W912QR20R0087_Specs_ Vol1.4-0000.pdf
PDF 9 MB Posted
- Attached to
- Scott AFB B1600 Renovation Federal contract opportunity
- Solicitation number
- W912QR20R0087
About this file
This document provides details on a forthcoming federal contract solicitation for renovation services. The U.S. Army Corps of Engineers Louisville District will issue Request for Proposal W912QR20R0087 for interior and exterior renovation of a 314,000 square foot Air Mobility Command Headquarters facility at Scott Air Force Base, Illinois. Renovation will include replacement of all mechanical, electrical, plumbing, and communications systems. The single award contract will be a firm-fixed-price design-bid-build arrangement with a duration of 1260 calendar days. The project magnitude is estimated between $100-250 million. The North American Industry Classification System code is 236220. The acquisition will be full and open competition without set-aside provisions. The selection process will follow a tradeoff best value approach. The solicitation will be posted to beta.SAM.gov when available for electronic download without paper copies. Offerors must have active System for Award Management registration to be eligible for award.
View the file
Other files for this federal contract opportunity
Show all 36
On GovTribe
Work with this file on GovTribe
- Download the original file
- Contacts named in this file
- Similar government files
- Ask GovTribe AI about this file
Text version
Solicitation For Renovate Building 1600 Scott Air Force Base, Illinois
P2: 454854 Design-Bid-Build
Specifications Vol.1.4 (Div. 25-32)
Certified Final - RTA
05 April 2021
W912QR20R0087
ARIMS: 200A
Disposition: Maintain for 15yrs after construction
W912QR20R0087-0000
CONTROLLED UNCLASSIFIED INFORMATION (CUI)
V O L U M E 1 . 4 ( D I V I S I O N S 2 5 - 3 2 )
C E R T I F I E D F I N A L S U B M I T T A L ( R T A ) – S P E C I F I C A T I O N S
Renovate Building 1600 Scott Air Force Base, Illinois
Prepared for
US Army Corps of Engineers Louisville District
Contract No. W912QR-XX-C-XXXX USACE P2 No.: 454854
AF PN: 41967
Solicitation No.: W912QR-XX-R-XXXX
March 2021
THIS PAGE LEFT INTENTIONALLY BLANK
RENOVATE BUILDING 1600
SCOTT AFB, IL
Controlled Unclassified Information (CUI)
CERTIFIED FINAL SUBMITTAL (RTA)
W912QR-XX-R-XXXX
USACE - LOUISVILLE
PROJECT TABLE OF CONTENTS Page 1 Controlled Unclassified Information (CUI)
PROJECT TABLE OF CONTENTS
DIVISION 00 - PROCUREMENT AND CONTRACTING REQUIREMENTS
00 10 00 PRICE BREAKOUT SCHEDULE
00 80 00.00 06 SPECIAL PROVISIONS
DIVISION 01 - GENERAL REQUIREMENTS
01 11 00 SUMMARY OF WORK
01 32 01.00 06 PROJECT SCHEDULE
01 33 00.00 06 SUBMITTAL PROCEDURES
01 33 29.00 06 SUSTAINABILITY REPORTING
01 35 26.00 06 GOVERNMENT SAFETY REQUIREMENTS
01 42 00 SOURCES FOR REFERENCE PUBLICATIONS
01 45 00.15 10 RESIDENT MANAGEMENT SYSTEM CONTRACTOR MODE (RMS CM)
01 45 04.10 06 CONTRACTOR QUALITY CONTROL
01 45 35 SPECIAL INSPECTIONS
01 50 00 TEMPORARY CONSTRUCTION FACILITIES AND CONTROLS
01 57 19.00 06 TEMPORARY ENVIRONMENTAL CONTROLS AND PERMITS
01 74 19 CONSTRUCTION AND DEMOLITION WASTE MANAGEMENT
01 78 23 OPERATION AND MAINTENANCE DATA
01 88 15 SEISMIC CERTIFICATION, SUPPORT, AND ATTACHMENT OF
EQUIPMENT AND NON-STRUCTURAL COMPONENTS
01 91 00.15 10 TOTAL BUILDING COMMISSIONING
DIVISION 02 - EXISTING CONDITIONS
02 41 00 DEMOLITION AND DECONSTRUCTION
02 42 51 CARPET REMOVAL AND RECLAMATION
02 82 16.00 20 ENGINEERING CONTROL OF ASBESTOS CONTAINING MATERIALS
02 83 13.00 06 LEAD IN CONSTRUCTION
02 84 16 HANDLING OF UNIVERSAL WASTE AND LIGHTING BALLASTS
CONTAINING PCBs
DIVISION 03 - CONCRETE
03 11 13.00 10 STRUCTURAL CAST-IN-PLACE CONCRETE FORMING
03 15 00.00 10 CONCRETE ACCESSORIES
03 20 00.00 10 CONCRETE REINFORCING
03 30 00.00 10 CAST-IN-PLACE CONCRETE
03 33 00 CAST-IN-PLACE ARCHITECTURAL CONCRETE
03 35 00.00 10 CONCRETE FINISHING
03 39 00.00 10 CONCRETE CURING
03 45 00 PRECAST ARCHITECTURAL CONCRETE
DIVISION 04 - MASONRY
04 20 00 UNIT MASONRY
Controlled Unclassified Information (CUI)
CERTIFIED FINAL SUBMITTAL (RTA)
W912QR-XX-R-XXXX
USACE - LOUISVILLE
PROJECT TABLE OF CONTENTS Page 2 Controlled Unclassified Information (CUI)
DIVISION 05 - METALS
05 05 23.13 10 ULTRASONIC INSPECTION OF WELDMENTS
05 05 23.16 STRUCTURAL WELDING
05 12 00 STRUCTURAL STEEL
05 21 00 STEEL JOIST FRAMING
05 30 00 STEEL DECKS
05 40 00 COLD-FORMED METAL FRAMING
05 50 13 MISCELLANEOUS METAL FABRICATIONS
05 51 00 METAL STAIRS
05 51 33 METAL LADDERS
05 52 00 METAL RAILINGS
05 73 13 GLASS SUPPORTED RAILINGS
DIVISION 06 - WOOD, PLASTICS, AND COMPOSITES
06 10 00 ROUGH CARPENTRY
06 20 00 FINISH CARPENTRY
06 41 16.00 10 PLASTIC-LAMINATE-CLAD ARCHITECTURAL CABINETS
DIVISION 07 - THERMAL AND MOISTURE PROTECTION
07 05 23 PRESSURE TESTING AN AIR BARRIER SYSTEM FOR AIR TIGHTNESS
07 12 00 BUILT-UP BITUMINOUS WATERPROOFING
07 21 13 BOARD AND BLOCK INSULATION
07 21 16 MINERAL FIBER BLANKET INSULATION
07 22 00 ROOF AND DECK INSULATION
