Attachment K_VA NFPA Interpretation for the SVH Program.pdf

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Attached to
R499--State Veterans Home (SVH) Nursing Homes
Solicitation number
36C10G24R0016
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About this file

This is a VA NFPA Interpretation document establishing guidance for consistent application of National Fire Protection Association codes and standards to State Veterans Homes facilities under 38 CFR Part 51.

The document applies to nursing homes (Subpart D), domiciliaries (Subpart E), and adult day health care programs (Subpart F) within the VA State Veterans Homes program. VA considers these facilities as existing facilities with previously approved installed systems and does not require surveyors to analyze existing system installations unless a code or standard specifically mandates such review. The document clarifies that many NFPA codes contain retroactivity clauses indicating non-application to existing facilities unless there is specific direction or an unacceptable degree of risk identified. Four detailed examples establish survey guidance: (1) NFPA 101 (2012) requirements apply to existing buildings, with underground piping outside buildings on the supply side of system riser control valves excluded from sprinkler system supervision requirements under NFPA 101, 9.7.2.1; (2) NFPA 99 (2012) existing systems approved under particular editions should not be re-analyzed under different editions unless specific code sections apply to existing facilities; (3) NFPA 13 (2010) existing sprinkler systems installed under particular editions should not be analyzed against different editions, and unsprinklered closets in existing nursing homes do not require sprinkler additions; and (4) NFPA 25 (2011) requires inspection, testing, and maintenance documentation but surveyors should not verify design adequacy, and water storage tanks shared with potable water systems are exempt from Chapter 9 requirements. Recognition surveys require minimum occupancy levels: 20 residents or 50 percent capacity for nursing homes and domiciliaries, and 10 participants or 50 percent capacity for adult day health care programs.

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File Type Posted
36C10G24R0016 0002.docx DOCX document
Past Performance Questionnaire Fillable.pdf PDF
Attachment Z_Survey Deficiency Summary Report Format 01.pdf PDF
Attachment A_SVH Master Survey Schedule Listing 01.pdf PDF
36C10G24R0016 0001.docx DOCX document
Attachment U_ Final Survey Report Format 01.pdf PDF
36C10G24R0016 SVH.pdf PDF
Attachment C Observation Record - informational.pdf PDF
Answers Amendment 1 SVH.pdf PDF
Attachment X_Quick Reference Guide_Domiciliary.pdf PDF
Attachment S_Scope and Severity Matrix.pdf PDF
Attachment H_VA Form 10-0144A.pdf PDF
Attachment C_Observation Record.pdf PDF
Attachment CC Detailed Price Cost Sheet.xlsx XLSX spreadsheet
Attachment BB Estimated Pricing Sheet.xlsx XLSX spreadsheet
Attachment W_Quick Reference Guide_Nursing Home.pdf PDF
Attachment P_SVH DOM Large Board and Care Life Safety Checklist.pdf PDF
Attachment O_SVH_DOM_Family Dwellings.pdf PDF
Attachment N_SVH NH_DOM_ADHC_Combine Life Safety Checklist.pdf PDF
Attachment M_SVH NH_DOM_Combine Life Safety Checklist.pdf PDF
Attachment I_ VA Form 10-3567 Staffing Profile.pdf PDF
Attachment F_VA Form 10-0143A.pdf PDF
Attachment D_Table of Surveyor Component Guide.pdf PDF
Attachment Z_Survey Deficiency Summary Report Format.pdf PDF
Attachment Y_Quick Reference Guide_ADHC.pdf PDF
Attachment R_Existing Day Care Occupancy Checklist.pdf PDF
Attachment Q_SVH DOM Small Board and Care Life Safey Checklist.pdf PDF
Attachment G_VA Form 10-0144.pdf PDF
Attachment E_VA Form 10-0143.pdf PDF
Attachment A_SVH Master Survey Scheduling Listing.pdf PDF
36C10G24R0016.pdf PDF
36C10G24R0016.docx DOCX document
Attachment AA -Business Associate Agreement.docx DOCX document
Attachment V_Life Safety Code Headings.pdf PDF
Attachment U_ Final Survey Report Format.pdf PDF
Attachment T_IJ Template.pdf PDF
Attachment L_SVH NH_Life Safety Checklist.pdf PDF
Attachment J_VA Form 10-3567 Staffing Profile Reference.pdf PDF
Attachment B_Corrective Action Request Procedure and Form.pdf PDF
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VA NFPA Interpretation for the State Veterans Homes Program

