Attachment 4.pdf

Attachment 4

FRCS Responsibility Matrix

Approval (A) [Final Approval Authority] Consulted (C) [In coordination with or makes recommendations]

1391 Concept, Planning & Development Identify the facility control systems required under the project R, A C I I X I I X Review Parametric Design via PDRS R, A I I I X I I X Preliminary categorize the systems/identify the CIA impact level C R A I X C C X Identify the System Owner and Authorizing Official C R A I X C C X Include budgetary line item for Cybersecurity $250 k/per system R, A C I I X I I X

Establish RMF Team, including USACE responsibility and assignments C R, A I I X C C X Include cybersecurity requirements in A/E SOW & include cybersecurity in contract evaluation R C,A I I X C C X Request Funds for Final Design R C,A I I X I I X

Design Determine if system is stand-alone or networked C C, A I R X C C X Prepare design in compliance with UFC 4-010-06 C, A I I R X I I X Develop list of relevant security controls C I I R X C C X Develop initial Sysytem Security Plan C C, A I R X C C X Provide final basis of design for inclusion into System Security Plan C, A I I R X I I X

Construction RFP Identify eMASS responsibilities of construction contractor R, A C I X I C C X Identify tasks/responsibilities/submittals of contractor R, A C I X I C C X

Construction Implement controls IAW Final Design C, A C I X R C C X Develop required submittals for approval C, A C I X R C C X Review contractor submittals and approve/disapprove/provide comments R, A C I X I C C X Conduct Nessus/SCAP scans, patch vulnerabilities, document remaining STIG deviations C C, A I X R C C X Submit request to NETCOM BidTracker website & select SCA-V (Army Only) C R, A I X C C C I Schedule SCA-V (*Needs to occur 12 Months out from OP need date) C R, A I X C C C I Develop continious monitoring strategy C R,C, A C X C C C I Complete controls self assessment C C I, A X R C C I Resolve issues identified in the self-assessment C C I, A X R C C I Complete eMASS requirements C R, A I X R C C I Assess security controls C C I X C C C R, A Track status of reviews, returns for rework and approval/disapprovals in eMASS C R,C, A I X R,C C C I Provide Security Assessment Report in eMASS I I I X I I I R, A Perform functional testing of the systems (*Full end-to-end testing will require limited duration ATO) C, A C I X R I I X

Re-Confirm RMF Team, including USACE responsibility and assignments C R, A I X I C C X Deliver all cybersecurity documentation and verify SO can log into their applications C, A C I X R C C X Verify the SA can login C, A C I X R C C X SA change all passwords on devices and in applications C R, A I X C C C X Request authority to connect C R C X C A C X Resolve issues identify by Network Provider C R I X C C, A C X

Authorize System Attend collaboration meeting with AODR C R C X X C C C Receive Decision from AO I I R,A X X I I C Perform full system acceptance testing C, A C I X R I I X

Monitor Security Controls Apply Continious Monitoring Strategy to system C R I, A X C C C X Updates and Patching C R,A I, A X X* C C X Decommission I R A X X* C C X

Post Construction and Warranty

MILCON Initiation & Development Phase

Roles-Responsibilities Matrix

Responsible (R) [Party responsible for task]

Le ge nd

NotesSC A-

V

De sig ne r o f R ec or d

Au th or izi ng O ff ici al

Sy st em O w ne r

U

SA

CE

P

DT

G6 /N

EC

/D

O

IM

Co ns tr uc to r C on tr ac to r

Informed (I) [Be informed of decision or status] IS

SM

/I

SS

O

SRM (O&M) RACI:

Approval (A) [Final Approval Authority] Consulted (C) [In coordination with or makes recommendations]

Manage Task Order Ensure Contractor provides required deliverables R C C C X Modify Task Order when required R C C C X Task Manager R C C C X Provide funding required to execute tasks C X R X X

System Design Determine if stand-alone or networked C I R C, A X Determine if child under parent ATO or stand-alone ATO C I C R, A X Define network configurations / architecture options available C R C C, A X Determine if hard server or virtualized C I C R, A X Define network configurations / architecture "allowable" C I C R, A X Develop Network Diagram C R I C, A X Develop Data Flow Diagram C R I C, A X

Cybersecurity Requirements Register System APMS C I R C, A X Register System eMASS C I R C, A X Categorize System (Requires Signed AO Approval Memo) C I R C, A X

Select Security Controls Apply CNNSI 1253 to determine System Classification C I R C, A X Apply DoD 800-53 Control Set I I R C, A X Apply DoD 800-53A Control Set I I R C, A X Determine Supplemental Controls I I R C, A X Import results from CSET into eMASS C C R C, A X Reach Agreed Baseline with customer / system owner C C R C, A X Determine all Data Types to be used in system, per RMF Guidance C C R C, A X Overlay Application and Selection C C R C, A X Import System Diagrams C C R C, A X Develop Monitoring Strategy C C R C, A X Finalize Control Set C C R C, A X Request Reciprocity Agreements from G6 C C R C, A X

Implement Security Controls Apply appropriate STIGs to system C R I C, A X Obtain Licensing for ACAS Server C C C R, A X Install Converged Security Scanning Server into lab environment C R C C X Gather existing system documentation from G6 C C R C X Develop Contingency Plan C C R C, A X Develop COOP Plan C C R C, A X Develop System Security Plan C C R C, A X Scan/Fix Process C R I I X Develop Security Assessment Report C R I I X Upload system documentation to eMASS C C R C X

Assess Security Controls Develop Security Assessment Plan C C C C X Submit Security Assessment Plan for approval C R C C, A X Prepare site for Validation team C C R C C Host Validation Team C C R C C Collaborate with Validation team to receive results from validation scan C R I C C Apply any necessary Scan/Fixes resulting from Validation Team C R I C C Prepare system POA&M C R I C X upload POA&M into eMASS C C R C X Prepare any final system documentation C R C C X Submit RMF Package to AODR C C R C X

Authorize System Collaboration meeting with AODR C I R C X Receive Decision from AO I I R C, A X

Monitor Security Controls Apply Monitoring Strategy to system I I R C X Updates and Patching I C R C X

Third Party Validation Documents and Reports Review I C I C R Scans & Test I C I C R Apply any necessary Scan/Fixes resulting from Validation Team I R I C C 3rd Party Recommendation to AO I I C C, A R

Request ATC I I R C, A X Authority to Connect (ATC) Process

Informed (I) [Be informed of decision or status] SC A-

V

Roles-Responsibilities Matrix

U

SA

CE

-P

DT

Co nt ra ct or

Cu st om er

Cu st om er

G6

/N

EC

/D O

IM

Notes

Responsible (R) [Party responsible for task] Le ge nd