07 27 10.00 10 BUILDING AIR BARRIER SYSTEM
07 27 19.01 SELF-ADHERING AIR BARRIERS
07 27 26 FLUID-APPLIED MEMBRANE AIR BARRIERS
07 27 36 SPRAY FOAM AIR BARRIERS
07 42 13 METAL WALL PANELS
07 54 23 THERMOPLASTIC POLYOLEFIN (TPO) ROOFING
07 60 00 FLASHING AND SHEET METAL
07 81 00 SPRAY-APPLIED FIREPROOFING
07 84 00 FIRESTOPPING
07 92 00 JOINT SEALANTS
DIVISION 08 - OPENINGS
08 11 13 STEEL DOORS AND FRAMES
08 11 16 ALUMINUM DOORS AND FRAMES
08 14 00 WOOD DOORS
08 31 00 ACCESS DOORS AND PANELS
08 33 23 OVERHEAD COILING DOORS
08 34 02 BULLET-RESISTANT COMPONENTS
08 34 73 SOUND CONTROL DOOR ASSEMBLIES
08 41 13 ALUMINUM-FRAMED ENTRANCES AND STOREFRONTS
08 44 00 CURTAIN WALL AND GLAZED ASSEMBLIES
08 71 00 DOOR HARDWARE
08 81 00 GLAZING
Controlled Unclassified Information (CUI)
CERTIFIED FINAL SUBMITTAL (RTA)
W912QR-XX-R-XXXX
USACE - LOUISVILLE
PROJECT TABLE OF CONTENTS Page 3 Controlled Unclassified Information (CUI)
DIVISION 09 - FINISHES
09 22 00 SUPPORTS FOR PLASTER AND GYPSUM BOARD
09 29 00 GYPSUM BOARD
09 30 10 CERAMIC, QUARRY, AND GLASS TILING
09 51 00 ACOUSTICAL CEILINGS
09 64 29 WOOD STRIP AND PLANK FLOORING
09 65 00 RESILIENT FLOORING
09 68 00 CARPETING
09 69 13 RIGID GRID ACCESS FLOORING
09 72 00 WALLCOVERINGS
09 77 10 PREFABRICATED WALL PANEL SYSTEMS
09 84 20 ACOUSTICAL WALL PANELS
09 90 00 PAINTS AND COATINGS
DIVISION 10 - SPECIALTIES
10 14 00.10 EXTERIOR SIGNAGE
10 14 00.20 INTERIOR SIGNAGE
10 21 13 TOILET COMPARTMENTS
10 21 23.16 CUBICLE TRACK AND HARDWARE
10 22 19 DEMOUNTABLE AND MOVABLE PARTITIONS
10 22 39 AUTOMATIC VERTICALLY RETRACTABLE ACOUSTIC WALL
10 26 00 WALL AND DOOR PROTECTION
10 28 13 TOILET ACCESSORIES
10 44 16 FIRE EXTINGUISHERS
10 51 13 METAL LOCKERS
DIVISION 11 - EQUIPMENT
11 13 19.13 LOADING DOCK LEVELERS
11 47 00 ICE MACHINES
DIVISION 12 - FURNISHINGS
12 22 00 CURTAINS AND DRAPES
12 24 13 ROLLER WINDOW SHADES
12 36 00 COUNTERTOPS
12 50 00.13 10 FURNITURE AND FURNITURE INSTALLATION
12 59 00 SYSTEMS FURNITURE
DIVISION 14 - CONVEYING EQUIPMENT
14 24 23 HYDRAULIC PASSENGER ELEVATORS
DIVISION 21 - FIRE SUPPRESSION
21 13 13.00 10 COMBINED WET PIPE SPRINKLER AND STANDPIPE SYSTEM, FIRE
PROTECTION
21 21 03.00 10 WET CHEMICAL FIRE EXTINGUISHING SYSTEM
21 30 00 FIRE PUMPS
DIVISION 22 - PLUMBING
22 00 00 PLUMBING, GENERAL PURPOSE
Controlled Unclassified Information (CUI)
CERTIFIED FINAL SUBMITTAL (RTA)
W912QR-XX-R-XXXX
USACE - LOUISVILLE
PROJECT TABLE OF CONTENTS Page 4 Controlled Unclassified Information (CUI)
DIVISION 23 - HEATING, VENTILATING, AND AIR CONDITIONING (HVAC)
23 00 00 AIR SUPPLY, DISTRIBUTION, VENTILATION, AND EXHAUST SYSTEMS
23 05 15 COMMON PIPING FOR HVAC
23 05 93.00 06 TESTING, ADJUSTING, AND BALANCING (TAB) OF HVAC
23 07 00 THERMAL INSULATION FOR MECHANICAL SYSTEMS
23 09 00 INSTRUMENTATION AND CONTROL FOR HVAC
23 09 13 INSTRUMENTATION AND CONTROL DEVICES FOR HVAC
23 09 23.02 BACNET DIRECT DIGITAL CONTROL FOR HVAC AND OTHER BUILDING
CONTROL SYSTEMS
23 11 25 FACILITY GAS PIPING
23 21 23 HYDRONIC PUMPS
23 25 00 CHEMICAL TREATMENT OF WATER FOR MECHANICAL SYSTEMS
23 52 00 HEATING BOILERS
23 64 10 WATER CHILLERS, VAPOR COMPRESSION TYPE
23 65 00 COOLING TOWERS AND REMOTE EVAPORATIVELY-COOLED CONDENSERS
DIVISION 25 - INTEGRATED AUTOMATION
25 05 11 CYBERSECURITY FOR FACILITY-RELATED CONTROL SYSTEMS
FIRE LIFE SAFETY AND MASS NOTIFICATION SYSTEMS
25 05 11.01 CYBERSECURITY FOR FACILITY-RELATED CONTROL SYSTEMS
UTILITY MONITORING AND CONTROL SYSTEM ONLY HVAC AND
ADVANCED METER READING SYSTEM (AMRS)
25 05 11.02 CYBERSECURITY FOR FACILITY-RELATED CONTROL SYSTEMS
ELECTRONIC SECURITY SYSTEMS
25 10 10 UTILITY MONITORING AND CONTROL SYSTEM (UMCS) FRONT END
AND INTEGRATION
DIVISION 26 - ELECTRICAL
26 08 00 APPARATUS INSPECTION AND TESTING
26 11 16 SECONDARY UNIT SUBSTATIONS
26 20 00 INTERIOR DISTRIBUTION SYSTEM
26 23 00 LOW-VOLTAGE SWITCHGEAR
26 24 13 SWITCHBOARDS
26 27 13.10 30 ELECTRIC METERS
26 28 01.00 10 COORDINATED POWER SYSTEM PROTECTION
26 29 23 VARIABLE FREQUENCY DRIVE SYSTEMS UNDER 600 VOLTS
26 32 15.00 10 DIESEL-GENERATOR SET STATIONARY 100-2500 KW, WITH
AUXILIARIES
26 33 53 STATIC UNINTERRUPTIBLE POWER SUPPLY (UPS)
26 36 00.00 10 AUTOMATIC TRANSFER SWITCH AND BY-PASS/ISOLATION SWITCH
26 41 00 LIGHTNING PROTECTION SYSTEM
26 51 00 INTERIOR LIGHTING
26 56 00 EXTERIOR LIGHTING
DIVISION 27 - COMMUNICATIONS
27 10 00 BUILDING TELECOMMUNICATIONS CABLING SYSTEM
27 53 19 RF TRANSPONDER SYSTEM
DIVISION 28 - ELECTRONIC SAFETY AND SECURITY
28 08 10 ELECTRONIC SECURITY SYSTEM ACCEPTANCE TESTING
28 10 05 ELECTRONIC SECURITY SYSTEMS (ESS)
28 31 76 INTERIOR FIRE ALARM AND MASS NOTIFICATION SYSTEM
DIVISION 31 - EARTHWORK
31 00 00.00 06 EARTHWORK
31 11 00 CLEARING AND GRUBBING
Controlled Unclassified Information (CUI)
CERTIFIED FINAL SUBMITTAL (RTA)
W912QR-XX-R-XXXX
USACE - LOUISVILLE
PROJECT TABLE OF CONTENTS Page 5 Controlled Unclassified Information (CUI)
31 21 13 RADON MITIGATION
31 23 00.00 20 EXCAVATION AND FILL
31 32 11 SOIL SURFACE EROSION CONTROL
