Attachment_-_Request_for_Substitution_-_Exemption.pdf

PDF 102 KB Posted

Attached to
Evidence Bags
Solicitation number
IFB-26-0116
Issued by
Maricopa County, Phoenix City, Arizona

About this file

This is a Request for Substitution/Exemption form issued by the City of Phoenix Public Transit Department's Compliance Section to manage changes to Disadvantaged Business Enterprise (DBE) utilization on public transit contracts. The form permits prime contractors to request approval for modifications to their proposed DBE participation, including the release or substitution of DBE subcontractors, changes to scope of work, or reductions to originally proposed amounts. Requests must be submitted to ptdcompliance@phoenix.gov prior to implementation, and no DBE substitutions, terminations, scope reductions, or amount changes are permitted without formal approval from the Compliance Section. The form requires prime contractors' authorized representatives to document their good faith efforts in sourcing DBE participation and provide supporting documentation justifying any requested exemptions or modifications.

Upon submission, the City's Contract Compliance Section reviews and approves or denies requests, with authority to revise the DBE goal and utilization percentages as appropriate. The form serves as an administrative control mechanism to ensure DBE program compliance and accountability throughout the contract term, requiring coordination between prime contractors and the Public Transit Department's compliance staff.

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Text version

City of Phoenix

PUBLIC TRANSIT DEPARTMENT

REQUEST FOR SUBSTITUTION/EXEMPTION

This form must be submitted to the City of Phoenix, Public Transit Department Compliance Section (ptdcompliance@phoenix.gov), for approval prior to making any changes to the proposed statement of DBE utilization or Contractor’s monthly statement of DBE utilization form. No DBE shall be substituted or terminated, nor shall their scope of work be reduced or proposed amount changed without the approval of the Compliance Section.

Prime Contractor: Contract Number:

Project Number and Description:

Affected DBE Subcontractor(s):

Scope of Work to be Performed by Affected DBE Subcontractors(s):

1. I am the duly authorized representative of the above listed Prime Contractor and am authorized to request this exemption on behalf of the Prime Contractor.

2. I hereby request that an exemption be granted to the above-mentioned Prime Contractor to (check those that apply):

Release proposed DBE subcontractor Substitute DBE subcontractor

Change scope of work to be performed by DBE subcontractor

Reduce amount originally proposed for DBE subcontractor

3. I have summarized the Prime Contractor's request for an exemption and the good faith efforts required in finding additional DBE participation on the above-mentioned contract as follows: (Attach additional pages and supporting documentation as necessary.)

Date:

Phone:

Yes No %

Date:

Authorized Signature:

Signature of Authorized Agent for Contractor

Name and Title:

FOR CONTRACT COMPLIANCE USE ONLY

Request Approved: Revised DBE Goal:

Revised DBE Utilization:

Contract Compliance Specialist:

Exhibit - Initial SBPP Plan
Exhibit - DBE Annual SBPP Plan
Exhibit - DBE Request for Substitution or Exemption
Exhibit - DBE Certification of Final Payment
Phone:
Prime Contractor:
Contract Number:
Project Number and Description:
Affected DBE Subcontractors:
Scope of Work to be Performed by Affected DBE Subcontractorss:
to check those that apply:
Substitute DBE subcontractor:
undefined:
proposed for DBE:
follows Attach additional pages and supporting documentation as necessary:
Name and Title:
FOR CONTRACT COMPLIANCE USE ONLY:
No:
Date_2:
Text39:
Text40:
Text41:

File details come from the government source that posted it. Updated .