Draft Phase 2 Submission Requirements.pdf
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- Solicitation number
- 47PC0325R0013
About this file
This document is a Draft Phase 2 Submission Requirements for a Design-Build project for a new federal courthouse in Hartford, Connecticut. The solicitation requires detailed submissions across five key sections: Final Design Concept, Functional Objectives Matrix, Scope Prioritization, Betterments, and Design Quality. Offerors must provide comprehensive materials including a physical model, detailed models/mockups, 14 renderings, a 3-minute architectural fly-through video, and material palette boards. The project has a prescribed budget of $292,000,000 and seeks a design that embodies civic dignity, reflects federal judicial values, and integrates thoughtfully with Hartford's urban context.
The submission requirements are extensive, mandating detailed documentation of design philosophy, architectural approach, technical performance, and project management. Key deliverables include a project organization chart, key personnel resumes, a preliminary Project Management Plan, logistics and risk management plans, a baseline project schedule, and a small business utilization plan. The evaluation will focus on design quality, functional objectives, operational efficiency, architectural innovation, and the ability to potentially reduce scope or add betterments while maintaining the overall project budget and vision for a landmark federal courthouse.
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DRAFT Phase 2 Submission Requirements - Hartford DB
Concept Design In accordance with the requirements stated in the Program of Requirements (POR) and Scope of Work (SOW) for the project, Offerors shall provide the following:
1. Concept Design: The Offeror shall provide all necessary drawings to explain their concept as detailed in the “Submittal Requirements” section below.
2. The Offeror shall provide a written narrative, drawings, sketches, and/or plans to articulate and address:
a. A clear understanding and incorporation of the Government’s requirements in an effective and efficient manner.
b. An architectural philosophy relating the site and building to their surroundings/context and presenting a professional and impressive appearance for their intended use.
c. Program reductions, betterments, or other proposed revisions that can be included in the submitted Conceptual Design proposal that more efficiently, effectively, and/or economically satisfy the RFP requirements.
d. Major systems plans and salient characteristics for the structure, HVAC, and building energy conservation features.
e. Integration of innovative technologies utilized in design and/or construction methodologies.
f. Improvements to the quality and function of the building.
g. Improvements to the construction process and life cycle/maintenance of the building, including conformance with all Operational Excellence facility benchmarks.
h. Reduced overall project schedule duration.
i. Reduced project risk(s) related to site development and building construction.
j. A thorough explanation of how the proposed design concept is advantageous to the
Government, including compliance with the PBS Core Building Standards and/or other supporting documentation.
SUBMITTAL REQUIREMENTS:
The Offeror is required to submit the following sections:
● Section 01: Final Design Concept
● Section 02: Functional Objectives Matrix
● Section 03: Scope Prioritization
● Section 04: Betterments
● Section 05: Design Quality
Section 01: Final Design Concept The design of the new federal courthouse in Hartford, Connecticut shall embody the highest aspirations of American civic architecture and reflect the dignity of the Federal judiciary, serve the public’s purpose, and respond to the rich regional architectural character of downtown Hartford.
This new courthouse will stand as a lasting symbol of justice and our democratic values. The selected design shall balance functional efficiency with symbolic legibility, conveying permanence, transparency, and accessibility. The building’s architecture shall express a deep respect for federal design while embracing contemporary architectural excellence, creating a building that both honors the past and looks confidently to the future.
The new courthouse shall reflect and enhance Hartford’s civic identity. The building shall be thoughtful with its urban surroundings. Situated within the vibrant downtown fabric, the site offers an opportunity to
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DRAFT Phase 2 Submission Requirements - Hartford DB design a landmark structure which complements the city’s architectural heritage, contributing a new, distinguished presence in Hartford. The design shall demonstrate how the building’s form, function, materials, scale, and public spaces respond to its context, enhancing the cityscape and reinforcing the courthouse’s role as the cornerstone of downtown civic life.
The organization of this courthouse shall be both functionally efficient and symbolically clear. Offerors shall illustrate how their proposed layout supports the essential functions of the United States District Court for the District of Connecticut; which shall include secure and separate movements of judges, the public, and prisoners, while fostering a collegial chambers environment. The architecture shall convey, through its composition and character, the ideals of justice, openness, and institutional permanence.
