sole proprietorship;

[ ] Partnership;

[ ] Corporate entity (not tax-exempt);

[ ] Corporate entity (tax-exempt);

[ ] Government entity (Federal, State, or local);

[ ] Foreign government;

[ ] International organization per 26 CFR 1.6049-4;

[ ] Other____________________________________

(f) Common parent.

[ ] Offeror is not owned or controlled by a common parent as defined in paragraph (a) of this provision.

[ ] Name and TIN of common parent:

Name_______________________________________

TIN_______________________________________

52.204-08 ANNUAL REPRESENTATIONS AND CERTIFICATIONS (JAN 2006)

(a)

(1) The North American Industry Classification System (NAICS) code for this acquisition is 541710.

(2) The small business size standard is 500.

(3) The small business size standard for a concern which submits an offer in its own name, other than on a construction or service contract, but which proposes to furnish a product which it did not itself manufacture, is 500 employees.

(b)

(1) If the clause at 52.204-7, Central Contractor Registration, is included in this solicitation, paragraph (c) of this provision applies.

(2) If the clause at 52.204-7 is not included in this solicitation, and the offeror is currently registered in CCR, and has completed the ORCA electronically, the offeror may choose to use paragraph (c) of this provision instead of completing the corresponding individual representations and certification in the solicitation. The offeror shall indicate which option applies by checking one of the following boxes:

[ ] (i) Paragraph (c) applies.

[ ] (ii) Paragraph (c) does not apply and the offeror has completed the individual representations and certifications in the solicitation.

(c) The offeror has completed the annual representations and certifications electronically via the Online Representations and Certifications Application (ORCA) website at http://orca.bpn.gov. After reviewing the ORCA database information, the offeror verifies by submission of the offer that the representations and certifications currently posted electronically have been entered or updated within the last 12 months, are current, accurate, complete, and applicable to this solicitation (including the business size standard applicable to the NAICS code referenced for this solicitation), as of the date of this offer and are incorporated in this offer by reference (see FAR 4.1201); except for the changes identified below [offeror to insert changes, identifying change by clause number, title, date]. These amended representation(s) and/or certification(s) are also incorporated in this offer and are current, accurate, and complete as of the date of this offer.

FAR Clause

Title

Date

Change

Any changes provided by the offeror are applicable to this solicitation only, and do not result in an update to the representations and certifications posted on ORCA.

52.230-01 COST ACCOUNTING STANDARDS NOTICES AND CERTIFICATION (JUN 2000)

Note: This notice does not apply to small businesses or foreign governments. This notice is in three parts, identified by Roman numerals I through III.

Offerors shall examine each part and provide the requested information in order to determine Cost Accounting Standards (CAS) requirements applicable to any resultant contract.

If the offeror is an educational institution, Part II does not apply unless the contemplated contract will be subject to full or modified CAS coverage pursuant to 48 CFR 9903.201-2(c)(5) or 9903.201-2(c)(6), respectively.

I. DISCLOSURE STATEMENT--COST ACCOUNTING PRACTICES AND CERTIFICATION

(a) Any contract in excess of $500,000 resulting from this solicitation will be subject to the requirements of the Cost Accounting Standards Board (48 CFR Chapter 99), except for those contracts which are exempt as specified in 48 CFR 9903.201-1.

(b) Any offeror submitting a proposal which, if accepted, will result in a contract subject to the requirements of 48 CFR Chapter 99 must, as a condition of contracting, submit a Disclosure Statement as required by 48 CFR 9903.202. When required, the Disclosure Statement must be submitted as a part of the offeror's proposal under this solicitation unless the offeror has already submitted a Disclosure Statement disclosing the practices used in connection with the pricing of this proposal. If an applicable Disclosure Statement has already been submitted, the offeror may satisfy the requirement for submission by providing the information requested in paragraph (c) of Part I of this provision.

CAUTION: In the absence of specific regulations or agreement, a practice disclosed in a Disclosure

Statement shall not, by virtue of such disclosure, be deemed to be a proper, approved, or agreed-to practice for pricing proposals or accumulating and reporting contract performance cost data.

(c) Check the appropriate box below:

[ ] (1) Certificate of Concurrent Submission of Disclosure Statement.

The offeror hereby certifies that, as a part of the offer, copies of the Disclosure Statement have been submitted as follows: (i) original and one copy to the cognizant Administrative Contracting Officer (ACO) or cognizant Federal agency official authorized to act in that capacity (Federal official), as applicable, and (ii) one copy to the cognizant Federal auditor.

(Disclosure must be on Form No. CASB DS-1 or CASB DS-2, as applicable. Forms may be obtained from the cognizant ACO or Federal official and/or from the loose-leaf version of the Federal Acquisition Regulation.)