31 63 29 DRILLED CONCRETE PIERS AND SHAFTS
DIVISION 32 - EXTERIOR IMPROVEMENTS
32 05 33 LANDSCAPE ESTABLISHMENT
32 11 23 AGGREGATE BASE COURSES
32 12 16 HOT-MIX ASPHALT (HMA) FOR ROADS
32 13 13.06 PORTLAND CEMENT CONCRETE PAVEMENT FOR ROADS AND SITE
FACILITIES
32 16 13 CONCRETE SIDEWALKS AND CURBS AND GUTTERS
32 17 23 PAVEMENT MARKINGS
32 92 19 SEEDING
32 93 00 EXTERIOR PLANTS
DIVISION 33 - UTILITIES
33 11 00 WATER UTILITY DISTRIBUTION PIPING
33 30 00 SANITARY SEWERS
33 40 00 STORM DRAINAGE UTILITIES
33 71 02 UNDERGROUND ELECTRICAL DISTRIBUTION
33 82 00 TELECOMMUNICATIONS OUTSIDE PLANT (OSP)
-- End of Project Table of Contents –
Controlled Unclassified Information (CUI)
CERTIFIED FINAL SUBMITTAL (RTA)
W912QR-XX-R-XXXX
USACE - LOUISVILLE
PROJECT TABLE OF CONTENTS Page 6 Controlled Unclassified Information (CUI)
THIS PAGE LEFT INTENTIONALLY BLANK
D I V I S I O N 2 5
I N T E G R A T E D A U T O M A T I O N
RENOVATE BUILDING 1600Controlled Unclassified Information (CUI) W912QR-XX-R-XXXX
SCOTT AFB, IL CERTIFIED FINAL SUBMITTAL (RTA) USACE - LOUISVILLE
SECTION TABLE OF CONTENTS
DIVISION 25 - INTEGRATED AUTOMATION
SECTION 25 05 11
CYBERSECURITY FOR FACILITY-RELATED CONTROL SYSTEMS FIRE LIFE SAFETY AND MASS
NOTIFICATION SYSTEMS
11/17 cybersecurity for facility-related control systems
PART 1 GENERAL
1.1 CONTROL SYSTEM APPLICABILITY
1.2 RELATED REQUIREMENTS
1.3 REFERENCES
1.4 DEFINITIONS
1.4.1 Computer
1.4.2 Network Connected
1.4.3 User Account Support Levels
1.4.3.1 FULLY Supported
1.4.3.2 MINIMALLY Supported
1.4.3.3 NOT Supported
1.4.4 User Interface
1.4.4.1 Limited Local User Interface
1.4.4.2 Full Local User Interface
1.4.4.3 Remote User Interface
1.5 ADMINISTRATIVE REQUIREMENTS
1.5.1 Coordination
1.6 SUBMITTALS
1.7 QUALITY CONTROL
1.8 CYBERSECURITY DOCUMENTATION
1.8.1 Cybersecurity Interconnection Schedule
1.8.2 Network Communication Report
1.8.3 Control System Inventory Report
1.8.4 Software Recovery and Reconstitution Images
1.8.5 Cybersecurity Riser Diagram
1.8.6 Control System Cybersecurity Documentation
1.8.6.1 Software Applications
1.8.6.2 For Control System Devices
1.8.6.2.1 Control System Devices FULLY Supporting User Accounts
1.8.6.2.2 All Other Control System Devices
1.8.6.3 Default Requirements for Control System Devices
1.9 SOFTWARE UPDATE LICENSING
1.10 CYBERSECURITY DURING CONSTRUCTION
1.10.1 Contractor Computer Equipment
1.10.1.1 Operating System
1.10.1.2 Anti-Malware Software
1.10.1.3 Passwords and Passphrases
1.10.1.4 Contractor Computer Cybersecurity Compliance Statements
1.10.2 Temporary IP Networks
1.10.2.1 Network Boundaries and Connections
1.10.3 Government Access to Network
SECTION 25 05 11 Page 1 Controlled Unclassified Information (CUI)
1.10.4 Temporary Wireless IP Networks
1.10.5 Passwords and Passphrases
1.10.6 Contractor Temporary Network Cybersecurity Compliance
Statements
1.11 CYBERSECURITY DURING WARRANTY PERIOD
PART 2 PRODUCTS
PART 3 EXECUTION
3.1 ACCESS CONTROL REQUIREMENTS
3.1.1 User Accounts
3.1.1.1 Computers
3.1.1.2 For HVAC Control System Devices
3.1.1.3 Default Requirements for Control System Devices
3.1.2 Unsuccessful Logon Attempts
3.1.2.1 Devices MINIMALLY Supporting Accounts
3.1.2.2 Devices FULLY Supporting Accounts
3.1.2.3 High Availability Interfaces Exempt from Unsuccessful
Logon Attempts Requirements
3.1.3 System Use Notification
3.1.3.1 User Interface Banner Schedule
3.1.4 Permitted Actions Without Identification or Authentication
3.1.5 Wireless Access
3.1.5.1 Wireless IP Communications
3.1.5.2 Non-IP Wireless Communication
3.1.5.3 Wireless Communication Request
3.1.5.4 Wireless Communication Testing
3.2 CYBERSECURITY AUDITING
3.2.1 Audit Events, Content of Audit Records, and Audit Generation
3.2.1.1 Computers
3.2.1.1.1 Audited Events
3.2.1.1.2 Audit Event Information To Record
3.2.1.2 For Control System Devices
3.2.1.2.1 Control System Devices FULLY Supporting User Accounts
3.2.1.2.2 Other Control System Devices
3.2.1.3 Default Requirements for Control System Devices
3.2.1.3.1 Devices Which FULLY Support Accounts
3.2.1.3.1.1 Audited Events
3.2.1.3.1.2 Audit Event Information To Record
3.2.1.3.2 Devices Which Do Not FULLY Support Accounts
3.2.2 Audit Storage Capacity and Audit Upload
3.2.2.1 Device Audit Record Upload Software
3.2.3 Response to Audit Processing Failures
3.2.4 Time Stamps
3.2.4.1 Computers
3.2.4.2 For Control System Devices
3.2.4.3 Default Requirements for Control System Devices
3.2.4.4 Default Requirements for Control System
3.3 REQUIREMENTS FOR LEAST FUNCTIONALITY
3.3.1 Non-IP Control Networks
3.3.2 IP Control Networks
3.4 SAFE MODE AND FAIL SAFE OPERATION
3.5 IDENTIFICATION AND AUTHENTICATION
3.5.1 User Identification and Authentication
3.5.1.1 Control Systems Devices
3.5.1.2 Default Requirements for Control System Devices
3.5.2 Authenticator Management
SECTION 25 05 11 Page 2
3.5.2.1 Authentication Type
3.5.2.1.1 For HVAC Control System Devices
3.5.2.1.2 Default Requirements for Control System Devices