Visual characteristics—such as massing, materiality, facade articulation, and public space design—shall reinforce these values. Offerors shall submit the information and follow the format and structure as set forth in Appendix H of Chapter 9 of the Design Excellence Policies and Procedures to the Stage 2 RFP.
In addition to written and graphic materials, Offerors shall submit the following materials:
1. Physical Model (1/16" = 1'-0" scale; Base Size: 48” x 78”)
a. GSA will provide the base model for offerors that includes the entire site block (bounded by Allyn Street, Church Street, High Street, and Ann Uccello Street), as well as portions of the adjacent city blocks (including the William R. Cotter Federal building located caddy corner to the site), determined by the submitter, to demonstrate the existing context.
b. The offeror will provide their design as a physical model to plug into the base model.
This physical model shall communicate the proposed courthouse’s overall form, mass, civic presence, and relationship to the site and surroundings. This model shall clearly express the primary architectural concept, the building’s integration with its urban context, and its contribution to Hartford’s community.
2. Detail Models or Mockups (Qty. 3)
a. Offerors shall submit three detailed models or mockups—physical or highly developed representations—that illustrate key architectural elements. These may include, but are not limited to:
i. Façade articulation
ii. Public space components
iii. Material systems or structural features
b. These models must demonstrate the proposal’s constructability, durability, and architectural quality, reinforcing the feasibility and integrity of the design.
3. Renderings (Qty. 14)
a. Offerors shall provide fourteen (14) renderings that depict the design’s architectural expression, materiality, color palette, and overall character. The package of renderings shall include:
i. Interior Renderings:
(2) renderings of the interior of a district judge’s courtroom,
(2) renderings of the jury assembly room,
(2) renderings of the main public entry lobby,
(1) rendering of a jury deliberation room,
(1) rendering of the District Clerk’s Office public intake counter,
(1) rendering of a typical district judge’s chambers suite
ii. Exterior Renderings:
(2) renderings from a bird’s-eye view of the building in its context, T
DRAFT Phase 2 Submission Requirements - Hartford DB
(2) renderings from street level views approaching the courthouse from the major thoroughfares, and
(1) rendering of the intended front of the courthouse.
4. Architectural Fly-Through Video (3 minutes, max.)
a. As part of this submission, each team shall provide a high-quality architectural video fly-through that communicates the design’s spatial experience, material expression, and civic presence. At a minimum, the video shall be comprised of the following:
i. Basic Requirements:
(1) Resolution: 4K preferred, minimum 1080p (Full HD)
(2) Format: .mp4, H.264 encoded, max size 1 GB
(3) Frame Rate: 30 fps
(4) Sound: Optional (royalty-free music only, no narration)
ii. Narrative Sequence (the video shall follow a logical visitor experience):
(1) Site Arrival
(2) Entrance into the Public Lobby
(3) Procession to and into a District Courtroom and Jury Assembly Room
(4) A walk to and though some Secure/Staff Areas (Chamber Suites and
Clerk’s Office Intake)
(5) A walk around the site to see the Landscaping & Outdoor Spaces
iii. Animation & Style:
(1) Scale figures
(2) Reasonably paced, smooth camera lens motion through the project
(3) Representation of materiality, lighting and landscaping that is indicative of the design
b. Note that this video will be used for both independent project scheme review and the in-person live presentation during the Offeror’s interview. It shall clearly represent the atmospheric and spatial qualities the Offeror intends to construct for the government.
5. Material Palette Board (10 min.)
a. Each team shall provide comprehensive material palette boards for the following categories:
i. Interior Materials and Finishes (5, min.)
1. Spaces demonstrated shall include:
a. Courtrooms
b. Chambers Suites
c. Jury Assembly Room
d. Public Lobbies
e. Clerk’s Office & Probation Office Intake and general staff areas
2. Each individual board shall propose a cohesive palette of materials and colors that:
a. Prioritizes performance, including acoustic properties, impact resistance, and sustainability
b. Demonstrates durability and ease of maintenance, suitable for high-traffic civic environments
c. Embodies a level of craftsmanship and permanence appropriate for a dignified and enduring Federal institution
3. Boards shall clearly describe and illustrate example selections for:
a. Floor finishes
b. Wall treatments
c. Ceiling materials
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DRAFT Phase 2 Submission Requirements - Hartford DB
d. Millwork and other key interior finish elements
ii. Exterior Materials and Finishes (5, min.)
