Attachment_11_DD254_N0016721R0004.pdf

CLASSIFICATION (When filled in): Secret

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AEM LiveCycle Designer

DD FORM 254, APR 2018

DEPARTMENT OF DEFENSE

CONTRACT SECURITY CLASSIFICATION SPECIFICATION

(The requirements of the National Industrial Security Program (NISP) apply to all security aspects of this effort involving classified information.)

OMB No. 0704-0567 OMB approval expires:

May 31, 2022

The public reporting burden for this collection of information, 0704-0567, is estimated to average 70 minutes per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Washington Headquarters Services, at whs.mc-alex.esd.mbx.dd-dod-information-collections@mail.mil. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.

RETURN COMPLETED FORM AS DIRECTED IN THE INSTRUCTIONS.

1. CLEARANCE AND SAFEGUARDING

a. LEVEL OF FACILITY SECURITY CLEARANCE (FCL) REQUIRED

(See Instructions)

Secret

b. LEVEL OF SAFEGUARDING FOR CLASSIFIED INFORMATION/

MATERIAL REQUIRED AT CONTRACTOR FACILITY

Secret

2. THIS SPECIFICATION IS FOR: (X and complete as applicable.)

a. PRIME CONTRACT NUMBER (See instructions.)

b. SUBCONTRACT NUMBER

c. SOLICITATION OR OTHER NUMBER

N00167-21-R-0004

DUE DATE (YYYYMMDD)

3. THIS SPECIFICATION IS: (X and complete as applicable.)

a. ORIGINAL (Complete date in all cases.)

DATE (YYYYMMDD)

b. REVISED (Supersedes all previous specifications.)

REVISION NO. DATE (YYYYMMDD)

c. FINAL (Complete Item 5 in all cases.) DATE (YYYYMMDD)

4. IS THIS A FOLLOW-ON CONTRACT? No Yes If yes, complete the following:

Classified material received or generated under (Preceding Contract Number) is transferred to this follow-on contract.N00167-18-D-0004

5. IS THIS A FINAL DD FORM 254? No Yes If yes, complete the following:

In response to the contractor's request dated , retention of the classified material is authorized for the period of:

6. CONTRACTOR (Include Commercial and Government Entity (CAGE) Code)

a. NAME, ADDRESS, AND ZIP CODE

TBD

b. CAGE CODE c. COGNIZANT SECURITY OFFICE(S) (CSO) (Name, Address, ZIP Code, Telephone required; Email Address optional)

7. SUBCONTRACTOR(S) (Click button if you choose to add or list the subcontractors -- but will still require a separate DD Form 254 issued by a prime contractor to each subcontractor) Add Row Remove last Row Delete All Rows

a. NAME, ADDRESS, AND ZIP CODE

TBD

b. CAGE CODE c. COGNIZANT SECURITY OFFICE(S) (CSO) (Name, Address, ZIP Code, Telephone required; Email Address optional)

8. ACTUAL PERFORMANCE (Click button to add more locations.) Add Row Remove last Row Delete All Rows

a. LOCATION(S) (For actual performance, see instructions.)

TBD

b. CAGE CODE

(If applicable, see Instructions.)

c. COGNIZANT SECURITY OFFICE(S) (CSO) (Name, Address, ZIP Code, Telephone required; Email Address optional)

9. GENERAL UNCLASSIFIED DESCRIPTION OF THIS PROCUREMENT

To provide sea-based forces with environmental and ship motion prediction and calculation in order to forecast windows of opportunity for inter/intraship material and personnel movement. This contract is intended to continue the development and forecasting of the Environmental and Ship Motion Forecasting (ESMF) system to improve reliability of the system to monitor, measure, display, develop potential prototypes.

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DD FORM 254, APR 2018

10. CONTRACTOR WILL REQUIRE ACCESS TO: (X all that apply. Provide details in Blocks 13 or 14 as set forth in the instructions.)

a. COMMUNICATIONS SECURITY (COMSEC) INFORMATION f. SPECIAL ACCESS PROGRAM (SAP) INFORMATION

b. RESTRICTED DATA g. NORTH ATLANTIC TREATY ORGANIZATION

(NATO) INFORMATION

c. CRITICAL NUCLEAR WEAPON DESIGN INFORMATION (CNWDI) (If CNWDI applies, RESTRICTED DATA must also be marked.) h. FOREIGN GOVERMENT INFORMATION

d. FORMERLY RESTRICTED DATA i. ALTERNATIVE COMPENSATORY CONTROL MEASURES

(ACCM) INFORMATION

e. NATIONAL INTELLIGENCE INFORMATION:

(1) Sensitive Compartmented Information (SCI)

(2) Non-SCI

j. CONTROLLED UNCLASSIFIED INFORMATION (CUI) (See instructions.)

k. OTHER (Specify) (See instructions.)

11. IN PERFORMING THIS CONTRACT, THE CONTRACTOR WILL: (X all that apply. See instructions. Provide details in Blocks 13 or 14 as set forth in the instructions.)

a. HAVE ACCESS TO CLASSIFIED INFORMATION ONLY AT

ANOTHER CONTRACTOR'S FACILITY OR A GOVERNMENT

ACTIVITY

(Applicable only if there is no access or storage required at contractor facility.

See instructions.)

b. RECEIVE AND STORE CLASSIFIED DOCUMENTS ONLY

c. RECEIVE, STORE, AND GENERATE CLASSIFIED

INFORMATION OR MATERIAL

d. FABRICATE, MODIFY, OR STORE CLASSIFIED HARDWARE

e. PERFORM SERVICES ONLY

f. HAVE ACCESS TO U.S. CLASSIFIED INFORMATION OUTSIDE

THE U.S.,PUERTO RICO, U.S. POSSESSIONS AND TRUST

TERRITORIES

g. BE AUTHORIZED TO USE THE SERVICES OF DEFENSE

TECHNICAL INFORMATION CENTER (DTIC) OR OTHER

SECONDARY DISTRIBUTION CENTER

h. REQUIRE A COMSEC ACCOUNT

i. HAVE A TEMPEST REQUIREMENT

j. HAVE OPERATIONS SECURITY (OPSEC) REQUIREMENTS

k. BE AUTHORIZED TO USE DEFENSE COURIER SERVICE

l. RECEIVE, STORE, OR GENERATE CONTROLLED UNCLASSIFIED

INFORMATION (CUI).

