Amendment_0002__SAH.doc

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SECTION SF 30 BLOCK 14 CONTINUATION PAGE

SUMMARY OF CHANGES

SECTION SF 30 - BLOCK 14 CONTINUATION PAGE

The following have been added by full text:

AMENDMENT 0002

1. The following Performance Specification paragraph has changed:

FROM:

2 APPLICABLE DOCUMENTS

Sections 2.1 and 2.2 list external documents applicable to this specification. This specification takes precedence if a conflict exists between it and any other document specified herein. In those instances within this specification where commercial and military specifications are indicated as "guidance only," the contractor is given latitude in equipment selection, material selection, component selection, etc. This in no way relieves the Contractor from the responsibility of successfully passing the verifications called out in Section 4 of this specification. Military specifications/standards and industry standards identified in this document establish minimum performance requirements. Equivalent or better specifications and standards may be substituted upon approval of the Navy. The current revision and most recent Notice of Change at contract award shall be used unless otherwise stated.

TO:

2 APPLICABLE DOCUMENTS

Sections 2.1 and 2.2 list external documents applicable to this specification. This specification takes precedence if a conflict exists between it and any other document specified herein. In those instances within this specification where commercial and military specifications are indicated as "guidance only," the contractor is given latitude in equipment selection, material selection, component selection, etc. Drawings are also provided for guidance only. This in no way relieves the Contractor from the responsibility of successfully passing the verifications called out in Section 4 of this specification. Military specifications/standards and industry standards identified in this document establish minimum performance requirements. Equivalent or better specifications and standards may be substituted upon approval of the Navy. The current revision and most recent Notice of Change at contract award shall be used unless otherwise stated.

2. The following are questions received by this Agency and our answers:

1. Question: Reference: Section I Clause, 52.219-9 Alt II, “Small Business Subcontracting Plan” (OCT 2015) Alternate II OCT2001. The current version of FAR 52.219-9 found at http://farsite.hill.af.mil/vffar1.htm is NOV 2016 and within that clause there is a notation for DoD components to see a deviation clause that is version (DEVIATION 2016-O0009). Please confirm which version of 52.219-9 will apply.

Answer: The updated version of clause 52.219-9 Alt II is hereby incorporated in Section I below. The old version of the clause (52.219-9 Small Business Subcontracting Plan” (OCT 2015) Alternate II OCT2001) has been removed.

2. Question: Reference: 3.2.1.6 Parking Brake [SAH-FCN-0006]

The SAH shall provide a parking brake that simultaneously locks all driven wheels.

“b. Parking Brake Hold on a Slope [SAH-REQ-0012] The parking brake shall be capable of holding the unloaded SAH in place on a 15 degree slope oriented at any direction to the vehicle’s centerline.” Please clarify if the vehicle must be held in lateral direction. For example, the current SD-2 Spotting dolly has casters and in the lateral direction the unpowered wheels would be free to rotate down the incline and therefore not hold the vehicle.

Answer: The parking brake does not need to hold in the lateral direction.

The Performance Specification is revised as follows:

3.2.1.6 Parking Brake [SAH-FCN-0006]

b. Parking Brake Hold on a Slope [SAH-REQ-0012] The parking brake shall be capable of holding the unloaded SAH in place on a 15 degree slope oriented at any direction to the vehicle’s centerline.

3.2.1.6 Parking Brake [SAH-FCN-0006]

b. Parking Brake Hold on a Slope [SAH-REQ-0012] The parking brake shall be capable of holding the unloaded SAH in place on a 15 degree slope oriented in the longitudinal direction to the vehicle’s centerline.

4.2.11 Parking Brake Slope Test [SAH-VR-0008]tc "4.2.11 Parking Brake Slope Test" \f \l3

Verify that the parking brake is capable of holding the unloaded SAH, at max operational weight, stationary on a 15 degree slope in both the longitudinal and lateral directions.