Final Draft 1/29/24 1 of 5

There have been wide variations on how National Fire Protection Association (NFPA) codes and standards are applied and enforced by various authorities and engineers. In order to ensure consistency when applying the NFPA codes and standards for the physical environment surveys of the VA State Veterans Homes program governed by title 38 CFR Part 51, §51.200, the following direction is established by the VA Geriatrics and Extended Care Program Office with support from subject matter experts from the VHA Office of Healthcare Environment and Facilities Programs (HEFP). For the Nursing Home level of care, Subpart D, life safety is in §51.200 Physical environment. For the Domiciliary level of care, Subpart E, life safety is in §51.350 Provision of certain specialized services and environment requirements. The domiciliary program must comply with the requirements of §51.200, with exception to §51.200(a), (b), (d)(1)(ii) through (x), (f), and (h)(3) concerning the physical environment. For Adult Day Health Care level of care, Subpart F, life safety is in §51.470 Physical environment. The State home must meet the applicable requirements of NFPA 101, Life Safety from fire, as incorporated by reference in § 51.200.

VA conducts recognition and certification surveys for nursing homes, domiciliaries, and adult day healthcare programs of State Veterans Homes only after these facilities have been previously approved by other jurisdictions and are already in operation and providing services to residents. Title 38 CFR Part 51, §51.31 states the following:

§51.31 Surveys for recognition and/or certification

(b) Recognition surveys. VA will not conduct a recognition survey unless the following minimum requirements are met:

(1) For nursing homes and domiciliaries, the home has at least 20 residents or has a number of residents consisting of at least 50 percent of the resident capacity of the home;

(2) For adult day health care programs of care, the program has at least 10 participants or has a number of participants consisting of at least 50 percent of participant capacity of the program.

When applying the NFPA codes and standards to State Veterans Home facilities, VA considers the State Veterans Home facilities to be existing facilities with installed systems that have been approved by local authorities. VA does not expect a surveyor to analyze the installation of existing systems unless a code or standard specifically requires the existing system to be addressed. Attempting to analyze existing system installations creates administrative problems for VA and does not appreciably increase the level of safety of the facilities, which have already been approved by local authorities.

When applying NFPA codes and standards, the VA intends the codes and standards to be used as identified below.

Some of the NFPA codes and standards are written to apply to new and existing facilities and systems. However, many of the codes and standards have “Retroactivity” clauses within them, or similar text in the “Applicability” section of the code or standard, that clearly show that the code or standard is not intended to be applied retroactively to existing facilities or systems, unless there is specific direction in the document to do so, or unless the authority having jurisdiction determines that there is an unacceptable degree of risk without applying a requirement retroactively. The following examples are provided to establish direction for surveying facilities in the State Veterans Homes Program.

Final Draft 1/29/24 2 of 5

Example 1: NFPA 101, Life Safety Code:

NFPA 101, Life Safety Code® 2012 Edition has the following text:

In accordance with the NFPA 101 references above, a surveyor should inspect a State Veterans Home in reference to the requirements for existing buildings and not new. In addition, where a chapter in NFPA 101, applicable to existing buildings, references a requirement for the installation of a system such as a sprinkler system in accordance with NFPA 13, 2010 edition, or a fire alarm system in accordance with NFPA 72, 2012 edition, or a kitchen suppression system in accordance with NFPA 96, 2011 edition, those existing systems should be surveyed in the same way as what is indicated in Example 3 below since each of those systems is covered by installation standards that have retroactivity clauses similar to that provided in Example 3. The surveyor should not try to analyze an existing installation and apply requirements from the edition referenced in NFPA 101, which might be a different edition of the installation standard than what was used for the design of the approved existing system.

