Small_Business_Participation_Plan_-_Annual_Submission_(DBE-N).pdf

PDF 147 KB Posted

Attached to
Thermoplastic Pavement Marking Raw Material State and local contract opportunity
Solicitation number
IFB-26-0348
Issued by
Maricopa County, Phoenix City, Arizona

About this file

This is a Small Business Participation Plan (SBPP) annual submission form issued by the City of Phoenix Public Transit Department for professional services contracts subject to the Disadvantaged Business Enterprise - Neutral (DBE-N) program requirements under 49 CFR Part 26 and the United States Department of Transportation regulations. The form requires contractors to demonstrate good faith efforts and reasonable practices to promote and foster small business participation on Federal Transit Administration (FTA)-assisted projects. Contractors must identify opportunities for verified small business suppliers, conduct proactive outreach to inform small businesses of opportunities, send solicitation letters to potential small business vendors while maintaining detailed logs of all communications and responses, and make best reasonable efforts to obtain and utilize small business services. The SBPP must be completed and submitted annually on the anniversary date of contract execution, with all supporting documentation included with each submission.

Contractors are responsible for tracking and reporting all small business participation occurring through contracts, procurements, purchase orders, subleases, joint ventures, goods and services arrangements, and other sub-tier participation relationships. Documentation must be entered monthly into the City of Phoenix Certification and Compliance System at phoenix.gob2g.com. The SBPP requires contractors to list all small businesses currently in use, categorize their relationship type (subcontractors, joint venture partners, suppliers, or other), and document total amounts paid during the past year. Additionally, contractors must identify future opportunities for small business participation by scope of work using NAICS codes, estimated timeframes, and known contractors or vendors. A designated contract liaison must be identified and responsible for submitting the updated SBPP annually along with any other reports required by the contracting agency, with required contact information and authorized signature certification.

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Text version

Disadvantaged Business Enterprise - Neutral (DBE-N) Program

Professional Services Contract Clause - Negotiated AGENCY: Public Transit Department

Small Business Participation Plan – Annual Submission *Due annually on the anniversary date of contract execution*

302 N. 1st Avenue, 9th Floor • Phoenix, AZ 85003-1611 • (602) 262-7242 • Fax: (602) 495-2002 • TTY (602) 534-1557

04_26-IFR PTD_SBPP

Contract No. Contract Execution Date:

The above-referenced contract is subject to the Public Transit Department’s Disadvantaged Business Enterprise - Neutral (DBE-N) program requirements issued by the United States Department of Transportation (USDOT) in 49 CFR part 26.

______________________________ will track and report all the participation that occurs in any procurement, joint ventures, goods/services, and other arrangements involving a Small Business.

The company submits its Small Business Participation Plan (SBPP) and agrees to comply with the small business outreach requirements to use good faith and reasonable efforts to promote and foster the participation of small businesses on Federal Transit Administration (FTA) assisted projects.

I. Small Business Participation Commitment

The above company is committed to using good faith efforts by engaging and soliciting the services of Small Businesses as new and existing needs for services arise. The company will actively attempt to contract with small businesses.

Below is an outline of our good-faith plan to demonstrate our efforts to foster small business participation in FTA-assisted projects:

1. Contact the PTD Compliance Specialist for assistance and guidance regarding this plan.

2. Identify opportunities for verified small business suppliers to provide goods and services.

3. Identify and engage in proactive outreach efforts to inform these small businesses of opportunities.

4. Send letters to small business suppliers encouraging them to contact our company with proposals regarding providing goods and services and to keep a log of all letters, contacts, responses, and non-responses.

5. Make the best reasonable efforts to obtain and utilize the services of small businesses.

Other commitments:

AGENCY: Public Transit Department

302 N. 1st Avenue, 9th Floor • Phoenix, AZ 85003-1611 • (602) 262-7242 • Fax: (602) 495-2002 • TTY (602) 534-1557

II. Company Responsibilities:

_____________ understands the requirements to comply with Public Transit Department Small Business Participation Plan and 49 CFR Part 26. The company will track and report all small business participation that occurs on transit-related projects as a result of a contract, procurements, purchase orders, subleases, JV, goods/services or other arrangements involving sub-tier participation. This documentation will be entered monthly into the City of Phoenix Certification and Compliance System at phoenix.gob2g.com.

III. Small Businesses Currently in Use

Listed below are the small businesses that are currently participating with the company as subcontractors, joint venture partners, suppliers of goods and services, and other business relationships.

Company Name Small Business

Category (subcontractors, joint venture partners, suppliers of goods and services, other)

Total Amount Paid During the

Past Year (MM-DD-YYYY to

MM-DD-YYYY)

https://phoenix.gob2g.com/

302 N. 1st Avenue, 9th Floor • Phoenix, AZ 85003-1611 • (602) 262-7242 • Fax: (602) 495-2002 • TTY (602) 534-1557

IV. Future Opportunities* for Small Business Participation

The company working on a transit-related project will use the City of Phoenix and Federal databases as a starting point to locate and engage potential opportunities of small business suppliers. Potential opportunities for Small Business participation include:

Scopes of Work

(NAICS)

Estimated

Timeframe/Schedule Contractor/Vendor

(if known)

This list will be assessed at the next submission of the annual SBPP.

V. Annual Small Business Participation Plan Submission

The contractor shall complete and submit an updated SBPP, including any associated supporting documentation requested by the Agency or Subrecipient, on an annual basis from the start of the contract.

VI. Contract Liason

____________________ will be responsible for submitting the Small Business Participation Plan on a yearly basis and other required reports by the contracting agency.

302 N. 1st Avenue, 9th Floor • Phoenix, AZ 85003-1611 • (602) 262-7242 • Fax: (602) 495-2002 • TTY (602) 534-1557

a. Contact Information:

Name:

Title:

Email Address:

Phone Number:

On behalf of the Contractor, I certify that the above information is true and correct:

Signature: Date:

**Please submit all supporting documentation with your SBPP.**

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