3.2.1.6.b
Parking Brake Hold on a Slope [SAH-REQ-0012]

4.2.11 Parking Brake Slope Test [SAH-VR-0008]tc "4.2.11 Parking Brake Slope Test" \f \l3

Verify that the parking brake is capable of holding the unloaded SAH, at max operational weight, stationary on a 15 degree slope in the longitudinal direction.

3.2.1.6.b
Parking Brake Hold on a Slope [SAH-REQ-0012]

3. Question: Reference: 3.2.1.7 Steering Control [SAH-FCN-0007]

The SAH shall change directions under the control of the operator.

“c. Turning Radius [SAH-REQ-0017] The SAH shall be designed to have a zero turning radius measured at the center of the attachment point to aircraft’s nose or tail gear. The turning radius shall not deviate more than 3 inches when measured unloaded in both clockwise and counter clockwise rotation.” Please clarify at what height above floor level must the zero turning radius be maintained.

Answer: If the proposed SAH design uses axle pins to lift the aircraft, then the zero turning radius shall be maintained at 13 inches above the deck. If the proposed SAH design uses a different method of lifting aircraft, then the zero turning radius shall be maintained at 2 inches above the deck.

4.2.15 Turning Radius Test [SAH-VR-0013]tc "4.2.15 Turning Radius Test" \f \l3

The SAH shall be tuned in the tightest circle possible about the center of its aircraft engagement mechanism and the turning radius, measured both clockwise and counter clockwise. The turning radius shall not deviate more than 3 inches when measured unloaded in both clockwise and counter clockwise rotation.

3.2.1.7.c
Turning Radius [SAH-REQ-0017]

4.2.15 Turning Radius Test [SAH-VR-0013]tc "4.2.15 Turning Radius Test" \f \l3

The SAH shall be tuned in the tightest circle possible about the center of its aircraft engagement mechanism and the turning radius, measured both clockwise and counter clockwise. The turning radius shall not deviate more than 3 inches when measured unloaded in both clockwise and counter clockwise rotation. If the SAH uses axle pins to lift the aircraft, then the zero turning radius shall be measured at 13 inches above the deck. If the SAH uses a different method of lifting aircraft, then the zero turning radius shall be measured at 2 inches above the deck.

3.2.1.7.c
Turning Radius [SAH-REQ-0017]

4. Question: Reference 3.2.2 External Interface Requirements

“b. Aircraft Interface Dimensions [SAH-REQ-0019] The SAH shall interface with aircraft nose or tail landing gear. Further aircraft interface details are provided as Attachment (1) to this specification.” Please clarify where Attachment (1) can be found?

The file “sah_golden_model_sw0002_2016.prt.3” cannot be opened.

Answer: Two SAH Golden Models were posted with the solicitation. The file with the .prt extension can only be opened with the Creo software program. The file with the .stp extension can be opened with any 3D modeling software. Both files contain identical information.

5. Question: Reference 3.2.2 External Interface Requirements

g. Tow Bar Interface [SAH-REQ-0031]

“(1) The SAH shall have a removable provision at 11 +/- 0.5 inches from the deck to interface with the lunette eye of the ALBAR Tow Bar (1479AS200-1).” Please clarify that if the “removable provision” is a hitch and if so where is it stored when it is removed.

Answer: The removable provision can be a hitch, or other device, that meets the requirements of this paragraph. It does not need to be stored on the SAH when removed.

6. Question: Reference 3.2.3 Transportability

“b. Aircraft External Transport [SAH-REQ-0032] The SAH shall be capable of being transported by external air Helicopter Sling Load (HSL) via the H-53 helicopter (single hook lift). MIL-STD-913 is to be used for design guidance. This includes meeting the lifting/tiedown feature requirements of this specification, HSL testing and obtaining certification via the US Army Soldier Systems Center (SSC), Natick, MA. The HSL certification process document is provided as Attachment (2) to this document.” Please clarify where Attachment (2) can be found.

Answer: Attachment 2 is attached.