(DoD Components: refer to DoDM 5200.01, Volume 4 only for specific CUI protection requirements. Non-DoD Components: see instructions.)

m. OTHER (Specify) (See instructions.)

12. PUBLIC RELEASE

Any information (classified or unclassified) pertaining to this contract shall not be released for public dissemination except as provided by the National Industrial Security Program Operating Manual (NISPOM) or unless it has been approved for public release by appropriate U.S. Government authority.

Proposed public releases shall be submitted for review and approval prior to release to the appropriate government approval authority identified here with at least office and phone contact information and if available, an e-mail address. (See instructions)

DIRECT THROUGH (Specify below)

Public Release Not Authorized

Public Release Authority:

13. SECURITY GUIDANCE Add Signature Remove last Signature Delete All Signatures

The security classification guidance for classified information needed for this effort is identified below. If any difficulty is encountered in applying this guidance or if any other contributing factor indicates a need for changes in this guidance, the contractor is authorized and encouraged to provide recommended changes; to challenge the guidance or the classification assigned to any information or material furnished or generated under this contract;

and to submit any questions for interpretation of this guidance to the official identified below. Pending final decision, the information involved shall be handled and protected at the highest level of classification assigned or recommended.

(Fill in as appropriate for the classified effort. Attach, or forward under separate correspondence, any documents/guides/extracts referenced herein. The field will expand as text is added. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted. Also allows for up to 6 internal reviewers to digitally sign. See instructions for additional guidance or use of the fillable PDF.)

A. No retention by Contractor of any classified information supplied by the user agency or resulting from contract performance unless authorized in writing by Naval Surface Warfare Center, Carderock Division (NSWCCD) Technical Liaison, or Industrial Security Specialist.

B. The Contractor shall discuss the security details, paragraph marking, downgrading group and distribution limitations with NSWCCD technical personnel prior to putting classified technical data into a final report form.

C. With any intent to subcontract, the NSWCCD COR and Industrial Security Specialist of solicitation TBD must be notified prior using DD form 254 between the prime and its subcontractors.

Block 10j: All Controlled Unclassified Information (CUI) associated with this contract must be protected per the guidance provided for Item 11 (l) of this DD Form 254.

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DD FORM 254, APR 2018

Controlled Unclassified Information (CUI) generated and/or provided under this contract shall be checked and safeguarded as specified in DoDM 5200.01, DoD Information Security Program; Controlled Unclassified Information (CUI) Vol. 4, available at http://www.dtic.mil/ whs/directives/corres/pdf/520001_vol4.pdf.

All CUI and program sensitive data transmitted ad safeguarded via electronic means shall use approved encryption. The Contractor shall ensure that when transmitting FOUO, over non-secure e-mail (e.g., not connected to the Navy Marine Corps Intranet through Broadband Unclassified Remote Access System / Virtual Private network), those transmissions are encrypted using Department of Defense Public Key Infrastructure (PKI), or an approved DoD External Certificate Authority, in accordance with Public Key Infrastructure & Public Key Enabling, DoDI 8520.02, 24 May 2011 (or subsequent revisions)

11c: The contractor requires access to classified source data up to and including the level identified in Item 1a of this DD254. Classified material generated in support of this contract shall be classified in accordance with the source material of the Department of the Navy Security Classification Guide, which will be provided by the Security Contracting Official (SCO). Automated Information Systems must be certified and accredited by the Cognizant Security Agency prior to processing classified information.

-The following Security Classification Guide(s) or subsequent revisions apply to this contract. Subsequent revisions shall be provided by the Government Contracting Activity (GCA) as Government Furnished Information (GFI) and shall be executed by the Contractor at no additional cost to the government. See below:

PEO Ships SCG ID# 03-008.3, Subject: Auxiliary Ships NAVSEA 05 SCG ID# 03-017.4, Subject: Combatant Ships (Less Submarines)

-Classified or unclassified technical papers to be presented at a classified symposium must be approved by the NSWCCD Contracting Officer's Representative (COR) prior to the presentation.

-Security classification guides and controlled unclassified information (CUI) (e.g., FOUO, distribution statement controlled) are not authorized for public release. Therefore, they cannot be posted on a publicly accessible web-server or transmitted over the Internet unless appropriately encrypted. Request for public release cannot be transmitted via the Internet until the contractor receives final approval from NSWCCD Security Office (Code 105).

-Contractor must submit a request for sharing of classified and other sensitive information between prime contracts in writing to the NSWCCD Security Office (Code 105), identified in Block 16.a. of this form.

-Personnel designated as derivative classifiers shall receive derivative classification training prior to access from the contractor's Facility Security Officer (FSO). The FSO shall ensure personnel receive initial and biennial training during the life of this contract. Evidence of completion, training certificates or equivalent, shall be provided to the Information Assurance Manager, via the COR, no later than the individual's due date.

-All classified documents must be destroyed using a National Security Agency (NSA) approved high security crosscut shredder listed on the NSA/CSS evaluated products list (EPL) for high security crosscut paper shredders, or other approved method for destroying classified information.

-All classified information involved in security incidents shall be retained and provided to the certifying official in Item 16.a. of this DD254 for classification review.

-All security related issues, incidents, or requests pertaining to this contract shall be presented in writing by the contractor's Facility Security Officer (FSO) to the individual identified in Block 16.a. of this DD254. The contractor shall abide by other reporting requirements outlined in the NISPOM.