Date of Disclosure Statement: ______________________

Name and Address of Cognizant ACO or Federal Official Where Filed: ___________________________ The offeror further certifies that the practices used in estimating costs in pricing this proposal are consistent with the cost accounting practices disclosed in the Disclosure Statement.

[ ] (2) Certificate of Previously Submitted Disclosure Statement.

The offeror hereby certifies that the required Disclosure Statement was filed as follows:

Date of Disclosure Statement: _______________________ Name and Address of Cognizant ACO or

Federal Official Where Filed: _______________________________________

The offeror further certifies that the practices used in estimating costs in pricing this proposal are consistent with the cost accounting practices disclosed in the applicable Disclosure Statement.

[ ] (3) Certificate of Monetary Exemption.

The offeror hereby certifies that the offeror, together with all divisions, subsidiaries, and affiliates under common control, did not receive net awards of negotiated prime contracts and subcontracts subject to CAS totaling $50 million or more in the cost accounting period immediately preceding the period in which this proposal was submitted. The offeror further certifies that if such status changes before an award resulting from this proposal, the offeror will advise the Contracting Officer immediately.

[ ] (4) Certificate of Interim Exemption.

The offeror hereby certifies that (i) the offeror first exceeded the monetary exemption for disclosure, as defined in (3) of this subsection, in the cost accounting period immediately preceding the period in which this offer was submitted and (ii) in accordance with 48 CFR 9903.202-1, the offeror is not yet required to submit a Disclosure Statement. The offeror further certifies that if an award resulting from this proposal has not been made within 90 days after the end of that period, the offeror will immediately submit a revised certificate to the Contracting Officer, in the form specified under subparagraph (c)(1) or (c)(2) of Part I of this provision, as appropriate, to verify submission of a completed Disclosure Statement.

CAUTION: Offerors currently required to disclose because they were awarded a CAS-covered prime contract or subcontract of $50 million or more in the current cost accounting period may not claim this exemption (4). Further, the exemption applies only in connection with proposals submitted before expiration of the 90-day period following the cost accounting period in which the monetary exemption was exceeded.

II. COST ACCOUNTING STANDARDS--ELIGIBILITY FOR MODIFIED CONTRACT COVERAGE If the offeror is eligible to use the modified provisions of 48 CFR 9903.201-2(b) and elects to do so, the offeror shall indicate by checking the box below. Checking the box below shall mean that the resultant contract is subject to the Disclosure and Consistency of Cost Accounting Practices clause in lieu of the Cost Accounting Standards clause.

[ ] The offeror hereby claims an exemption from the Cost Accounting Standards clause under the provisions of 48 CFR 9903.201-2(b) and certifies that the offeror is eligible for use of the Disclosure and Consistency of Cost Accounting Practices clause because during the cost accounting period immediately preceding the period in which this proposal was submitted, the offeror received less than $50 million in awards of CAS-covered prime contracts and subcontracts. The offeror further certifies that if such status changes before an award resulting from this proposal, the offeror will advise the Contracting Officer immediately.

Caution: An offeror may not claim the above eligibility for modified contract coverage if this proposal is expected to result in the award of a CAS-covered contract of $50 million or more or if, during its current cost accounting period, the offeror has been awarded a single CAS-covered prime contract or subcontract of $50 million or more.

III. ADDITIONAL COST ACCOUNTING STANDARDS APPLICABLE TO EXISTING CONTRACTS

The offeror shall indicate below whether award of the contemplated contract would, in accordance with subparagraph (a)(3) of the Cost Accounting Standards clause, require a change in established cost accounting practices affecting existing contracts and subcontracts.

[ ] YES [ ] NO

B. DEFENSE FAR SUPP SOLICITATION PROVISIONS IN FULL TEXT

252.225-7031 SECONDARY ARAB BOYCOTT OF ISRAEL (JUN 2005)

(a) Definitions. As used in this provision-

(1) "Foreign person" means any person (including any individual, partnership, corporation, or other form of association) other than a United States person.

(2) "United States" means the 50 States, the District of Columbia, outlying areas, and the outer Continental Shelf as defined in 43 U.S.C. 1331.

(3) "United States person" is defined in 50 U.S.C. App. 2415(2) and means-

(i) Any United States resident or national (other than an individual resident outside the United States who is employed by other than a United States person);

(ii) Any domestic concern (including any permanent domestic establishment of any foreign concern); and

(iii) Any foreign subsidiary or affiliate (including any permanent foreign establishment) of any domestic concern that is controlled in fact by such domestic concern.