7. Question: Reference 4.2.17 Fuel Tank Capacity Test [SAH-VR-0015]

The SAH shall make 48 aircraft moves, a distance of 250 feet towing a 66,000 lb load with 17,300 lbs held by the Lifting/ Attachment Mechanism, and 250 feet unloaded, without refueling.

3.2.4.d
Approach and Departure Angle [SAH-REQ-0038]

Please verify that 3.2.4.d is the correct requirement for this test. Should it be 3.2.7.2.f Fuel Tank Capacity [SAH-REQ-0140]?

Answer: The correct reference for the Fuel Tank Capacity Test is 3.2.7.2.f Fuel Tank Capacity [SAH-REQ-0140].

4.2.17 Fuel Tank Capacity Test [SAH-VR-0015]tc "4.2.17 Fuel Tank Capacity Test" \f \l3

The SAH shall make 48 aircraft moves, a distance of 250 feet towing a 66,000 lb load with 17,300 lbs held by the Lifting/ Attachment Mechanism, and 250 feet unloaded, without refueling.

3.2.4.d
Approach and Departure Angle [SAH-REQ-0038]

4.2.17 Fuel Tank Capacity Test [SAH-VR-0015]tc "4.2.17 Fuel Tank Capacity Test" \f \l3

The SAH shall make 48 aircraft moves, a distance of 250 feet towing a 66,000 lb load with 17,300 lbs held by the Lifting/ Attachment Mechanism, and 250 feet unloaded, without refueling.

3.2.7.2.f
Fuel Tank Capacity [SAH-REQ-0140]

5 REQUIREMENTS CROSS REFERENCE, Table 1 is revised to include Test verification Method 4.2.17 to meet the 3.2.7.2.f requirement.

SECTION I - CONTRACT CLAUSES

The following have been added by full text:

52.219-9 ALT II

52.219-9 SMALL BUSINESS SUBCONTRACTING PLAN (DEVIATION 2016-O0009) (AUG 2016) – ALT II (DEVIATION 2016-O0009) (AUG 2016)

(a) This clause does not apply to small business concerns.

(b) Definitions. As used in this clause—

“Alaska Native Corporation (ANC)” means any Regional Corporation, Village Corporation, Urban Corporation, or Group Corporation organized under the laws of the State of Alaska in accordance with the Alaska Native Claims Settlement Act, as amended (43 U.S.C. 1601, et seq.) and which is considered a minority and economically disadvantaged concern under the criteria at 43 U.S.C. 1626(e)(1). This definition also includes ANC direct and indirect subsidiary corporations, joint ventures, and partnerships that meet the requirements of 43 U.S.C. 1626(e)(2).

“Commercial item” means a product or service that satisfies the definition of commercial item in section 2.101 of the Federal Acquisition Regulation.

“Commercial plan” means a subcontracting plan (including goals) that covers the offeror’s fiscal year and that applies to the entire production of commercial items sold by either the entire company or a portion thereof (e.g., division, plant, or product line).

“Electronic Subcontracting Reporting System (eSRS)” means the Governmentwide, electronic, web-based system for small business subcontracting program reporting. The eSRS is located at http://www.esrs.gov.

“Indian tribe” means any Indian tribe, band, group, pueblo, or community, including native villages and native groups (including corporations organized by Kenai, Juneau, Sitka, and Kodiak) as defined in the Alaska Native Claims Settlement Act (43 U.S.C.A. 1601 et seq.), that is recognized by the Federal Government as eligible for services from the Bureau of Indian Affairs in accordance with 25 U.S.C. 1452(c). This definition also includes Indian-owned economic enterprises that meet the requirements of 25 U.S.C. 1452(e).

“Individual contract plan” means a subcontracting plan that covers the entire contract period (including option periods), applies to a specific contract, and has goals that are based on the offeror’s planned subcontracting in support of the specific contract, except that indirect costs incurred for common or joint purposes may be allocated on a prorated basis to the contract.

