Attachment E.pdf

ATTACHMENT E

Chapter 14 - Mental Health Services Act

Article 1 - APPLICATION (§ 3100 to 3200.000)

Article 2 - Definitions (§ 3200.010 to 3200.325)

Article 3 - GENERAL REQUIREMENTS (§ 3300 to 3360)

Article 4 - Funding Provisions (§ 3400 to 3420.65)

Article 5 - Reporting Requirements (§ 3500 to 3580.020)

Article 6 - COMMUNITY SERVICES AND SUPPORTS (§ 3610 to 3650)

Article 7 - Prevention and Early Intervention (§ 3700 to 3755.010)

Article 8 - Workforce Education and Training (§ 3810 to 3856)

Article 9 - Innovation (§ 3900 to 3935)

Article 1 - APPLICATION

§ 3100 - Application of Chapter

§ 3200.000 - Act. [Repealed]

Cal. Code Regs. Tit. 9, § 3100 - Application of Chapter

Chapter 14 sets forth regulations applicable to the Mental Health Services Act.

Notes

Cal. Code Regs. Tit. 9, § 3100

Note: Authority cited: Section 5898, Welfare and Institutions Code. Reference:

Section 5898, Welfare and Institutions Code.

1. New chapter 14 (articles 1-4), article 1 (section 3100) and section filed 12-30-2005 as an emergency; operative 12-30-2005 (Register 2005, No. 52). This filing is deemed an emergency, is exempt from OAL review, and shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer of chapter 14 (articles 1-4, sections 3100-3415), article 1 (section 3100) and section and new chapter 14 (articles 1-6, sections 3100-3650), article 1 (section 3100) and section filed 12-29-2006 as an emergency; operative 12-29-2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer of chapter 14 (articles 1-4, sections 3100-3415), article 1 (section 3100) and section and new chapter 14 (articles 1-6, sections 3100-3650), article 1 (section 3100) and section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer of chapter 14 (articles 1-4, sections 3100-3415), article 1 (section 3100) and section and new chapter 14 (articles 1-6, sections 3100-3650), article 1 (section 3100) and section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register

2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28- 2007 or emergency language will be repealed by operation of law on the following day.

5. Certificate of Compliance as to 8-23-2007 order transmitted to OAL 12-28-2007 and filed 2-13-2008 (Register 2008, No. 7).

Cal. Code Regs. Tit. 9, § 3200.000 - Act. [Repealed]

Cal. Code Regs. Tit. 9, § 3200.000

Sections 5840 et seq., Welfare and Institutions Code.

1. New article 2 (sections 3200.000-3200.160) and section filed 12-30-2005 as an emergency; operative 12-30-2005 (Register 2005, No. 52). This filing is deemed an emergency, is exempt from OAL review, and shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer of article 2 (sections 3200.00-3200.160) and section filed 12-29-2006 as an emergency; operative 12-29-2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer of article 2 (sections 3200.00-3200.160) and section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer of article 2 (sections 3200.00-3200.160) and section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

Article 2 - Definitions

§ 3200.010 - Adult

§ 3200.020 - Bridge Funding

§ 3200.022 - Capital Facilities and Technological Needs (CFTN)

