About this file

This solicitation notice announces an upcoming Invitation for Bid for interior upgrades at a Veterans Affairs health care facility. Key details include:

  • The solicitation will be issued on or around March 30, 2020 for Project 654-17-713 to perform interior upgrades to the Inpatient Mental Health Ward at the Veterans Affairs Sierra Nevada Health Care System located in Reno, Nevada.

  • Upgrades include installing a new anti-ligature alarm system, renovating doors, installing a temporary security entrance, replacing and renovating an existing sally port entrance, installing a CCTV monitoring system, and expanding and integrating the fire protection system throughout the ward.

  • The contract period of performance will be 122 days from the notice to proceed.

  • The project is being set aside as 100% for Service-Disabled Veteran Owned Small Businesses.

  • The North American Industry Classification code is 236220 for commercial and institutional building construction up to $39.5 million.

  • Bids will be due 30 days from solicitation issue. The site visit conference date and time will be included in the solicitation.

36C26120B0012 36C26120B0012_1.docx

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Amendment 10--36C26120B0012 0010.pdf PDF
S05-AMENDMENT 006 Question-Answers for RFI 0010.pdf PDF
Amendment 9 -- 36C26120B0012 0009.pdf PDF
S05-AMENDMENT 009 Question-Answers for RFI.pdf PDF
P07-DBWD General Decision NV20200040 07032020.pdf PDF
36C26120B0012 0008.docx DOCX document
36C26120B0012 0007.docx DOCX document
S05-AMENDMENT 007 Question-Answers for RFI.pdf PDF
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36C26120B0012 0006.docx DOCX document
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S02 - UPDATED 654-17-713 Specs Bound V1.pdf PDF
36C26120B0012 0003.docx DOCX document
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1. SOLICITATION NUMBER

2. TYPE OF SOLICITATION

3. DATE ISSUED

PAGE OF PAGES

4. CONTRACT NUMBER

5. REQUISITION/PURCHASE REQUEST NUMBER

6. PROJECT NUMBER

7. ISSUED BY

CODE

8. ADDRESS OFFER TO

a. NAME

b. TELEPHONE NUMBER (Include area code) (NO COLLECT CALLS)

10. THE GOVERNMENT REQUIRES PERFORMANCE OF THE WORK DESCRIBED IN THESE DOCUMENTS (Title, identifying number, date) 12a. THE CONTRACTOR MUST FURNISH ANY REQUIRED PERFORMANCE AND PAYMENT BONDS?

(If "YES," indicate within how many calendar days after award in Item 12B.)

12b. CALENDAR DAYS

13. ADDITIONAL SOLICITATION REQUIREMENTS:

STANDARD FORM 1442 (REV. 8/2014)

STANDARD FORM 1442

Prescribed by GSA-FAR (48 CFR) 52.236-1(d)

SOLICITATION, OFFER,

AND AWARD

(Construction, Alteration, or Repair)

SOLICITATION

SOLICITATION

IMPORTANT - The "offer" section on the reverse must be fully completed by offeror.

9. FOR INFORMATION

CALL:

NOTE: In sealed bid solicitations "offer" and "offeror" mean "bid" and "bidder".

SEALED BID (IFB)

NEGOTIATED (RFP)

11. The Contractor shall begin performance within ____________ calendar days and complete it within calendar days after receiving award, notice to proceed. This performance period is mandatory negotiable. (See _____________________________).

YES

NO

a.

Sealed offers in original and ___________________copies to perform the work required are due at the place specified in Item 8 by _____________ (hour) local time _____________________ (date). If this is a sealed bid solicitation, offers must be publicly opened at that time. Sealed envelopes containing offers shall be marked to show the offeror's name and address, the solicitation number, the date and time offers are due.

b.

An offer guarantee is, is not required.

c.

All offers are subject to the (1) work requirements, and (2) other provisions and clauses incorporated in the solicitation in full text or by reference.

d.

Offers providing less than _______________________ calendar days for Government acceptance after the date offers are due will not be considered and will be rejected.

36C26120B0012 X 04-23-2020

TBD

654-20-2-6059-0023 654-17-713 Department of Veterans Affairs VA Sierra Pacific Network (VISN 21) VA Sierra Nevada Health Care System 975 Kirman Avenue Reno

NV

89502-2597 Bids have been authorized and are to be sent by email to Dario Rissone at dario.rissone@va.gov.

Dario Rissone

(775) 785-7156 Title: Inpatient Mental Health Safety Corrections Project: 654-17-713

NAICS CODE: 236220 -- Commercial and Institutional BuildingConstruction, Small Business Size Standard: $39.5M

IAW FAR 36.204 and VAAR 836.204, Magnitude of Construction Project is between $500,000 and $1,000,000.

Project description: Provide construction services to interior upgrades for the Inpatient Mental Health Ward. The interior upgrades includes installation of a new anti-ligature alarm system and related door renovations, installation of a temporary security entrance, replacement and renovation of the existing sally port entrance, installation of a CCTV monitoring system and expand and integrate the fire protection system throughout the ward. The building and ward will be occupied during the period of performance of this work.

Place of performance is Veterans Affairs Sierra Nevada Health Care System (VASNHCS), 975 Kirman Ave, Reno, NV 89502.

Due to COVID-19, there will not be an organized site visit for this IFB. However, photos will be posted of the project.

Please follow Request for Information (RFI) instructions within this solicitation.

Bid, payment and performance bonds shall all be required under the IFB and any resultant contract.

All provisions in this solicitation will be removed prior to contract award.

In accordance with established public law, all bidders are required to be registered and current in System for Award Management (SAM), the official web-site of the U.S. Government at www.sam.gov/SAM/.

This contract will be awarded in accordance with FAR Part 14 -- Sealed Bidding.

This is a total Service-Disabled-Veteran-Owned-Small-Business (SDVOSB) set-aside under public law 109-461.

Prime SDVOSB shall comply with subcontracting limitation as defined in 13 CFR 125.6.

