PWS Attachment 4_Appendix H.pdf

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MISSILES AND SPA(!

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PROGRAM EXECUTIVE OFFICE, MISSILES AND SPACE

PATRIOT AIR AND MISSILE DEFENSE SYSTEM

SECURITY CLASSIFICATION GUIDE

19 April 2018

ISSUED BY: LOWER TIER PROJECT OFFICE, 106 WYNN DRIVE, HUNTSVILLE AL 35806

APPROVED BY: BARRY J. PIKE, PROGRAM EXECUTIVE OFFICER, MISSILES AND SPACE

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SUPERSEDES: PATRIOT AIR AND MISSILE DEFENSE SYSTEM SECURITY CLASSIFICAITON GUIDE, DATED 7 FEBRUARY 2012

DISTRIBUTION STATEMENT D. Distribution authorized to the Department of Defense (DoD) and US DoD contractors only, by reason of Critical Technology; 24 May 2017. Other requests for this document shall be referred to Lower Tier Project Office (LTPO), ATTN: SFAE MSL-LTS, 106 Wynn Drive, Huntsville, AL 35806.

THIS DOCUMENT CONTAINS INFORMATION THAT

MAY BE EXEMPT FROM MANDATORY DISCLOSURE

UNDER THE FREEDOM OF INFORMATION ACT.

EXEMPTION 2 APPLIES.

DESTRUCTION NOTICE: DESTROY BY ANY METHOD

THAT WILL PREVENT DISCLOSURE OF CONTENTS

OR RECONSTRUCTION OF THE DOCUMENT.

FOR OFFICIAL USE ONLY

This document shall be used as guidance for classifying and declassifying information and material related to the PA TRI OT Program.

Approved by the Program Executive Officer, Missiles and Space.

BARRYJ.~

Program Executive Officer, Missiles and Space

FOR OFFICIAL USE ONLY

/~~~/ff ,, Date

TABLE OF CONTENTS

SECTION 1 - GENERAL INSTRUCTIONS

1.1 Purpose .............. .. ........................ ........ ... ............... ..... .. ........... .. ...... ............... ...... .. .. ........ .......... .. .... ......................................... ·:

1.2 Authority ........... ...... ................ .... .... ... ............. , ..... ............................. .. .. .. ...... .. ............. ........ .. ............ .. .. ....... ..... ........ .... .. ,

1.3 Office of Primary Responsibility (OPR)

1.4 Classification Challenges

1.5 Reproduction, Extraction, and Dissemination

1.6 Public Release .................. ................................... .. ... ..................................................................................................... ,

1.7 Foreign Disclosure

1.8 Reasons for Classification

1.9 Definitions

SECTION 2 - OVERALL EFFORT

2.1 Identification

2.2 Goal, Mission, Purpose

2.3 End Item

SECTION 3 - PERFORMANCE & CAPABILITIES

3.1 System Design, Requirements, and Characteristics

3.2 System Capacity

3. 3 System Accuracy

3.4 System Engagement Envelope

3.5 System Engagement Kill Parameters

3.6 Radar Set

3. 7 Legacy Missile( s) Design, Performance & Capabilities

3.8 PAC-3/PAC-3 MSE Missile Design, Performance & Capability

3.9 Communications Set

3.10 System Components Signature Characteristics

3 .11 System RF Modulation Characteristics

3.12 System Frequencies

3.13 Target Classification, Discrimination and Identification (CDI) Parameters

3.14 Non-Cooperative Target Recognition (NCTR)

3.15 Integrated Fire Control (IFC)

3 .16 Interoperability

3.17 Tactical Data Links

3.18 Test Data, Plans & Raw Un-scaled Data Records

3.19 Association of Specific Tactical Threats with the Design, Development or Testing of PATRIOT

3.20 Reliability, Availability, Maintainability (RAM)

3.21 Operational Readiness Alert Cycle

SECTION 4 - SPECIFICATIONS

4.1 PATRIOT System and Component Specifications

4.2 System Performance Specifications ........ , ..................... ......... , .. . , ... ,

4.3 Manufacturing Process

SECTION 5 - CRITICAL ELEMENTS . .-

SECTION 6 - VULNERABILITIES & WEAKNESSES

6.1 PATRIOT Vulnerabilities & Weaknesses (including PAC-3 missile)

6.2 PATRIOT Countermeasures (CM) & Counter-Countermeasures (CCM) ..................................................... .... .. ..... .... ... .. .... ,,