§ 3200.025 - Capital Facilities and Technological Needs Account or CFTN Account

§ 3200.028 - Capitalized Operating Subsidy Reserve

§ 3200.030 - Children and Youth

§ 3200.040 - Client

§ 3200.050 - Client Driven

§ 3200.060 - Community Collaboration

§ 3200.070 - Community Program Planning Process

§ 3200.079 - Community Services and Supports Account or CSS Account

§ 3200.080 - Community Services and Supports Component or CSS Component

§ 3200.090 - County

§ 3200.100 - Cultural Competence

§ 3200.110 - Department

§ 3200.120 - Family Driven

§ 3200.125 - Financial Incentive Programs Funding Category

§ 3200.130 - Full Service Partnership

§ 3200.140 - Full Service Partnership Service Category

§ 3200.150 - Full Spectrum of Community Services

§ 3200.160 - Fully Served

§ 3200.170 - General System Development Service Category

§ 3200.180 - Individual Services and Supports Plan

§ 3200.181 - Innovation Account or INN Account

§ 3200.182 - Innovation Component

§ 3200.183 - Innovation Funds

§ 3200.184 - Innovative Project

§ 3200.190 - Integrated Service Experience

§ 3200.195 - Investment Gain

§ 3200.197 - Investment Loss

§ 3200.210 - Linguistic Competence

§ 3200.213 - Local Mental Health Services Fund

§ 3200.215 - Mental Health Career Pathway Programs Funding Category

§ 3200.217 - Mental Health Loan Assumption Program

§ 3200.220 - Mental Health Services Act

§ 3200.225 - Mental Health Services Act Housing Program Service Category

§ 3200.227 - Mental Health Services Fund

§ 3200.230 - Older Adult

§ 3200.240 - Outreach and Engagement Service Category

§ 3200.244 - Prevention and Early Intervention Account or PEI Account

§ 3200.245 - Prevention and Early Intervention Component

§ 3200.246 - Prevention and Early Intervention Fund

§ 3200.250 - Planning Estimate

§ 3200.251 - Project-Based Housing

§ 3200.252 - Prudent Reserve

§ 3200.253 - Public Mental Health System

§ 3200.254 - Public Mental Health System Workforce

§ 3200.254.1 - Redistributed Funds

§ 3200.255 - Regional Partnership

§ 3200.256 - Residency and Internship Programs Funding Category

§ 3200.257 - Reversion Account

§ 3200.258 - Reversion Period

§ 3200.260 - Small County

§ 3200.270 - Stakeholders

§ 3200.275 - Supported Employment Services

§ 3200.276 - Training and Technical Assistance Funding Category

§ 3200.280 - Transition Age Youth

§ 3200.300 - Underserved

§ 3200.310 - Unserved

§ 3200.320 - Workforce Education and Training

§ 3200.323 - Workforce Education and Training Account or WET Account

§ 3200.325 - Workforce Staffing Support Funding Category

Cal. Code Regs. Tit. 9, § 3200.010 - Adult

"Adult" means an individual 18 years of age through 59 years of age.

Cal. Code Regs. Tit. 9, § 3200.010

Sections 5840(b)(2), Welfare and Institutions Code.

1. New section filed 12-30-2005 as an emergency; operative 12-30-2005 (Register 2005, No. 52). This filing is deemed an emergency, is exempt from OAL review, and shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. New article 2 (sections 3200.010-3200.310) and repealer and new section filed 12-29-2006 as an emergency; operative 12-29-2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. New article 2 (sections 3200.010-3200.310) and repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

4. New article 2 (sections 3200.010-3200.310) and repealer and new section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.020 - Bridge Funding

"Bridge Funding" means funding that the County used which enabled the County to continue to provide services/programs from the date the funding for the program(s) or a portion of the program(s) specified below ended, until the County's initial Community Services and Supports component of the County's Three-Year Program and Expenditure Plan was approved and Mental Health Services Act funds became available. The use of bridge funding is limited to the following programs:

(1) The Children's System of Care Services.

(2) Integrated Services for the Homeless Mentally Ill.

(3) The Mentally Ill Offender Crime Reduction Act.

Cal. Code Regs. Tit. 9, § 3200.020

Sections 5892(a)(4) and 5898, Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer and new section refiled 8-23-2007 as an emergency; operative 8-30- 2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.022 - Capital Facilities and Technological Needs (CFTN)

"Capital Facilities and Technological Needs" means projects for the acquisition and development of land and the construction or renovation of buildings or the development, maintenance or improvement of information technology for the provision of Mental Health Services Act administration, services, and supports.

Capital Facilities and Technological Needs does not include housing projects.

Cal. Code Regs. Tit. 9, § 3200.022

Sections 5847(b)(5), 5892(a)(2) and 5892(b)(1), Welfare and Institutions Code.