Specifically: For the purposes of enforcing NFPA 101 (2012), 9.7.2.1 and requiring supervision of valves with an electrical connection to a fire alarm system in accordance with NFPA 72, one has to define where a “sprinkler system” starts and ends. The boundaries of a sprinkler system are not well defined and some consider the water supply underground piping leading into the building is part of the “sprinkler system”. However, for consistency, VA has established that the underground piping outside the building on the supply side of the system riser control valve is part of the private service main and not part of the sprinkler system. While NFPA 101, 9.7.2.1 would require all valves on an existing supervised automatic sprinkler system inside the building to be electrically supervised and connected to the fire alarm system, based on the boundaries established above for a sprinkler system, it would be inappropriate to require electrical supervision in accordance with NFPA 101, 9.7.2.1 on components of the underground piping outside the building on the supply side of the system riser control valve.

From NFPA 13-2010 ed

From NFPA 101-2012 ed

Final Draft 1/29/24 3 of 5

Valves, including post indicator valves, and backflow preventers installed outside the building on the supply side of the system riser control valve are not to be considered part of the sprinkler system when enforcing the requirements of

NFPA 101, 9.7.2.1.

Example 2: NFPA 99, Health Care Facilities Code:

NFPA 99, Health Care Facilities Code, 2012 Edition has some requirements that apply to new facilities and some that apply to existing facilities. For example, NFPA 99 states the following:

In accordance with the NFPA 99 references above, VA takes the position that for existing systems covered by NFPA 99 in existing State Veterans Homes, where the existing system has been installed and approved in accordance with a particular edition of NFPA 99 (as evidenced by the fact that the facility is in operation), it would be inappropriate for a surveyor to analyze the existing installation and apply requirements from a different edition of NFPA 99 unless there are specific requirements in NFPA 99 such as those found in NFPA 99, 6.1.2 and 6.1.3 as shown above that apply to existing

Final Draft 1/29/24 4 of 5 facilities. Therefore, the surveyor is not to try to analyze an existing installation unless there is specific text in NFPA 99 that requires the code to be applied to existing systems such as the text in NFPA 99, 6.1.2 and 6.1.3.

Specifically: Please see Tentative Interim Amendment (TIA 12-4) for revisions to Sections 5.1.1.6, 5.2.1.2, and 5.3.1.1.2 relative to the applicability of Chapter 5, Gas and Vacuum Systems for existing systems.

Example 3: NFPA 13, Standard for the Installation of Sprinkler Systems:

NFPA 13, Standard for the Installation of Sprinkler Systems 2010 edition has the following retroactivity clause.

In accordance with NFPA 13, 1.4.1 above, for the inspection of State Veterans Homes, VA takes the position that for existing sprinkler systems in existing State Veterans Homes, where the existing sprinkler system has been installed and approved in accordance with a particular edition of NFPA 13 (as evidenced by the fact that the facility is in operation), it would be inappropriate for a surveyor to analyze the existing installation and apply requirements from a different edition of NFPA 13. Therefore, the surveyor is not to try to analyze an existing installation of an existing system.

Specifically: Unsprinklered clothes closets/wardrobes/casework/lockers in existing nursing homes that have an existing sprinkler system are not required to have sprinklers added to them.

Example 4: NFPA 25, Standard for the Inspection, Testing, and Maintenance of Water-Based Fire Protection Systems:

NFPA 25, Standard for the Inspection, Testing, and Maintenance of Water-Based Fire Protection Systems, 2011 Edition has the following text:

https://www.nfpa.org/Assets/files/AboutTheCodes/99/TIA99-12-4.pdf

Final Draft 1/29/24 5 of 5

In accordance with the NFPA 25 references above, VA takes the position that the inspection, testing, and maintenance (ITM) requirements for existing sprinkler systems are required to meet the requirements of NFPA 25 and the surveyor should ensure that the ITM is performed and documented. However, as part of the State Veterans Homes survey process, the surveyor is not to analyze or verify the adequacy of the design of any of the systems.

Specifically: For the purposes of enforcing NFPA 25 (2011), Chapter 9, the water storage tanks covered by Chapter 9 are required to be dedicated to fire protection use in accordance with 9.1.1.1. Those water storage tanks that are part of, or share with, the potable (domestic) water systems of the State Veterans Homes are not subject to the requirements of Chapter 9 of NFPA 25.

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