X 52.211-10 X

4:00 PM (PST)

05-26-2020 X

14. NAME AND ADDRESS OF OFFEROR

15. TELEPHONE NUMBER

16. REMITTANCE ADDRESS

CODE

FACILITY CODE

17. The offeror agrees to perform the work required at the prices specified below in strict accordance with the terms of the solicitation, if this offer is accepted by the Government in writing within __________ calendar days after the date offers are due.

AMOUNTS

18. The offeror agrees to furnish any required performance and payment bonds.

19. ACKNOWLEDGMENT OF AMENDMENTS

AMENDMENT

NUMBER

DATE.

20a. NAME AND TITLE OF PERSON AUTHORIZED TO SIGN OFFER 20b. SIGNATURE 20c. OFFER DATE

21. ITEMS ACCEPTED:

22. AMOUNT

23. ACCOUNTING AND APPROPRIATION DATA

24. SUBMIT INVOICES TO ADDRESS SHOWN IN

ITEM

25. OTHER THAN FULL AND OPEN COMPETITION PURSUANT TO

10 U.S.C. 2304(c)( 41 U.S.C. 3304(a) (

26. ADMINISTERED BY

27. PAYMENT WILL BE MADE BY

PHONE:

FAX:

28. NEGOTIATED AGREEMENT

29. AWARD

Your Contractor agrees offer on this solicitation is hereby accepted as to the items listed. This to furnish and deliver all items or perform all work requirements identified award consummates the contract, which consists of (a) the Government on this form and any continuation sheets for the consideration stated in solicitation and your offer, and (b) this contract award. No further cont-this contract. The rights and obligations of the parties to this contract ractual document is necessary.

shall be governed by (a) this contract award, (b) the solicitation, and (c) the clauses, representations, certifications, and specifications incorporated by reference in or attached to this contract.

30a. NAME AND TITLE OF CONTRACTOR OR PERSON AUTHORIZED 31a. NAME OF CONTRACTING OFFICER

TO SIGN

30b. SIGNATURE 30c. DATE 31b. UNITED STATES OF AMERICA 31c. AWARD DATE

BY

OFFER

AWARD

STANDARD FORM 1442 (REV. 8/2014) BACK

(Include ZIP Code) (Include area code) (Include only if different than Item 14.)

(Insert any number equal to or greater than the minimum requirement stated in Item 13d. Failure to insert any number means the offeror accepts the minimum in Item 13d.)

(The offeror acknowledges receipt of amendments to the solicitation -- give number and date of each) (Type or print) (4 copies unless otherwise specified) (Type or print) (Type or print) (Contractor is required to sign this document and return _______ copies to issuing office.)

(Contractor is not required to sign this document.)

(Must be fully completed by offeror) (To be completed by Government)

CONTRACTING OFFICER WILL COMPLETE ITEM 28 OR 29 AS APPLICABLE

Department of Veterans Affairs VA Sierra Pacific Network (VISN 21) VA Sierra Nevada Health Care System 975 Kirman Avenue Reno

NV

89502-2597 Department of Veteran Affairs FMS-VA-2(101) Financial Services Center PO Box 149971 Austin

TX

78714-9971

SOLICITATION: 36C26120B0012 PROJECT: 654-17-713

VASNHCS, Inpatient Mental Health Safety Correction

PROVIDE COMPLETE DIVISIONAL COST BREAK-OUT FOR COMPLETE PROJECT

REF
DESCRIPTION
TOTAL

01000

DIVISION 1 – General Requirements

02000
DIVISION 2 – Existing Conditions
07000
DIVISION 07 – Thermal and Moisture Protection
08000
DIVISION 08 – Openings
09000
DIVISION 09 – Finishes
10000
DIVISION 10 – Specialties
13000
DIVISION 13 – Special Construction
26000
DIVISION 26 – Electrical
27000
DIVISION 27 – Communications
28000
DIVISION 28 – Electronic Safety and Security
$

OTHER AS REQUIRED

OTHER AS REQUIRED

SUB TOTAL:

BONDS AND INSURANCE

OVERHEAD

PROFIT

TOTAL BID FOR THIS PROJECT:

*Total bid amount to be recorded on SF1442, block 17.

*This document is to be used only for price analysis per FAR 14.408-2 Table of Contents

