USACE / NAVFAC / AFCEC UFGS-01 33 16.00 10 (May 2016)

Preparing Activity: USACE

UNIFIED FACILITIES GUIDE SPECIFICATIONS

References are in agreement with UMRL dated October 2023

SECTION TABLE OF CONTENTS

DIVISION 01 - GENERAL REQUIREMENTS

SECTION 01 33 16.00 10

DESIGN DATA (DESIGN AFTER AWARD)

05/16

PART 1 GENERAL

1.1 SUMMARY

1.2 REFERENCES

1.3 DEFINITIONS

1.3.1 Designer of Record (DOR)

1.3.2 Government Furnished Material (GFM)

1.3.3 Advanced Modeling

1.3.4 Model Element

1.3.5 USACE Minimum Modeling Matrix (M3)

1.3.6 Facility Data

1.3.7 Industry Foundation Class (IFC)

1.3.8 Model Uses

1.3.9 USACE BIM/CIM Platform Configuration Standards - Templates, Workspaces, Catalogs, and Environments

1.3.9.1 Bentley AECOsim and InRoads Workspace

1.3.9.2 USACE Revit Templates

1.3.10 USACE CAD/BIM Technology Center

1.4 ORDER OF PRECEDENCE

1.5 PRECONSTRUCTION ACTIVITIES

1.5.1 Design Quality Control Plan

1.5.2 Meetings and Conferences

1.5.2.1 Post Award Conference

1.5.2.2 Initial Design Conference

1.5.2.3 Advanced Modeling Kick-Off Meeting

1.5.2.4 Advanced Modeling PxP Demonstration Meeting

1.5.2.5 Pre-Construction Conference

1.6 SUBMITTALS

1.7 DESIGN QUALITY CONTROL

1.7.1 Design And Code Checklists

1.7.2 Advanced Modeling Project Execution Plan (PxP)

1.7.2.1 M3 Template

1.7.2.2 Model Uses

1.8 DELIVERY, STORAGE, AND HANDLING

SECTION 01 33 16.00 10 Page 1

1.8.1 Electronic Design Submittal

1.8.1.1 Malicious Content

1.8.1.2 Storage Media

1.8.2 Advanced Model File Packaging

1.8.2.1 Bentley [AECOsim][, ][InRoads][, ][MicroStation]

1.8.2.2 Autodesk [Revit][, ][Civil3D][, ][AutoCAD]

1.8.3 PDF File Packaging

1.8.3.1 Bookmarking

1.8.3.2 Hyperlinking

1.8.4 Encryption

1.8.5 Hardcopy Design Submittal

PART 2 PRODUCTS

2.1 GOVERNMENT FURNISHED MATERIALS

2.1.1 GFM Handover

2.1.2 GFM File Formats

2.1.2.1 Government Furnished BIM

2.1.2.2 Government Furnished CIM

2.1.2.3 Government Furnished GIS

2.1.2.4 Government Furnished CAD

2.1.3 Advanced Modeling Completion and Quality

2.1.4 Data Loss, Corruption, and Error

2.2 ADVANCED MODELING DOCUMENTS

2.2.1 Submitted Files List

2.2.2 Advanced Modeling Submittal Checklist

2.2.3 Advanced Modeling Electronic Files

2.2.3.1 3D Interactive Review Model

2.2.3.2 Industry Foundation Class (IFC) Coordination View

2.2.3.3 Quality Control (QC) Reports

2.2.3.3.1 Model Standards Checks and Reports

2.2.3.3.2 Graphics Standards Checks and Report

2.2.3.3.3 CAD Standards Checks and Report

2.2.3.3.4 Interference Management (3D Coordination) Checks and

Report

2.2.3.3.5 Additional Parameters

2.2.4 Advanced Modeling Re-Submittals

2.3 DESIGN DRAWINGS

2.3.1 Electronic Drawing Files

2.3.2 Drawing Index

2.3.3 Shop Drawings Used as Design Drawings

2.3.3.1 Drawing Format For Shop Drawings Used as Design Drawings

2.3.3.2 Identification of Shop Drawings Used as Design Drawings

2.3.4 Seal on Documents

2.4 SPECIFICATIONS

2.4.1 Specifications Format

2.4.2 Identification of Manufacturer's Product Data Used as

Specifications.