6.3 PA TRI OT Test Targets

SECTION 7 - ADMINISTRATIVE DATA

7 .1 Significant Planning Dates

7.2 PAC-3 Missile Delivery/Fielding

SECTION 8-HARDWARE & SOFTWARE

8.1 PATRIOT Computer Programs/Builds/Data Bases/Training Scenarios

8.2 Test Equipment

8.3 Support Equipment

8.4 ICC, ECS and CRG Hardware

8.5 Radar Set Hardware ............. .............. ....... .............................................................................. .. ......................... .... ................. ,

8.6 Legacy Missile(s) Software

8.7 Legacy Missile(s) Hardware

8.8 PAC-3/PAC-3 MSE Missile Software

8.9 PAC-3/PAC-3 MSE Missile Hardware

8.10 Tactical Telemetry (Tac TM) ........................... ............ ..... .... ............ .. ....................................................... .. .-

8.11 PAC-3 Certified Missile Round (CMR)

8.12 Simulations

8.13 PAC-3 Missile Production and Labs (Hardware-in-the-Loop (HWIL), System Integration Lab (SIL), etc

SECTION 9 - CYBERSECURITY

SECTION 10 - PARTS LIST

10.1 Radar Parts List

10.2 Legacy Missile Parts List

10.3 PAC-3 Missile Parts List

SECTION 11 - NOTES

GLOSSARY PART I: ABBREVIATIONS AND ACRONYNMS

GLOSSARY PART II: DEFINITIONS

REFERENCES

SECTION 1 - GENERAL INSTRUCTIONS

1.1. Purpose. To provide instructions and guidance on the classification of information and material pertaining to the Phased Array Tracking to Intercept of Target (PATRIOT) Air and Missile Defense System to include the PA TRI OT Advanced Capability-3 (PAC-3) and PAC-3 Missile Segment Enhancement (MSE) missiles.

1.2. Authority. This guide is issued under authority of Executive Order (EO) 13526, Department of Defense Manual (DoDM)

5200.01 Information Security Program, Army Regulation (AR) 380-5 Department of the Army Information Security Program, and DoD Manual 5220.22-M, National Industrial Security Program Operating Manual. This guide constitutes authority and may be cited as the basis for classification, regarding, or declassification of information and material involved in the PA TRI OT program. Changes in classification required by application of this guide shall be made immediately. Information identified in this guide for protection as classified information is approved by the Program Executive Officer, Missiles and Space.

1.3. Office of Primary Responsibility (OPR). This guide is issued by, and all inquiries concerning content and interpretation, as well as any recommendation for changes, should be addressed to:

Program Executive Office, Missiles and Space (PEO MS) ATTN: SFAE-MSL-LTS, Security Manager 106 Wynn Drive, Huntsville AL 35806 Commercial 256-955-2062, DSN 645-2062.

1.4. Classification Challenges. If at any time, any of the security classification guidance contained herein is challenged, the items of information involved shall continue to be protected at the level prescribed by this guide until such time as a final decision is made on the challenge by appropriate authority. Classification challenges should be addressed to the OPR.

1.5. Reproduction, Extraction, and Dissemination. Authorized recipients of this guide may reproduce, extract, and djsseminate the contents of this guide, as necessary, for application by specified groups involved in the PATRIOT system, including industrial activities. Copies of separate guides issued to operating activities in application of this guide shall be sent to the

OPR.