PART I - THE SCHEDULE1
SECTION A - SOLICITATION/CONTRACT FORM1
A.1 SF 1442 SOLICITATION, OFFER, AND AWARD (Construction, Alteration, or Repair)1
A.2 SF 1442 SOLICITATION, OFFER, AND AWARD (CONSTRUCTION, ALTERATION, OR REPAIR)– BACK2
SECTION C - DESCRIPTION/SPECIFICATIONS/STATEMENT OF WORK8
SECTION D - PACKAGING AND MARKING21
[For this Solicitation, there are NO clauses in this Section]21
SECTION E - INSPECTION AND ACCEPTANCE22
SECTION F - DELIVERIES OR PERFORMANCE23
F.1 52.211-10 COMMENCEMENT, PROSECUTION, AND COMPLETION OF WORK (APR 1984)23
SECTION G - CONTRACT ADMINISTRATION DATA24
[For this Solicitation, there are NO clauses in this Section]24
SECTION H - SPECIAL CONTRACT REQUIREMENTS25
H.1 IT CONTRACT SECURITY25
PART II - CONTRACT CLAUSES35
SECTION I - CONTRACT CLAUSES35
I.1 52.252-2 CLAUSES INCORPORATED BY REFERENCE (FEB 1998)35
I.2 VAAR 852.203-70 COMMERCIAL ADVERTISING (MAY 2018)37
I.3 VAAR 852.211-70 EQUIPMENT OPERATION AND MAINTENANCE MANUALS (NOV 2018)38
I.4 VAAR 852.228-70 BOND PREMIUM ADJUSTMENT (JAN 2008)38
I.5 VAAR 852.232-70 PAYMENTS UNDER FIXED-PRICE CONSTRUCTION CONTRACTS (WITHOUT NAS– CPM) (NOV 2018)38
I.6 VAAR 852.236-79 CONTRACTOR PRODUCTION REPORT (APR 2019)41
I.7 VAAR 852.236-80 SUBCONTRACTS AND WORK COORDINATION (APR 2019) ALTERNATE I (APR 2019)41
I.8 52.204-19 INCORPORATION BY REFERENCE OF REPRESENTATIONS AND CERTIFICATIONS (DEC 2014)42
I.9 52.204-21 BASIC SAFEGUARDING OF COVERED CONTRACTOR INFORMATION SYSTEMS (JUN 2016)42
I.10 52.204-23 PROHIBITION ON CONTRACTING FOR HARDWARE, SOFTWARE, AND SERVICES DEVELOPED OR PROVIDED BY KASPERSKY LAB AND OTHER COVERED ENTITIES (JUL 2018)44
I.11 52.219-28 POST-AWARD SMALL BUSINESS PROGRAM REREPRESENTATION (JUL 2013)45
I.12 52.222-35 EQUAL OPPORTUNITY FOR VETERANS (OCT 2015)47
I.13 52.222-36 EQUAL OPPORTUNITY FOR WORKERS WITH DISABILITIES (JUL 2014)47
I.14 52.222-40 NOTIFICATION OF EMPLOYEE RIGHTS UNDER THE NATIONAL LABOR RELATIONS ACT (DEC 2010)48
I.15 52.223-20 AEROSOLS (JUN 2016)49
I.16 52.223-21 FOAMS (JUN 2016)50
I.17 52.225-9 BUY AMERICAN—CONSTRUCTION MATERIALS (MAY 2014)50
I.18 52.236-4 PHYSICAL DATA (APR 1984)54
I.19 52.242-5 PAYMENTS TO SMALL BUSINESS SUBCONTRACTORS (JAN 2017)54
I.20 52.246-26 REPORTING NONCONFORMING ITEMS (DEC 2019)55
I.21 VAAR 852.219-10 VA NOTICE OF TOTAL SERVICE-DISABLED VETERAN-OWNED SMALL BUSINESS SET-ASIDE (JUL 2019) (DEVIATION)57
I.22 VAAR 852.219-74 LIMITATIONS ON SUBCONTRACTING—MONITORING AND COMPLIANCE (JUL 2018)60
I.23 VAAR 852.232-72 ELECTRONIC SUBMISSION OF PAYMENT REQUESTS (NOV 2018)60
I.24 VAAR 852.236-71 SPECIFICATIONS AND DRAWINGS FOR CONSTRUCTION (APR 2019)61
I.25 VAAR 852.242-70 GOVERNMENT CONSTRUCTION CONTRACT ADMINISTRATION (APR 2019)62
I.26 VAAR 852.243-70 CONSTRUCTION CONTRACT CHANGES—SUPPLEMENT (SEP 2019)63
I.27 VAAR 852.270-1 REPRESENTATIVES OF CONTRACTING OFFICERS (JAN 2008)65
I.28 SUPPLEMENTAL INSURANCE REQUIREMENTS65
PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACHMENTS66
SECTION J - LIST OF ATTACHMENTS66
PART IV - REPRESENTATIONS AND INSTRUCTIONS68
SECTION K - REPRESENTATIONS, CERTIFICATIONS AND OTHER STATEMENTS OF OFFERORS68
K.1 52.204-8 ANNUAL REPRESENTATIONS AND CERTIFICATIONS (JAN 2020)68
K.2 52.204-24 REPRESENTATION REGARDING CERTAIN TELECOMMUNICATIONS AND VIDEO SURVEILLANCE SERVICES OR EQUIPMENT (DEC 2019)72
K.3 52.209-13 VIOLATION OF ARMS CONTROLS TREATIES OR AGREEMENTS—CERTIFICATION (JUN 2018)73
K.4 52.222-22 PREVIOUS CONTRACTS AND COMPLIANCE REPORTS (FEB 1999)75
SECTION L - INSTRUCTIONS, CONDITIONS, AND NOTICES TO OFFERORS76
L.1 VAAR 852.233-70 PROTEST CONTENT/ALTERNATIVE DISPUTE RESOLUTION (OCT 2018)76
L.2 VAAR 852.233-71 ALTERNATE PROTEST PROCEDURE (OCT 2018)77
L.3 VAAR 852.252-70 SOLICITATION PROVISIONS OR CLAUSES INCORPORATED BY REFERENCE (JAN 2008)77
L.4 52.216-1 TYPE OF CONTRACT (APR 1984)77
L.5 52.222-5 CONSTRUCTION WAGE RATE REQUIREMENTS—SECONDARY SITE OF THE WORK (MAY 2014)77
L.6 52.222-23 NOTICE OF REQUIREMENT FOR AFFIRMATIVE ACTION TO ENSURE EQUAL EMPLOYMENT OPPORTUNITY FOR CONSTRUCTION (FEB 1999)78
L.7 52.225-10 NOTICE OF BUY AMERICAN REQUIREMENT—CONSTRUCTION MATERIALS (MAY 2014)79
L.8 52.228-1 BID GUARANTEE (SEP 1996)80
L.9 52.233-2 SERVICE OF PROTEST (SEP 2006)80
L.10 52.236-27 SITE VISIT (CONSTRUCTION) (FEB 1995)81
L.11 52.252-1 SOLICITATION PROVISIONS INCORPORATED BY REFERENCE (FEB 1998)81
L.12 VAAR 852.228-72 ASSISTING SERVICE-DISABLED VETERAN-OWNED AND VETERAN-OWNED SMALL BUSINESSES IN OBTAINING BONDS (DEC 2009)82
SECTION M - EVALUATION FACTORS FOR AWARD83

SECTION C - DESCRIPTION/SPECIFICATIONS/STATEMENT OF WORK

SCOPE OF WORK

PROJECT TITLE:Inpatient Mental Health Safety Corrections
PROJECT LOCATION:VA Sierra Nevada Health Care System (VASNHCS)
975 Kirman Ave Reno Nevada 89502
PROJECT NO:654-17-713
PROJECT TYPE:Non-Recurring Maintenance (NRM) Project
DATE:February 4, 2020

EXECUTIVE SUMMARY:

A. PROJECT DESCRIPTION: Provide complete construction services for interior upgrades to Inpatient mental health ward. The interior upgrades include: installation of a new anti-ligature alarm system and related door renovations, installation of a temporary security entrance, replacement and renovation of the existing sally port entrance, installation of a CCTV monitoring system and expand and integrate the fire protection system throughout the ward. The building and ward will be occupied during the period of performance of this work.