2.4.3 Specifications Packaging

2.4.4 Specification Deliverable

2.5 DESIGN ANALYSIS

2.5.1 Design Requirements and Provisions

2.5.1.1 Civil

2.5.1.2 Environmental

2.5.1.3 Architectural

2.5.1.4 Structural

2.5.1.5 Mechanical

2.5.1.6 Electrical

2.5.1.7 Fire Protection and Life Safety

SECTION 01 33 16.00 10 Page 2

2.5.1.8 Physical Security

2.5.1.9 Cybersecurity

2.5.2 Operations and Maintenance (O&M) Provisions

2.5.3 Design Analysis Packaging

2.5.3.1 Assembly and Identification

2.5.4 Calculations

PART 3 EXECUTION

3.1 DESIGN SUBMITTALS

3.2 DESIGN SUBMITTALS PHASES

3.2.1 Interim Design Submittals

3.2.1.1 Interim Design Development Management

3.2.1.2 Fast-Tracking

3.2.1.3 Over-the-Shoulder Progress Review

3.2.1.4 Interim Design Development Review Waiver

3.2.2 Final Design Submissions

3.2.3 Design Complete Submittals

3.3 DESIGN PLATFORM AND FILE FORMATS

3.3.1 BIM

3.3.2 CIM

3.3.3 GIS

3.3.4 CAD

3.3.4.1 Native CAD Authoring Content

3.3.4.2 CAD Extracted From BIM/CIM Authoring Platforms

3.4 ADVANCED MODELING REQUIREMENTS

3.4.1 BIM and CIM Modeling Requirements

3.4.1.1 Minimum Modeling Requirements

3.4.1.2 Graphics and Layer Standards

3.4.1.3 USACE Platform Configuration Standards

3.4.1.4 Classification

3.4.1.5 Space/Room Data

3.4.1.6 BIM Coordinate System

3.4.1.7 CIM Coordinate System

3.4.1.8 Modeling Schedules

3.4.1.9 Details and Enlarged Sections

3.4.1.10 Drawing Indices

3.4.2 GIS

3.4.2.1 Minimum Modeling Requirements

3.4.2.2 GIS Coordinate System

3.4.2.3 Standard GIS Database SDSFIE Adaptation

3.4.3 CAD

3.5 DESIGN CONFIGURATION MANAGEMENT (DCM)

3.5.1 Procedures

3.5.2 Tracking Design Review Comments

3.5.2.1 DrChecks Initial Account Set-Up

3.5.2.2 DrChecks Review Comments

3.6 DISCIPLINE DESIGN REQUIREMENTS

3.6.1 Geotechnical Investigations and Reports

3.6.1.1 Inconsistency with the Preliminary Soils Information

3.6.1.2 Vehicle Pavements

3.6.1.3 Certification

3.6.2 Civil Site and Utilities Design Contents

3.6.3 Structural Systems

3.6.3.1 General

3.6.3.2 Anti-Terrorism/Force Protection (ATFP)

3.6.4 Architectural

3.6.5 Interior Design

3.6.5.1 Structural Interior Design (SID) Requirements

SECTION 01 33 16.00 10 Page 3

3.6.5.1.1 Format and Schedule

3.6.5.1.2 Structural Interior Design Documents

3.6.5.1.2.1 Finish Color Schedule

3.6.5.1.2.2 Interior Finish Plans

3.6.5.1.2.3 Furniture Footprint Plans

3.6.5.1.2.4 Interior Signage

3.6.5.1.2.5 Interior Elevations, Sections and Details

3.6.5.2 Furniture, Fixtures and Equipment (FF&E) Requirements

3.6.5.2.1 Scope and Design Requirements

3.6.5.2.1.1 Project Requirements

3.6.5.2.1.2 Design Direction

3.6.5.2.2 Acquisition and Procurement

3.6.5.2.2.1 Quality Standards

3.6.5.2.2.2 Mission Unique Equipment

3.6.5.2.2.3 Sources

3.6.5.2.3 Format and Submittal Requirements

3.6.5.2.3.1 Interim Submittal

3.6.5.2.3.2 Final Submittal

3.6.5.2.3.3 Design Complete Submittal

3.6.5.2.4 Submittal Components

3.6.5.2.4.1 Narrative of Interior Design Objectives

3.6.5.2.4.2 Product Data Sheet

3.6.5.2.4.3 Drawings

3.6.5.2.4.4 Color Boards

3.6.5.2.4.5 Cost Estimate

3.6.5.2.5 Furniture Specifications

3.6.5.2.5.1 Construction

3.6.5.2.5.2 Finishes and Upholstery

3.6.5.2.5.3 Sustainability

3.6.5.2.5.4 Furniture Systems

3.6.5.2.5.5 Seating

3.6.5.2.5.6 Training Tables

3.6.5.2.6 Warranties

3.6.6 Plumbing Systems

3.6.7 HVAC Systems

3.6.7.1 Design Analysis

3.6.7.2 Mechanical Floor Plans

3.6.7.3 Equipment Schedule

3.6.7.4 Details

3.6.7.5 Controls

3.6.8 Fire Protection and Life Safety

3.6.8.1 Fire Protection/Suppression Analysis

3.6.8.2 Fire Protection and Life Safety Code Review

3.6.9 Electrical Systems

3.6.9.1 Design Analysis

3.6.9.2 Floor Plan

3.6.9.3 Building Riser Diagram

3.6.9.4 Load Center Panelboard Schedule(s)

3.6.9.5 Lighting Fixture Schedule

3.6.9.6 Details

3.6.10 Telecommunications and Security

3.6.10.1 ATFP

3.6.10.2 Cybersecurity

3.6.11 Specialty Equipment

3.6.11.1 Elevators

3.6.11.2 Corrosion Control and Prevention Systems

3.7 INTERIM DESIGN REQUIREMENTS

3.7.1 Submission Review

3.7.2 Interim Review Conference

SECTION 01 33 16.00 10 Page 4

3.7.3 Conference Documentation

3.7.3.1 Minutes and Comment Process

3.7.3.2 Availability

3.8 FINAL DESIGN REQUIREMENTS

3.8.1 Design Drawings

3.8.1.1 Geo-Referenced Data

3.8.2 Design Analysis

3.8.3 Specifications

3.8.4 Submittal Register

3.8.5 Final Framed Rendering and Copies

3.8.6 Preparation of DD Form 1354 (Transfer of Real Property)

3.9 DESIGN COMPLETE CONSTRUCTION DOCUMENT REQUIREMENTS

3.10 ACCEPTANCE AND RELEASE FOR CONSTRUCTION

ATTACHMENTS:

distribution list

Furniture Item Description (FID), Section 2.0 Product Descriptions and Quality Requirements

-- End of Section Table of Contents --

SECTION 01 33 16.00 10 Page 5

USACE / NAVFAC / AFCEC UFGS-01 33 16.00 10 (May 2016)

Preparing Activity: USACE

UNIFIED FACILITIES GUIDE SPECIFICATIONS

References are in agreement with UMRL dated October 2023

SECTION 01 33 16.00 10

DESIGN DATA (DESIGN AFTER AWARD)

05/16

NOTE: This guide specification covers the requirements for a design/build project, including design development and design submittals. Use this section in a design/build project executed by the Army only.

Adhere to UFC 1-300-02 Unified Facilities Guide Specifications (UFGS) Format Standard when editing this guide specification or preparing new project specification sections. Edit this guide specification for project specific requirements by adding, deleting, or revising text. For bracketed items, choose applicable item(s) or insert appropriate information.

Remove information and requirements not required in respective project, whether or not brackets are present.

Comments, suggestions and recommended changes for this guide specification are welcome and should be submitted as a Criteria Change Request (CCR).

