APPEND4.DOC
DOC document 31 KB Posted
- Contract number
- 410036-M20-CJO7250-00
- Issued by
- Wisconsin
About this file
This document is a Wisconsin Department of Corrections authorization form (DOC-1163A, Rev. 5/2019) for the use and disclosure of Protected Health Information (PHI). The form is governed by Wisconsin Statutes 146.81-84, 252.15, 938.78 and 51.30, as well as Federal Regulations 42 CFR Part 2 and 45 CFR Parts 160 & 164. It involves the Wisconsin Department of Corrections' Division of Management Services and applies to records from the Division of Adult Institutions, Division of Juvenile Corrections, and Division of Community Corrections.
This authorization form does not represent a contract for goods or services but rather establishes the legal framework for sharing protected health information between authorized parties. The form allows patients or their legal representatives to authorize disclosure of various types of medical records including medical histories, progress notes, laboratory results, psychiatric evaluations, substance abuse treatment information, and other health-related documentation. The authorization includes specific provisions for different age groups, with minors 12-17 years able to consent to substance abuse information disclosure and minors 14-17 years able to consent to mental health and HIV test result disclosures. The authorization expires one year from signing unless a different date or event is specified, and patients retain rights to receive copies, refuse to sign, withdraw authorization, and inspect disclosed information.
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Text version
DEPARTMENT OF CORRECTIONS
Division of Management Services DOC-1163A (Rev. 5/2019)
WISCONSIN
Wisconsin Statutes §§ 146.81-84, 252.15, 938.78 and 51.30 Federal Regulations 42 CFR Part 2 & 45 CFR Parts 160 & 164
| AUTHORIZATION FOR USE AND DISCLOSURE |
| OF PROTECTED HEALTH INFORMATION (PHI) |
INDIVIDUAL / AGENCY BEING AUTHORIZED TO DISCLOSE PHI
NAME OF INDIVIDUAL / AGENCY
TELEPHONE NUMBER
FAX NUMBER
ADDRESS
CITY
STATE
ZIP CODE
SUBJECT OF PROTECTED HEALTH INFORMATION (PATIENT)
PATIENT NAME
DOC NUMBER
HOUSING UNIT
DATE OF BIRTH
TELEPHONE NUMBER
ADDRESS
CITY
STATE
ZIP CODE
RECIPIENT OF PROTECTED HEALTH INFORMATION
NAME OF INDIVIDUAL / AGENCY
TELEPHONE NUMBER
FAX NUMBER
ADDRESS
CITY
STATE
ZIP CODE
NOTICE: Records of the Department of Corrections that contain Protected Health Information (PHI) may include a Division of Adult Institutions and/or Division of Juvenile Corrections Health Care Record, Social Services File or Division of Community Corrections file. The records include those created by DOC and non-DOC health care providers. Disclosure of PHI can be written, electronic or verbal.
READ CAREFULLY AND CHECK APPROPRIATE BOXES.
SPECIFIC PROTECTED HEALTH INFORMATION AUTHORIZED FOR USE/ DISCLOSURE
|_| Two-Way Release By checking this box, I authorize the individuals/agencies named in this authorization, to disclose to each other, the PHI identified below on an ongoing basis for the duration of this authorization.
|_| Check the box to the left if a copy of an entire record may be disclosed and explain below why the entire record is needed. Entire record includes all the types of information listed below plus correspondence, consents/refusals, medication administration sheets, flow sheets and miscellaneous documents. If this box is checked, no checkboxes in the section below need to be checked. If no start and end dates are given below, only the last 12 months will be provided.
DOCUMENTS AUTHORIZED FOR USE/DISCLOSURE
|_| Problem List |_| Record of Immunizations and TB test Results |_| Medical History/Physical Exam |_| Progress Notes |_| Prescriber’s Orders/Medications |_| Consultations |_| Laboratory Results
|_| Medical Imaging Reports (X-Rays, MRIs, etc.)
|_| Psychiatric (may include AODA/SUD diagnoses) |_| Psychological (may include AODA/SUD diagnoses) |_| AODA / SUD Program/Treatment Information |_| Optical |_| Dental |_| Patient Request Folder/OnBase (e.g. Health Service Requests, Medication/Medical Supply Refill Requests)
THIS AUTHORIZATION MAY INCLUDE MEDICAL, MENTAL HEALTH, DEVELOPMENTAL DISABILITY AND ALCOHOL/DRUG ABUSE/SUBSTANCE USE DISORDER INFORMATION, AND HIV TEST RESULTS, UNLESS EXCLUDED BELOW.
| Describe time period of records by entering start and end dates. If no dates are entered, records for the most recent 12 months will be provided. |
| FROM: |
| TO: |
If Authorization is limited to specific medical or mental health conditions(s), describe:
|_| LOCATION: I authorize the disclosure of my location knowing that this will reveal that I am in a mental health or AODA / SUD treatment facility.