Selective Demolition shall be required to integrally connect the new work to the existing structure. Contractor shall completely prepare site for building operations, establishing infection controls, Interim Life Safety Measures, including demolition and removal of existing structures, and furnish labor and material and perform construction of the Inpatient Mental Health Corrections, located at building 12 975 Kirman Ave Reno Nevada 89502 and as further detailed and required by the construction documents and specifications.

All work on this project is to be completed in a phase like approach to minimize the impact to the sensitive nature of the resident population. The temporary security entrance will be completed and operational before the existing sally port work will be allowed to begin. For bidding purposes; only one patient room will be closed for construction at a time before the contractor can move to the next room.

The Anti-ligature work can be removed from this project due to a separate national project. The work that is involved for the effort will need to be identified as a deductible item. And should be isolated into one phase of effort separate from the door renovations.

B. PROJECT CONSTRUCTION SCHEDULE: Construction services for Project shall be completed within 180 calendar days from “Notice to Proceed” (NTP).

Scope of Work – Index:

1.Project Purpose and Description
2.Statement of Bid Items
3.Code Compliance
4.VA Team
5.Abbreviations & Acronyms

This document contains information and minimal submission requirements for the construction services as required by the Architectural and Engineering construction documents and as specified in the construction contract. The Construction Contractor shall provide construction services as outlined in this Statement of Work document. Construction services shall be provided to the VASNHCS, located at 975 Kirman Ave Reno Nevada 89502, all in accordance with this SOW and contract terms and conditions.

1) Project Purpose and Description: Under this Project, a qualified construction firm will be selected and hired to provide comprehensive services, including complete construction and support services as described herein:

A. Description:

i) Offices of the Architect: The architect for this project is SPUR Design 11020 King St Suite 350 Overland Park KS 66210 (405) 842-6100. The Architect and his selected engineering consultants shall render certain technical services during construction. Such services shall be considered as advisory to the Government and shall not be construed as expressing or implying a contractual act of the Government without affirmations by the Contracting Officer and his/her duly authorized representative.

ii) VA Security Measures: All employees of the general contractor and subcontractors shall comply with the VA security management program and obtain permission of the VA police, be identified by project and employer, and restricted from unauthorized access.

iii) OSHA Certification: Prior to commencing work, general contractor shall provide proof that an OSHA certified “Competent Person” (CP) (29 CFR 1926.20 (b) (2) will maintain a presence at the work site whenever the general or subcontractors are present.

iv) Rules of the Station: Comply with requirements as indicated in Attachment 1, Rules of the Station.

v) Contractor Training Requirements:

1. All employees of the general contractor or subcontractors shall have the 10-hour OSHA certified Construction Safety course and/or other relevant competency training, as determined by VA CP with input from the ICRA team.

2. Submit training records of all such employees for approval before the start of work.

2) Statement of Bid Items:

A. Basic Bid Item No. 1: All interior renovation, and site improvements as shown on the contract documents.

3) Site Conditions, Code Compliance:

A) Construction Documents: Construct the Project by using A/E produced construction document dimensions and field verifying site conditions. The Contractor shall not rely solely on A/E construction drawings.

B) Codes and Design Standards: Contractor shall bring to the attention of VA any code requirements that may be in question during the construction of the project. The intent is to ensure that the Project meets all current IBC, local, federal, and VA codes, standards, regulations, and ADA requirements. These may include, but are not limited to, architectural, structural, mechanical, electrical, fire, and life safety codes. The AE and VA are required to follow the most stringent and current rules, codes, standards, and regulations; therefore, the AE shall also review all such applicable codes, industry design guides, standards, regulations and policies.

C) As Built Documents submission: Contractor shall maintain current as built documents on site throughout the construction period and turn over to A/E at completion of construction for a final set to be delivered to VA by A/E.

4) VA Team:

A. Contractor will work with the following VA personnel managing this Project:

i) Contracting Officer (CO): The CO shall be responsible for the contractual administration of this Project. All transactions of a legal nature, including contractual agreements, amendments, change orders, etc. shall be approved and processed through the CO.

ii) Contracting Officer’s Representative (COR): The COR shall be responsible for project management on behalf of the VA and will manage this Project on a day-to-day basis to ensure that that the Project requirements are met through construction according to this Scope of Work and the final construction documents. The primary Technical Point of Contact (POC) and Contracting Officer’s Representative (COR) is Kevin Brun (775) 789-6670; kevin.brun@va.gov. The alternate COR is Steven Elliot at (775) 326-5788; Steven.Elliott3@va.gov.

iii) Architect and Engineer (A/E): The Architect and associated Engineering consultants shall also monitor work progress, assist COR & CO in verification of work completed and review contractor monthly payment requests and product submittals.