3.5.2.2 Password-Based Authentication Requirements
3.5.2.2.1 Passwords for Computers
3.5.2.2.2 Passwords for Non-Computer Devices FULLY Supporting
Accounts
3.5.2.2.3 Passwords for Web Interfaces
3.5.2.2.4 Passwords for Devices Minimally Supporting Accounts
3.5.2.2.5 Password Configuration and Reporting
3.5.2.3 Hardware Token-Based Authentication Requirements
3.5.3 Authenticator Feedback
3.5.4 Device Identification and Authentication
3.5.4.1 For Control System Devices
3.5.5 Cryptographic Module Authentication
3.6 EMERGENCY POWER
3.7 DURABILITY TO VULNERABILITY SCANNING
3.7.1 Control System Devices Other Than Computers
3.8 FIPS 201-2 REQUIREMENT
3.9 DEVICES WITH CONNECTION TO MULTIPLE IP NETWORKS
3.10 SYSTEM AND COMMUNICATION PROTECTION
3.10.1 Denial of Service Protection, Process Isolation and Boundary
Protection
3.10.2 Cryptographic Protection
3.11 SYSTEM AND INTEGRATION INTEGRITY
3.11.1 Malicious Code Protection
3.12 FIELD QUALITY CONTROL
3.12.1 Tests
-- End of Section Table of Contents --
SECTION 25 05 11 Page 3
THIS PAGE INTENTIONALLY LEFT BLANK
SECTION 25 05 11 Page 4
SECTION 25 05 11
CYBERSECURITY FOR FACILITY-RELATED CONTROL SYSTEMS FIRE LIFE SAFETY AND MASS
NOTIFICATION SYSTEMS
11/17
PART 1 GENERAL
Many subparts in this Section contain text in curly braces ("{" and "}") indicating which cybersecurity control and control correlation identifier (CCI) the requirements of the subpart relate to. The text inside these curly braces is for Government reference only, and enables coordination of the requirements of this Section with the RMF process throughout the design and construction process. Text in curly braces are not contractor requirements.
This Section refers to Security Requirements Guide (SRGs) and Security Technical Implementation Guide (STIGs). STIGs and SRGs are are available online at the Information Assurance Support Environment (IASE) website at http://iase.disa.mil/stigs/Pages/index.aspx . Not all control system components have applicable STIGs or SRGs.
1.1 CONTROL SYSTEM APPLICABILITY
There are multiple versions of this Section associated with this project.
Different versions have requirements applicable to different control systems. This specific Section applies only to the following control systems: Fire, Life Safety to include Mass Notification System and Fire Alarm Reporting System.
1.2 RELATED REQUIREMENTS
All sections containing Fire Alarm and Mass Notification facility-related control systems or control system components. Review all specification sections to determine related requirements.
Incorporate each of the requirements contained in this specification for systems specified in the following sections:
a. Section 28 31 76 INTERIOR FIRE ALARM AND MASS NOTIFICATION SYSTEM
1.3 REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications are referred to within the text by the basic designation only.
AMERICAN SOCIETY OF HEATING, REFRIGERATING AND AIR-CONDITIONING
ENGINEERS (ASHRAE)
ASHRAE 135 (2016; INT 1 2016; ERTA 1 2016) BACnet—A Data Communication Protocol for Building Automation and Control Networks
SECTION 25 05 11 Page 5
NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY (NIST)
NIST FIPS 201-2 (2013) Personal Identity Verification (PIV) of Federal Employees and Contractors
U.S. DEPARTMENT OF DEFENSE (DOD)
DODI 8551.01 (2014) Ports, Protocols, and Services Management (PPSM)
DTM 08-060 (2008) Policy on Use of Department of Defense (DoD) Information Systems - Standard Consent Banner and User Agreement
1.4 DEFINITIONS
1.4.1 Computer
As used in this Section, a computer is one of the following:
a. a device running a non-embedded desktop or server version of Microsoft Windows
b. a device running a non-embedded version of MacOS
c. a device running a non-embedded version of Linux
d. a device running a version or derivative of the Android OS, where Android is considered separate from Linux
e. a device running a version of Apple iOS
1.4.2 Network Connected
A component is network connected (or "connected to a network") only when the device has a network transceiver which is directly connected to the network and implements the network protocol. A device lacking a network transceiver (and accompanying protocol implementation) can never be considered network connected. Note that a device connected to a non-IP network is still considered network connected (an IP connection or IP address is not required for a device to be network connected).
Any device that supports wireless communication is network connected, regardless of whether the device is communicating using wireless .
1.4.3 User Account Support Levels
The support for user accounts is categorized in this Section as one of three levels:
1.4.3.1 FULLY Supported
Device supports configurable individual accounts. Accounts can be created, deleted, modified, etc. Privileges can be assigned to accounts.
1.4.3.2 MINIMALLY Supported
Device supports a small, fixed number of accounts (perhaps only one).