PART 1 GENERAL

NOTE: This guide specification supplements UFGS 01 33 00 SUBMITTAL PROCEDURES, tailored for Design/Build projects. Section 01 33 00 covers general procedures primarily with respect to construction submittals. This section provides requirements for design submittals and design quality procedures.

In addition, the guide specification serves as a stand-alone reference point for all BIM, CIM, GIS, and/or CAD-related requirements for a project.

Consult all appropriate agency guidance and policies

SECTION 01 33 16.00 10 Page 6 as well as stakeholder requirements to determine the components of this specification to retain for a particular project.

Thoroughly edit this section throughout and coordinate with any other related or referencing specifications. Commonly related specifications that may contain BIM, CIM, GIS, and/or CAD-related requirements include but are not limited to 01 33 00

SUBMITTAL PROCEDURES AND 01 78 00 CLOSEOUT

SUBMITTALS.

Consult the USACE CAD/BIM Technology Center for additional information regarding all types of Advanced Modeling requirements. .

1.1 SUMMARY

After award, develop the accepted proposal into the completed design, as described herein. Use a collaborative, integrated design process for all stages of project delivery with comprehensive performance goals for site development, energy, water, material selection, indoor environmental quality, and waste diversion. Ensure incorporation of these goals in project delivery. Consider all stages of the building lifecycle, including deconstruction, rehabilitation, re-purposing, or demolition.

1.2 REFERENCES

NOTE: This paragraph is used to list the publications cited in the text of the guide specification. The publications are referred to in the text by basic designation only and listed in this paragraph by organization, designation, date, and title.

Use the Reference Wizard's Check Reference feature when you add a Reference Identifier (RID) outside of the Section's Reference Article to automatically place the reference in the Reference Article. Also use the Reference Wizard's Check Reference feature to update the issue dates.

References not used in the text will automatically be deleted from this section of the project specification when you choose to reconcile references in the publish print process.

The publications listed below form a part of this specification to the extent referenced. The publications are referred to within the text by the basic designation only.

INTERNATIONAL ORGANIZATION FOR STANDARDIZATION (ISO)

ISO 19005-3 (2012) Document Management -- Electronic Document File Format for Long-Term Preservation -- Part 3: Use of ISO 32000-1

SECTION 01 33 16.00 10 Page 7 with Support for Embedded Files (PDF/A-3)

ISO 19115-1 (2014) Geographic Information -- Metadata -- Part 1: Fundamentals

ISO 32000-1 (2008) Document Management -- Portable Document Format -- Part 1: PDF 1.7

NATIONAL FIRE PROTECTION ASSOCIATION (NFPA)

NFPA 13 (2022; ERTA 3 2022) Standard for the Installation of Sprinkler Systems

NATIONAL INSTITUTE OF BUILDING SCIENCES (NIBS)

NBIMS-US (V3) National BIM Standard - United States

NCS (V6) United States National CAD Standard

U.S. ARMY CORPS OF ENGINEERS (USACE)

EM 1110-1-2909 (2012) Engineering and Design -- Geospatial Data and Systems

ERDC/ITL TR-19-6 (2019) A/E/C Graphics Standard, Release 2.1

ERDC/ITL TR-19-7 (2019) A/E/C CAD Standard - Release 6.1

U.S. DEPARTMENT OF DEFENSE (DOD)

UFC 1-200-02 (2020; with Change 1, 2020; Change 2, 2022) High Performance and Sustainable Building Requirements

UFC 1-300-02 (2014; with Change 3, 2021) Unified Facilities Guide Specifications (UFGS) Format Standard

UFC 3-101-01 (2020; with Change 1, 2021) Architecture

UFC 4-010-01 (2018; with Change 2, 2022) DoD Minimum Antiterrorism Standards for Buildings

UFC 4-023-03 (2009; with Change 3, 2016) Design of Buildings to Resist Progressive Collapse

1.3 DEFINITIONS

1.3.1 Designer of Record (DOR)

Professional Registered members of the Contractor’s Design-Build team that check, approve, sign, date, and certify, prior to submitting the deliverables to the Government, that the D-B design submittals comply with the contract requirements.

The DOR's stamp, sign, and date each design drawing and other design deliverables under their responsible discipline at each design submittal stage. The DOR(s) are responsible for maintaining the integrity of the design and for compliance with the contract requirements through

SECTION 01 33 16.00 10 Page 8 construction and documentation of the as-built condition by coordination, review and approval of extensions of design, material, equipment and other construction submittals, review and approval or disapproval of requested deviations to the accepted design or to the contract, coordination with the Government of the above activities, and by performing other typical professional design responsibilities.

1.3.2 Government Furnished Material (GFM)

Government material that may be incorporated into, or attached to, an end item to be delivered under a contract or which may be consumed in the performance of a contract. It includes, but is not limited to, raw and processed material, parts, components, assemblies, and small tools and supplies.

1.3.3 Advanced Modeling

A subset of geospatial technologies as defined in EM 1110-1-2909 to include BIM, CIM, GIS, and CAD. Advanced Modeling is comprised of models and drawings that form a digital representation of the project, or part thereof, that are comprised of model elements with facility data.

1.3.4 Model Element

A self-contained graphical element with a unique identification that is used to populate a model, and whose behavior and properties are defined by facility/site data and software processes. Model elements can represent a physical entity, such as a pump, a concrete wall, or a utility vault and range from the simple to the complex and can be custom modified.

1.3.5 USACE Minimum Modeling Matrix (M3)

The USACE Minimum Modeling Matrix (M3) describes the minimum modeling and data requirements by defining the level of development (LOD) and element grade.

1.3.6 Facility Data

Non-graphical data attached to surface and subsurface components for both building and site model elements that describe various facility characteristics such as parametric values that drive physical sizes, material definitions (e.g. wood, metal), manufacturer data, industry standards (e.g. AISC steel properties), location, and project identification numbers. Facility data can also define supplementary physical entities that are not shown graphically in the model, such as the system of a duct, hardware on a door, content of conduit, site surface, alignment, levee, channel or transformer properties.