1.6. Public Release. The fact that this guide shows certain details of information to be unclassified, including controlled unclassified information, does not allow automatic public release of this information. DoD information requested by the media or members of the public or proposed for release to the public by DoD civilians or military personnel or their contractors shall be processed in accordance with DoD Manual 5220.01, DoD Directives 5230.09, DoD Instruction 5230.29, and DoD 5400.7-R, as applicable. Proposed public disclosures of unclassified information regarding PATRIOT from outside the LTPO or PEO MS shall be processed through Commander, US Army Aviation and Missile Command (USAAMCOM) Life Cycle Management Command, ATTN: AMSAM-PA, Redstone Arsenal, AL 35898-5020.

1.7. Foreign Disclosure. This Security Classification Guide (SCG) is not releasable to any foreign government, foreign nationals, or representatives of a foreign government or nation. Release of any information on this program to any foreign government, foreign nationals, representatives of a foreign government or nation, or US citizen residing in a foreign country is subject to the provisions of AR 380-10, Foreign Disclosure and Contacts with Foreign Representatives. Any government activity or defense contractor receiving a request for classified or unclassified official information pertaining to this program from any foreign government, foreign national, representative of a foreign government or nation, or US citizen residing in a foreign country shall advise the requestor to make an official request through his Embassy to the Department of Army, Deputy Chief of Staff for Intelligence. Questions should be directed to the LTPO Security Office, telephone: (256) 955-2111 or 2062.

For classified military information, the disclosure authority is the PEO MS Foreign Disclosure Officer (FDO) and the Headquarters, Department of the Army, G2. Such material must be consistent and supported by an appropriate release mechanism (i.e., Foreign Military Sales (FMS) case or Delegation of Disclosure Authority Letter).

For Controlled Unclassified Information (CUI), the disclosure authority is the respective Program Manager In Accordance With (IA W) the PEO MS Memorand:um, subject: Authority to Disclose Technical Controlled Unclassified Information, 20 June 2007.

FMS issues will be considered during the review of all classification guides. Issues will be coordinated with foreign disclosure officers and security assistance/foreign military sales representatives.

1.8. Reasons for Classification. The following reasons for classification, as identified in EO 13526, are the only reasons that the PEO MS has Original Classification Authority (OCA) over and are the only reasons that may be cited under the "Reason" column in a PEO MS Security Classification Guide:

l .4(a) - military plans, weapon systems, or operations;

1.4( e) - scientific, technological, or economic matters relating to the national security;

1.4(g) - vulnerabilities or capabilities of systems, installations, infrastructures, projects, plans, or proteetion services relating to the national security.

1.9. Definitions. See Glossary Part II.

SECTION 2 - OVERALL EFFORT

2. SECTION 2 - OVERALL EFFORT

2.1. Identification. Classification of information pertaining to the PATRIOT System must be classified in accordance with the elements of this SCG.

2.2. Goal, Mission, Purpose. The mission of the PATRIOT System is to protect forces and selected geopolitical assets from missile attack, aerial attack and surveillance. PATRIOT is a low to high altitude, long range system designed to defeat 21st century threats, which include Air Breathing Threats (ABTs), Tactical Ballistic Missiles (TBMs), Cruise Missiles (CMs), Anti-Radiation Missiles (ARMs), Tactical Unmanned Aerial Vehicles (TUA Vs), and Large Caliber Rockets (LCRs). The PATRIOT System comprises and fully integrates both command and control and weapon system components. The major components of the PATRIOT System are the Information and Coordination Central (ICC), Tactical Command System (TCS), Communications Relay Group (CRG), Engagement Control Station (ECS), Battery Command Post (BCP), Radar Set (RS), Launching Station (LS), Missiles, Electric Power Plant (EPP), and Antenna Mast Group (AMG).

2.3. End Item. In general, classifiable information for the PATRIOT System is that which concerns performance, capabilities, vulnerabilities, or weaknesses of the system or a component of the system. Classification of hardware and/or software will be determined based on what it contains or reveals. National stock numbers and model designation of the PA TRI OT System components is unclassified.