1. Elements to focus on include:
a. Primary cladding systems (stone, metal, precast, etc.)
b. Glazing systems with attention to thermal, solar, and security performance
c. Storefront systems with attention to entry doors, revolving doors, mullion systems, and walk off mats
d. Roofing and flashing systems, including material transitions and coping conditions
e. Hardscape elements, including plazas, steps, handrails, and site paving
f. Architectural detail elements, such as sunshades, canopies, fins, and louvres
g. Integrated exterior lighting approach
h. Landscape materials
2. Boards shall clearly articulate the technical and visual performance of the proposed systems and assemblies, and effectively demonstrate the conceptual design elements that speak to the representation of the facility in its context and demonstrate an expression of durability and clarity of form.
b. All materials presented are solely meant to demonstrate design intent. It is understood by the evaluation team that the final products, finishes and colors may evolve during future design and procurement phases in collaboration with GSA and project stakeholders;
however, selections shall be made with the expectation that they will inform the Offerors understanding of quality, craft and performance that will be carried throughout to final construction of the project.
c. Proposals may include a combination of precedent photos from built projects and material samples in the composition of their respective boards. Renderings are not allowed as exclusive presentation materials. If renderings are used, then they must be supplemented by physical samples.
d. Boards shall reflect the standards typically expected for Federal facilities. All contents on boards shall be clearly labeled, physically durable and presented professionally.
e. The overall presentation of the boards shall be a complementary size/scale to other physical presentation materials.
6. Architectural Representation Graphics To further clarify the design’s functionality and organization, Offerors are encouraged to utilize diagrams, axonometric drawings, and other graphic techniques (2D/3D/animations) to illustrate the:
a. Massing and stacking of major programmatic elements
b. Key adjacencies and shared spaces
c. Circulation patterns including, but not limited to,
i. Public movement
ii. Secure prisoner movement
iii. Juror movement
iv. Judges and court staff movement
These visual tools shall clearly communicate how the building’s design supports operational efficiency, safety, and accessibility while reinforcing symbolic clarity.
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DRAFT Phase 2 Submission Requirements - Hartford DB
Through thoughtful design, robust documentation, and carefully crafted visualizations, Offerors are expected to present a courthouse design which exemplifies civic dignity, public service, and contextual sensitivity; leaving an enduring symbol of justice in the city of Hartford and our nation.
Section 02: Functional Objectives Matrix (20 pages)
The Government is seeking design solutions that will optimize functional interests, consistent with the need to integrate solutions that will support all functional objectives.
The PBS Core Building Standards contains both performance-based and prescriptive-based requirements. A large portion of the identified standards specify levels of facility performance.
This allows Offerors to identify and implement the best design and construction strategies to meet the identified requirements.
The PBS Core Building Standards identifies four levels of performance criteria, in which "baseline" performance (plus all prescriptive requirements) is the lowest permissible level. The three higher performance levels are more rigorous and demonstrate “voluntary” add-ins. Each project may implement any combination of performance levels to prioritize performance opportunities. These strategies shall be rooted in project advancements pertaining to climate, site, program, mandates, budget, and other project-benefitting conditions.
This section shall include a narrative report that indicates how the proposed design supports the expected building performance. Additionally, Offerors shall identify the feasibility of attaining the functional objectives (as well as the corresponding performance tier) as represented in the matrix.
Section 03: Reductions
The highest priority of the Government is obtaining the full scope outlined in the POR within the appropriated budget. The Government is providing a baseline Scope Prioritization Matrix as part of this solicitation package. This is intended to help Offerors identify opportunities for program scope betterments and reductions to achieve maximum project scope for the prescribed project budget of $292,000,000.
