FORM 4 - DBE AFFIRMATION.pdf

PDF 120 KB Posted

Attached to
Security Asset Manager (SAM) Key Safe
Solicitation number
OP143616
Issued by
California

About this file

This is a Form 4 - DBE Affirmation document used by state and local transportation agencies to certify Disadvantaged Business Enterprise (DBE) status for contract opportunities. The form serves as an official affirmation that a business entity meets the eligibility criteria established under the Department of Transportation's DBE Program, which is designed to promote fair competition and ensure that DBEs have an equal opportunity to participate in federally funded transportation projects. The document requires the applicant business to provide detailed information about ownership structure, including identification of socially and economically disadvantaged owners, and confirmation that the business meets the size standards and control requirements specified by federal regulations.

The form mandates that the certifying business provide comprehensive documentation of ownership percentages, personal financial statements, and evidence of management and daily operational control by disadvantaged individuals. The affirmation certifies that the business has not previously been found to be ineligible for DBE participation and that all information provided is accurate and complete. This certification is critical for businesses seeking to be counted as DBE subcontractors or prime contractors on federal-aid transportation projects, as it determines eligibility for contract set-asides and DBE goals. The form typically requires authorization signatures from business officers and may necessitate submission of supporting documentation including tax returns, business licenses, and personal financial statements to substantiate the claims of disadvantaged ownership and control.

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EXHIBIT D - WORK-COMPLETION_DELIVERABLE SCHEDULE (RESERVED).pdf PDF
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Text version

METRO

DBE INSTR TO BIDDERS/PROPOSERS (FEDERAL)

PRO FORM 068

REVISION DATE: 07.02.2024

FORM 4 – DBE AFFIRMATION

TO BE COMPLETED BY PRIME AND ALL SUBCONTRACTORS (DBE AND NON-DBE) THAT WILL

SUBCONTRACT TO A DBE BUSINESS.

INSTRUCTIONS: Complete and sign this DBE Affirmation on your behalf to affirm that you will utilize the DBE businesses listed on Form 1 and its Attachments. This form must be signed by the DBE business acknowledging that it has submitted a written quote to you and has been listed to perform work on this Contract.

ADDITIONAL INSTRUCTIONS TO PRIME (OFFEROR) ONLY:

1. In addition to completing and signing this DBE Affirmation on your behalf, obtain all completed and signed DBE Affirmations from all

Subcontractors (DBE and Non-DBE) of any tier that will subcontract to a DBE business and verify that the information provided in the DBE Affirmations are consistent with Form 1 and its Attachments.

2. Attach your DBE Affirmation and all DBE Affirmations received from Subcontractors (DBE and Non-DBE) of any tier that will subcontract to a DBE business. For a bid to be responsive, you must submit with your bid a completed and signed DBE Affirmation for your firm as the prime and for each Subcontractor (DBE and Non-DBE) of any tier that will subcontract to a DBE business.

3. If there is any discrepancy or conflict between the information listed on the submitted DBE Affirmations and any of the Forms 1 to 3, LACMTA may issue requests for clarification seeking information or clarification from the Prime (Offeror) and/or Subcontractor in accordance with this solicitation. In all events, Prime shall be required to meet the DBE commitment listed in the DBE Affidavit, which will be enforced by LACMTA under the Contract.

1. Solicitation Number: _____________________________________________________________________________

2. Project Name: _____________________________________________________________________________

3. Prime/Subcontractor Name: _________________________ ___________________________________________________

4. Prime/Subcontractor Business Address:____________________________________________________________________ (Street) (City) (State) (Zip)

5. Name of Proposed DBE Business: _____________________________________________________________________

6. DBE Business Address: _____________________________________________________________________ (Street) (City) (State) (Zip)

7. Financial Description: Total $ Amount listed for this DBE business is: $ ________________________________________

8. Technical Description: Identify the scope of work and corresponding North American Industry Classification System (NAICS)

Code(s) that will be performed by this DBE business. To receive credit, DBE firms must be certified in applicable NAICS Codes for listed scope of work.

DESCRIPTION OF WORK, SERVICE, OR MATERIALS

SUPPLIED TO BE PERFORMED ON THIS CONTRACT

ONLY LIST APPLICABLE NAICS CODE(S)

(6 DIGITS) FOR LISTED WORK TO BE PERFORMED

Affirmation: Signatures of the authorized representatives of the Prime/Subcontractor and of the DBE business below represent the commitment by both parties to enter into a formal subcontract agreement.

(Prime/Subcontractor Name) (DBE Business Name)

(Authorized Signature of Business)1 (Date) (Authorized Signature of Business) (Date)

(Typed or Printed Name of Signee) (Typed or Printed Name of Signee)

(Title of Signee) (Title of Signee)

(Email) (Email)

(Telephone) (Telephone) 1 Signature of the Prime/Subcontractor to which the DBE business will report to directly.

Solicitation Number:
undefined_9:
PrimeSubcontractor Name:
undefined_10:
Street:
State:
Zip:
City:
Street_2:
City_2:
State_2:
Zip_2:
undefined_11:
DESCRIPTION OF WORK SERVICE OR MATERIALS SUPPLIED TO BE PERFORMED ON THIS CONTRACTRow1:
ONLY LIST APPLICABLE NAICS CODES 6 DIGITS FOR LISTED WORK TO BE PERFORMEDRow1:
DESCRIPTION OF WORK SERVICE OR MATERIALS SUPPLIED TO BE PERFORMED ON THIS CONTRACTRow2:
ONLY LIST APPLICABLE NAICS CODES 6 DIGITS FOR LISTED WORK TO BE PERFORMEDRow2:
DESCRIPTION OF WORK SERVICE OR MATERIALS SUPPLIED TO BE PERFORMED ON THIS CONTRACTRow3:
ONLY LIST APPLICABLE NAICS CODES 6 DIGITS FOR LISTED WORK TO BE PERFORMEDRow3:
PrimeSubcontractor Name_2:
DBE Business Name:
Date:
Date_2:
Typed or Printed Name of Signee:
Typed or Printed Name of Signee_2:
Title of Signee:
Title of Signee_2:
Email_2:
Email_3:
Telephone:
Telephone_2:
METRO_9:
DBE INSTR TO BIDDERSPROPOSERS FEDERAL_9:

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