SECTION 25 05 11 Page 6
Accounts cannot be modified. A device with only a "User" and an "Administrator" account would fit this category. Similarly, a device with two PINs for logon - one for restricted and one for unrestricted rights would fit here (in other words, the accounts do not have to be the traditional "user name and password" structure).
1.4.3.3 NOT Supported
Device does not support any Access Enforcement therefore the whole concept of "account" is meaningless.
1.4.4 User Interface
Generally, a user interface is hardware on a device allowing user interaction with that device via input (buttons, switches, sliders, keyboard, touch screen, etc.) and a screen. There are three types of user interfaces defined in this Section: Limited Local User Interface, Full Local User Interface and Remote User Interface. In this Section, when the term "User Interface" is used without specifying which type, it refers only to Full Local User Interface and Remote User Interface (NOT to Limited Local User Interface).
1.4.4.1 Limited Local User Interface
A Limited Local User Interface is a user interface where the interaction is limited, fixed at the factory, and cannot be modified in the field.
The user must be physically at the device to interact with it.
1.4.4.2 Full Local User Interface
A Full Local User Interface is a user interface where the interaction and displays are field-configurable.
Examples of a Full Local User Interface include local applications on a computer and user interfaces to Variable Speed Drives .
1.4.4.3 Remote User Interface
A Remote User Interface is a user interface on a Client device allowing user interaction with a different Server device. The user need not be physically at the Server device to interact with it.
1.5 ADMINISTRATIVE REQUIREMENTS
1.5.1 Coordination
Coordinate the execution of this Section with the execution of all other Sections related to control systems as indicated in the paragraph RELATED REQUIREMENTS. Items that must be considered when coordinating project efforts include but are not limited to:
a. If requesting permission for wireless communication, the Wireless Communication Request submittal must be approved prior to control system device selection and integration.
b. If requesting permission for alternate account lock permissions, the Device Account Lock Exception Request must be approved prior to control system device selection and integration.
SECTION 25 05 11 Page 7
c. If requesting permission for the use of a device with multiple IP connections, the Multiple IP Connection Device Request must be approved prior to control system device selection and integration.
d. Wireless testing may be required as part of the control system testing. See requirements for the Wireless Communication Test Report submittal.
e. If the Device Audit Record Upload Software is to be installed on a computer not being provided as part of the control system, coordination is required to identify the computer on which to install the software.
f. Cybersecurity Interconnection Schedule must be coordinated with other work that will be interconnected to, and interconnections must be approved by the Government before relying on them for system functionality.
g. Cybersecurity testing support must be coordinated across control systems and with the Government cybersecurity testing schedule.
h. Passwords must be coordinated with the indicated contact for the project site.
i. If applicable, HTTP web server certificates must be obtained from the indicated contact for the project site.
j. Contractor Computer Cybersecurity Compliance Statements for each contractor using contractor owned computers.
1.6 SUBMITTALS
Government approval is required for submittals with a "G" designation;
submittals not having a "G" designation are for information only.
Architect/Engineer approval is required for submittals with an "AE" designation. Submittals with an "S" are for inclusion in the Sustainability eNotebook, in conformance with Section 01 33 29.00 06 SUSTAINABILITY REPORTING. Submit the following in accordance with Section
01 33 00.00 06 SUBMITTAL PROCEDURES:
SD-01 Preconstruction Submittals
Wireless Communication Request; G
Device Account Lock Exception Request; G
Multiple IP Connection Device Request; G
Contractor Computer Cybersecurity Compliance Statements; G
Contractor Temporary Network Cybersecurity Compliance Statements; G
SD-02 Shop Drawings
User Interface Banner Schedule; G
Network Communication Report; G
SECTION 25 05 11 Page 8
Cybersecurity Riser Diagram; G
Control System Inventory Report; G
Cybersecurity Interconnection Schedule; G
SD-03 Product Data
Control System Cybersecurity Documentation; G
SD-06 Test Reports
Wireless Communication Test Report; G
SD-07 Certificates
Software Licenses; G
SD-11 Closeout Submittals
Password Summary Report; G
Software Recovery And Reconstitution Images; G
Device Audit Record Upload Software; G
1.7 QUALITY CONTROL
1.8 CYBERSECURITY DOCUMENTATION
1.8.1 Cybersecurity Interconnection Schedule
{For Reference Only: This subpart (and its subparts) relates to CA-3(b), CCI-00258}
Provide a completed Cybersecurity Interconnection Schedule documenting connections between the installed system and other systems. Provide the following information for each device communicating between systems:
Device Identifier, Device Description, Transport layer Protocol, Network Address, Port (if applicable), MAC (Layer 2) address (if applicable), Media, Application Protocol, Service (if applicable), Descriptive Purpose of communication. For communication with other authorized systems also provide the Foreign Destination and POC for Destination. If other control system Sections used on this project include submittals documenting this information, provide copies of those submittals to meet this requirement.
In addition to the requirements of Section 01 33 00.00 06 SUBMITTAL PROCEDURES, provide the Cybersecurity Interconnection Schedule as an editable Microsoft Excel file (a template Cybersecurity Interconnection Schedule in Excel format is available at http://www.wbdg.org/ffc/dod/unified-facilities-guide-specifications-ufgs/forms-graphics-tables
1.8.2 Network Communication Report
{For Reference Only: This subpart (and its subparts) relates to CA-9;
CCI-002102, CCI-002103, CCI-002104, CCI-002105 and also the submittal requirements associated with CM-6, CM-7 and SC-41 }
SECTION 25 05 11 Page 9
Provide a network communication report. For each networked controller, document the communication characteristics of the controller including communication protocols, services used, and a general description of what information is communicated over the network. For each controller using IP, document all TCP and UDP ports used. If other control system Sections used on this project include submittals documenting this information, provide copies of those submittals to meet this requirement.
In addition to the requirements of Section 01 33 00.00 06 SUBMITTAL PROCEDURES, provide the Network Communication Report as an editable Microsoft Excel file.
1.8.3 Control System Inventory Report
{For Reference Only: This subpart (and its subparts) relates to CM-8(a), CP-12, SI-17, IA-3; CCI-000389, CCI-000392, CCI-000398, CCI-002855, CCI-002856, CCI-002857, CCI-002773, CCI-002774, CCI-002775, CCI-000777, CCI-000778, CCI-001958}
Provide a Control System Inventory report using the Inventory Spreadsheet listed under this Section at http://www.wbdg.org/ffc/dod/unified-facilities-guide-specifications-ufgs/forms-graphics-tables documenting all networked devices, including network infrastructure devices, including networked devices, network infrastructure devices, non-networked devices, input devices (e.g. sensors) and output devices (e.g. actuators). For each device provide all applicable information for which there is a field on the spreadsheet in accordance with the instructions on the spreadsheet.
In addition to the requirements of Section 01 33 00.00 06 SUBMITTAL PROCEDURES, provide the Control System Inventory Report as an editable Microsoft Excel file.