5) Abbreviations and Acronyms:

A.AEArchitect & Engineering Firm
B.CDConstruction Documents
C.COContracting Officer
D.CORContracting Officer’s Representative
E. CPCompetent Person
F.GCGeneral Contractor
G.NTPNotice to Proceed
H. POCPoint of Contact
I. SOWStatement of Work
J. VAVeterans Affairs
K. VAPAHCSVeterans Affairs Palo Alto Health Care System

6) Appendix 1 Information Security (VA Handbook 6500.6) End of Statement of Work

APPENDIX 1

1.Information Security (VA Handbook 6500.6)
1.1.GENERAL
1.1.1.Contractors, contractor personnel, subcontractors, and subcontractor personnel shall be subject to the same Federal laws, regulations, standards, and VA Directives and Handbooks as VA and VA personnel regarding information and information system security.
1.2.ACCESS TO VA INFORMATION AND VA INFORMATION SYSTEMS
1.2.1.A contractor/subcontractor shall request logical (technical) or physical access to VA information and VA information systems for their employees, subcontractors, and affiliates only to the extent necessary to perform the services specified in the contract, agreement, or task order.
1.2.2.All contractors, subcontractors, and third-party servicers and associates working with VA information are subject to the same investigative requirements as those of VA appointees or employees who have access to the same types of information. The level and process of background security investigations for contractors must be in accordance with VA Directive and Handbook 0710, Personnel Suitability and Security Program. The Office for Operations, Security, and Preparedness is responsible for these policies and procedures.
1.2.3.Contract personnel who require access to national security programs must have a valid security clearance. National Industrial Security Program (NISP) was established by Executive Order 12829 to ensure that cleared U.S. defense industry contract personnel safeguard the classified information in their possession while performing work on contracts, programs, bids, or research and development efforts. The Department of Veterans Affairs does not have a Memorandum of Agreement with Defense Security Service (DSS). Verification of a Security Clearance must be processed through the Special Security Officer located in the Planning and National Security Service within the Office of Operations, Security, and Preparedness.
1.2.4.Custom software development and outsourced operations must be located in the U.S. to the maximum extent practical. If such services are proposed to be performed abroad and are not disallowed by other VA policy or mandates, the contractor/subcontractor must state where all non-U.S. services are provided and detail a security plan, deemed to be acceptable by VA, specifically to address mitigation of the resulting problems of communication, control, data protection, and so forth. Location within the U.S. may be an evaluation factor.
1.2.5.The contractor or subcontractor must notify the Contracting Officer immediately when an employee working on a VA system or with access to VA information is reassigned or leaves the contractor or subcontractor’s employ. The Contracting Officer must also be notified immediately by the contractor or subcontractor prior to an unfriendly termination.
1.3.VA INFORMATION CUSTODIAL LANGUAGE
1.3.1.Information made available to the contractor or subcontractor by VA for the performance or administration of this contract or information developed by the contractor/subcontractor in performance or administration of the contract shall be used only for those purposes and shall not be used in any other way without the prior written agreement of the VA. This clause expressly limits the contractor/subcontractor's rights to use data as described in Rights in Data - General, FAR 52.227-14(d) (1).
1.3.2.VA information should not be co-mingled, if possible, with any other data on the contractors/subcontractor’s information systems or media storage systems in order to ensure VA requirements related to data protection and media sanitization can be met. If co-mingling must be allowed to meet the requirements of the business need, the contractor must ensure that VA’s information is returned to the VA or destroyed in accordance with VA’s sanitization requirements. VA reserves the right to conduct on- site inspections of contractor and subcontractor IT resources to ensure data security controls, separation of data and job duties, and destruction/media sanitization procedures are in compliance with VA directive requirements.
1.3.3.Prior to termination or completion of this contract, contractor/subcontractor must not destroy information received from VA, or gathered/created by the contractor in the course of performing this contract without prior written approval by the VA. Any data destruction done on behalf of VA by a contractor/subcontractor must be done in accordance with National Archives and Records Administration (NARA) requirements as outlined in VA Directive 6300, Records and Information Management and its Handbook 6300.1 Records Management Procedures, applicable VA Records Control Schedules, and VA Handbook 6500.1, Electronic Media Sanitization. Self-certification by the contractor that the data destruction requirements above have been met must be sent to the VA Contracting Officer within 30 days of termination of the contract.
1.3.4.The contractor/subcontractor must receive, gather, store, back up, maintain, use, disclose and dispose of VA information only in compliance with the terms of the contract and applicable Federal and VA information confidentiality and security laws, regulations and policies. If Federal or VA information confidentiality and security laws, regulations and policies become applicable to the VA information or information systems after execution of the contract, or if NIST issues or updates applicable FIPS or Special Publications (SP) after execution of this contract, the parties agree to negotiate in good faith to implement the information confidentiality and security laws, regulations and policies in this contract.
1.3.5.The contractor/subcontractor shall not make copies of VA information except as authorized and necessary to perform the terms of the agreement or to preserve electronic information stored on contractor/subcontractor electronic storage media for restoration in case any electronic equipment or data used by the contractor/subcontractor needs to be restored to an operating state. If copies are made for restoration purposes, after the restoration is complete, the copies must be appropriately destroyed.
1.3.6.If VA determines that the contractor has violated any of the information confidentiality, privacy, and security provisions of the contract, it shall be sufficient grounds for VA to withhold payment to the contractor or third party or terminate the contract for default or terminate for cause under Federal Acquisition Regulation (FAR) part 12.
1.3.7.If a VHA contract is terminated for cause, the associated BAA must also be terminated and appropriate actions taken in accordance with VHA Handbook 1600.01, Business Associate Agreements. Absent an agreement to use or disclose protected health information, there is no business associate relationship.
1.3.8.The contractor/subcontractor must store, transport, or transmit VA sensitive information in an encrypted form, using VA-approved encryption tools that are, at a minimum, FIPS 140-2 validated.
1.3.9.The contractor/subcontractor’s firewall and Web services security controls, if applicable, shall meet or exceed VA’s minimum requirements. VA Configuration Guidelines are available upon request.