“Master plan” means a subcontracting plan that contains all the required elements of an individual contract plan, except goals, and may be incorporated into individual contract plans, provided the master plan has been approved.

“Subcontract” means any agreement (other than one involving an employer-employee relationship) entered into by a Federal Government prime Contractor or subcontractor calling for supplies or services required for performance of the contract or subcontract.

(c) Proposals submitted in response to this solicitation shall include a subcontracting plan that separately addresses subcontracting with small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business concerns. If the offeror is submitting an individual contract plan, the plan must separately address subcontracting with small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business concerns, with a separate part for the basic contract and separate parts for each option (if any). The plan shall be included in and made a part of the resultant contract. The subcontracting plan shall be negotiated within the time specified by the Contracting Officer. Failure to submit and negotiate a subcontracting plan shall make the offeror ineligible for award of a contract.

(d) The offeror’s subcontracting plan shall include the following:

(1) Goals, expressed in terms of percentages of total planned subcontracting dollars, for the use of small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business concerns as subcontractors. The offeror shall include all sub-contracts that contribute to contract performance, and may include a proportionate share of products and services that are normally allocated as indirect costs. In accordance with 43 U.S.C. 1626:

(i) Subcontracts awarded to an ANC or Indian tribe shall be counted towards the subcontracting goals for small business and small disadvantaged business (SDB) concerns, regardless of the size or Small Business Administration certification status of the ANC or Indian tribe.

(ii) Where one or more subcontractors are in the subcontract tier between the prime contractor and the ANC or Indian tribe, the ANC or Indian tribe shall designate the appropriate contractor(s) to count the subcontract towards its small business and small disadvantaged business subcontracting goals.

(A) In most cases, the appropriate Contractor is the Contractor that awarded the subcontract to the ANC or Indian tribe.

(B) If the ANC or Indian tribe designates more than one Contractor to count the subcontract toward its goals, the ANC or Indian tribe shall designate only a portion of the total subcontract award to each Contractor. The sum of the amounts designated to various Contractors cannot exceed the total value of the subcontract.

(C) The ANC or Indian tribe shall give a copy of the written designation to the Contracting Officer, the prime Contractor, and the subcontractors in between the prime Contractor and the ANC or Indian tribe within 30 days of the date of the subcontract award.

(D) If the Contracting Officer does not receive a copy of the ANC’s or the Indian tribe’s written designation within 30 days of the subcontract award, the Contractor that awarded the subcontract to the ANC or Indian tribe will be considered the designated Contractor.

(2) A statement of—

(i) Total dollars planned to be subcontracted for an individual contract plan; or the offeror’s total projected sales, expressed in dollars, and the total value of projected subcontracts to support the sales for a commercial plan;

(ii) Total dollars planned to be subcontracted to small business concerns (including ANC and Indian tribes);

(iii) Total dollars planned to be subcontracted to veteran-owned small business concerns;

(iv) Total dollars planned to be subcontracted to service-disabled veteran-owned small business;

(v) Total dollars planned to be subcontracted to HUBZone small business concerns;

(vi) Total dollars planned to be subcontracted to small disadvantaged business concerns (including ANCs and Indian tribes); and

(vii) Total dollars planned to be subcontracted to women-owned small business concerns.

(3) A description of the principal types of supplies and services to be subcontracted, and an identification of the types planned for subcontracting to—

(i) Small business concerns;

(ii) Veteran-owned small business concerns;

(vii) Service-disabled veteran-owned small business concerns;

(iv) HUBZone small business concerns;

(v) Small disadvantaged business concerns; and

(vi) Women-owned small business concerns.

(4) A description of the method used to develop the subcontracting goals in paragraph (d)(1) of this clause.