Scope reductions are categorized in the Matrix in two levels:
1. Level 1 cuts are preferred scope reductions that shall be pursued if required.
2. Level 2 cuts are less desirable reductions.
Offerors will be evaluated more favorably in Factor 1 against their ability to minimize the number of cuts made to the scope. Level 2 cuts will impact the evaluation more negatively than Level 1 cuts.
Section 04: Betterments
The Offeror shall include a section titled “Betterments” in their proposal. For purposes of this evaluation factor, a “Betterment” is defined as any design element, building component or system that exceeds the minimum performance requirements set forth in the RFP (and supplemental building requirements/standards) and/or includes the addition of features or amenities that exceed the minimum POR while maintaining the budget.
Scope betterments are categorized in the Matrix in two levels:
1. Level 1 additions are preferred scope betterments.
2. Level 2 additions are less preferred betterments that shall only be pursued after
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DRAFT Phase 2 Submission Requirements - Hartford DB level 1 betterments have been considered.
The Offeror may pose their own betterments. The Offeror’s proposed betterments shall, at a minimum:
● Meet or exceed the requirements specified in the RFP.
● Enhance the overall quality and performance of the building.
● Be clearly identified as Betterments in the proposed Concept Design.
● Be identified by document and page reference in relation to the minimum requirements they are exceeding.
● State the higher performance additive/benefit that the Betterment will provide to the project.
● Identify any potential conflicts between the Betterment(s) and the minimum requirements.
● State the anticipated benefit of any such Betterment(s) (e.g., improved functionality on overall cost, schedule, etc.).
Betterments shall not negatively impact the overall budget.
Any Betterment not specifically identified by the Offeror in this section will not be evaluated. If the Offeror is not providing any Betterment(s), the Offeror must indicate “None” in this section of their submission.
Evaluators will consider the quality, impact and relative significance of each Betterment, not the quantity offered.
Section 05: Design Quality (5 pages) The following list identifies characteristics of good design quality that the Federal Government will use to evaluate the probability that the Offeror’s Concept Design will achieve the innovation, purpose, and vision indicative of a DE project. Offerors must provide an additional narrative that demonstrates how the Concept Design is representative of design quality:
1. Functionality: The Concept Design shall demonstrate an understanding of operational simplicity, security, spatial flexibility and efficiency, as well as organizational adjacencies, and clear paths of circulation to the execution of the program.
2. Building Performance: A concerted consideration of the buildings’ overall performance and longevity, including ease of maintenance, clearly stated performance goals, materials that offer durability reflect consideration of the impacts of energy loss, and solar impact.
3. Quality: The quality of materials and finishes, as well as building experiential components such as ceiling heights, and functional design elements that meet primary function and provide for secondary and/or tertiary amenities.
4. Architectural Design: A focus on visual compatibility and integration of the building massing, size, scale, architectural features and other design elements (light courts, entry lobbies, grand stairs, passive and active solar strategies) into the overall building and site design. The overall design shall be emblematic of a federal, civic building.
5. Site Consideration: An integration of the building and site design into the surrounding context, including site access, security, utilities, landscape, and massing.
6. Circulation: Clarity and separation in secure, public, and restricted circulation
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DRAFT Phase 2 Submission Requirements - Hartford DB paths; emphasize intuitive entry sequences and a sense of transparency and arrival for the public.
7. Courtrooms and Public Spaces: Incorporate natural light, durable materials, and thoughtful proportions. Include visible expression of public purpose through spatial volume, Art in Architecture, and attention to finishes, layout, and acoustics.
8. Chambers and Court Support Spaces: Offer dignified, well-lit, and functional work environments that support a collegial arrangement. Chambers shall facilitate collaboration while maintaining privacy and efficient workflow.
9. Additional Tenant Agencies and Support Spaces: Address operational and adjacency needs for tenant agencies such as USMS and USPO, and support space requirements such as IT/AV infrastructure and building services. These areas shall align with agency standards while maintaining secure and efficient circulation.