1.3.10.Except for uses and disclosures of VA information authorized by this contract for performance of the contract, the contractor/subcontractor may use and disclose VA information only in two other situations: (i) in response to a qualifying order of a court of competent jurisdiction, or (ii) with VA’s prior written approval. The contractor/subcontractor must refer all requests for, demands for production of, or inquiries about, VA information and information systems to the VA contracting officer for response.
1.3.11.Notwithstanding the provision above, the contractor/subcontractor shall not release VA records protected by Title 38 U.S.C. 5705, confidentiality of medical quality assurance records and/or Title 38 U.S.C. 7332, confidentiality of certain health records pertaining to drug addiction, sickle cell anemia, alcoholism or alcohol abuse, or infection with human immunodeficiency virus. If the contractor/subcontractor is in receipt of a court order or other requests for the above mentioned information, that contractor/subcontractor shall immediately refer such court orders or other requests to the VA contracting officer for response.
1.3.12.For service that involves the storage, generating, transmitting, or exchanging of VA sensitive information but does not require C&A or an MOU-ISA for system interconnection, the contractor/subcontractor must complete a Contractor Security Control Assessment (CSCA) on a yearly basis and provide it to the COR.
1.4.INFORMATION SYSTEM DESIGN AND DEVELOPMENT
1.4.1.Information systems that are designed or developed for or on behalf of VA at non-VA facilities shall comply with all VA directives developed in accordance with FISMA, HIPAA, NIST, and related VA security and privacy control requirements for Federal information systems. This includes standards for the protection of electronic PHI, outlined in 45 C.F.R. Part 164, Subpart C, information and system security categorization level designations in accordance with FIPS 199 and FIPS 200 with implementation of all baseline security controls commensurate with the FIPS 199 system security categorization (reference Appendix D of VA Handbook 6500, VA Information Security Program). During the development cycle a Privacy Impact Assessment (PIA) must be completed, provided to the COR, and approved by the VA Privacy Service in accordance with Directive 6507, VA Privacy Impact Assessment.
1.4.2.The contractor/subcontractor shall certify to the COR that applications are fully functional and operate correctly as intended on systems using the VA Federal Desktop Core configuration (FDCC), and the common security configuration guidelines provided by NIST or the VA. This includes Internet Explorer 7 configured to operate on Windows XP and Vista (in Protected Mode on Vista) and future versions, as required.
1.4.3.The standard installation, operation, maintenance, updating, and patching of software shall not alter the configuration settings from the VA approved and FDCC configuration. Information technology staff must also use the Windows Installer Service for installation to the default “program files” directory and silently install and uninstall.
1.4.4.Applications designed for normal end users shall run in the standard user context without elevated system administration privileges.
1.4.5.The security controls must be designed, developed, approved by VA, and implemented in accordance with the provisions of VA security system development life cycle as outlined in NIST Special Publication 800-37, Guide for Applying the Risk Management Framework to Federal Information Systems, VA Handbook 6500, Information Security Program and VA Handbook 6500.5, Incorporating Security and Privacy in System Development Lifecycle.
1.4.6.The contractor/subcontractor is required to design, develop, or operate a System of Records Notice (SOR) on individuals to accomplish an agency function subject to the Privacy Act of 1974, (as amended), Public Law 93-579, December 31, 1974 (5 U.S.C. 552a) and applicable agency regulations. Violation of the Privacy Act may involve the imposition of criminal and civil penalties.
1.4.7.The contractor/subcontractor agrees to:
1.4.7.1.Comply with the Privacy Act of 1974 (the Act) and the agency rules and regulations issued under the Act in the design, development, or operation of any system of records on individuals to accomplish an agency function when the contract specifically identifies:
1.4.7.1.1.The Systems of Records (SOR); and
1.4.7.1.2.The design, development, or operation work that the contractor/subcontractor is to perform;
1.4.7.2.Include the Privacy Act notification contained in this contract in every solicitation and resulting subcontract and in every subcontract awarded without a solicitation, when the work statement in the proposed subcontract requires the redesign, development, or operation of a SOR on individuals that is subject to the Privacy Act; and
1.4.7.3.Include this Privacy Act clause, including this subparagraph (3), in all subcontracts awarded under this contract which requires the design, development, or operation of such a SOR.
1.4.8.In the event of violations of the Act, a civil action may be brought against the agency involved when the violation concerns the design, development, or operation of a SOR on individuals to accomplish an agency function, and criminal penalties may be imposed upon the officers or employees of the agency when the violation concerns the operation of a SOR on individuals to accomplish an agency function. For purposes of the Act, when the contract is for the operation of a SOR on individuals to accomplish an agency function, the contractor/subcontractor is considered to be an employee of the agency.
1.4.8.1.“Operation of a System of Records” means performance of any of the activities associated with maintaining the SOR, including the collection, use, maintenance, and dissemination of records.
1.4.8.2.“Record” means any item, collection, or grouping of information about an individual that is maintained by an agency, including, but not limited to, education, financial transactions, medical history, and criminal or employment history and contains the person’s name, or identifying number, symbol, or any other identifying particular assigned to the individual, such as a fingerprint or voiceprint, or a photograph.
1.4.8.3.“System of Records” means a group of any records under the control of any agency from which information is retrieved by the name of the individual or by some identifying number, symbol, or other identifying particular assigned to the individual.
1.4.9.The vendor shall ensure the security of all procured or developed systems and technologies, including their subcomponents (hereinafter referred to as “Systems”), throughout the life of this contract and any extension, warranty, or maintenance periods. This includes, but is not limited to workarounds, patches, hotfixes, upgrades, and any physical components (hereafter referred to as Security Fixes) which may be necessary to fix all security vulnerabilities published or known to the vendor anywhere in the Systems, including Operating Systems and firmware. The vendor shall ensure that Security Fixes shall not negatively impact the Systems.
1.4.10.The vendor shall notify VA within 24 hours of the discovery or disclosure of successful exploits of the vulnerability which can compromise the security of the Systems (including the confidentiality or integrity of its data and operations, or the availability of the system). Such issues shall be remediated as quickly as is practical, but in no event longer than 10 days.