(5) A description of the method used to identify potential sources for solicitation purposes (e.g., existing company source lists, the System for Award Management (SAM), veterans service organizations, the National Minority Purchasing Council Vendor Information Service, the Research and Information Division of the Minority Business Development Agency in the Department of Commerce, or small, HUBZone, small disadvantaged, and women-owned small business trade associations). A firm may rely on the information contained in SAM as an accurate representation of a concern's size and ownership characteristics for the purposes of maintaining a small, veteran-owned small, service-disabled veteran-owned small, HUBZone small, small disadvantaged, and women-owned small business source list. Use of SAM as its source list does not relieve a firm of its responsibilities (e.g., outreach, assistance, counseling, or publicizing subcontracting opportunities) in this clause.

(6) A statement as to whether or not the offeror included indirect costs in establishing subcontracting goals, and a description of the method used to determine the proportionate share of indirect costs to be incurred with—

(i) Small business concerns (including ANC and Indian tribes);

(ii) Veteran-owned small business concerns;

(viii) Service-disabled veteran-owned small business concerns;

(iv) HUBZone small business concerns;

(v) Small disadvantaged business concerns (including ANC and Indian tribes); and

(vi) Women-owned small business concerns.

(7) The name of the individual employed by the offeror who will administer the offeror’s subcontracting program, and a description of the duties of the individual.

(8) A description of the efforts the offeror will make to assure that small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business concerns have an equitable opportunity to compete for subcontracts.

(9) Assurances that the offeror will include the clause of this contract entitled “Utilization of Small Business Concerns” in all subcontracts that offer further subcontracting opportunities, and that the offeror will require all subcontractors (except small business concerns) that receive subcontracts in excess of $700,000 ($1.5 million for construction of any public facility) with further subcontracting possibilities to adopt a subcontracting plan that complies with the requirements of this clause.

(10) Assurances that the offeror will—

(i) Cooperate in any studies or surveys as may be required;

(ii) Submit periodic reports so that the Government can determine the extent of compliance by the offeror with the subcontracting plan;

(iii) Submit the Individual Subcontract Report (ISR) and/or the Summary Subcontract Report (SSR), in accordance with paragraph (l) of this clause using the Electronic Subcontracting Reporting System (eSRS) at http://www.esrs.gov. The reports shall provide information on subcontract awards to small business concerns (including ANCs and Indian tribes that are not small businesses), veteran-owned small business concerns, service-disabled veteran-owned small business concerns, HUBZone small business concerns, small disadvantaged business concerns (including ANCs and Indian tribes that have not been certified by the Small Business Administration as small disadvantaged businesses), women-owned small business concerns, and for NASA only, Historically Black Colleges and Universities and Minority Institutions. Reporting shall be in accordance with this clause;

(iv) Ensure that its subcontractors with subcontracting plans agree to submit the ISR and/or the SSR using eSRS;

(v) Provide its prime contract number, its DUNS number, and the e-mail address of the offeror’s official responsible for acknowledging receipt of or rejecting the ISRs, to all first-tier subcontractors with subcontracting plans so they can enter this information into the eSRS when submitting their ISRs; and

(vi) Require that each subcontractor with a subcontracting plan provide the prime contract number, its own DUNS number, and the e-mail address of the subcontractor’s official responsible for acknowledging receipt of or rejecting the ISRs, to its subcontractors with subcontracting plans.

(11) A description of the types of records that will be maintained concerning procedures that have been adopted to comply with the requirements and goals in the plan, including establishing source lists; and a description of the offeror’s efforts to locate small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business concerns and award subcontracts to them. The records shall include at least the following (on a plant-wide or company-wide basis, unless otherwise indicated):

(i) Source lists (e.g., SAM), guides, and other data that identify small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business concerns.

(ii) Organizations contacted in an attempt to locate sources that are small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, or women-owned small business concerns.

(iii) Records on each subcontract solicitation resulting in an award of more than $150,000, indicating—

(A) Whether small business concerns were solicited and, if not, why not;

(B) Whether veteran-owned small business concerns were solicited and, if not, why not;

(C) Whether service-disabled veteran-owned small business concerns were solicited and, if not, why not;

(D) Whether HUBZone small business concerns were solicited and, if not, why not;

(E) Whether small disadvantaged business concerns were solicited and, if not, why not;

(F) Whether women-owned small business concerns were solicited and, if not, why not; and

(G) If applicable, the reason award was not made to a small business concern.