[1.3.7 Industry Foundation Class (IFC)

NOTE: If there are no BIM or CIM deliverables for this project then delete this definition.

IFC are a standard and file format used for the exchange of model elements and data; see http://www.iai-tech.org. In the context of this section, IFC does not mean "Issued For Construction."

SECTION 01 33 16.00 10 Page 9

][1.3.8 Model Uses

NOTE: If there are no BIM or CIM deliverables for this project then delete this definition.

A Model Use is a method or strategy of applying modeling during a facility's life cycle to achieve one or more specific objectives.

Reference NBIMS-US for the definitive list of Model Uses and definitions.

][1.3.9 USACE BIM/CIM Platform Configuration Standards - Templates, Workspaces, Catalogs, and Environments

NOTE: If there are no BIM or CIM deliverables for this project then delete this definition.

[1.3.9.1 Bentley AECOsim and InRoads Workspace

NOTE: If there are no Bentley AECOsim or InRoads deliverables for this project then delete this definition.

The Workspace is contained within the A/E/C Work Structure. It is comprised of a collection of content libraries and supporting files that define and embody a BIM standard. Libraries include content such as wall types, standard steel shapes, furniture, HVAC fittings, and sprinkler heads. The Workspace also contains sheet libraries such as print/plot configurations, font and text style libraries, and sheet borders and title blocks. The Workspace includes pre-defined datagroup parameters.

][1.3.9.2 USACE Revit Templates

NOTE: If there are no Revit deliverables for this project then delete this definition.

The USACE Revit templates are discipline specific and include family content pertinent to that discipline. The templates share standard symbology such as annotation families, line styles, and text styles. The templates include pre-defined shared parameters.

]]1.3.10 USACE CAD/BIM Technology Center

The USACE CAD/BIM Technology Center hosts all standard content for USACE.

This content can be accessed through the CAD/BIM Technology Center website, .

[1.4 ORDER OF PRECEDENCE

NOTE: The information in this paragraph is covered by UAI Clause 52.236-5000. Confirm that the clause will be included in the contract to remove this

SECTION 01 33 16.00 10 Page 10 paragraph.

In the event of a conflict or inconsistency between any of the requirements within the Contract, precedence is applied:

a. Any portions of the accepted proposal which both conform to and exceed the requirements of the solicitation.

b. The provisions of the solicitation.

c. All other provisions of the accepted proposal.

d. Any design products including, but not limited to, plans, specifications, engineering studies and analyses, shop drawings, and equipment installation drawings. These are "deliverables" under the contract are not part of the contract itself. Design products must conform to all provisions of the contract, in the order of precedence.

]1.5 PRECONSTRUCTION ACTIVITIES

1.5.1 Design Quality Control Plan

Submit a Design Quality Control Plan in accordance with Section 01 45 00 QUALITY CONTROL before design may proceed.

1.5.2 Meetings and Conferences

1.5.2.1 Post Award Conference

The Government will conduct a post award conference [at the project site] [_____], as soon as possible after Contract award, coordinated with issuance of the notice to proceed (NTP). Participation by the Contractor and major subcontractor representatives is mandatory. All designers need not attend this first meeting. The government will provide an agenda, meeting goals, meeting place, and meeting time to participants prior to the meeting.

As a minimum the following will be addressed during the conference:

determination and introduction of contact person and their authorities;

contract administration requirements; discussion of expected project progress processes; and coordination of subsequent meeting.

a. The government will introduce the Government project delivery team members, facility users, facility command representatives, and installation representatives.

b. Introduce key personal, major subcontractors and other needed staff.

c. Define expectations and duties of each participant.

d. Develop a meeting roster with complete contact information including name, office, project role, phone, mailing and physical address, and e-mail address for distribution to all participants. Also, provide minutes of the meeting to all participants.

1.5.2.2 Initial Design Conference

After Contract award, conduct the initial design conference, and provide a

SECTION 01 33 16.00 10 Page 11 record of the meeting. All Designers of Record must participate in the conference. The primary purpose of the meeting is to make sure any needs are assigned and due dates established, as well as points of contact identified. The initial design conference may be scheduled and conducted at the project installation after the Post Award Conference and prior to initiation of significant preliminary design development, although it is recommended that the partnering process be initiated at the time of or before the initial design conference. Limit any design work conducted after award and prior to this conference to site work.

1.5.2.3 Advanced Modeling Kick-Off Meeting

Conduct an Advanced Modeling Kick-Off Meeting prior to submission of the Advanced Modeling PxP, within 45 days after Notice to Proceed. Required meeting attendance includes, at a minimum, the DOR, the design drawing and modeling specialist and the Geographic District BIM Manager or delegate.

The intent of this meeting is to coordinate the expectations for the Advanced Modeling PxP.

1.5.2.4 Advanced Modeling PxP Demonstration Meeting

Within 30 days after the acceptance of the Advanced Modeling PxP and M3, conduct a demonstration to review the Plan for clarification, and to verify the functionality of planned Model technology workflow and processes. If modifications are required, complete the modifications and resubmit the Advanced Modeling PxP performing a subsequent demonstration for Government acceptance.

1.5.2.5 Pre-Construction Conference

Before starting any construction activities, jointly conduct an administrative conference with the Government to discuss any outstanding requirements and to review local installation requirements. It is possible there will be multiple Pre-Construction Conferences based on the configuration of the design packages. Provide minutes of the meeting(s) to all participants.

1.6 SUBMITTALS

NOTE: Review submittal description (SD) definitions in Section 01 33 00 SUBMITTAL PROCEDURES and edit the following list, and corresponding submittal items in the text, to reflect only the submittals required for the project. The Guide Specification technical editors have classified those items that require Government approval, due to their complexity or criticality, with a "G." Generally, other submittal items can be reviewed by the Contractor's Quality Control System. Only add a “G” to an item, if the submittal is sufficiently important or complex in context of the project.