1. New section filed 5-6-2020; operative 7-1-2020 (Register 2020, No. 19).

Cal. Code Regs. Tit. 9, § 3200.025 - Capital Facilities and Technological Needs Account or CFTN Account

"Capital Facilities and Technological Needs Account" or "CFTN Account" means money in a County's Local Mental Health Services Fund that the County allocates for CFTN, or transfers from the CSS Account for CFTN.

Cal. Code Regs. Tit. 9, § 3200.025

Sections 5892(a)(2), 5892(b) and 5892(f), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.028 - Capitalized Operating Subsidy Reserve

"Capitalized Operating Subsidy Reserve" means funds set aside at, or before, permanent loan closing for the purpose of supplementing income for the payment of operating expenses.

Cal. Code Regs. Tit. 9, § 3200.028

Sections 5813.5(a), 5813.5(c), 5813.5(d) and 5878.1(a), Welfare and Institutions Code.

1. New section filed 12-6-2010; operative 1-5-2011 (Register 2010, No. 50).

Cal. Code Regs. Tit. 9, § 3200.030 - Children and Youth

"Children and Youth" means individuals from birth through 17 years of age.

(1) Individuals age 18 and older who meet the conditions specified in Chapter 26.5 (commencing with Section 7570) of Division 7 of Title 1 of the Government Code are considered children and youth and are eligible to receive services.

Cal. Code Regs. Tit. 9, § 3200.030

Section 5878.2, Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer and new section refiled 8-23-2007 as an emergency; operative 8-30- 2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to

OAL by 12-28-2007 or emergency language will be repealed by operation of law on

Cal. Code Regs. Tit. 9, § 3200.040 - Client

"Client" means an individual of any age who is receiving or has received mental health services. As used in these regulations, the term "client" includes those who refer to themselves as clients, consumers, survivors, patients or ex-patients.

Cal. Code Regs. Tit. 9, § 3200.040

Sections 5801(b)(6) and (7), Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.050 - Client Driven

"Client Driven" means that the client has the primary decision-making role in identifying his/her needs, preferences and strengths and a shared decision-making role in determining the services and supports that are most effective and helpful for him/her. Client driven programs/services use clients' input as the main factor for planning, policies, procedures, service delivery, evaluation and the definition and determination of outcomes.

Cal. Code Regs. Tit. 9, § 3200.050

Sections 5813.5(d)(2) and (3), 5830(a)(2) and 5866, Welfare and Institutions Code;

and Section 2(e), MHSA.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.060 - Community Collaboration

"Community Collaboration" means a process by which clients and/or families receiving services, other community members, agencies, organizations, and businesses work together to share information and resources in order to fulfill a shared vision and goals.

Cal. Code Regs. Tit. 9, § 3200.060

Sections 5830(a)(3) and 5866, Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.070 - Community Program Planning Process

"Community Program Planning" means the process to be used by the County to develop Three-Year Program and Expenditure Plans, and updates in partnership with stakeholders to:

(1) Identify community issues related to mental illness resulting from lack of community services and supports, including any issues identified during the implementation of the Mental Health Services Act.

(2) Analyze the mental health needs in the community.

(3) Identify and re-evaluate priorities and strategies to meet those mental health needs.

Cal. Code Regs. Tit. 9, § 3200.070

Sections 5813.5(d) and 5892(c), Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to

OAL by 4-30-2007 or emergency language will be repealed by operation of law on

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer and new section refiled 8-23-2007 as an emergency; operative 8-30- 2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.079 - Community Services and Supports Account or CSS Account

"Community Services and Supports Account" or "CSS Account" means the money in a County's Local Mental Health Services Fund that the County allocates for Community Services and Supports programs and services as described in Article 6.

Cal. Code Regs. Tit. 9, § 3200.079

Sections 5892(a)(5), 5892(b) and 5892(f), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.080 - Community Services and Supports Component or CSS Component

"Community Services and Supports Component or CSS Component" means the section of the Three-Year Program and Expenditure Plans that refers to service delivery systems for mental health services and supports for children and youth, transition age youth, adults, and older adults. These services and supports are similar to those found in Welfare and Institutions Code sections 5800 et. seq. (Adult and Older Adult Systems of Care) and 5850 et. seq. (Children's System of Care).