1.4.11.When the Security Fixes involve installing third party patches (such as Microsoft OS patches or Adobe Acrobat), the vendor will provide written notice to the VA that the patch as been validated as not affecting the Systems within 10 working days. When the vendor is responsible for operations or maintenance of the Systems, they shall apply the Security Fixes within 10 days. l. All other vulnerabilities shall be remediated as specified in this paragraph in a timely manner based on risk, but within 60 days of discovery or disclosure. Exceptions to this paragraph (e.g. for the convenience of VA) shall only be granted with approval of the contracting officer and the VA Assistant Secretary for Office of Information and Technology.
1.5.INFORMATION SYSTEM HOSTING, OPERATION, MAINTENANCE, OR USE
1.5.1.For information systems that are hosted, operated, maintained, or used on behalf of VA at non-VA facilities, contractors/subcontractors are fully responsible and accountable for insuring compliance with all HIPAA, Privacy Act, FISMA, NIST, FIPS, and VA security and privacy directives and handbooks. This includes conducting compliant risk assessments, routine vulnerability scanning, system patching and change management procedures, and the completion of an acceptable contingency plan for each system. The contractor’s security control procedures must be equivalent, to those procedures used to secure VA systems. A Privacy Impact Assessment (PIA) must also be provided to the COR and approved by VA Privacy Service prior to operational approval. All external Internet connections to VA’s network involving VA information must be reviewed and approved by VA prior to implementation.
1.5.2.Adequate security controls for collecting, processing, transmitting, and storing of Personally Identifiable Information (PII), as determined by the VA Privacy Service, must be in place, tested, and approved by VA prior to hosting, operation, maintenance, or use of the information system, or systems by or on behalf of VA. These security controls are to be assessed and stated within the PIA and if these controls are determined not to be in place, or inadequate, a Plan of Action and Milestones (POA&M) must be submitted and approved prior to the collection of PII.
1.5.3.Outsourcing (contractor facility, contractor equipment or contractor staff) of systems or network operations, telecommunications services, or other managed services requires certification and accreditation (authorization) (C&A) of the contractor’s systems in accordance with VA Handbook 6500.3, Certification and Accreditation and/or the VA OCS Certification Program Office. Government-owned (government facility or government equipment) contractor-operated systems, third party or business partner networks require memorandums of understanding and interconnection agreements (MOU-ISA) which detail what data types are shared, who has access, and the appropriate level of security controls for all systems connected to VA networks.
1.5.4.The contractor/subcontractor’s system must adhere to all FISMA, FIPS, and NIST standards related to the annual FISMA security controls assessment and review and update the PIA. Any deficiencies noted during this assessment must be provided to the VA contracting officer and the ISO for entry into VA’s POA&M management process. The contractor/subcontractor must use VA’s POA&M process to document planned remedial actions to address any deficiencies in information security policies, procedures, and practices, and the completion of those activities. Security deficiencies must be corrected within the timeframes approved by the government. Contractor/subcontractor procedures are subject to periodic, unannounced assessments by VA officials, including the VA Office of Inspector General. The physical security aspects associated with contractor/subcontractor activities must also be subject to such assessments. If major changes to the system occur that may affect the privacy or security of the data or the system, the C&A of the system may need to be reviewed, retested and re-authorized per VA Handbook 6500.3. This may require reviewing and updating all of the documentation (PIA, System Security Plan, Contingency Plan). The Certification Program Office can provide guidance on whether a new C&A would be necessary.
1.5.5.The contractor/subcontractor must conduct an annual self-assessment on all systems and outsourced services as required. Both hard copy and electronic copies of the assessment must be provided to the COR. The government reserves the right to conduct such an assessment using government personnel or another contractor/subcontractor. The contractor/subcontractor must take appropriate and timely action (this can be specified in the contract) to correct or mitigate any weaknesses discovered during such testing, generally at no additional cost.
1.5.6.VA prohibits the installation and use of personally-owned or contractor/subcontract or owned equipment or software on VA’s network. If non-VA owned equipment must be used to fulfill the requirements of a contract, it must be stated in the service agreement, SOW or contract. All of the security controls required for government furnished equipment (GFE) must be utilized in approved other equipment (OE) and must be funded by the owner of the equipment. All remote systems must be equipped with, and use, a VA-approved antivirus (AV) software and a personal (host-based or enclave based) firewall that is configured with a VA approved configuration. Software must be kept current, including all critical updates and patches. Owners of approved OE are responsible for providing and maintaining the anti-viral software and the firewall on the non-VA owned OE.
1.5.7.All electronic storage media used on non-VA leased or non-VA owned IT equipment that is used to store, process, or access VA information must be handled in adherence with VA Handbook 6500.1, Electronic Media Sanitization upon: (i) completion or termination of the contract or (ii) disposal or return of the IT equipment by the contractor/subcontractor or any person acting on behalf of the contractor/subcontractor, whichever is earlier. Media (hard drives, optical disks, CDs, back-up tapes, etc.) used by the contractors/subcontractors that contain VA information must be returned to the VA for sanitization or destruction or the contractor/subcontractor must self-certify that the media has been disposed of per 6500.1 requirements. This must be completed within 30 days of termination of the contract.
1.5.8.Bio-Medical devices and other equipment or systems containing media (hard drives, optical disks, etc.) with VA sensitive information must not be returned to the vendor at the end of lease, for trade-in, or other purposes. The options are:
1.5.8.1.Vendor must accept the system without the drive;
1.5.8.2.VA’s initial medical device purchase includes a spare drive which must be installed in place of the original drive at time of turn-in; or
1.5.8.3.VA must reimburse the company for media at a reasonable open market replacement cost at time of purchase.
1.5.8.4.Due to the highly specialized and sometimes proprietary hardware and software associated with medical equipment/systems, if it is not possible for the VA to retain the hard drive, then;
1.5.8.4.1.The equipment vendor must have an existing BAA if the device being traded in has sensitive information stored on it and hard drive(s) from the system are being returned physically intact; and
1.5.8.4.2.Any fixed hard drive on the device must be non-destructively sanitized to the greatest extent possible without negatively impacting system operation. Selective clearing down to patient data folder level is recommended using VA approved and validated overwriting technologies/methods/tools. Applicable media sanitization specifications need to be preapproved and described in the purchase order or contract.