SECTION 3 - PERFORMANCE & CAPABILITIES

SECTION 3 - PERFORMANCE & CAPABILITIES

TOPIC CLASS REASON DECLASSIFY REMARKS

ON

3.1 System Design, Requirements, and s 1.4(g) 20421108 Classification will be commensurate with the Characteristics classification level of the information/ data revealed therein as determined by application of this SCG.

3.2 Svstem Capacitv

3.2.1 Maximum Number of Target Tracks s 1.4(g) 20421108 Number of Fire Unit tracks above 50 but less (Surveillance) than maximum number is classified

CONFIDENTIAL. For public information purposes, category will refer to PATRIOT's capability to track up to 50 targets simultaneously at the Fire Unit.

3.2.2 Maximum Multiple Simultaneous s 1.4(g) 20421108 Number of Fire Unit multiple simultaneous Engagements engagements above 5 but less than the maximum is classified CONFIDENTIAL. Maximum number of missiles that can be in Track-Via- Missile (TVM) simultaneously is classified SECRET. For public information purposes, this category will refer to PA TRI OT' s capability to control up to 5 PATRIOT missiles in flight at the Fire Unit.

3.2.3 Target Tracks with Multiple Simultaneous s 1.4(g) 20421108 SECRET if information suggests an enemy Engagements tactic/technique that degrades the system, otherwise CONFIDENTIAL.

3.2.4 Rate of Fire s 1.4(g) 20421108 SECRET if information suggests an enemy tactic/technique that degrades the system, otherwise CONFIDENTIAL.

3.3 Svstem Accuracy

3.3. l System/Subsystem Error B~dget s 1.4(g) 20421108 CONFIDENTIAL if vulnerability is not revealed.

3.3.2 Missile Error Budget s 1.4(g) 20421108 CONFIDENTIAL if vulnerability is not revealed.

3.3.3 Tracking Accuracy

SECTION 3 - PERFORMANCE & CAP ABILITIES

TOPIC CLASS REASON DECLASSIFY REMARKS

ON

3.3.3.1 Guidance System (Legacy Missiles) c 1.4(g) 20421108 See 3.8 for classification of PAC-31PAC-3 MSE missiles.

3.3.3.2 Radar System s 1.4(g) 20421108 Recorded data indicating tracking accuracy of targets with low Radar Cross Section (RCS) levels as defined in DoDI S-5230.28 is classified SECRET, otherwise radar tracking accuracy is classified CONFIDENTIAL.

3.3.4 Resolution

3.3.4.1 System s 1.4(g) 20421108 CONFIDENTIAL if vulnerability is not revealed.

3.3.4.2 Major Components s l.4(g) 20421108 CONFIDENTIAL if vulnerability is not revealed.

3.4 System Engagement Envelope s 1.4(g) 20421108 NIA

3.4.1 Maximum System Detection Range s 1.4(g) 20421108 NIA

3.4.2 Intercept Range

3.4.2.1 Maximum s 1.4(g) 20421108 For public information purposes, the maximum intercept range of the system is 70 kilometers.

3.4.2.2 Minimum (Dead Zone) c 1.4(g) 20421108 NIA

3.4.3 Altitude

3.4.3.1 Maximum s 1.4(g) 20421108 NIA

3.4.3.2 Minimum s 1.4(g) 20421108 NIA

3.5 Svstem Engagement Kill Parameters

3.5.1 Single Shot Engagement Kill Probability s 1.4(g) 20421108 NIA

(SSEKP)

3.5.1.1 Probability of Detection, Evaluation s 1.4(g) 20421108 NIA and Transfer (Pdet)

3.5.1.2 Probability of Single Shot Kill (PSSK) s 1.4(g) 20421108 NIA

3.5.1.2.l Missile Lethality (numeric values s 1.4(g) 20421108 NIA used in PSSK or similar calculations)

3.5.1.2.2 Missile Reliability c 1.4(g) 20421108 NIA

ON

3.5.1.2.3 Missile kill criteria s 1.4(g) 20421108 Kill criteria consists of parameters and/ or techniques used to determine lethality against targets/threats.