(iv) Records of any outreach efforts to contact—

(A) Trade associations;

(B) Business development organizations;

(C) Conferences and trade fairs to locate small, HUBZone small, small disadvantaged, and women-owned small business sources; and

(D) Veterans service organizations.

(v) Records of internal guidance and encouragement provided to buyers through—

(A) Workshops, seminars, training, etc.; and

(B) Monitoring performance to evaluate compliance with the program’s requirements.

(vi) On a contract-by-contract basis, records to support award data submitted by the offeror to the Government, including the name, address, and business size of each subcontractor. Contractors having commercial plans need not comply with this requirement.

(e) In order to effectively implement this plan to the extent consistent with efficient contract performance, the Contractor shall perform the following functions:

(1) Assist small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business concerns by arranging solicitations, time for the preparation of bids, quantities, specifications, and delivery schedules so as to facilitate the participation by such concerns. Where the Contractor’s lists of potential small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business subcontractors are excessively long, reasonable effort shall be made to give all such small business concerns an opportunity to compete over a period of time.

(2) Provide adequate and timely consideration of the potentialities of small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business concerns in all “make-or-buy” decisions.

(3) Counsel and discuss subcontracting opportunities with representatives of small business, veteran-owned small business, service-disabled veteran-owned small business, HUBZone small business, small disadvantaged business, and women-owned small business firms.

(4) Confirm that a subcontractor representing itself as a HUBZone small business concern is identified as a certified HUBZone small business concern by accessing the SAM database or by contacting SBA.

(5) Provide notice to subcontractors concerning penalties and remedies for misrepresentations of business status as small, veteran-owned small business, HUBZone small, small disadvantaged, or women-owned small business for the purpose of obtaining a subcontract that is to be included as part or all of a goal contained in the Contractor’s subcontracting plan.

(6) For all competitive subcontracts over the simplified acquisition threshold in which a small business concern received a small business preference, upon determination of the successful subcontract offeror, the Contractor must inform each unsuccessful small business subcontract offeror in writing of the name and location of the apparent successful offeror prior to award of the contract.

(f) A master plan on a plant or division-wide basis that contains all the elements required by paragraph (d) of this clause, except goals, may be incorporated by reference as a part of the subcontracting plan required of the offeror by this clause; provided—

(1) The master plan has been approved;

(2) The offeror ensures that the master plan is updated as necessary and provides copies of the approved master plan, including evidence of its approval, to the Contracting Officer; and

(3) Goals and any deviations from the master plan deemed necessary by the Contracting Officer to satisfy the requirements of this contract are set forth in the individual subcontracting plan.

(g) A commercial plan is the preferred type of subcontracting plan for contractors furnishing commercial items. The commercial plan shall relate to the offeror’s planned subcontracting generally, for both commercial and Government business, rather than solely to the Government contract. Once the Contractor’s commercial plan has been approved, the Government will not require another subcontracting plan from the same Contractor while the plan remains in effect, as long as the product or service being provided by the Contractor continues to meet the definition of a commercial item. A Contractor with a commercial plan shall comply with the reporting requirements stated in paragraph (d)(10) of this clause by submitting one SSR in eSRS for all contracts covered by its commercial plan. This report shall be acknowledged or rejected in eSRS by the Contracting Officer who approved the plan. This report shall be submitted within 30 days after the end of the Government’s fiscal year.

(h) Prior compliance of the offeror with other such subcontracting plans under previous contracts will be considered by the Contracting Officer in determining the responsibility of the offeror for award of the contract.

(i) A contract may have no more than one plan. When a modification meets the criteria in 19.702 for a plan, or an option is exercised, the goals associated with the modification or option shall be added to those in the existing subcontract plan.