Cal. Code Regs. Tit. 9, § 3200.080

Sections 5847(b)(2), 5847(b)(3) and 5847(c), Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer and new section refiled 8-23-2007 as an emergency; operative 8-30- 2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

5. Certificate of Compliance as to 8-23-2007 order transmitted to OAL 12-28-2007 and filed 2-13-2008 (Register 2008, No. 7).

6. Amendment of section heading, section and Note filed 5-6-2020; operative 7-1- 2020 (Register 2020, No. 19).

Cal. Code Regs. Tit. 9, § 3200.090 - County

"County" means the County Mental Health Department, two or more County Mental Health Departments acting jointly, and/or city-operated programs receiving funds per Welfare and Institutions Code Section 5701.5.

Cal. Code Regs. Tit. 9, § 3200.090

Section 5897(b), Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.100 - Cultural Competence

"Cultural Competence" means incorporating and working to achieve each of the goals listed below into all aspects of policy-making, program design, administration and service delivery. Each system and program is assessed for the strengths and weaknesses of its proficiency to achieve these goals. The infrastructure of a service, program or system is transformed, and new protocol and procedure are developed, as necessary to achieve these goals.

(1) Equal access to services of equal quality is provided, without disparities among racial/ethnic, cultural, and linguistic populations or communities.

(2) Treatment interventions and outreach services effectively engage and retain individuals of diverse racial/ethnic, cultural, and linguistic populations.

(3) Disparities in services are identified and measured, strategies and programs are developed and implemented, and adjustments are made to existing programs to eliminate these disparities.

(4) An understanding of the diverse belief systems concerning mental illness, health, healing and wellness that exist among different racial/ethnic, cultural, and linguistic groups is incorporated into policy, program planning, and service delivery.

(5) An understanding of the impact historical bias, racism, and other forms of discrimination have upon each racial/ethnic, cultural, and linguistic population or community is incorporated into policy, program planning, and service delivery.

(6) An understanding of the impact bias, racism, and other forms of discrimination have on the mental health of each individual served is incorporated into service delivery.

(7) Services and supports utilize the strengths and forms of healing that are unique to an individual's racial/ethnic, cultural, and linguistic population or community.

(8) Staff, contractors, and other individuals who deliver services are trained to understand and effectively address the needs and values of the particular racial/ethnic, cultural, and/or linguistic population or community that they serve.

(9) Strategies are developed and implemented to promote equal opportunities for administrators, service providers, and others involved in service delivery who share the diverse racial/ethnic, cultural, and linguistic characteristics of individuals with serious mental illness/emotional disturbance in the community.

Cal. Code Regs. Tit. 9, § 3200.100

Sections 5813.5(d)(3), 5868(b), 5878.1(a), Welfare and Institutions Code; and Sections 2(e) and 3(c), MHSA.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer and new section refiled 8-23-2007 as an emergency; operative 8-30- 2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to

Cal. Code Regs. Tit. 9, § 3200.110 - Department

"Department" means the State Department of Health Care Services.

Cal. Code Regs. Tit. 9, § 3200.110

Sections 5890(a), 5892(d), 5897, 5898, 5899(a), 5899(b), 5899(g) and 5899.1(b), Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer and new section refiled 8-23-2007 as an emergency; operative 8-30- 2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to

6. Amendment of section and Note filed 5-6-2020; operative 7-1-2020 (Register 2020, No. 19).

Cal. Code Regs. Tit. 9, § 3200.120 - Family Driven

"Family Driven" means that families of children and youth with serious emotional disturbance have a primary decision-making role in the care of their own children, including the identification of needs, preferences and strengths, and a shared decision-making role in determining the services and supports that would be most effective and helpful for their children. Family driven programs/services use the input of families as the main factor for planning, policies, procedures, service delivery, evaluation and the definition and determination of outcomes.

Cal. Code Regs. Tit. 9, § 3200.120

Section 5822(h), 5840(b)(1), 5868(b)(2) and 5878.1, Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by

OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.125 - Financial Incentive Programs Funding Category

"Financial Incentive Programs Funding Category" means the funding category of the Workforce Education and Training component of the Three-Year Program and Expenditure Plan that funds stipends, scholarships and the Mental Health Loan Assumption Program for the purpose of recruiting and retaining Public Mental Health System employees.