1.5.8.4.3.A statement needs to be signed by the Director (System Owner) that states that the drive could not be removed and that (a) and (b) controls above are in place and completed. The ISO needs to maintain the documentation.
1.6.SECURITY INCIDENT INVESTIGATION
1.6.1.The term “security incident” means an event that has, or could have, resulted in unauthorized access to, loss or damage to VA assets, or sensitive information, or an action that breaches VA security procedures. The contractor/subcontractor shall immediately notify the COR and simultaneously, the designated ISO and Privacy Officer for the contract of any known or suspected security/privacy incidents, or any unauthorized disclosure of sensitive information, including that contained in system(s) to which the contractor/subcontractor has access.
1.6.2.To the extent known by the contractor/subcontractor, the contractor/subcontractor’s notice to VA shall identify the information involved, the circumstances surrounding the incident (including to whom, how, when, and where the VA information or assets were placed at risk or compromised), and any other information that the contractor/subcontractor considers relevant.
1.6.3.With respect to unsecured protected health information, the business associate is deemed to have discovered a data breach when the business associate knew or should have known of a breach of such information. Upon discovery, the business associate must notify the covered entity of the breach. Notifications need to be made in accordance with the executed business associate agreement.
1.6.4.In instances of theft or break-in or other criminal activity, the contractor/subcontractor must concurrently report the incident to the appropriate law enforcement entity (or entities) of jurisdiction, including the VA OIG and Security and Law Enforcement. The contractor, its employees, and its subcontractors and their employees shall cooperate with VA and any law enforcement authority responsible for the investigation and prosecution of any possible criminal law violation(s) associated with any incident. The contractor/subcontractor shall cooperate with VA in any civil litigation to recover VA information, obtain monetary or other compensation from a third party for damages arising from any incident, or obtain injunctive relief against any third party arising from, or related to, the incident.
1.7.LIQUIDATED DAMAGES FOR DATA BREACH
1.7.1.Consistent with the requirements of 38 U.S.C. 5725, a contract may require access to sensitive personal information. If so, the contractor is liable to VA for liquidated damages in the event of a data breach or privacy incident involving any SPI the contractor/subcontractor processes or maintains under this contract. However, it is the policy of VA to forgo collection of liquidated damages in the event the contractor provides payment of actual damages in an amount determined to be adequate by the agency.
1.7.2.The contractor/subcontractor shall provide notice to VA of a “security incident” as set forth in the Security Incident Investigation section above. Upon such notification, VA must secure from a non-Department entity or the VA Office of Inspector General an independent risk analysis of the data breach to determine the level of risk associated with the data breach for the potential misuse of any sensitive personal information involved in the data breach. The term 'data breach' means the loss, theft, or other unauthorized access, or any access other than that incidental to the scope of employment, to data containing sensitive personal information, in electronic or printed form, that results in the potential compromise of the confidentiality or integrity of the data. Contractor shall fully cooperate with the entity performing the risk analysis. Failure to cooperate may be deemed a material breach and grounds for contract termination.
1.7.3.Each risk analysis shall address all relevant information concerning the data breach, including the following:
1.7.3.1.Nature of the event (loss, theft, unauthorized access);
1.7.3.2.Description of the event, including:
1.7.3.2.1.date of occurrence;
1.7.3.2.2.data elements involved, including any PII, such as full name, social security number, date of birth, home address, account number, disability code; (3) Number of individuals affected or potentially affected;
1.7.3.3.Names of individuals or groups affected or potentially affected;
1.7.3.4.Ease of logical data access to the lost, stolen or improperly accessed data in light of the degree of protection for the data, e.g., unencrypted, plain text;
1.7.3.5.Amount of time the data has been out of VA control;
1.7.3.6.The likelihood that the sensitive personal information will or has been compromised (made accessible to and usable by unauthorized persons);
1.7.3.7.Known misuses of data containing sensitive personal information, if any;
1.7.3.8.Assessment of the potential harm to the affected individuals;
1.7.3.9.Data breach analysis as outlined in 6500.2 Handbook, Management of Security and Privacy Incidents, as appropriate; and
1.7.3.10.Whether credit protection services may assist record subjects in avoiding or mitigating the results of identity theft based on the sensitive personal information that may have been compromised.
1.7.4.Based on the determinations of the independent risk analysis, the contractor shall be responsible for paying to the VA liquidated damages in the amount of $37.50 per affected individual to cover the cost of providing credit protection services to affected individuals consisting of the following:
1.7.4.1.Notification;
1.7.4.2.One year of credit monitoring services consisting of automatic daily monitoring of at least 3 relevant credit bureau reports;
1.7.4.3.Data breach analysis;
1.7.4.4.Fraud resolution services, including writing dispute letters, initiating fraud alerts and credit freezes, to assist affected individuals to bring matters to resolution;
1.7.4.5.One year of identity theft insurance with $20,000.00 coverage at $0 deductible; and
1.7.4.6.Necessary legal expenses the subjects may incur to repair falsified or damaged credit records, histories, or financial affairs.
1.7.5.TRAINING
1.7.5.1.All contractor employees and subcontractor employees requiring access to VA information and VA information systems shall complete the following before being granted access to VA information and its systems:
1.7.5.1.1.Sign and acknowledge (either manually or electronically) understanding of and responsibilities for compliance with the Contractor Rules of Behavior, Appendix E relating to access to VA information and information systems;
1.7.5.1.2.Successfully complete the VA Cyber Security Awareness and Rules of Behavior training and annually complete required security training;
1.7.5.1.3.Successfully complete the appropriate VA privacy training and annually complete required privacy training; and
1.7.5.1.4.Successfully complete any additional cyber security or privacy training, as required for VA personnel with equivalent information system access [to be defined by the VA program official and provided to the contracting officer for inclusion in the solicitation document – e.g., any role-based information security training required in accordance with NIST Special Publication 800-16, Information Technology Security Training Requirements.]
1.7.5.2.The contractor shall provide to the contracting officer and/or the COR a copy of the training certificates and certification of signing the Contractor Rules of Behavior for each applicable employee within 1 week of the initiation of the contract and annually thereafter, as required.

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