When a "D" follows a submittal item, it indicates Designer of Record Approval (DA) is required for that item. When a "C" follows a submittal item, it indicates Government Conformance Review of Design (CR) is required for that item. When an "R" follows

SECTION 01 33 16.00 10 Page 12 a submittal item, it indicates both a Designer of Record Approval and Government Conformance Review (DA/CR) is required for that item. When an "A" follows a submittal item, it indicates both a Designer of Record Approval and Government Approval (DA/GA) is required for that item.

For Army projects, fill in the empty brackets following the "G" classification, with a code of up to three characters to indicate the approving authority. Codes for Army projects using the Resident Management System (RMS) are: "AE" for Architect-Engineer; "DO" for District Office (Engineering Division or other organization in the District Office); "AO" for Area Office; "RO" for Resident Office; and "PO" for Project Office. Codes following the "G" typically are not used for Navy and Air Force projects.

The "S" classification indicates submittals required as proof of compliance for sustainability Guiding Principles Validation or Third Party Certification and as described in Section 01 33 00 SUBMITTAL

PROCEDURES.

Choose the first bracketed item for Navy and Air Force projects, or choose the second bracketed item for Army projects.

Each submittal includes an associated approval level designation as defined in the following table:

Approval Level Designation

Definition

G Government approval no designation for information only

D Designer of Record approval

C Government Conformance Review of Design

R Designer of Record Approval and Government Conformance Review

A Designer of Record Approval and Government Approval

S inclusion in the Sustainability eNotebook, in conformance to Section 01 33 29 SUSTAINABILITY REQUIREMENTS AND REPORTING

When used, a designation following the approval level designation identifies the office that will review the submittal for the Government.

Submit the following in accordance with Section 01 33 00 SUBMITTAL

PROCEDURES:

SD-01 Preconstruction Submittals

SECTION 01 33 16.00 10 Page 13

Advanced Modeling Project Execution Plan (PxP); C[, [____]]

Design Quality Control Plan; G[, [_____]]

Initial Design Conference

Preconstruction Conference

DCM Procedures; G[, [_____]]

Submittal Register; G[, [_____]]

SD-05 Design Data

Design and Code Checklists; C[, [_____]]

Sustainable Design; C[, [_____]]

Interim Design Submittals; R[, [____]]

Building Rendering

Interior And Exterior Building Finishes Scheme; G[, [____]]

Furniture, Fixtures & Equipment; G[, [____]]

Conference Documentation

Final Design Submittals; R[, [____]]

Design Complete Documents; C[, [____]]

SD-11 Closeout Submittals

DD Form 1354; A[, [_____]]

1.7 DESIGN QUALITY CONTROL

1.7.1 Design And Code Checklists

Develop and utilize appropriate discipline-specific checklists during the design and quality control of each submittal. Submit these completed checklists with each design submittal, as applicable, as part of the project documentation. See Section 01 45 00 Contractor Quality Control and paragraph FIRE PROTECTION AND LIFE SAFETY CODE REVIEW for a sample Fire Protection and Life Safety Code Review checklist.

1.7.2 Advanced Modeling Project Execution Plan (PxP)

NOTE: The Project Execution Plan (PxP) submittal is mandatory for every project regardless of BIM/CIM/GIS/CAD deliverable type. DO NOT remove the requirement for a PxP submittal.

Develop an Advanced Modeling Project Execution Plan ("Plan" or "PxP") documenting mandatory and Contractor-elected BIM Uses, analysis technologies and workflows. Submit the PxP within 45 days after issuance

SECTION 01 33 16.00 10 Page 14 of Notice to Proceed.

Use the USACE ADVANCED MODELING PROJECT EXECUTION PLAN (PxP) Template located at the USACE CAD/BIM Technology Center website to develop an acceptable Plan and update to include platforms and processes to meet the requirements of the project.

1.7.2.1 M3 Template

Use the M3 Template located at the USACE CAD/BIM Technology Center website and submit as part of the Advanced Modeling PxP.

1.7.2.2 Model Uses

Mandatory Model Uses are predefined in the Project Execution Plan (PxP) and cannot be modified. Identify additional elected Model Uses in the PxP.

1.8 DELIVERY, STORAGE, AND HANDLING

1.8.1 Electronic Design Submittal

Provide identical copies of discs for approval, for each submittal required.[ Provide quantities and sizes indicated in [Section 01 33 00 SUBMITTAL PROCEDURES] [the distribution list at the end of this specification section][____].] [Provide on approved electronic media (one copy per disc or set of discs) as defined below.] [Provide submittal files on electronic storage media in compliance with the quality requirements identified in this specification.]

1.8.1.1 Malicious Content

Scan all electronic files for malicious viruses using commercially available scanning program that is routinely updated to identify and remove current virus threats.

1.8.1.2 Storage Media

Provide project data on disc-based (DVD±R/RW) media. Provide the full submittal on one single disc whenever possible. When separation of the submittal is required separate deliverables onto separate media. Document any media divisions in the PxP for approval by the Contracting Officer.

a. Directly print identification of contents onto storage media. Do not provide adhesived labels. Include the name of the submittal, project, project location, Contract number, Designer of Record firm/Prime Contractor company's name, title of submission, and security classification (in accordance with the applicable security classification labeling regulations) on the label. If multiple discs are provided, clearly document the contents of each disc on the label.

b. Include the name and contact information of the individual who produced the final data disc to ensure that any problems with the data or media can be easily resolved.

c. When browsed on any computer, the disc displays the following folders and their associated content:

(1) Submittal files (containing all submittal data)

SECTION 01 33 16.00 10 Page 15

(2) All supporting documents associated with the submittal

(3) Readme containing one TXT, PDF, or HTML file with general use information, organizational instructions, and basic preparer contact information.

1.8.2 Advanced Model File Packaging

Execute the following actions for all design drawing and modeling files:

1.8.2.1 Bentley [AECOsim][, ][InRoads][, ][MicroStation]

Compress files with all options.

1.8.2.2 Autodesk [Revit][, ][Civil3D][, ][AutoCAD]

a. Purge unused

b. Audit

c. Compress

1.8.3 PDF File Packaging

Utilize PDF file format in accordance with ISO 32000-1 and ISO 19005-3.