Cal. Code Regs. Tit. 9, § 3200.125

Section 5822, Welfare and Institutions Code.

1. New section filed 11-4-2009; operative 12-4-2009 (Register 2009, No. 45).

Cal. Code Regs. Tit. 9, § 3200.130 - Full Service Partnership

"Full Service Partnership" means the collaborative relationship between the County and the client, and when appropriate the client's family, through which the County plans for and provides the full spectrum of community services so that the client can achieve the identified goals.

Cal. Code Regs. Tit. 9, § 3200.130

Sections 5801, 5802, 5850 and 5866, Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.140 - Full Service Partnership Service Category

"Full Service Partnership Service Category" means the service category of the Community Services and Supports component of the Three-Year Program and Expenditure Plans, under which the County, in collaboration with the client, and when appropriate the client's family, plans for and provides the full spectrum of community services so that children and youth, transition age youth, adults and older adults can achieve the identified goals.

Cal. Code Regs. Tit. 9, § 3200.140

Section 5847(a) and 5892(a)(5), Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

4. Repealer and new section refiled 8-23-2007 as an emergency; operative 8-30- 2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.150 - Full Spectrum of Community Services

"Full Spectrum of Community Services" means the mental health and non-mental health services and supports necessary to address the needs of the client, and when appropriate the client's family, in order to advance the client's goals and achieve outcomes that support the client's recovery, wellness and resilience.

Cal. Code Regs. Tit. 9, § 3200.150

Sections 5801(b), 5813.5(d), 5851 and 5868(b)(2), Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by

OAL by 12-28-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.160 - Fully Served

"Fully Served" means clients, and their family members who obtain mental health services, receive the full spectrum of community services and supports needed to advance the client's recovery, wellness and resilience.

Cal. Code Regs. Tit. 9, § 3200.160

Sections 5801(b), 5806, 5852 and 5813.5(d), Welfare and Institutions Code.

shall remain in effect for no more than one year pursuant to Welfare and Institutions Code section 5898.

2. Repealer and new section filed 12-29-2006 as an emergency; operative 12-29- 2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

3. Repealer and new section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.170 - General System Development Service Category

"General System Development Service Category" means the service category of the

Expenditure Plans under which the County uses Mental Health Services Act funds to improve the County's mental health service delivery system for all clients and/or to pay for specified mental health services and supports for clients, and/or when appropriate their families.

Cal. Code Regs. Tit. 9, § 3200.170

Sections 5892(a)(5) and 5847(a)(2) and (3), Welfare and Institutions Code.

1. New section filed 12-29-2006 as an emergency; operative 12-29-2006 (Register 2006, No. 52). A Certificate of Compliance must be transmitted to OAL by 4-30-2007 or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-day.

4. Certificate of Compliance as to 8-23-2007 order transmitted to OAL 12-28-2007

Cal. Code Regs. Tit. 9, § 3200.180 - Individual Services and Supports Plan

"Individual Services and Supports Plan" means the plan developed by the client and, when appropriate the client's family, with the Personal Service Coordinator/Case Manager to identify the client's goals and describe the array of services and supports necessary to advance these goals based on the client's needs and preferences and, when appropriate, the needs and preferences of the client's family.

Cal. Code Regs. Tit. 9, § 3200.180

Sections 5699.4, 5806(b) through (d), 5813.5(d)(4) and 5868, Welfare and Institutions or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-

Cal. Code Regs. Tit. 9, § 3200.181 - Innovation Account or INN Account

"Innovation Account" or "INN Account" means the money in a County's Local Mental Health Services Fund that the County allocates for Innovative Projects as described in Article 9.

Cal. Code Regs. Tit. 9, § 3200.181

Sections 5892(a)(6) and 5892(f), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.182 - Innovation Component

(a) "Innovation Component" means the section of the Three-year Program and Expenditure Plan that consists of one or more Innovative Projects.