(j) Subcontracting plans are not required from subcontractors when the prime contract contains the clause at 52.212-5, Contract Terms and Conditions Required to Implement Statutes or Executive Orders—Commercial Items, or when the subcontractor provides a commercial item subject to the clause at 52.244-6, Subcontracts for Commercial Items, under a prime contract.

(k) The failure of the Contractor or subcontractor to comply in good faith with—

(1) The clause of this contract entitled “Utilization Of Small Business Concerns;” or

(2) An approved plan required by this clause, shall be a material breach of the contract.

(l) The Contractor shall submit ISRs and SSRs using the web-based eSRS at http://www.esrs.gov. Purchases from a corporation, company, or subdivision that is an affiliate of the prime Contractor or subcontractor are not included in these reports. Subcontract award data reported by prime Contractors and subcontractors shall be limited to awards made to their immediate next-tier subcontractors. Credit cannot be taken for awards made to lower tier subcontractors, unless the Contractor or subcontractor has been designated to receive a small business or small disadvantaged business credit from an ANC or Indian Tribe. Only subcontracts involving performance in the United States or its outlying areas should be included in these reports.

(1) ISR. This report is not required for commercial plans. The report is required for each contract containing an individual subcontract plan.

(i) The report shall be submitted semi-annually during contract performance for the periods ending March 31 and September 30. A report is also required for each contract within 30 days of contract completion. Reports are due 30 days after the close of each reporting period, unless otherwise directed by the Contracting Officer. Reports are required when due, regardless of whether there has been any subcontracting activity since the inception of the contract or the previous reporting period.

(ii) When a subcontracting plan contains separate goals for the basic contract and each option, as prescribed by FAR 19.704(c), the dollar goal inserted on this report shall be the sum of the base period through the current option; for example, for a report submitted after the second option is exercised, the dollar goal would be the sum of the goals for the basic contract, the first option, and the second option.

(iii) The authority to acknowledge receipt or reject the ISR resides—

(A) In the case of the prime Contractor, with the Contracting Officer; and

(B) In the case of a subcontract with a subcontracting plan, with the entity that awarded the subcontract.

(2) SSR.

(i) Reports submitted under individual contract plans—

(A) This report encompasses all subcontracting under prime contracts and subcontracts with the awarding agency, regardless of the dollar value of the subcontracts.

(B) The report may be submitted on a corporate, company or subdivision (e.g. plant or division operating as a separate profit center) basis.

(C) If a prime Contractor and/or subcontractor is performing work for more than one executive agency, a separate report shall be submitted to each executive agency covering only that agency’s contracts, provided at least one of that agency’s contracts is over $700,000 (over $1.5 million for construction of a public facility) and contains a subcontracting plan. For DoD, a consolidated report shall be submitted for all contracts awarded by military departments/agencies and/or subcontracts awarded by DoD prime Contractors.

(D) The consolidated SSR shall be submitted annually for the twelve month period ending September 30. The report is due 30 days after the close of each reporting period.

(E) Subcontract awards that are related to work for more than one executive agency shall be appropriately allocated.

(F) The authority to acknowledge or reject SSRs in eSRS, including SSRs submitted by subcontractors with subcontracting plans, resides with the Government agency awarding the prime contracts unless stated otherwise in the contract.

(ii) Reports submitted under a commercial plan—

(A) The report shall include all subcontract awards under the commercial plan in effect during the Government’s fiscal year.

(B) The report shall be submitted annually, within thirty days after the end of the Government’s fiscal year.

(C) If a Contractor has a commercial plan and is performing work for more than one executive agency, the Contractor shall specify the percentage of dollars attributable to each agency from which contracts for commercial items were received.

(D) The authority to acknowledge or reject SSRs for commercial plans resides with the Contracting Officer who approved the commercial plan.

The following have been deleted:

52.219-9 Alt II
Small Business Subcontracting Plan (OCT 2015) Alternate II
OCT 2001

(End of Summary of Changes)

File details come from the government source that posted it. Updated .