-Forward a copy of subcontractor DD254s issued under this contract to the official shown in Block 16.a. of this DD254.

***Note: This DD254 is for solicitation purposes only. It shall be returned to NSWCCD Code 02 to be updated with a contract number and a contractors name when a contractor is selected for this contract.*** 11j: OPSEC requirements are additional to the requirements of the NISPOM. Prime Contractors may not impose OPSEC requirements on their subcontractors unless the GCA approves the OPSEC requirements. Information must be protected in accordance with the Operation Security Plan

11(l): All Controller Unclassified Information associated with this contract must be safeguarded to prevent unauthorized public disclosure.

CUI such as FOUO, SCG, and other technical information with Distribution Statements B, C, D, E, or F are not authorized for public release and cannot be placed on a publicly accessible web site or web server. All emails containing such information or attachments, shall

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DD FORM 254, APR 2018

be protected per NIST SP-800-171, or subsequent revisions. All transmissions to personal email accounts (AOL, Yahoo, Hotmail, Comcast, etc.) and posting on social media websites (Facebook, Instagram, Twitter, LinkedIn, etc) are prohibited. Destroy all CUI associated with this contract by any of the following approved methods: A cross-cut shredder; a certified commercial destruction vendor; a central destruction facility; incineration; chemical decomposition; pulverizing, disintegration; or methods approved for classified destruction.

List of Attachments (All Files Must be attached Prior to Signing, i.e., for any digital signature on the form) Hide Attachment Bar

NAME & TITLE OF REVIEWING OFFICIAL SIGNATURE

14. ADDITIONAL SECURITY REQUIREMENTS

Requirements, in addition to NISPOM requirements for classified information, are established for this contract.

No Yes If Yes, identify the pertinent contractual clauses in the contract document itself, or provide an appropriate statement which identifies the additional requirements. Provide a copy of the requirements to the CSO. The field will expand as text is added or you can also use item 13. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted.

(See instructions for additional guidance or use of the fillable PDF.)

15. INSPECTIONS

Elements of this contract are outside the inspection responsibility of the CSO.

No Yes If Yes, explain and identify specific areas and government activity responsible for inspections. The field will expand as text is added or you can also use item

13. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted.

(See instructions for additional guidance or use of the fillable PDF.)

16. GOVERNMENT CONTRACTING ACTIVITY (GCA) AND POINT OF CONTACT (POC)

a. GCA NAME

NSWC Carderock Division

b. ACTIVITY ADDRESS CODE (AAC) OF THE CONTRACTING OFFICE (See Instructions)

N00167

c. ADDRESS (Include ZIP Code)

NSWC- CD

9500 MacArthur Blvd West Bethesda, MD 20817-5700

d. POC NAME

Andrew T. Loh

e. POC TELEPHONE (Include Area Code)

+1 (301) 227-2881

f. EMAIL ADDRESS (See Instructions) andrew.loh@navy.mil

17. CERTIFICATION AND SIGNATURES

Security requirements stated herein are complete and adequate for safeguarding the classified information to be released or generated under this classified effort. All questions shall be referred to the official named below. Upon digitally signing Item 17h, no changes can be made as the form will be locked.

a. TYPED NAME OF CERTIFYING OFFICIAL (Last, First, Middle Initial) (See Instructions)

Jones, F. R.

b. TITLE

Security Contracting Office

c. ADDRESS (Include ZIP Code) 9500 MacArthur Blvd West Bethesda, MD 20817

d. AAC OF THE CONTRACTING OFFICE (See Instructions)

N00167

e. CAGE CODE OF THE PRIME CONTRACTOR

(See Instructions.)

f. TELEPHONE (Include Area Code)

+1 (301) 227-1455

g. EMAIL ADDRESS (See Instructions) freddie.r.jones@navy.mil

h. SIGNATURE

i. DATE SIGNED (See Instructions)

18. REQUIRED DISTRIBUTION BY THE CERTIFYING OFFICIAL

a. CONTRACTOR

b. SUBCONTRACTOR

c. COGNIZANT SECURITY OFFICE FOR PRIME AND

SUBCONTRACTOR

d. U.S. ACTIVITY RESPONSIBLE FOR OVERSEAS SECURITY

ADMINISTRATION

e. ADMINISTRATIVE CONTRACTING OFFICER

f. OTHER AS NECESSARY (If more room is needed, continue in Item 13 or on additional page if necessary.)

DISTRIBUTION STATEMENT D: Distribution authorized to the Department of Defense and U.S. DoD contractors only;

(Administrative or Operational Use) (30 March 2010). Other U.S. requests shall be referred to PMS 325.

FOR OFFICIAL USE ONLY

01. IDENTIFYING DATA:

ID: 03-008.3

CL: U

SU: AUXILIARY SHIPS

OC: PMS 325

CA: PEO SHIPS

OD: 04 NOV 74

CD: 30 MAR 10

RD: 30 MAR 15

02. THREAT/BACKGROUND: Refer to the Office of Naval Intelligence (ONI) System Threat Assessment Report (STAR), ONI-CTA-045-99 of May 06. Regarding Auxiliary Ship Categories, see SECNAVINST 5030.8A, “Classification of Naval Ships and Craft”. Information classified by this security classification guide is classified under category 1.4(a) of E.O. 13526.

03. MISSION: To provide Combat Logistic Force (CLF) support to the Fleet.

04. FINANCIAL:

A. Prior to budget submission: FOUO B. Subsequent to budget submission: U C. Cost

(1) Development cost: U

(2) Procurement cost: U

(3) Operation and Support (O&S) cost: U

05. MILESTONES:

A. Ship Delivery dates: U B. Initial Operational Capability: U

06. DESIGN PERFORMANCE AND FUNCTIONAL CHARACTERISTICS:

A. Performance

(1) Speed (maximum, sustained or economical): U

(2) Endurance or cruising range: U

(3) Shaft horsepower/propeller RPM: U

Report Documentation Page Form Approved OMB No. 0704-0188

Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.