Key Personnel
1. Provide a project organization chart identifying how the design-builder will organize and staff and key personnel on the project, from project award through design completion and construction completion. The chart should identify the title of key positions in the organization and the names of the persons proposed to fill those positions. At minimum, the chart should address design management, construction management, project superintendent, quality assurance/control (both design and construction), safety and project controls. The reporting relationships between these functions and the company’s senior management should also be defined. By including this information in the proposal, the Offeror is making a commitment to assign specific individuals to specific roles in this project and that commitment is a consideration in the evaluation of the proposal. No changes shall be made to key personnel following award of the contract, other than for removal by GSA, resignation, debilitating illness, injury or death. Any requests for changes require written approval of the CO.
2. Provide a narrative on the project organization. It should define the roles, responsibilities and authority incumbent of each position and discuss how work flows through the organization. The Offeror shall describe the process for optimizing communication and integration with Government and key stakeholders at the Project level as well as subcontractors and suppliers. State how the Construction Phase Project Manager will coordinate the work of the subcontractors, how shop drawings, submittals, etc. will be coordinated and how any modifications will be handled.
3. Provide a one-page (double-sided) resume for each person shown in the organization chart, highlighting previous work experience relevant to this project. For all proposed key personnel, identify
● Currently held position/title,
● Proposed project position/title on the project,
● Education,
● Qualifications and work experience over at least the last ten (10) years
● Professional licensing
● Identify whether that person is an individual consultant or firm employee and the firm that employs this key person (i.e. DB Contractor or subcontractor).
● State how long each key person has worked for the DB Contractor, subcontractor or as an individual consultant.
● Include the percentage of time (out of 100%) each key person anticipates working on-site and working in the home office of this project, as well as the
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DRAFT Phase 2 Submission Requirements - Hartford DB
● Include current workload and when those assignments are ending.
● State whether the individual will be working on the Design Phase, Construction Phase or both.
Offerors shall provide resumes for each of the following Key Personnel, at a minimum:
● Project Executive
● Project Manager - Construction Team
● Design Phase Project Manager - Design Team
● Lead Designer
● Construction Superintendent
● Safety Manager
● Scheduler
● MEP Coordinator
● Quality Control Manager
● Fire Protection, Life Safety Engineer
● Designer Construction Administrator
The Offeror may submit additional resumes as it believes necessary to fully describe the talents and depth of its team.
4. Provide a matrix chart clearly identifying the roles that key personnel held on the projects submitted under the Experience and Past Performance factor in Phase 1.
5. For each proposed key personnel of the construction team, describe their knowledge and experience with local markets, subcontractors, the general labor market, any specialized experience on similar projects, and local government in the location where the project is being built.
Management Plan
1. The Offeror shall provide a preliminary Project Management Plan (PMP). The PMP shall describe the Offeror’s objectives, success criteria, major deliverables, and constraints. The Project Management Plan shall include, but is not limited to, the following:
● Overview
● Project Organization - the internal and external structure of project organization as they relate to management.
● Start-Up Plan - shall include the Offeror’s processes for organizing and managing the team and the project. The Start-Up Plan shall cover the first 120 days at a minimum.
● Work Plan - discuss the Offeror’s process to meet design and construction requirements.
● Labor Management and Staffing Plan - Provide a narrative outlining how the offeror intends to manage the responsibilities of its subcontractors and comply with its subcontracting plan. The Offeror shall provide information on how the skilled labor resources will be managed from acquisition to utilization, addressing potential labor shortages, and the labor retention plan. The plan should address and provide the following:
a. Coordination of subcontractors and suppliers to minimize installation conflicts and ensure specified products and installation means and methods comply with contract requirements. The plan shall identify key subcontractors for the following engineering disciplines: Mechanical, Structural, Electrical, and Commissioning Agent. For each key subcontractor, the Offeror shall provide a narrative describing the subcontractor’s experience with design build or Integrated Project Delivery (IPD) and how that experience is relevant to the work that the subcontractor will perform for the Offeror.
● Control Plan - shall include Data Control, Requirements Control, Schedule Control, T
DRAFT Phase 2 Submission Requirements - Hartford DB
Budget Control, and a Plan for Communications, Tracking, and Reporting to include external communications with the Government.
● Quality Management Plan - The management plan must describe the Offeror’s process for planning, organizing, coordinating and controlling the execution of the construction work.