(b) Certification. If the offeror is a foreign person, the offeror certifies, by submission of an offer, that it-

(1) Does not comply with the Secondary Arab Boycott of Israel; and

(2) Is not taking or knowingly agreeing to take any action, with respect to the Secondary Boycott of Israel by Arab countries, which 50 U.S.C. App. 2407(a) prohibits a United States person from taking.

252.227-7017 IDENTIFICATION AND ASSERTION OF USE, RELEASE, OR DISCLOSURE

RESTRICTIONS (JUN 1995)

(a) The terms used in this provision are defined in following clause or clauses contained in this solicitation-

(1) If a successful offeror will be required to deliver technical data, the Rights in Technical Data--Noncommercial Items clause, or, if this solicitation contemplates a contract under the Small Business Innovative Research Program, the Rights in Noncommercial Technical Data and Computer Software--Small Business Innovative Research (SBIR) Program clause.

(2) If a successful offeror will not be required to deliver technical data, the Rights in Noncommercial Computer Software and Noncommercial Computer Software Documentation clause, or, if this solicitation contemplates a contract under the Small Business Innovative Research Program, the Rights in Noncommercial Technical Data and Computer Software--Small Business Innovative Research (SBIR) Program clause.

(b) The identification and assertion requirements in this provision apply only to technical data, including computer software documentation, or computer software to be delivered with other than unlimited rights. For contracts to be awarded under the Small Business Innovative Research Program, the notification and identification requirements do not apply to technical data or computer software that will be generated under the resulting contract. Notification and identification is not required for restrictions based solely on copyright.

(c) Offers submitted in response to this solicitation shall identify, to the extent known at the time an offer is submitted to the Government, the technical data or computer software that the Offeror, its subcontractors or suppliers, or potential subcontractors or suppliers, assert should be furnished to the Government with restrictions on use, release, or disclosure.

(d) The Offeror's assertions, including the assertions of its subcontractors or suppliers or potential subcontractors or suppliers shall be submitted as an attachment to its offer in the following format, dated and signed by an official authorized to contractually obligate the Offeror:

Identification and Assertion of Restrictions on the Government's Use, Release, or Disclosure of Technical Data or Computer Software.

The Offeror asserts for itself, or the persons identified below, that the Government's rights to use, release, or disclose the following technical data or computer software should be restricted:

Technical Data or Computer Software

Asserted

Name of Person to be Furnished

Basis for

Rights

Asserting

With Restrictions*

Assertion**

Category*** Restrictions****

*For technical data (other than computer software documentation) pertaining to items, components, or processes developed at private expense, identify both the deliverable technical data and each such item, component, or process. For computer software or computer software documentation identify the software or documentation.

**Generally, development at private expense, either exclusively or partially, is the only basis for asserting restrictions. For technical data, other than computer software documentation, development refers to development of the item, component, or process to which the data pertain. The Government's rights in computer software documentation generally may not be restricted. For computer software, development refers to the software. Indicate whether development was accomplished exclusively or partially at private expense. If development was not accomplished at private expense, or for computer software documentation, enter the specific basis for asserting restrictions.

***Enter asserted rights category (e.g., government purpose license rights from a prior contract, rights in

SBIR data generated under another contract, limited, restricted, or government purpose rights under this or a prior contract, or specially negotiated licenses).

****Corporation, individual, or other person, as appropriate.

*****Enter "none" when all data or software will be submitted without restrictions.

Date ______________________

Printed Name and Title ________________________ Signature ___________________________ (End of identification and assertion)

(e) An offeror's failure to submit, complete, or sign the notification and identification required by paragraph (d) of this provision with its offer may render the offer ineligible for award.

(f) If the Offeror is awarded a contract, the assertions identified in paragraph (d) of this provision shall be listed in an attachment to that contract. Upon request by the Contracting Officer, the Offeror shall provide sufficient information to enable the Contracting Officer to evaluate any listed assertion.

252.247-7022 REPRESENTATION OF EXTENT OF TRANSPORTATION BY SEA (AUG 1992)

(a) The Offeror shall indicate by checking the appropriate blank in paragraph (b) of this provision whether transportation of supplies by sea is anticipated under the resultant contract. The term "supplies" is defined in the Transportation of Supplies by Sea clause of this solicitation.

(b) Representation. The Offeror represents that it- ____ Does anticipate that supplies will be transported by sea in the performance of any contract or subcontract resulting from this solicitation.

____ Does not anticipate that supplies will be transported by sea in the performance of any contract or subcontract resulting from this solicitation.

(c) Any contract resulting from this solicitation will include the Transportation of Supplies by Sea clause. If the Offeror represents that it will not use ocean transportation, the resulting contract will also include the Defense FAR Supplement clause at 252.247-7024, Notification of Transportation of Supplies by Sea.