1. REPORT DATE

MAR 2010

2. REPORT TYPE

N/A

3. DATES COVERED

4. TITLE AND SUBTITLE

Auxiliary Ships Security Classification Guide (SCG) (U)

5a. CONTRACT NUMBER

5b. GRANT NUMBER

5c. PROGRAM ELEMENT NUMBER

6. AUTHOR(S) 5d. PROJECT NUMBER

5e. TASK NUMBER

5f. WORK UNIT NUMBER

7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES)

COMNAVSEASYSCOM

8. PERFORMING ORGANIZATION

REPORT NUMBER

9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S)

11. SPONSOR/MONITOR’S REPORT

NUMBER(S)

12. DISTRIBUTION/AVAILABILITY STATEMENT

Distribution authorized to DoD and DoD contractors only; (Administrative/Operational Use); (Mar 2010).

Other requests shall be referred to (PMS 325).

13. SUPPLEMENTARY NOTES

14. ABSTRACT

15. SUBJECT TERMS

saftas collection

16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF

ABSTRACT

SAR

18. NUMBER

OF PAGES

19a. NAME OF

RESPONSIBLE PERSON

a. REPORT unclassified

b. ABSTRACT

c. THIS PAGE

Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18

UNCLASSIFIED

UNCLASSIFIED

SCG ID# 03-08.2

(4) Signatures

(a) Acoustic: Refer to OPNAVINST 5513.3C, SCG ID# 05-055, Ship Silencing Data (U)

(b) Magnetic: Refer to OPNAVINST 5513.7D, SCG ID# 07-007, Degaussing and Deperming

(c) Infrared: Refer to OPNAVINST 5513.3C, SCG ID# 03-091, Surface Ship Low Observable

(d) Pressure: Refer to OPNAVINST 5513.3C, SCG ID# 03-017, Combatant Ships Less Submarines

(e) Radar Cross Section (RCS): Refer to OPNAVINST 5513.3C, SCG ID# 03-091, Surface Ship Low Observables

B. Technical information design criteria and output:

(1) Length, beam, draft, and displacement: U

(2) Vulnerability: Refer to OPNAVINST 5513.3C, SCG ID# 03-017, Combatant Ships Less Submarines

(3) Fuel capacity (for ship’s own consumption): U

(a) Total fuel capacity: U

(b) Fuel consumption rates: U

(4) Design capacities for replenishing combatant ships: U

07. OPERATIONAL AND TACTICAL: Refer to OPNAVINST 5513.3C, SCG ID# 03-017, Combatant Ships Less Submarines, sections 7 and 10

08. HARDWARE: Refer to the specific system guide.

09. COMPUTER RESOURCES: Computer hardware is unclassified until a classified program is installed, at which time the computer hardware assumes the classification of the program/information.

10. OTHER:

A. Documentation marking: unclassified technical documents that are marked with a controlling distribution statement in accordance with this classification guide shall also be marked and handled as “For Official Use Only”. Classified and unclassified technical documentation generated under this program shall have the following handling caveats affixed to the cover and title page:

(1) WARNING - This document contains technical data whose export is restricted by the Arms Export Control Act (Title 22, U.S.C. Sec. 2751 et seq.)

or the Export Administration Act of 1979, as amended, Title 50, U.S.C., App 2401, et seq.

Violations of these export laws are subject to severe criminal penalties. Disseminate per the provisions of OPNAVINST 5510.161.

(2) DESTRUCTION NOTICE - Classified Information, destroy in accordance with the SECNAV M-5510.36, DON Information Security Program or DoD 5220.22- M, National Industrial Security Program Operating Manual. Controlled Unclassified Information (CUI), (e.g., FOUO, Distribution Statement controlled) destroy by any methods that will prevent disclosure of contents or reconstruction of the document.

(3) DISTRIBUTION STATEMENT D - Distribution authorized to the Department of Defense and U.S.

DoD contractors only; (Critical Technology) (30 March 2010). Other U.S. requests shall be referred to COMNAVSEASYSCOM (SEA 09P3) and PEO Ships (PMS 325).

B. Public Release: No publicity releases, Internet or

World Wide Web Sites, or public displays of any kind are authorized on this program without the prior expressed written consent of COMNAVSEASYSCOM (SEA 00D) or higher DoD authority. The fact that certain details of Auxiliary Ships program information are shown to be unclassified information does not automatically mean it is eligible for public release. All requests for public release shall be processed through appropriate channels for publication approval.

C. This security classification guide is For Official Use Only; therefore, it shall not be released to the public nor shall it be transmitted without using secure electronic mail systems. All electronic transmissions of this security classification guide must be digitally signed and encrypted. All transmissions to personal email accounts are prohibited.

D. Foreign Disclosure: Foreign disclosure considerations will be handled on a case-by-case basis in accordance with DoD 5220.22-M (National Industrial Security Program Operating Manual) or SECNAVINST 5510.34A (Disclosure of Classified Military Information and Controlled Unclassified Information to Foreign Governments, International Organizations, and Foreign Representatives).

E. Classified information generated under this program shall be marked according to the Security Classification Guides that are referenced elsewhere in this guidance.

F. Inquiries concerning security classification decisions for this program shall be forwarded to COMNAVSEASYSCOM (SEA 09P3) and PMS 325.

G. All questions regarding "need-to-know" which cannot be resolved shall be forwarded to PMS 325 via SEA 09P3 for resolution.

H. Exploratory Development Data: New research and developmental information that results in a significant “state-of-the-art” advancement to this system shall be assigned a classification level pursuant to this guide. Elements of information that are not covered in this guide and are determined to be classified shall be assigned the lowest classification level deemed appropriate for the information and forwarded to the OCA for a final classification decision.

