4-828-25-26 APPENDIX D - SUSPENSION AND DEBARMENT.pdf

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Attached to
FOOD & NUTRITION SERVICES, FOOD PRODUCTS & COMMODITY POTATOES
Solicitation number
828-25/26
Issued by
Sacramento County, California

About this file

This is a Suspension and Debarment Certification form required by the U.S. Department of Agriculture for the Elk Grove Unified School District's Bid #828-25/26 for Food Products and Commodity Processed Potatoes. The certification applies to all potential vendors or existing contractors with contracts exceeding the federal procurement small purchase threshold of $100,000. Prospective lower-tier participants must certify that neither they nor their principals are currently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in federal transactions by any Federal department or agency. The form requires the signature and submission of the certification as a material representation of fact, with instructions that prospective participants must provide immediate written notice if the certification becomes erroneous at any time during the transaction.

The instructions establish the legal framework and obligations for all parties involved in the covered transaction. Prospective participants agree not to knowingly enter into lower-tier covered transactions with debarred, suspended, ineligible, or voluntarily excluded persons unless authorized by the originating federal agency. Participants are required to include the certification clause without modification in all lower-tier covered transactions and solicitations. The form emphasizes that knowingly rendering an erroneous certification exposes participants to remedies including suspension and debarment, and that reliance on certifications from prospective participants is permitted unless the certifying party knows the certification is erroneous. The document is based on Executive Order 12549 and implementing regulations codified in 7 CFR Part 3017, Section 3017.510.

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Bid #828-25/26 Elk Grove Unified School District Appendix D – Suspension and Debarment Certification Page 1 of 3

California Department of Education School Nutrition Programs Unit Child Nutrition and Food Distribution Division April 1998

ELK GROVE UNIFIED SCHOOL DISTRICT

FOOD & NUTRITION SERVICES

BID #828-25/26

FOOD PRODUCTS & COMMODITY PROCESSED POTATOES

APPENDIX D

SUSPENSION AND DEBARMENT CERTIFICATION

U.S. DEPARTMENT OF AGRICULTURE

INSTRUCTIONS: SFA to obtain from any potential vendor or existing contractor for all contracts in excess of $100,000. This form is required each time a bid for goods/services over $100,000 is solicited or when renewing/extending an existing contract exceeding $100,000 per year (Includes Food Service Management and Food Service Consulting Contracts).

Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion Lower Tier Covered Transactions

This certification is required by the regulations implementing Executive Order 12549, Debarment and Suspension, 7 CFR Part 3017, Section 3017.510, Participants’ responsibilities. The regulations were published as Part IV of the January 30, 1989, Federal Register (pages 4722 – 4733). Copies of the regulations may be obtained by contacting the Department of Agriculture agency with which this transaction originated.

(BEFORE COMPLETING CERTIFICATION, READ INSTRUCTIONS ON REVERSE)

(1) The prospective lower-tier participant certifies, by submission of this proposal, that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency.

(2) Where the prospective lower-tier participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal.

Name of School Food Authority Agreement Number

Potential Vendor or Existing Contractor (Lower Tier Participant):

Printed Name Title Signature Date

Appendix D – Suspension and Debarment Certification Page 2 of 3

INSTRUCTIONS FOR CERTIFICATION

1. By signing and submitting this form, the prospective lower-tier participant (one whose contract for goods or services exceeds the Federal procurement small purchase threshold fixed at $100,000) is providing the certification set out on the reverse side in accordance with these instructions.

2. The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into. If it is later determined that the prospective lower-tier participant knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies, including suspension and/or debarment.

3. The prospective lower-tier participant shall provide immediate written notice to the person to which this proposal is submitted if, at any time, the prospective lower-tier participant learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances.

4. The terms “covered transaction,” “debarred,” “suspended,” “ineligible,” “lower-tier covered transaction,” “participant,” “person,” “primary covered transaction,” “principal,” “proposal,” and “voluntarily excluded,” as used in this clause, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549. You may contact the person to whom this proposal is submitted for assistance in obtaining a copy of those regulations.

5. The prospective lower-tier participant agrees by submitting this form that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower-tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency with which this transaction originated.

6. The prospective lower-tier participant further agrees by submitting this form that it will include this clause titled “Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion – Lower Tier Covered Transactions,” without modification, in all lower-tier covered transactions and in all solicitations for lower-tier covered transactions.

7. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower-tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principals. Each participant may, but is not required to, check the Non-procurement List.

Appendix D – Suspension and Debarment Certification Page 3 of 3

8. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings.

9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into a lower-tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies, including suspension and/or debarment.

Name of School Food Authority:
Agreement Number:
Printed Name:
Title:
Date:

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