Cal. Code Regs. Tit. 9, § 3200.182

Note: Authority cited: Section 5846, Welfare and Institutions Code. Reference:

Sections 5830 and 5847, Welfare and Institutions Code.

1. New section filed 7-16-2015; operative 10-1-2015 (Register 2015, No. 29).

Cal. Code Regs. Tit. 9, § 3200.183 - Innovation Funds

(a) "Innovation Funds" means the Mental Health Services Fund distributed to the County pursuant to Welfare and Institutions Code Section 5892, subdivision (a)(6).

Cal. Code Regs. Tit. 9, § 3200.183

Section 5892, Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.184 - Innovative Project

(a) "Innovative Project" means a project that the County designs and implements for a defined time period and evaluates to develop new best practices in mental health services and supports.

Cal. Code Regs. Tit. 9, § 3200.184

Sections 5830(b) and 5830(c), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.190 - Integrated Service Experience

"Integrated Service Experience" means the client, and when appropriate the client's family, accesses a full range of services provided by multiple agencies, programs and funding sources in a comprehensive and coordinated manner.

Cal. Code Regs. Tit. 9, § 3200.190

Sections 5878.1(a), 5802,5806(b), 5813.5(d)(4) and Section 2(e), MHSA, Welfare and Institutions Code.

or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28- 2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.195 - Investment Gain

"Investment Gain" means any realized earning, less any realized loss, on Local Mental Health Services Fund money invested by a County, including capital gains, dividends, and interest.

Cal. Code Regs. Tit. 9, § 3200.195

Sections 5892(f) and 5899(c)(3), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.197 - Investment Loss

"Investment Loss" means a realized reduction in principal of Local Mental Health Services Fund money invested by a County.

Cal. Code Regs. Tit. 9, § 3200.197

Sections 5892(f) and 5899(c)(3), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.210 - Linguistic Competence

"Linguistic Competence" means organizations and individuals working within the system are able to communicate effectively and convey information in a manner that is easily understood by diverse audiences, including individuals with Limited English Proficiency; individuals who have few literacy skills or are not literate; and individuals with disabilities that impair communication. It also means that structures, policies, procedures and dedicated resources are in place that enable organizations and individuals to effectively respond to the literacy needs of the populations being served.

Cal. Code Regs. Tit. 9, § 3200.210

Sections 5806(a)(2) and 5868(b)(3) and 5868(b)(4), Welfare and Institutions Code, Title VI of the Civil Rights Act of 1964, 42 U.S.C. Section 2000d et seq., Sections 2(e) and 3(c), MHSA.

or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register

Cal. Code Regs. Tit. 9, § 3200.213 - Local Mental Health Services Fund

"Local Mental Health Services Fund" means a County account that holds Mental Health Services Fund money and any Investment Gain on that money.

Cal. Code Regs. Tit. 9, § 3200.213

Sections 5891(c) and 5892(f), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.215 - Mental Health Career Pathway Programs Funding Category

"Mental Health Career Pathway Programs Funding Category" means the funding category of the Workforce Education and Training component of the Three-Year Program and Expenditure Plan that funds education, training and counseling programs designed to recruit and prepare individuals for entry into and advancement in jobs in the Public Mental Health System.

Cal. Code Regs. Tit. 9, § 3200.215

Cal. Code Regs. Tit. 9, § 3200.217 - Mental Health Loan Assumption Program

"Mental Health Loan Assumption Program" means a program to make payments to an educational lending institution on behalf of an employee who has incurred debt while obtaining an education, provided the individual agrees to work in the Public Mental Health System for a specified period of time, in a capacity that meets the employer's workforce needs.

Cal. Code Regs. Tit. 9, § 3200.217

Cal. Code Regs. Tit. 9, § 3200.220 - Mental Health Services Act

"Mental Health Services Act" means the laws that took effect on January 1, 2005 when Proposition 63 was approved by California voters and codified in the Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.220

Proposition 63, November 2004 California General Election.

or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28- 2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.225 - Mental Health Services Act Housing Program Service Category

"Mental Health Services Act Housing Program Service Category" means the service category of the Community Services and Supports component of the Three-Year Program and Expenditure Plans under which Mental Health Services Act funds, administered through the California Housing Finance Agency, are used to acquire, rehabilitate or construct permanent supportive housing for clients with serious mental illness and provide operating subsidies.