I. Compilation: Compilations of information that are individually unclassified or classified at a lower level may be classified at a higher level if the compiled information reveals an additional association or relationship that qualifies for classification pursuant to Section 1.4 of EO 13526 and is not otherwise revealed by the individual information. Compilations of information shall be classified per the applicable section of this guide or the guide that applies.

J. Shipping Instructions: Shipment of Classified and Sensitive materials shall be conducted in accordance with the applicable transportation security requirements of the following regulations:

(1) DOD 5220.22-M (National Industrial Security Program Operating Manual) describes procedures for preparation and methods of transmission and transportation of classified material inside and outside contractors' facilities;

(2) SECNAV M-5510.36 (Department of the Navy Information Security Program) Chapter 9 describes procedures for preparation and methods of transmission and transportation of classified material.

(3) SECNAVINST 5510.34A Disclosure of Classified Military Information and Controlled Unclassified Information to Foreign Governments, International Organizations, and Foreign Representatives.

(4) FAR (Federal Acquisition Regulation) parts 47 and 52 (NOTAL).

ID: 03-008.3

CL: U

OD: 04 NOV 74

CD: 30 MAR 10

RD: 30 MAR 15

A. Ship Delivery dates: U

A. Performance

The following notice applies to any unclassified (including originally classified and now declassified) technical reports released to "qualified U.S. contractors" under the provisions of DoD Directive 5230.25, Withholding of Unclassified Technical Data From Public Disclosure.

NOTICE TO ACCOMPANY THE DISSEMINATION OF EXPORT-CONTROLLED TECHNICAL DATA

1. Export of information contained herein, which includes, in some circumstances, release to foreign nationals within the United States, without first obtaining approval or license from the Department of State for items controlled by the International Traffic in Arms Regulations (ITAR), or the Department of Commerce for items controlled by the Export Administration Regulations (EAR), may constitute a violation of law.

2. Under 22 U.S.C. 2778 the penalty for unlawful export of items or information controlled under the ITAR is up to ten years imprisonment, or a fine of $1,000,000, or both. Under 50 U.S.C., Appendix 2410, the penalty for unlawful export of items or information controlled under the EAR is a fine of up to $1,000,000, or five times the value of the exports, whichever is greater; or for an individual, imprisonment of up to 10 years, or a fine of up to $250,000, or both.

3. In accordance with your certification that establishes you as a "qualified U.S.

Contractor", unauthorized dissemination of this information is prohibited and may result in disqualification as a qualified U.S. contractor, and may be considered in determining your eligibility for future contracts with the Department of Defense.

4. The U.S. Government assumes no liability for direct patent infringement, or contributory patent infringement or misuse of technical data.

5. The U.S. Government does not warrant the adequacy, accuracy, currency, or completeness of the technical data.

6. The U.S. Government assumes no liability for loss, damage, or injury resulting from manufacture or use for any purpose of any product, article, system, or material involving reliance upon any or all technical data furnished in response to the request for technical data.

7. If the technical data furnished by the Government will be used for commercial manufacturing or other profit potential, a license for such use may be necessary. Any payments made in support of the request for data do not include or involve any license rights.

8. A copy of this notice shall be provided with any partial or complete reproduction of these data that are provided to qualified U.S. contractors.

DESTRUCTION NOTICE

For classified documents, follow the procedure in DoD 5220.22-M, National Industrial Security Program, Operating Manual, Chapter 5, Section 7, or DoD 5200.1-R, Information Security Program Regulation, Chapter 6, Section 7. For unclassified, limited documents, destroy by any method that will prevent disclosure of contents or reconstruction of the document.

DOD SECURITY CLASSIFICATION GUIDE DATA ELEMENTS 1 REPORT CONTROL SYMBOL

DD-C3l(AR)l 418 See reverse side for purpose and additional completion instructions

1. REASON FOR SUBMISSION (X as applicable)

Ia. NEW I I I REISSUANCE I d. BIENNIAL I I e. CANCELLATION I I f. GUIDE X b. REVISION c. REVIEW CORRECTION

2. PROMULGATING OOCLIMENT (Include type of document, activity, symbol or serial number and date Do not include the subject of the document. If no promulgating document. state "None. • Do not exceed 46 characters.)

OPNAVJNST 5Sl3.3C SCG ID # 03- 17.4

3. CLASSIFICATION GUIDE TITL.E (Include the full title (ffuncla$sifle(j) ffl.nd any $hart title. Do not eXCf)ed 134 charactJJa>.)

Combatant Ships (Less ubmarines)

4. CLASSIFICATION GUIDE DATE 5. CLASSIFICATION GUIDE ORIGINATOR (Activity which issued guide. Do not exceed 25 characters.) (YYMMDD) (Do not exceed 6 characters)

110225 NAVSEA OSD

6. AVAILABLETHRU OTIC (X one) J (See paragraph G of Instructions on reverse) is I jc ID I E I 1F I lx l INO

7. BIENNIAL REVIEW DATE (YYMMDD} 8. NUMBER OF REVISIONS AND DATE OF LA TEST (Show number of revisions first, then the date of

(Do not exceed 6 characters) latest revision (YYMMDD). ff none, so state. A reissued guide would have no revisions. Dono/

1.30225 exceed 8 characters.)

9. SUBJECT MATTER INDEX TERMS (Selection of these terms is critical to proper indexing of the classification guide. They should concisely describe what the classification guide perlains to. Each term may consist of one or more words. Each term may not exceed 34 characters. A total of three Subject Matter Index terms may be listed, each on its own line. The classification guide will appear in the Index under each listed Subject Matter Index Term.)

a. Combatant Ships

b. Design Perfonnance Characteristics

c. Operational and Tactical Guides 1 0. CLASSIFICATION OF GUIDE (X as appliGtJble to indicate classifiCaliOn sratus of the classlficaliOn guide, that is, X the classifiCation

X SPECIAL ACCESS of the guide document X the Special Access Required block if the guide TS s c u REQUIRED itself requires such access, or X the fact that the guide document is unclassified.)