1.8.4 Software Recovery and Reconstitution Images
{For Reference Only: This subpart (and its subparts) relates to CP-10;
CCI-000550, CCI-000551, CCI-000552}
For each computer on which software is installed under this project, provide a recovery image of the final as-built computer. This image must allow for bare-metal restore such that restoration of the image is sufficient to restore system operation to the imaged state without the need for re-installation of software.
If additional user permissions are required to meet this requirement, coordinate the creation of the image with the Government.
1.8.5 Cybersecurity Riser Diagram
{For Reference Only: This subpart (and its subparts) relates to PL-2(a);
CCI-003051, CCI-003053}
Provide a cybersecurity riser diagram of the complete control system including all network and controller hardware. If the control system specifications require a riser diagram submittal, provide a copy of that submittal as the cybersecurity riser diagram. Otherwise, provide a riser diagram in one-line format or one-line format overlayed on a facility
SECTION 25 05 11 Page 10 schematic.
1.8.6 Control System Cybersecurity Documentation
This subpart (and its subparts) relates to SA-5 (a),(b),(c); CCIs:
CCI-003124, CCI-003125, CCI-003126, CCI-003127, CCI-003128, CCI-003129,
CCI-003130, CCI-003131}
Provide a Control System Cybersecurity Documentation submittal containing the indicated information for each device and software application.
1.8.6.1 Software Applications
For all software applications running on computers provide:
a. administrator documentation that describes secure configuration of the software {relates to CCI-003124}
b. administrator documentation that describes secure installation of the software {relates to CCI-003125}
c. administrator documentation that describes secure operation of the software {relates to CCI-003124}
d. administrator documentation that describes effective use and maintenance of security functions or mechanisms for the software {relates to CCI-003127}
e. administrator documentation that describes known vulnerabilities regarding configuration and use of administrative (i.e. privileged) functions for the software {relates to CCI-003128}
f. user documentation that describes user-accessible security functions or mechanisms in the software and how to effectively use those security functions or mechanisms {relates to CCI-003129}
g. user documentation that describes methods for user interaction which enables individuals to use the software in a more secure manner {relates to CCI-003130}
h. user documentation that describes user responsibilities in maintaining the security of the software {relates to CCI-003131}
1.8.6.2 For Control System Devices
1.8.6.2.1 Control System Devices FULLY Supporting User Accounts
For all Control System Devices which FULLY support user accounts, provide:
a. Documentation that describes secure configuration of the device {for reference only: relates to CCI-003124}
b. Documentation that describes secure operation of the device {for reference only: relates to CCI-003124}
c. Documentation that describes effective use and maintenance of security functions or mechanisms for the device {for reference only: relates to
CCI-003127}
SECTION 25 05 11 Page 11
d. Documentation that describes known vulnerabilities regarding configuration and use of administrative (i.e. privileged) functions for the device {for reference only: relates to CCI-003128}
e. Documentation that describes user-accessible security functions or mechanisms in the device and how to effectively use those security functions or mechanisms; or a specific indication that there are no user-accessible security functions or mechanisms in the device {for reference only: relates to CCI-003129}
f. Documentation that describes methods for user interaction which enables individuals to use the device in a more secure manner {for reference only: relates to CCI-003130}
1.8.6.2.2 All Other Control System Devices
For all Control System Devices which do not FULLY support user accounts, provide:
a. Documentation that describes secure configuration of the device; or a specific indication that there are no secure configuration steps that apply {for reference only: relates to CCI-003124}
b. Documentation that describes effective use and maintenance of security functions or mechanisms for the device; or a specific indication that there are no security functions or mechanisms in the device {for reference only: relates to CCI-003127}
c. For devices which include a user interface, documentation that describes methods for user interaction which enables individuals to use the device in a more secure manner {for reference only: relates to
CCI-003130}
1.8.6.3 Default Requirements for Control System Devices
For control system devices where Control System Cybersecurity Documentation requirements are not otherwise indicated in this Section, provide:
a. Documentation that describes secure configuration of the device {for reference only: relates to CCI-003124}
b. Documentation that describes secure installation of the device {for reference only: relates to CCI-003125}
c. Documentation that describes secure operation of the device {for reference only: relates to CCI-003124}
d. Documentation that describes effective use and maintenance of security functions or mechanisms for the device {for reference only: relates to
CCI-003127}
e. Documentation that describes known vulnerabilities regarding configuration and use of administrative (i.e. privileged) functions for the device {for reference only: relates to CCI-003128}
f. Documentation that describes user-accessible security functions or mechanisms in the device and how to effectively use those security
SECTION 25 05 11 Page 12 functions or mechanisms {for reference only: relates to CCI-003129}
g. Documentation that describes methods for user interaction which enables individuals to use the device in a more secure manner {for reference only: relates to CCI-003130}
h. Documentation that describes user responsibilities in maintaining
1.9 SOFTWARE UPDATE LICENSING
{For Reference Only: This subpart (and its subparts) relates to SI-2 (a),(c); CCI-001227, CCI-002605}
In addition to all other licensing requirements, all software licensing must include licensing of the following software updates for a period of no less than 5 years:
a. Security and bug-fix patches issued by the software manufacturer.
b. Security patches to address any vulnerability identified in the National Vulnerability Database at http://nvd.nist.gov with a Common Vulnerability Scoring System (CVSS) severity rating of MEDIUM or higher.
Provide a single Software Licenses submittal with documentation of the software licenses for all software provided
1.10 CYBERSECURITY DURING CONSTRUCTION
{For Reference Only: This subpart (and its subparts) relates to AC-18, SA-3, CCI-00258}
In addition to the control system cybersecurity requirements indicated in this section, meet following requirement throughout the construction process.
1.10.1 Contractor Computer Equipment
Contractor owned computers may be used for construction. When used, contractor computers must meet the following requirements:
1.10.1.1 Operating System
The operating system must be an operating system currently supported by the manufacturer of the operating system. The operating system must be current on security patches and operating system manufacturer required updates.
1.10.1.2 Anti-Malware Software
The computer must run anti-malware software from a reputable software manufacturer. Anti-malware software must be a version currently supported by the software manufacturer, must be current on all patches and updates, and must use the latest definitions file. All computers used on this project must be scanned using the installed software at least once per day.
SECTION 25 05 11 Page 13
1.10.1.3 Passwords and Passphrases
The passwords and passphrases for all computers must be changed from their default values. Passwords must be a minimum of eight characters with a minimum of one uppercase letter, one lowercase letter, one number and one special character.