It shall address methods employed to prepare, monitor and accomplish the project’s schedule and to track and control project costs. It details the communication plan and problem resolution procedures as well as quality control methods employed. The plan should address the coordination, development and review of shop drawings, samples and submittals. The Inspections/Tests section shall demonstrate how the Offeror successfully implements this program and define their process of identifying, scheduling, testing, correction and follow-up for each divisional building system/feature.
● Issue Resolution Plan
● Maintenance Plan - discussing operations teams meetings and a Resource Documentation
Plan.
2. The Offeror shall provide a Logistics Management Plan describing how to manage the materials and equipment supply chain from placement of orders to delivery, receipt, storage, and utilization on site.
3. The Offeror shall provide a Site Utilization Plan including information showing how the site is to be utilized to include: traffic management, laydown areas, temporary parking, permanent and temporary utility works, spoils and waste management,and any construction impacts on offsite entities (City of Hartford, neighboring businesses and organizations).
4. The Offeror shall provide an Overall Risk Management Plan for the entire pre-design, design, construction, and closeout process. The Risk Management Plan shall discuss risk analysis, allocation, and response.
5. The Offeror shall address the Fast-Track/Phasing/Incremental Design Packages Approach.
6. The Offeror shall submit risks identified in a Risk Register and risks should be identified in each applicable Factor section.
7. Offeror’s Safety Plan specific to this project. Provide a contact at the Insurance Company and
Bonding Company. The plan shall include a detailed description for how the Offeror will ensure the safety of its employees, contractors, subcontractors, and other individuals accessing or otherwise working at the project site during the construction phase of the Project. Provide specific methods for processing correspondence, and for dealing with issues, problems, questions, emergencies and other areas
Project Schedule The Offeror must provide a Project Baseline Schedule (Gantt Chart) for execution of the design-build project from award of the contract to completion of testing, acceptance and commissioning of the building prepared and submitted in native file format using the most current version of Oracle Primavera P6 along with a PDF copy. The proposed schedule should provide sufficient detail to illustrate the proposed flow of design and construction activities for the project.
The Offeror must provide a description of its strategies for developing and implementing its proposed schedule. The Offeror must articulate its plan for communications, adherence, and recovery strategies to maintain the proposed schedule. The narrative shall describe the Offeror’s commitment and resources to support the proposed integrated schedule. The Offeror’s description of its schedule must also provide details of the approach to schedule control mechanisms. The Offeror must address the Fast-Track/Phasing/Incremental Design Packages Approach as presented and, at a minimum, the
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DRAFT Phase 2 Submission Requirements - Hartford DB construction portion of the schedule detail should align with the cost breakdown in the Price Proposal Worksheet.
Items to include in the schedule include but are not limited to the following:
1. All major project activities and key milestones, including consultations with the KeyStakeholders, the Government and its Subcontractors, design reviews and major package submittals, Mockups, critical testing events, and audit activities.
2. General curve which forecasts labor resourcing. Scale must be at least monthly.
3. Procurement of major equipment and materials and identification of long-lead items.
4. Site work and construction sequencing, phasing and staging.
5. Preparatory work (maintenance of traffic, temporary works, detour routes, etc.).
6. All infrastructure works.
7. Construction start and completion dates for all construction phases, that reasonably demonstrate the achievement of Substantial Completion of the entire Project by no later than the Substantial Completion Date.
8. Critical Path, including relationship lines.
9. System integration, testing, commissioning, training and activation process.
10. Substantial Completion.
11. Any other significant work activities.
12. Punch List items, turnover of attic stock, As Built drawings, Warranties, site clean-up, demobilization, Project Operations & Maintenance manuals including Emergency Manuals, Operations Manuals, Product Maintenance Manual, and Systems & Equipment Maintenance Manuals.
Small Business Utilization All business concerns (to include small businesses) shall address the extent of participation of small business concerns in performance of this contract by completing the attached Small Business Participation Commitment Document (SBPCD).
| SUBMITTAL REQUIREMENTS: |
| Section 01: Final Design Concept |
| Section 02: Functional Objectives Matrix (20 pages) |
| Section 03: Reductions |
| Section 04: Betterments |
| Section 05: Design Quality (5 pages) |
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