11 . INDEX SOURCE NUMBER (Enter 12. The highest classification prescribed by 13. The guide prescribes classification of information existing number if guide is listed in the guide is (X as applicable. that Is, X the nighest controlled within a Special Access Program (X one, Index.} classifiCation thar the guide stares is to be applied to /hat is. X YES if the guide states that infOrmation classified pursuant to it information by users of the guide.) t t r&quiros Special Access Program protection or X NO if this is not the case.)

03-17.4 Irs s X c a. YES X b. NO

14. REMARKS

15. ORIGINATOR

a. TYPED NAME b. TITLE e. DATE SIGNED

RADM T .J . Eccles Deputy Commander, Chief Engineer (NA VSEA 05)

17 /IJ;9yA38

c. OFFICE/AGENCY/DEPARTMENT d .

~1c-i NAVSEA 05

/-L b

16. ACTION OFFICER I a. NAME b. TELEPHOIJE NO. (AUTO VON if outside DC Metropolitan area)

K evin Miller- lhli 202-78 1-4019

DD Form 2024, JUL 86 Prevtous ed1ttons are obsolete. Adobe ProfesS.onal 8.0

Report Documentation Page Form Approved OMB No. 0704-0188

Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.

1. REPORT DATE

MAY 2013

2. REPORT TYPE

N/A

3. DATES COVERED

4. TITLE AND SUBTITLE

Combatant Ships (Less Submarines) Security Classificaiton Guide (SCG)

5a. CONTRACT NUMBER

5b. GRANT NUMBER

5c. PROGRAM ELEMENT NUMBER

6. AUTHOR(S) 5d. PROJECT NUMBER

5e. TASK NUMBER

5f. WORK UNIT NUMBER

7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES)

NAVSEA 05D

8. PERFORMING ORGANIZATION

REPORT NUMBER

9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S)

11. SPONSOR/MONITOR’S REPORT

NUMBER(S)

12. DISTRIBUTION/AVAILABILITY STATEMENT

Distribution authorized to DoD and DoD contractors only; (Critical Technology); (May 2013). Other requests shall be referred to (COMNAVSEASYSCOM (SEA 09P3)).

13. SUPPLEMENTARY NOTES

14. ABSTRACT

15. SUBJECT TERMS

saftas collection

16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF

ABSTRACT

SAR

18. NUMBER

OF PAGES

19a. NAME OF

RESPONSIBLE PERSON

a. REPORT

b. ABSTRACT

c. THIS PAGE

Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18

DISTRIBUTION STATEMENT D: Distribution authorized to the Department of Defense and U.S. DoD contractors only; Critical Technology; May 2013. Other U.S. requests shall be referred to

COMNAVSEASYSCOM (SEA 09P3).

01. IDENTIFYING DATA

ID: 03-017.04

CL: U

SU: COMBATANT SHIPS (LESS SUBMARINES)

OC: NAVSEA 05D

CA: NAVSEA 05

OD: 10 JAN 75

CD: 17 MAY 13

RD: 17 MAY 18

02. THREAT/BACKGROUND:

A. Protection of the information classified by this SCG is crucial to ensuring that all U.S. Navy ships can be effectively employed in a hostile threat environment and complete their assigned missions with minimal loss of life. Information classified by this guide if disclosed to a hostile country, group, or individuals can be effectively exploited so as to design or assess the effectiveness of their own weapon's lethality against a U.S. Navy ship so as to maximize damage and personnel losses. This information can also be exploited to develop new weapons or refine terminal targeting sensors of anti-ship weapons to increase their lethality against specific US Navy ship classes. Finally, this information can be exploited by terrorist groups to design improvised explosive devices and plan attacks against deploy U.S. Navy ships so as to increase their probability of a successful attack that can cause the greatest damage and loss of life. Failure to protect ship information classified by this SCG until the last ship of given class has been stricken from U.S. Navy service can put all remaining ships of a class at risk of loss or greater death/injuring of sailors if disclosed and exploited by hostile forces.

B. For a complete listing of SCGs for specific ship classes, refer to the OPNAVINST 5513 series to find which combatant ships or amphibious ships may have their own unique SCG in addition to SCG ID# 03-017. Where there is no specific ship class SCG (e.g.

DDG 51 class ships), this SCG ID# 03-017 is the primary SCG for classifying information. In addition to this SCG, refer also to specific ship system SCGs (e.g. photonics mast, RCS, VLS, etc.)

when appropriate.

SCG ID# 03-017.04

D. Information classified by this guide is classified under category 1.4(a) of Executive Order 13526.

03. MISSION: Provide surface sea control.

04. FINANCIAL: Development cost breakdown: FOUO

05. MILESTONES:

A. Delivery date: FOUO B. Initial operational deployment dates: C-Declassify after date of deployment.

06. DESIGN PERFORMANCE AND FUNCTIONAL CHARACTERISTICS: Various design performance and functional characteristics, marked as Confidential below, are sensitive in nature and would provide exploitation opportunities if known.

A. Ship Performance Characteristics

(1) Speed (maximum, sustained or economical): FOUO

(2) Associated with specific tactical situations or maneuvers: C-25x4 B. Endurance or cruising range: FOUO C. Design and actual shaft horsepower: FOUO D. Propeller RPM - Max at full power: FOUO E. Signatures:

(1) Acoustic: Refer to OPNAVINST 5513.5B, SCG ID# 05-055

(2) Magnetic: Refer to OPNAVINST 5513.7D, SCG ID# 07-007

(3) Infrared (IR): Refer to OPNAVINST 5513.3C, SCG ID# 03- 091.