1.10.1.4 Contractor Computer Cybersecurity Compliance Statements
Provide a single submittal containing completed Contractor Computer Cybersecurity Compliance Statements for each company using contractor owned computers. Contractor Computer Cybersecurity Compliance Statements must use the template published at http://www.wbdg.org/ffc/dod/unified-facilities-guide-specifications-ufgs/forms-graphics-tables Each Statement must be signed by a cybersecurity representative for the relevant company.
1.10.2 Temporary IP Networks
Temporary contractor-installed IP networks may be used during construction. When used, temporary contractor-installed IP networks must meet the following requirements:
1.10.2.1 Network Boundaries and Connections
The network must not extend outside the project site and must not connect to any IP network other than IP networks provided under this project or Government furnished IP networks provided for this purpose. Any and all network access from outside the project site is prohibited.
1.10.3 Government Access to Network
Government personnel must be allowed to have complete and immediate access to the network at any time in order to verify compliance with this specification
1.10.4 Temporary Wireless IP Networks
In addition to the other requirements on temporary IP networks, temporary wireless IP (WiFi) networks must not interfere with existing wireless network and must use WPA2 security. Network names (SSID) for wireless networks must be changed from their default values.
1.10.5 Passwords and Passphrases
The passwords and passphrases for all network devices and network access must be changed from their default values. Passwords must be a minimum 8 characters with a minimum of one uppercase letter, one lowercase letter, one number and one special character.
1.10.6 Contractor Temporary Network Cybersecurity Compliance Statements
Provide a single submittal containing completed Contractor Temporary Network Cybersecurity Compliance Statements for each company implementing a temporary IP network. Contractor Temporary Network Cybersecurity Compliance Statements must use the template published at http://www.wbdg.org/ffc/dod/unified-facilities-guide-specifications-ufgs/forms-graphics-tables Each Statement must be signed by a cybersecurity representative for the
SECTION 25 05 11 Page 14 relevant company. If no temporary IP networks will be used, provide a single copy of the Statement indicating this.
1.11 CYBERSECURITY DURING WARRANTY PERIOD
All work performed on the control system after acceptance must be performed using Government Furnished Equipment or equipment specifically and individually approved by the Government.
PART 2 PRODUCTS
(NOT USED)
PART 3 EXECUTION
3.1 ACCESS CONTROL REQUIREMENTS
3.1.1 User Accounts
{For Reference Only: This subpart (and its subparts) relate to AC-2(a)and
AC-3; CCI-002110, CCI-000213.}
Any device supporting user accounts (either FULLY or MINIMALLY) must limit access to the device according to specified limitations for each account.
Install and configure any device having a STIG or SRG in accordance with that STIG or SRG.
3.1.1.1 Computers
All computers must FULLY support user accounts.
3.1.1.2 For HVAC Control System Devices
Devices with web interfaces must either FULLY support user accounts or have their web interface disabled. Field devices with full local user interfaces allowing modification of data must at least MINIMALLY support user accounts.
3.1.1.3 Default Requirements for Control System Devices
For control system devices where User Account requirements are not otherwise indicated in this Section:
a. Devices with web interfaces must FULLY support user accounts or have their web interface disabled.
b. Field devices with full local user interfaces allowing modification of data must FULLY support user accounts.
c. Field devices with read-only full local user interfaces must FULLY support user accounts.
d. All devices must at least MINIMALLY support user accounts.
3.1.2 Unsuccessful Logon Attempts
{For Reference Only: This subpart (and its subparts) relate AC-7 (a), AC-7 (b); CCI-000043, CCI-000044, CCI-001423, CCI-002236, CCI-002237, SECTION 25 05 11 Page 15
CCI-002238}
Except for high availability user interfaces indicated as exempt, devices must meet the indicated requirements for handling unsuccessful logon attempts.
3.1.2.1 Devices MINIMALLY Supporting Accounts
Devices which MINIMALLY support accounts are required to lock when 3 unsuccessful login attempts occur within a 15 minute interval unless a life safety issue will occur.
3.1.2.2 Devices FULLY Supporting Accounts
Devices which FULLY support accounts must meet the following requirements. If a device cannot meet these requirements, document device capabilities to protect from subsequent unsuccessful logon attempts and propose alternate protections in a Device Account Lock Exception Request submittal. Do not implement alternate protection measures without explicit permission from the Government.
a. It must lock the user account when three unsuccessful logon attempts occur within a 15 minute interval.
b. Once an account is locked, the account must stay locked until unlocked by an administrator.
c. Once the indicated number of unsuccessful logon attempts occurs, delay further logon prompts by 5 seconds.
3.1.2.3 High Availability Interfaces Exempt from Unsuccessful Logon Attempts Requirements
There are no high availability interfaces which are exempt from unsuccessful logon attempts requirements.
3.1.3 System Use Notification
{For Reference Only: This subpart (and its subparts) relates to AC-8;
CCI-000048, CCI-002247, CCI-002243, CCI-002244, CCI-002245, CCI-002246,
CCI-000050, CCI-002248}
Web interfaces must display a warning banner meeting the requirements of
DTM 08-060 .
Devices which are connected to a network and have a user interface must display a warning banner meeting the requirements of DTM 08-060 if capable of doing so. Devices which are connected to a network and have a user interface but are not capable of displaying a banner must have a permanently affixed label displaying an approved banner from DTM 08-060 .Labels must be machine printed or engraved, plastic or metal, designed for permanent installation, must use a font no smaller than 14 point, and must provide a high contract between font and background colors.
3.1.3.1 User Interface Banner Schedule
Provide a User Interface Schedule using the format indicated showing each user interface provided and how the information banner requirement has been implemented for each user interface.
SECTION 25 05 11 Page 16
User Interface Schedule Format (wi th sample entries)
User Interface Description
User Interface Location
Type of User Interface
Banner Implementation
Sample 1 Room 1 Remote DTM 08-060 Banner "A" Displayed at Logon
Sample 2 Room 2 Limited Local DTM 08-060 Banner "B" on Affixed Label
Sample 3 Room 3 Full Local DTM 08-060 Banner "B" Displayed on Screen
3.1.4 Permitted Actions Without Identification or Authentication
{For Reference Only: This subpart (and its subparts) relates to AC-14;
CCI-000061, CCI-000232}
The control system must require identification and authentication before allowing any actions by a user acting from a user interface which MINIMALLY or FULLY supports accounts.
3.1.5 Wireless Access
{For Reference Only: This subpart (and its subparts) relates to AC-18;
CCI-001438, CCI-001439, CCI-002323, CCI-001441}
Unless explicitly authorized by the Government, do not use any wireless communication. Any device with wireless communication capability is considered to be using wireless communication, regardless of whether or not the device is actively communicating wirelessly, except when wireless communication has been physically permanently disabled (such as through the removal of the wireless transceiver).
3.1.5.1 Wireless IP Communications
Do not install wireless IP networks, including: do not install a wireless access point; do not install or configure an ad-hoc wireless network; do not install or configure a WiFi Direct communication.