Cal. Code Regs. Tit. 9, § 3200.225

Sections 5600.2, 5600.3, 5802, 5806, 5813.5 and 5840(d)(6), Welfare and Institutions

1. New section filed 2-13-2008; operative 2-13-2008 (Register 2008, No. 7).

Cal. Code Regs. Tit. 9, § 3200.227 - Mental Health Services Fund

"Mental Health Services Fund" means a fund in the State Treasury, established pursuant to Welfare and Institutions Code section 5890(a), to hold tax revenue generated pursuant to Revenue and Taxation Code section 17043, which is distributed to Counties to fund Mental Health Services Act programs and services.

Cal. Code Regs. Tit. 9, § 3200.227

Section 5890(a), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.230 - Older Adult

"Older Adult" means an individual 60 years of age and older.

Cal. Code Regs. Tit. 9, § 3200.230

Section 5689.2, Welfare and Institutions Code.

or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28- 2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.240 - Outreach and Engagement Service

"Outreach and Engagement Service Category" means the service category of the

Expenditure Plan under which the County may fund activities to reach, identify, and engage unserved individuals and communities in the mental health system and reduce disparities identified by the County.

Cal. Code Regs. Tit. 9, § 3200.240

Sections 5600.2, 5802(a)(1), 5806(a)(2) and 5814(b), Welfare and Institutions Code.

or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28-

Cal. Code Regs. Tit. 9, § 3200.244 - Prevention and Early Intervention Account or PEI Account

"Prevention and Early Intervention Account" or "PEI Account" means the money in a County's Local Mental Health Services Fund that the County allocates for PEI programs as described in Article 7, or transfers from the CSS Account for PEI programs as described in Article 7.

Cal. Code Regs. Tit. 9, § 3200.244

Sections 5892(a)(3), 5892(a)(4) and 5892(f), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.245 -

Component

(a) "Prevention and Early Intervention Component" means the section of the Three- Year Program and Expenditure Plan intended to prevent mental illnesses from becoming severe and disabling.

Cal. Code Regs. Tit. 9, § 3200.245

Sections 5840 and 5847, Welfare and Institutions Code.

1. New section filed 10-7-2015; operative 10-7-2015 pursuant to Government Code section 11343.4(b)(3) (Register 2015, No. 41).

Cal. Code Regs. Tit. 9, § 3200.246 -

Fund

(a) "Prevention and Early Intervention funds" means the Mental Health Services funds allocated for prevention and early intervention programs pursuant to Welfare and Institutions Code section 5892, subdivision (a)(3).

Cal. Code Regs. Tit. 9, § 3200.246

Section 5892, Welfare and Institutions Code.

1. New section filed 10-7-2015; operative 10-7-2015 pursuant to Government Code section 11343.4(b)(3) (Register 2015, No. 41).

Cal. Code Regs. Tit. 9, § 3200.250 - Planning Estimate

"Planning Estimate" means the estimate provided by the Department to the County of the maximum amount of Mental Health Services Act funding that the County can request.

Cal. Code Regs. Tit. 9, § 3200.250

Sections 5813.5(a) and 5890(a), Welfare and Institutions Code.

or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28- 2007 or emergency language will be repealed by operation of law on the following day.

Cal. Code Regs. Tit. 9, § 3200.251 - Project-Based Housing

"Project-Based Housing" means the unit(s) of an apartment complex, duplex, triplex, or other structure leased and/or purchased by the County for the purpose of providing housing.

Cal. Code Regs. Tit. 9, § 3200.251

Sections 5813.5(a), 5813.5(c), 5813.5(d) and 5878.1(a), Welfare and Institutions

1. Renumbering of former section 3200.252 as new section 3200.251 filed 5-6-2020;

operative 7-1-2020 (Register 2020, No. 19).