(4) Pressure:

(a) Signature or susceptibility analysis: C-25x4

(b) Measurements or validated calculations of US Navy ships or appended models: C-25x4

(c) Measurements or calculations of non-Navy ships or models: FOUO

(5) Radar Cross Section (RCS) for non-signature reduced ships: Refer to OPNAVINST 5513.3C, SCG ID# 03-091

(6) For RCS and IR reduced signature ships: Refer to

OPNAVINST 5513.3C, SCG ID# 03-091.

F. Technical information, design criteria, and output

(1) Length, beam, draft and displacement: FOUO

(2) Vulnerability – Documentation that describes ships passive protection systems shall be classified as follows:

(a) Drawings and other documentation (e.g., ballistic plating drawing, fragmentation protection plan, booklet of general plans, type sections) designating ships passive protection systems and their detailed arrangements, performance characteristics, design and construction details: C-Refer to SCG ID# 03-053

(b) Drawings and other documentation (e.g., compartment and access, general arrangement, booklet of general plans and their deck plans/inboard profiles) designating vital space arrangements and non-specific passive protections systems (i.e., does not contain detailed information about protection system arrangement, performance characteristics, design and construction details): FOUO

(c) Drawing and other documentation (e.g., booklet of general plans outboard profiles) that do not show ship vital space arrangements and passive protection systems: FOUO

(d) Hull lines data that does not reveal rationale for optimizations made: FOUO

(E) Ships survivability, vulnerability and passive protection systems shall be classified IAW OPNAVINST 5513.3C, SCG

ID# 03-053.

(F) For ships that have been stricken from the naval vessel register, the booklet of general plans, the damage control book and diagrams, the tank sounding tables and total tank capacity: FOUO. Once the last ship of the class has been stricken, the aforementioned documentation: FOUO. For aircraft carriers (CV 59 and follow on) and surface combatants, the aforementioned documentation shall be reviewed and approved by PEO CARRIERS, SEA 05P, PEO Ships, PMS 312, and/or PMS 333, as appropriate, prior to declassification or release to contractors, to determine if critical characteristics (e.g., passive protections systems) of other active ships are being provided.

(3) Fuel capacity (for ship’s own consumption)

(a) Total fuel capacity: FOUO

(b) Fuel capacity of any individual tank: FOUO

(c) Fuel consumption rates: FOUO

(4) Propeller configuration and external view: FOUO G. Ships armament (number and type): FOUO H. Reliability, Maintainability and Availability (RMA) values:

FOUO

07. OPERATIONAL AND TACTICAL:

A. Tactical characteristics such as times for ship turning;

zero to medium speed; maximum to zero, etc.: FOUO B. Ordnance storage capacity:

(1) Conventional gun ammunition: SCG ID# 03-035

(a) Allowance lists/powder mix data for conventional ordnance: Classify using Inventory Management Data, Non-Nuclear Ordnance (except Chemical/Biological and RDT&E Dollar Amounts)

SCG ID# 03-035

(b) Operational loading (actual number and type loaded for a given mission or task assignment): Classify using Inventory Management Data, Non-Nuclear Ordnance (except Chemical/Biological and RDT&E Dollar Amounts) SCG ID# 03-035

(2) Missiles and torpedoes: Operational loading (actual number and type loaded for a given mission or task assignment):

Classify using Inventory Management Data, Non-Nuclear Ordnance (except Chemical/Biological and RDT&E Dollar Amounts) SCG ID# 03-035

(3) Nuclear weapons and propulsion: Nuclear weapons and Naval Nuclear Propulsion Classify IAW OPNAVINST 5513.3C, SCG ID# 03-053 and CG-RN-1.

C. Locations/inventories/deployment:

(1) Ship deployment:

(a) Precise current or future operational deployment locations of combatant surface ships: C-Declassify after deployment.

(b) Planned foreign port calls: C-Declassify when visit is approved by host government.

(c) Actual dates of routine deployment: FOUO

(d) Dates of departure and return to U.S. ports: FOUO

(e) When operational situations dictate, fleet or tactical commanders may classify specific ship movements/ deployments: Declassify upon completion of evolution

(2) Force levels:

(a) Current and planned end current fiscal year: FOUO

(b) Current plus one fiscal year (budget year): FOUO

(c) Beyond the current year plus one year as follows:

(1) Total ship operating force composition: FOUO

(2) Totals by ship categories, e.g., cruisers, destroyers, frigates, etc.: FOUO

(3) Years an individual ship is to be in the force:

FOUO

(3) Home porting:

(a) Current and end current fiscal year: FOUO

(b) Recommendations for changes to home porting locations: FOUO

(c) Plans for current fiscal year plus one by ship categories, destroyers, frigates, etc.: FOUO

(d) Beyond the current fiscal year plus one as follows:

(1) Total ship operating forces: FOUO

(2) Totals by ship categories, (e.g., cruisers, destroyers, frigates, etc.): FOUO

(3) Plans for an individual ship: FOUO D. Material deficiencies (reported by INSURV reports, CASREPS, or other means):

(1) Shipboard equipment, such as, ordnance (less nuclear), communications, radar, and sonar:

(a) Factual deficiency (excluding MTBF OR MTTR rate) revealing degradation or inability of ship to perform its operational mission: C-Declassify after the deficiency is corrected.

(b) Factual deficiency revealing performance or technical characteristics: Classify IAW security classification guidance published for equipment involved.

(2) Nuclear ordnance or nuclear propulsion: Classify in accordance with OPNAVINST 5513.9C, SCG ID# 09-015 and DOE-DOD Classification Guide for the Naval Nuclear Propulsion Program, CG-RN-1, respectively.

(3) Basic ship structure and inherent components not specially covered by other security classification guidance:

(a) Factual deficiency revealing degradation or inability of ship to perform its operational mission: C- Declassify after the deficiency is corrected.

(b) Factual deficiency revealing information concerning performance characteristics, design criteria and output or movement information concerning ship: Classify IAW other topics of this guide.