Provide files from original sources, text-searchable, and saved in "Standard" (uncompressed) resolution whenever possible.

1.8.3.1 Bookmarking

a. Bookmark drawing submittal PDF sets to include one Parent Bookmark per Discipline and one Child Bookmark per sheet within each Discipline.

Format Parent Bookmarks as "Discipline" (e.g. Architectural). Format Child Bookmarks as "Sheet ID Sheet Title" (e.g. A-101 First Floor Plan).

b. Bookmark specification submittal PDF sets using the SpecsIntact Print Processing PDF Print/Publish feature, combining processed sections into one PDF document. Insert the Submittal Register into the file where specified by Section 01 33 00 SUBMITTAL PROCEDURES and bookmark.

c. Bookmark design analysis and calculation submittal PDF sets to include one Parent Bookmark per design analysis section and one Child Bookmark per major paragraph per section. Format Parent Bookmarks as "Section" (e.g. Architectural). Format Child Bookmarks as "major paragraph designation Sheet Title" (e.g. 2.1 Primary Facility Functions).

[1.8.3.2 Hyperlinking

NOTE: Hyperlinking is not required, but may be valuable depending upon the needs of the project.

Include this paragraph if hyperlinking is desired.

Hyperlink all reference annotation symbology (e.g. section cut symbology, detail callout symbology, elevation callout symbology) to the sheet referenced by the annotation.

SECTION 01 33 16.00 10 Page 16

][1.8.4 Encryption

NOTE: Encryption is not required for all projects, but may be required for specific projects. Include this paragraph if encryption is required.

Encrypt deliverable data as directed by [Area][Resident][Project] Office Engineer. Document the encryption in the PxP.

][1.8.5 Hardcopy Design Submittal

NOTE: One of the bracketed options in this paragraph requires the Government to develop a distribution list of submittals. The option also requires that the distribution list be attached at the end of this section.

Print hard copy submittals directly from the electronically packaged PDF files.[ Provide quantities and sizes as indicated in [Section 01 33 00 SUBMITTAL REQUIREMENTS] [the distribution list at the end of this specification section] [____].]

The Designer(s) of Record stamps and signs the original full size hard copy sheets as Released For Construction. Provide distribution from this set.

]PART 2 PRODUCTS

[2.1 GOVERNMENT FURNISHED MATERIALS

NOTE: Edit this paragraph to reflect the systems, platforms, and timing under which the Government intends to provide data. Remove the paragraph if none will be provided.

[ The Government will provide Advanced Modeling files as GFM for use in design development. Develop and maintain the information and level of detail contained in the GFM in the Project design, as required by this Contract.][

The Contractor has the option of preparing their own Advanced Modeling files in the formats prescribed as a basis for design, design drawings, and interim design submittals. If so, maintain the same level of detail, properties, and functionality in the models that is prescribed in this specification.]

2.1.1 GFM Handover

[The Government will provide the GFM at [Contract Award][the Design Kick-Off Meeting] [_____].][The GFM has been provided as part of the Solicitation package.]

SECTION 01 33 16.00 10 Page 17

2.1.2 GFM File Formats

GFM are provided in the following file formats:

[2.1.2.1 Government Furnished BIM

The GFM includes [Autodesk Revit, Version [_____]][Bentley Systems AECOsim, Version [_____]][_____].

][2.1.2.2 Government Furnished CIM

The GFM includes [Autodesk Civil3D, Version [_____]] [Bentley Systems MicroStation InRoads, Version [_____]] [_____].

][2.1.2.3 Government Furnished GIS

The [Installation's] most current Standard GIS Database SDSFIE Adaptation will be furnished, including features and attributes relating to current project. Documentation of the required attributes and schema definitions will be provided with the GIS Template.

GIS source data and product data remain the property of the US Government.

Be prepared to explain and demonstrate the company's process for protecting all geospatial data, including but not limited to geometry, attributes, metadata, topologies, and relational database schemas and operations used in association with this contract. Signing a non-disclosure agreement attesting to the same before source data are released may be required. Obtain further information about security and nondisclosure requirements from the Contracting Officer.

a. Some installation map data, source and/or product, may be considered by the Government to be "Controlled Unclassified Information" (CUI) also known as "Sensitive but Unclassified" (SBU). Release of this information to any third party without the explicit consent of the Contracting Officer is not authorized.

b. Return all source information to the Government or destroy upon completion of this contract.

][2.1.2.4 Government Furnished CAD

The GFM includes [Autodesk AutoCAD, Version [_____]][ and ][Bentley Systems MicroStation, Version [_____]][_____].

]2.1.3 Advanced Modeling Completion and Quality

The Government makes no guarantee that the BIM/CIM models, GIS data, CAD files and Facility Data provide the level of completeness or quality required for a submittal. Develop or update files and data to completely and correctly represent the as-built conditions of the facility and the site.

However, use of any Government Furnished [BIM][,CIM][and GIS] for creation of contract submittals is at the Contractor's own risk. Any quality control issues discovered in the GFM do not absolve the Contractor from submitting contract compliant deliverables as described in this and other specifications.

SECTION 01 33 16.00 10 Page 18

2.1.4 Data Loss, Corruption, and Error

Use of GFM files is at the Contractor's risk. Verify data integrity upon receipt and request a replacement if necessary.

Any adjustment of file structure, format, or software version required to make GFM compatible with computer systems and/or software is the responsibility of the Contractor.

]2.2 ADVANCED MODELING DOCUMENTS

Provide all of the following documents with each design submittal.

2.2.1 Submitted Files List

Provide list of all submitted electronic files including a description, directory, and file name for each file submitted. Identify which files have been produced from the Model and Facility Data. For all Sheet files, include a list of the sheet titles and sheet numbers.

2.2.2 Advanced Modeling Submittal Checklist

Complete the USACE BIM/CIM Advanced Modeling Submittal Checklist and include with each submittal. Download the Checklist from the USACE CAD/BIM Technology Center website.