Cal. Code Regs. Tit. 9, § 3200.252 - Prudent Reserve

"Prudent Reserve" means Local Mental Health Services Fund money held by a County for use as described in sections 5847(b)(7), (f), and 5892(b)(1) of the Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.252

Sections 5847(b)(7), 5847(f) and 5892(b)(1), Welfare and Institutions Code.

1. New section filed 12-6-2010; operative 1-5-2011 (Register 2010, No. 50).

2. Renumbering of former section 3200.252 as section 3200.251 and new section

3200.252 filed 5-6-2020; operative 7-1-2020 (Register 2020, No. 19).

Cal. Code Regs. Tit. 9, § 3200.253 - Public Mental Health System

"Public Mental Health System" means publicly-funded mental health programs/services and entities that are administered, in whole or in part, by the Department or County. It does not include programs and/or services administered, in whole or in part, by federal, state, county or private correctional entities or programs or services provided in correctional facilities.

Cal. Code Regs. Tit. 9, § 3200.253

Section 5820, Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.254 - Public Mental Health System Workforce

"Public Mental Health System Workforce" means current and prospective Department and/or County personnel, County contractors, volunteers, and staff in community-based organizations, who work or will work in the Public Mental Health System.

Cal. Code Regs. Tit. 9, § 3200.254

Cal. Code Regs. Tit. 9, § 3200.254.1 - Redistributed Funds

"Redistributed Funds" means monies from the Reversion Account that the State Controller distributes to other counties as specified in sections 5892(h)(1) and 5899.1(a) of the Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.254.1

Sections 5892(h) and 5899.1(a), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.255 - Regional Partnership

"Regional Partnership" means a group of County approved individuals and/or organizations within geographic proximity that acts as an employment and education resource for the Public Mental Health System. The group may include educational and employment service entities, individuals and/or entities within the Public Mental Health System, and individuals and/or entities that have an interest in the Public Mental Health System, such as county staff, mental health service providers, clients, and clients' family members.

Cal. Code Regs. Tit. 9, § 3200.255

Cal. Code Regs. Tit. 9, § 3200.256 - Residency and Internship Programs

"Residency and Internship Programs Funding Category" means the funding category of the Workforce Education and Training component of the Three-Year Program and Expenditure Plan that funds psychiatric residency programs and post-secondary mental health internship programs in order to increase the number of licensed and/or certified individuals employed in the Public Mental Health System.

Cal. Code Regs. Tit. 9, § 3200.256

Cal. Code Regs. Tit. 9, § 3200.257 - Reversion Account

"Reversion Account" means an account within the Mental Health Services Fund to hold funds reverted from counties pursuant to sections 3420.50, 3420.55 and 3420.60.

Cal. Code Regs. Tit. 9, § 3200.257

Section 5892(h)(1), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.258 - Reversion Period

"Reversion Period" means the length of time a County has to spend its Local Mental Health Services Fund money before the funds become subject to reversion. The length of time varies depending on a County's population and the component account to which the County allocates the money, as provided in sections 3420.50,

3420.55 and 3420.60.

Cal. Code Regs. Tit. 9, § 3200.258

Section 5892(h), Welfare and Institutions Code.

Cal. Code Regs. Tit. 9, § 3200.260 - Small County

"Small County" means a County in California with a total population of less than 200,000, according to the most recent estimate by the California State Department of Finance, as of the first day of the fiscal year.

Cal. Code Regs. Tit. 9, § 3200.260

Sections 5892(h)(3) and 5892(h)(4), Welfare and Institutions Code.

or emergency language will be repealed by operation of law on the following day.

2. New section refiled 5-1-2007 as an emergency; operative 5-1-2007 (Register 2007, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-29-2007 or emergency language will be repealed by operation of law on the following day.

3. New section refiled 8-23-2007 as an emergency; operative 8-30-2007 (Register 2007, No. 34). A Certificate of Compliance must be transmitted to OAL by 12-28- 2007 or emergency language will be repealed by operation of law on the following day.

4. Certificate of Compliance as to 8-23-2007 order transmitted to OAL 12-28-2007 and filed 2-13-2008 (Register 2008, No. 7).

5.