When explicitly authorized by the Government, wireless IP communication may be used to communicate with an existing wireless network.
3.1.5.2 Non-IP Wireless Communication
When non-IP wireless communication is explicitly authorized by the Government, use the maximum level of encryption supported by the specific protocol employed and select signal strength and radiated power to the minimum necessary for reliable communication.
SECTION 25 05 11 Page 17
3.1.5.3 Wireless Communication Request
Provide a report documenting the proposed use of wireless communication prior to beginning construction using the Wireless Communication Request Schedule at http://www.wbdg.org/ffc/dod/unified-facilities-guide-specifications-ufgs/forms-graphics-tables
For each device proposed to use wireless communication show: the device identifier, a description of the device, the location of the device, the device identifiers of other devices communicating with the device, the protocol used for communication, encryption type and strength, RF Frequency, Radiated Power in dBm (decibel with a milliwatt reference), free-space range, and the expected as-installed range.
3.1.5.4 Wireless Communication Testing
As part of Functional Performance Testing {FPT}, conduct testing of wireless communication for all devices indicated on the approved Wireless Communication Request as requiring testing.
To test wireless communication, test for wireless network reception at multiple points along the wireless test boundary in the vicinity of the wireless device, and record whether a network connection can be established at each point. The wireless test boundary is the facility fence line. If wireless testing is required, provide a Wireless Communication Test Report documenting the testing points and results at each point for each wireless device.
3.2 CYBERSECURITY AUDITING
3.2.1 Audit Events, Content of Audit Records, and Audit Generation
{For Reference Only: This subpart (and its subparts) relates to AU-2(a),(c),(d), AU-3, AU-12; CCI-000123, CCI-001571, CCI-000125, CCI-001485, CCI-000130, CCI-000131, CCI-000132, CCI-00133, CCI-000134, CCI-001487, CCI-000169, CCI-001459, CCI-000171, CCI-000172, CCI-001910}
For devices that have STIG/SRGs related to audit events, content of audit records or audit generation, comply with the requirements of those STIG/SRGs.
3.2.1.1 Computers
For each computer, provide the capability to select audited events and the content of audit logs. Configure computers to audit the indicated events, and to record the indicated information for each auditable event
3.2.1.1.1 Audited Events
Configure each computer to audit the following events:
a. Successful and unsuccessful attempts to access, modify, or delete privileges, security objects, security levels, or categories of information (e.g. classification levels)
a. Successful and unsuccessful logon attempts
b. Privileged activities or other system level access
SECTION 25 05 11 Page 18
c. Starting and ending time for user access to the system
d. Concurrent logons from different workstations
e. Successful and unsuccessful accesses to objects
f. All program initiations
g. All direct access to the information system
h. All account creations, modifications, disabling, and terminations
i. All kernel module load, unload, and restart
3.2.1.1.2 Audit Event Information To Record
Configure each computer to record, for each auditable event, the following information (where applicable to the event):
a. What type of event occurred
b. When the event occurred
c. Where the event occurred
d. The source of the event
e. The outcome of the event
f. The identity of any individuals or subjects associated with the event
3.2.1.2 For Control System Devices
3.2.1.2.1 Control System Devices FULLY Supporting User Accounts
For devices FULLY supporting accounts, provide the capability to select audited events, and the contents of audit logs. Configure devices to audit the following events:
a. Successful and unsuccessful logon attempts to the device
b. Starting and ending time for user access to the device
c. All account creations, modifications, disabling, and terminations
d. All device shutdown and startup
Configure the device to record for each event the following information (as applicable): the type of event, when the event occurred and the identity of any individuals or subjects associated with the event
3.2.1.2.2 Other Control System Devices
There are no requirements to perform auditing at field devices that do not FULLY support accounts.
SECTION 25 05 11 Page 19
3.2.1.3 Default Requirements for Control System Devices
For control system devices where Audit Events, Content of Audit Records, and Audit Generation are not otherwise indicated in this Section:
3.2.1.3.1 Devices Which FULLY Support Accounts
For each device which FULLY supports accounts, provide the capability to select audited events and the content of audit logs. Configure devices to audit the indicated events, and to record the indicated information for each auditable event
3.2.1.3.1.1 Audited Events
Configure each device to audit the following events:
a. Successful and unsuccessful attempts to access, modify, or delete privileges, security objects, security levels, or categories of information (e.g. classification levels)
a. Successful and unsuccessful logon attempts
b. Privileged activities or other system level access
c. Starting and ending time for user access to the system
d. Concurrent logons from different workstations
e. All account creations, modifications, disabling, and terminations
f. All kernel module load, unload, and restart
3.2.1.3.1.2 Audit Event Information To Record
Configure each computer to record, for each auditable event, the following information (where applicable to the event):
a. what type of event occurred
b. when the event occurred
c. where the event occurred
d. the source of the event
e. the outcome of the event
f. the identity of any individuals or subjects associated with the event
3.2.1.3.2 Devices Which Do Not FULLY Support Accounts
For each Device which does not FULLY support accounts configure the device to audit all device shutdown and startup events and to record for each event the type of event and when the event occurred.
3.2.2 Audit Storage Capacity and Audit Upload
{For Reference Only: This subpart (and its subparts) relates to AU-4;
CCI-001848, CCI-001849}
SECTION 25 05 11 Page 20
a. For devices that have STIG/SRGs related to audit storage capacity (CCI-001848 or CCI-001849) comply with the requirements of those STIG/SRGs.
b. For non-computer control system devices capable of generating audit records, provide 60 days worth of secure local storage, assuming 10 auditable events per day.
c. For computers, provide storage for at least 90 days of audit records.
3.2.2.1 Device Audit Record Upload Software
For each non-computer device required to audit events, provide, and license to the Government, software implementing a secure mechanism of uploading audit records from the device to a computer and of exporting the uploaded audit records as a Microsoft Excel file or comma separated value text file. Different devices use different software, provide software of each type required to upload audit logs from all devices.
Submit copies of device audit record upload software. If there are no non-computer devices requiring auditing, provide a document stating this in lieu of this submittal.
3.2.3 Response to Audit Processing Failures
{For Reference Only: This subpart (and its subparts) relates to AU-5;
CCI-000139, CCI-000140, CCI-001490}.
Front end computers associated with auditing must, in the case of a failure in the auditing system, notify via e-mail. In case of an audit failure, if possible, continue to collect audit records by overwriting existing audit records.
3.2.4 Time Stamps
{For Reference Only: This subpart (and its subparts) relates to AU-8;
CCI-000159, CCI-001889, CCI-001890}
3.2.4.1 Computers
Computers generating audit records must have internal clocks capable of providing time with a resolution of 1 second.
This is the start of the file's text. The full file is on GovTribe.
File details come from the government source that posted it. Updated .