2.2.3 Advanced Modeling Electronic Files

Include all Advanced Modeling files associated with the contract scope of work.

2.2.3.1 3D Interactive Review Model

Provide a copy of each [BIM][ and ][CIM] Model in an approved interactive review format. Use [Autodesk Navisworks version [_____]][Autodesk Design Review Form (DWFX)][Bentley Navigator version [_____]][Adobe 3D PDF version [_____]][Google Earth (KMZ)][ or other Government Approved format documented in the PxP] for the 3D Interactive Review Model format.

2.2.3.2 Industry Foundation Class (IFC) Coordination View

NOTE: Use the 2x3 Coordination View V2.0 schema unless the customer specifically requests a different schema.

Provide an IFC Coordination View for all deliverables. Provide exported property set data for all IFC supported named building elements. Submit all IFC models in the [IFC2x3 Coordination View V2.0][_____] schema.

2.2.3.3 Quality Control (QC) Reports

As a minimum, include the following reports:

2.2.3.3.1 Model Standards Checks and Reports

Provide QC checks demonstrating adherence to the NCS v6.0 BIM Implementation section. Identify and report non-compliant elements and

SECTION 01 33 16.00 10 Page 19 submit a corrective action plan. Provide the Government with detailed justification and request Government acceptance for any non-compliant elements that the Contractor proposes to be allowed to remain in the Model. Verify the following for the Model(s) and Facility Data set:

a. No undefined, incorrectly defined, or duplicated elements.

a. No errors when opening.

c. No broken Links, References, or X-References.

d. Minimized extraneous information.

e. Content uses the coordinate system defined in the approved PxP.

f. Models share a common alignment point.

g. For a Design Complete or Record Submittal; no unloaded Links, References, or X-References exist.

2.2.3.3.2 Graphics Standards Checks and Report

Provide QC checks on all graphic deliverables demonstrating that the fonts, dimensions, symbology and other construction document formatting are compliant with the requirements of this specification. Identify and report non-compliant content.

2.2.3.3.3 CAD Standards Checks and Report

Provide QC checks on CAD Output demonstrating that filenames, sheet borders, layer/level names, and symbology are compliant with the requirements of this specification. Identify and report non-compliant content.

2.2.3.3.4 Interference Management (3D Coordination) Checks and Report

Execute Interference Management checks and provide a summary of the results noting total hard interferences (e.g., mechanical vs. structural, or mechanical vs. mechanical, overlaps in the same location) and soft interferences (e.g., conflicts regarding equipment clearance, service access, fireproofing, insulation, code space requirements).

2.2.3.3.5 Additional Parameters

Additional QC parameters as deemed appropriate for the Project may be developed and documented in the Advanced Modeling PxP.

2.2.4 Advanced Modeling Re-Submittals

If components of an Advanced Modeling submittal are rejected, provide the following for each Advanced Modeling Re-Submittal, in addition to re-submittal information required by Section 01 33 00 SUBMITTAL PROCEDURES:

a. Re-submit all components required under paragraph ADVANCED MODELING PACKAGE, including a new Advanced Modeling Checklist and updated content in response to Government comments.

b. Provide a copy of all Government review comments.

SECTION 01 33 16.00 10 Page 20

c. Provide a response to each Government review comment for back check.

2.3 DESIGN DRAWINGS

From advanced model files, produce design drawings that describe the scope of the Contract for all required submittals including all interim and final deliverables.

2.3.1 Electronic Drawing Files

Provide electronic drawing files in PDF format for each project drawing in the design set.

2.3.2 Drawing Index

Provide an index of drawings sheet as part of the drawing set, and an electronic table of all drawings submitted. Include the electronic file name, the sheet reference number, the sheet number, and the sheet title containing the data for each drawing.

2.3.3 Shop Drawings Used as Design Drawings

Design drawings may be prepared similar to shop drawings to minimize construction submittals after the Design Complete Submittals. Prepare and submit with the design drawings, appropriate connection, fabrication, layout, and product specific drawings.

2.3.3.1 Drawing Format For Shop Drawings Used as Design Drawings

Use the Contractor-originated drawings as the basis for the record drawings. Conform shop drawings included as design documents with the same drawing requirements such as drawing format, sheet size, layering, lettering, and title block used in design drawings.

2.3.3.2 Identification of Shop Drawings Used as Design Drawings

Indicate which shop drawings are being submitted as design drawings in the transmittal letter.

2.3.4 Seal on Documents

Sign, date and seal all Contractor-originated design drawings by the registered architect or the registered engineer of the respective discipline. This is the seal of the Designer of Record for that drawing.

Application of the electronic seal and signature accepts responsibility for the work shown thereon.

2.4 SPECIFICATIONS

NOTE: If the contracting agency has a design guidance document that the design/build contractor is required to follow rather than the requirements detailed in this section, select the first set of brackets.

[Provide design specifications in accordance with [_____] Design Manual.][Provide a Contractor-originated design specification that, in

SECTION 01 33 16.00 10 Page 21 conjunction with the drawings, demonstrates compliance with materials, equipment, execution, and field quality control requirements of the RFP and accepted proposal.

2.4.1 Specifications Format

Utilize the Unified Facility Guide Specifications (UFGS) current at the time of Contract award. Process the specifications with the SpecsIntact software package.

NOTE: Select the first bracketed option and delete the second bracketed option if the design prepared under this project will be used again as a site adapt project in the future.

a. Edit and expand the appropriate specifications to ensure that all project design requirements, current code requirements, and regulatory requirements are met. [Provide non-proprietary, descriptive project specifications in compliance with the requirements in UFC 1-300-02.

Do not provide proprietary information in the project specifications unless approved by the Contracting Officer.][Design specifications may be prepared that include manufacturer specific data and catalog cuts in lieu of non-proprietary, descriptive specifications. Clearly identify, where appropriate, specific products chosen to meet the contract requirements (i.e., manufacturers' brand names and model numbers or similar product information).]

b. Note that the UFGS are based on design-bid-build contracting and will require editing to apply to a design-build project. For instance, they assume that the Government will approve most submittals, whereas in design-build, the DOR has that action, unless this solicitation requires Government approval for specific submittals.

c. Organize project sections not based on UFGS in accordance with CSI MasterFormat and UFC 1-300-02.