3.6 Radar Set

3.6.1 Radar Design, Performance & Capabilities s 1.4(g) 20421108 Data/information that reveals tactics/techniques that degrade the system or reveals a vulnerability is classified SECRET; otherwise, CONFIDENTIAL. Design information that does not reveal system performance or a vulnerability or tactic to degrade the system is UNCLASSIFIED. Display of unquantified range rings and targets within releasable system detection, and intercept points within the releasable intercept range are UNCLASSIFIED.

For Public Information purposes, the maximum detection range of the system is 70 kilometers.

3.6.1.1 Search Tracks c 1.4(g) 20421108 Minimum and maximum values of range, elevation, angle and azimuth angle for search and track are CONFIDENTIAL.

3.6.2 Identification Friend or Foe (IFF) Crypto s 1.4(g) 20421108 UNCLASSIFIED when not keyed.

Set

3.7 Legacy Missile(s) Design, Performance & s 1.4(g) 20421108 Data/information that reveals tactics/techniques Capabilities that degrade the system or reveals a vulnerability is classified SECRET; otherwise, CONFIDENTIAL.

3.7.1 Guidance System

3.7.1.1 Qualitative Description s 1.4(g) 20421108 SECRET if description contains quantitative parameters, system performance/capabilities, otherwise UNCLASSIFIED.

3.7.1.2 Quantitative Parameters s 1.4(g) 20421108 Data/information that reveals tactics/techniques that degrade the system or reveals a vulnerability is classified SECRET; otherwise, CONFIDENTIAL.

ON

3.7.2 Self Destruct/Command Destruct Timeline s 1.4(g) 20421108 SECRET if information suggests an enemy and/ or Sequence tactic/technique that degrades the system, otherwise CONFIDENTIAL.

3.7.3 Rocket Motor Performance Characteristics c 1.4(g) 20421108 Note 11.9.

3.7.4 Propellant c 1.4(g) 20421108 Bum time is classified CONFIDENTIAL when associated with Velocity versus Time. When bum time is standing alone it is

UNCLASSIFIED.

3.7.5 Missile Velocity/Acceleration c 1.4(g) 20421108 Mach number is UNCLASSIFIED when separated from all altitude and/or dynamic pressure information.

3.7.6 Fuze Design/Parameters s l.4(g) 20421108 Information revealing the Fuze's Electronic Counter Measure (ECM) performance, clutter performance, and Anti-Tactical Missile Reduced Time Constants (RTC) sensitivity is classified SECRET. Radio Frequency (RF) output power and characteristics of the antenna and waveforms, RTC design details, and acceptance testing results are classified CONFIDENTIAL.

3.7.7 Warhead Performance Parameters c 1.4(g) 20421108 Fragment distribution and velocities.

3.8 P AC-3/P AC-3 MSE Missile Design, s 1.4(g) 20421108 Note 11.7. Mach number is UNCLASSIFIED Performance & Capability when separated from all altitude and/or dynamic pressure information. Design information that describes Hit-to-Kill Capability or methods for attaining direct hit is classified SECRET.

3.8.1 Self Destruct/Command Destruct Timeline s 1.4(g) 20421108 NIA and/or Sequence

3.8.2 Seeker Design & Performance Parameters s 1.4(g) 20421108 Note 11.5. Design information that describes

Hit-to-Kill Capability or methods for attaining direct hit is classified SECRET.

3.8.3 Guidance Processor Unit (GPU) Master s 1.4(g) 20421108 NIA Computational Cycle

3.8.4 Safe Arm Fuze Parameters u NIA NIA NIA

3.8.5 Lethality Enhancer CLE) Parameters