PURPOSE OR NEED FOR DISCLOSURE OF PROTECTED HEALTH INFORMATION (check applicable category)
| |_| Ongoing health care/treatment |
| |_| Review by patient |
| |_| Legal representation/proceedings (Court/Administrative) |
| |_| Coordination of care or eligibility for services/benefits. |
| |_| Review by family member/friend. |
|_| Other
PATIENT NAME
DOC NUMBER
PATIENT RIGHTS
Right to Receive Copy of This Authorization. Patients have a right to receive a copy of this form after signing it.
Right to Refuse to Sign This Authorization. DOC can not condition treatment or payment for treatment based on a patient’s decision not to sign this form, except for research-related treatment and provision of health care solely for the purpose of creating PHI for disclosure to a third party.
Right to Withdraw This Authorization. Patients have the right to revoke this Authorization at any time by completing a Revocation of Authorization for Use/Disclosure of PHI (DOC-1163R), or equivalent . Revocation is effective when DOC, or other individual/agency authorized to disclose PHI, receives the form, and is not effective regarding the uses/disclosures of PHI made prior to receipt of the DOC-1163R, or equivalent.
Re-disclosure. If a patient authorizes disclosure to an individual/agency not covered by laws that prohibit re-disclosure, the PHI may be re-disclosed by that individual/agency.
Right to Inspect and/or Copy PHI. Patients have the right to inspect, and obtain copies of PHI for a reasonable fee used/disclosed based upon this form.
Authority to Sign DOC-1163A. A minor is a person under the age of 18 years. An adult is a person 18 years or older.
· Adults can sign the form regarding all types of PHI about themselves.
· A court appointed guardian of the person or an agent under an activated Power of Attorney for Health Care (POAHC) can sign the form for the incompetent adult or principal regarding all types of PHI, unless restricted by the Letters of Guardianship or POAHC document.
· A parent/guardian can sign the form for a minor child regarding medical/ physical health, mental health and developmental disability information.
· Minors 12-17 years can sign the form for AODA / SUD information about themselves. A parent/guardian can not access or authorize disclosure of AODA / SUD information about a minor child 12-17 years without consent of the minor.
· Minors 14 -17 years old can sign the form regarding mental health and developmental disability information about themselves from a community provider whose records are covered by s. 51.30, Wis. Stats.
· Minors 14 -17 years can sign the form regarding HIV test results about themselves. A parent/guardian can not access or authorize disclosure of HIV information about a minor child 14-17 years without consent of the minor.
AUTHORIZATION EXPIRATION: DATE/EVENT
| This Authorization is in effect until the following date or event: |
If no date/event is entered, this Authorization expires one year from the date of signing.
I have read or had read to me this Authorization form. I have had an opportunity to ask questions. By signing this Authorization, I am confirming that it accurately reflects my wishes regarding use and disclosure of my Protected Health Information.
| SIGNATURE OF PATIENT |
| DATE SIGNED |
| SIGNATURE OF OTHER PERSON LEGALLY AUTHORIZED TO CONSENT TO DISCLOSURE (If Applicable) |
| TITLE OR RELATIONSHIP TO PATIENT |
DATE SIGNED
LIST OF DOCUMENTS/INFORMATION DISCLOSED BASED UPON THIS AUTHORIZATION
(Write on back-side of form or attach additional sheets if needed, include name and DOC number on each sheet)
INITIALS OF PERSON DISCLOSING PHI
DATE DISCLOSED
TIME DISCLOSED
Continued
FACSIMILE OR PHOTOCOPY CAN BE TREATED AS ORIGINAL
| DISTRIBUTION: |
| Original – Internal Paper Record, PR Authorization Section; Social Services File, Release of Information Authorizations Section; or DCC Offender Case File; Copy - Individual/Agency authorized to disclose PHI when other than DOC Copy - Patient /Other Person signing form |
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