2.4.2 Identification of Manufacturer's Product Data Used as Specifications.

Provide complete and legible catalog cut sheets, product data, installation instructions, operation and maintenance instructions, warranty, and certifications for products and equipment for which final material and equipment choices have been made. Indicate, by prominent notation, each product that is being submitted including optional manufacturer's features, and indicate where the product data shows compliance with the Contract requirements.

2.4.3 Specifications Packaging

Provide specifications to include the following:

a. Cover sheet and project table of contents.

b. Specification sections, each section with a table of contents.

c. Manufacturer's Product Data. If providing as attachments to the applicable specification section, incorporate as attachment reference within the section and section table of contents.

SECTION 01 33 16.00 10 Page 22

]2.4.4 Specification Deliverable

Submit a bundled specification package in PDF format for each design package. As a minimum, bookmark each specification section in the bundled package. Also, submit the source files, in the processing system format, used to create the PDF.

2.5 DESIGN ANALYSIS

NOTE: If the contracting agency has a design guidance document that the design/build contractor is required to follow rather than the requirements detailed in this section, select the first set of brackets.

Prepare, organize, and present a design analysis [in accordance with [_____] Design Manual.] [that will document the general parameters, functional and technical requirements, design objectives, design assumptions, and provides design calculations applicable to a project's design. Organize the design analysis into three parts; Part 1 - General Description; Part 2 - Design Requirements and Provisions; and Part 3 - O&M Provisions.

The design analysis states the purpose, authorization, applicable criteria and the project description for the project, and provides a summary of the factors influencing the choice of the civil, environmental, architectural, structural, mechanical, electrical, communications, fire protection, physical security systems, HTRW, and sustainable design features used in the project along with an indication of how the initial costs and life cycle costs were factored into final selections. In the final design analysis clearly and succinctly include:

a. An introductory description of the project concepts that addresses the salient points of the design

b. An orderly and comprehensive documentation of criteria and rationale for system selection, supported by life cycle cost analysis.

c. The identification of any necessary licenses and permits that are anticipated to be required as a part of the design and/or construction process.

d. Identify all applicable codes and criteria and highlight specific requirements within these codes and criteria for critical issues in the facility design.

e. Required calculations as specified and as needed to support the design.

f. Clearly identify "Sustainable Design" features that address high performance and sustainable building (HPSB) concepts as required by UFC 1-200-02 [and current Army SDD Policy Update]. Sustainable design documentation must support Guiding Principles Validation and Third Party Certification (TPC) requirements in Section 01 33 29 SUSTAINABILITY REQUIREMENTS AND REPORTING to include HPSB and TPC checklists.

SECTION 01 33 16.00 10 Page 23

g. Clearly identify "Antiterrorism" requirement and document the antiterrorism and force protection features as required by UFC 4-010-01.

2.5.1 Design Requirements and Provisions

Include subparts for each major design discipline and basic project design requirements for each discipline that justify and validate design decisions to include, but not limited to: life cycle cost effectiveness,

2.5.1.1 Civil

Include soil analysis and survey data, site design, site improvements, planting and landscaping, paving, grading and drainage, water, waste-water and soil treatment, contaminant containment, utilities systems analysis and design, and provisions for airfields, ports and railroads, if required.

2.5.1.2 Environmental

Include an impact assessment checklist covering air, water and noise effects from the project and construction; worker health and safety; HTRW remediation cleanup and action levels; transportation and disposal regulation requirements; quality control for chemical sampling/analysis;

wetlands determination (tidal and nontidal); special wildlife, plant, and endangered species considerations; ground water, waterway and floodplain protection assessment; pollution prevention control requirements; and design measures to be implemented (i.e., construction site sediment and erosion control requirements by Federal, state and local governments); and hazardous material management, natural and cultural resources, and environmental permits.

2.5.1.3 Architectural

Include space allowance, functional layout, unique features, interior design ,furniture planning, signage, accessibility, security, air barriers, energy conservation and sustainable design to include site analysis focusing on orientation, space-mass composition, materials used and details with respect to image, safety, maintenance and cost effectiveness and historical context.

2.5.1.4 Structural

Include foundation, structural, seismic, hardened structure,nuclear radiation and blast protection systems analysis and design.

2.5.1.5 Mechanical

Include heating, ventilation and air conditioning systems, refrigeration, plumbing, elevators and cranes, energy conservation, pollution control, noise and vibration control, heating and chilled water distribution, gas distribution, fuel storage and dispensing, and process systems design.

2.5.1.6 Electrical

Include power generation, transmission and distribution systems, lighting (interior and exterior), voice and video communications, intrusion detection, utilities monitoring control systems (UMCS), cathodic protection, lightning and static electricity protection systems analysis

SECTION 01 33 16.00 10 Page 24 and design, aviation lighting, and electromagnetic protection

2.5.1.7 Fire Protection and Life Safety

Include building construction, exit requirements, fire extinguishing systems, fire protection water supplies, surge analysis, and alarm and detection systems analysis and design.

2.5.1.8 Physical Security

Include fencing, vaults, protective lighting, security systems, locks, arms rooms, controlled substances, entrances, guard facilities, classified material, patrol roads, clear zones, restricted areas, surveillance and penetration resistance.

2.5.1.9 Cybersecurity

2.5.2 Operations and Maintenance (O&M) Provisions

Identify design provisions made to enhance and to reduce the cost of operating and maintaining the facility when completed. Identify any special safety considerations or occupational health related considerations that may affect operation and maintenance activities as a result of the final design.

2.5.3 Design Analysis Packaging

2.5.3.1 Assembly and Identification

Assemble design analysis in a single volume with a table of contents if possible. Include a cover page in the basis of design for each discipline indicating the project title and locations, contract number, table…