(4) Safety deficiencies:

(a) If revealing mission degrading information requiring classification: C-25X4

(b) All other information: FOUO E. Photography: External viewing, photography or drawings of topside antennas are not classified when not accompanied with statements of description as to the functions of the antennas.

The association of any antenna with the functions of ECM, ECCM, LPI or other covert communication system shall be classified as required by the security classification guide for that particular system promulgated pursuant to the provisions of OPNAVINST 5513.1C. General purpose UHF, VHF, HF and IF/MF antenna systems, such as whips, wires, arrays, dipoles used for normal ship/shore, ship/ship or ship/air communications, not involving LPI or covert systems, and their functions are not classified.

F. War damage reports are sensitive in nature and would provide exploitation opportunities if information was known: Information shall be classified IAW OPNAVINST 5513.3C, SCG ID#03-053.

G. Storage capacity for use by aircraft aboard ship:

(1) Ordnance: Same as paragraph 07B.

(2) Aviation fuel: FOUO

(3) Aviation fuel Operational load (actual amount loaded for a given mission or task assignment): C-Declassify after mission or task is changed.

(4) Other, such as spare parts: FOUO H. Research, development, test and evaluation:

(1) Classify information developed IAW guidance furnished with the task assignment. If none, this guide applies.

(2) Test schedules involving launching missiles/torpedoes:

C-Declassify after test.

I. Stadimeter data (measurement from the range light to the black boot topping (BT) and to the stern light): FOUO J. Details of damage to ship hulls and shipboard equipment as a result of nuclear tests after 1960: FOUO (if nuclear weapon design information is not revealed); after 1960: C/FRD

08. HARDWARE: Refer to guidance for particular equipment.

09. COMPUTER RESOURCES:

A. Computer hardware is unclassified until a classified program or data is installed, at which time the computer hardware assumes the same classification as the program.

B. Computer programs and software packages, databases, and associated performance and design specifications, shall be classified in accordance with the security classification assignments for the applicable equipment, weapons or fire control system.

C. Ship product model data shall be classified and segregated in accordance with the security classification assignment of the associated performance and design specifications.

D. Early stage parametric models (such as ASSET), databases and analyses representing a wide variety of possible ships:

FOUO

10. OTHER:

A. Additional security classification guidance:

(1) CG-RN-1 (NOTAL) provides security classification guidance for restricted data and naval nuclear propulsion information (NNPI) as defined in OPNAVINST 9210.3, 7 June 2010.

(2) OPNAINST 5513.3C, SCG ID# 03-069 provides security classification guidance for air target and ship target vulnerability and ordnance systems analysis.

(3) Security classification guidance pertaining to US Navy Chemical and Biological Defense and Nuclear, Biological, and Chemical contamination is referenced in the DoD SCG for CBRN survivability, dated 22 March 2011.

B. Documentation marking: unclassified technical documents that are marked with a controlling distribution statement in accordance with this classification guide shall also be marked and handled as “For Official Use Only”.

C. ‘‘Document’’ means any recorded information, regardless of the nature of the medium or the method or circumstances of recording. All documents classified using the classification guidance in this SCG must be assigned a date of origin when created.

D. Documentation Marking: Classified and unclassified technical documentation generated under this program shall have the following handling caveats affixed to the cover and title page:

(1) WARNING: This document contains technical data whose export is restricted by the Arms Export Control Act (Title 22, U.S.C. Sec. 2751 et seq.) or the Export Administration Act of 1979, as amended, Title 50, U.S.C., App 2401, et seq. Violations of these export laws are subject to severe criminal penalties.

Disseminate per the provisions of OPNAVINST 5510.161.

(2) DESTRUCTION NOTICE: Classified Information, destroy in accordance with the SECNAV M-5510.36, DON Information Security Program or DoD 5220.22-M, National Industrial Security Program Operating Manual. Controlled Unclassified Information (CUI), (e.g., FOUO, Distribution Statement controlled) destroy by any methods that will prevent disclosure of contents or reconstruction of the document.

(3) DISTRIBUTION STATEMENT D: Distribution authorized to the Department of Defense and U.S. DoD contractors only;

Critical Technology; May 2013. Other U.S. requests shall be referred to COMNAVSEASYSCOM (SEA 09P3) and COMNAVSEASYSCOM (SEA 05D).

D. Public Release: No publicity releases, Internet or World Wide Web Sites, or public displays of any kind are authorized on this program without the prior expressed written consent of

COMNAVSEASYSCOM (SEA 00D) or higher DoD authority. The fact that certain details of information are shown to be unclassified/FOUO does not automatically mean it is eligible for public release. All requests for public release shall be processed through appropriate channels for publication approval.

E. This security classification guide is For Official Use Only; therefore, it shall not be released to the public nor shall it be transmitted without using secure electronic mail systems. All electronic transmissions of this security classification guide must be digitally signed and encrypted. All transmissions to personal email accounts are prohibited.

F. Foreign Disclosure: Foreign disclosure considerations will be handled on a case-by-case basis in accordance with DoD 5220.22-M (National Industrial Security Program Operating Manual) or SECNAVINST 5510.34A (Disclosure of Classified Military Information and Controlled Unclassified Information to Foreign Governments, International Organizations, and Foreign Representatives).

G. Classified information generated under this SCG shall be marked as follows:

Classified by: Derivative Classifier’s Name, Title, and Code Derived from: OPNAVINST 5513.3C, SCG ID# 03-017.04 Declassify on: C-25X4

NOTE 1: New information derivatively classified by this SCG must contain a date or event not to exceed 25 years from the date of the document, data, equipment, or material.

NOTE 2: Information in this SCG over 25 years old is exempt from automatic declassification for a period not to exceed 50 years from the date of origin. When assigning the 25X4 exemption code the derivative classifier must include a date or event.

Immediately following the 25X4 marking indicate a declassification date or event up to 50 years from the date of the document, data,…