Section_3_-_Business_Certification_(FY24).pdf
PDF 1 MB Posted
- Solicitation number
- 240130
- Issued by
- Pima County, Arizona
About this file
This is a Section 3 Business Certification document from the City of Tucson, a multi-page form designed to capture detailed information about businesses seeking to qualify as a Section 3 business concern. The form requires businesses to provide comprehensive details about their ownership, workforce, and employee characteristics, with a focus on low-income workers and employment opportunities. The document includes sections for business information, project workforce breakdown, employee listings, and employee address details for those earning at or below $45,500 annually.
The form is specifically structured to identify businesses that meet certain criteria, such as being at least 51% owned by low-income residents of Tucson/Pima County, having over 75% of labor hours performed by Section 3 workers, or being owned by residents of HUD Public Housing or HUD-Assisted Housing. Additional details include ethnic ownership codes, minority and women-owned business information, and a requirement to list all employees with their job titles, hire dates, and income levels. The document emphasizes compliance and includes an affirmation section where the business owner certifies the accuracy of the information, with potential consequences for misrepresentation including contract termination and being barred from future contracting opportunities.
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Text version
Section 3 forms must be kept on file for five (5) years. Page 1 of 5 Section 3-MBE WBE 7/1/2023
SECTION 3 BUSINESS CERTIFICATION
Business Information
City of Tucson Contract #:
Business Name: _________________________________________________Phone: ________________ Business Address: _____________________________________________________________________ Business Owner: ______________________________________________________________________ Business Owner Telephone: ______________________________________________________________ Business Owner Email: __________________________________________________________________ Name of Preferred Contact: ______________________________________________________________ Preferred Contact Email: _________________________________ Contact Phone: __________________ Total number of LOCAL Tucson/Pima County based employees: __________
☐ Sole Proprietor ☐ Corporation ☐ Partnership ☐ Limited Liability ☐ Joint Venture
Federal Tax ID : __________________________________________________
Select from ONE from the following three options below that applies:
1. The business is at least 51% owned and controlled by low-income residents of
Tucson/Pima County (earn no more than $45,500 annually/$21.87 Hourly). ☐ YES ☐ NO
2. Over 75 percent of the labor hours performed for the business over the prior three-month period were performed by Section 3 workers. ☐ YES ☐ NO
3. The business is at least 51% owned and controlled by current residents of HUD Public
Housing or HUD-Assisted Housing (Section 8 housing). ☐ YES ☐ NO
Minority Owned Business and Women Owned Business Information Is this business 51% or more woman-owned? ☐ YES ☐ NO
Ethnic Codes Enter the Ethnic Code that indicates the ethnic character of the owner(s) of 51% of the business. If 51% or more of the business is not owned or controlled by a single ethnic category, enter the code that seems most appropriate.
The Ethnic Code may be a combination of two code numbers – for example 2/3.
Vendor Ethnic Code from list below: _______________
1=White Americans 4=Hispanic American 2=Black Americans 5=Asian/Pacific American 3=Native American 6=Hasidic Jews
PLEASE LIST ALL EMPLOYEES-use additional sheet if needed.
Project:__________________________________ rchavez3 Cross-Out
Section 3-MBE WBE 7/1/2023
SECTION 3 PROJECT WORKFORCE BREAKDOWN
Project Information
Project: HCD Contract #:
Contractor: Sub-Contractor: _____________________________
Section A
Job Category Total Estimated Positions Needed for THIS Project
Number of Positions Occupied by Current
Employees
Number of Positions NOT occupied by
Current Employees
Number of Positions to be filled with Section 3
Workers
Professionals, Manager
Admin/Payroll/ Office/Clerical
Section B Job Site - List Trade Job Classifications and Numbers Below Use the Davis Bacon Wage Rate Determination (WRD) for job classification if this is a Davis Bacon Project
Job Classification Total Estimated Positions Needed for THIS Project
Number of Positions Occupied by Current
Employees
Number of Positions for this project
NOT Occupied by Current Employees
Number of Positions to be filled with Section 3
Workers
Total Each Column A and B
OPPORTUNITIES PLAN
Has the Contractor/Subcontractor identified any NEW employment opportunities during the terms of the contract? ☐ YES ☐ NO
Total number of NEW Employment Opportunities/Positions identified. (from Part A & B). _______
Number of Section 3 Employment Opportunities/Positions Identified. (from Part A & B). _______
Contractor Signature Date:
Title:
Section 3 forms must be kept on file for five (5) years. Page 2 of 5 rchavez3 Highlight rchavez3
Section 3 forms must be kept on file for five (5) years. Page 3 of 5 Section 3-MBE WBE 7/1/2023
Business Name: _______________________________________ Contract #________________________
EMPLOYEE NAME POSITION/JOB TITLE DATE HIRED ANNUAL INCOME IS AT
OR BELOW $45,500.00
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
BUSINESS CONCERN AFFIRMTION
I affirm and hereby certify, under penalty of law, that the above statements are true, complete, and correct to the best of my knowledge and belief. I understand that businesses who misrepresent themselves as Section 3 business concerns and report false information to the City of Tucson may have their contract terminated as default and barred from ongoing and future considerations for contracting opportunities
Owner or Agent Name (printed): ________________________________Title:
Signature: __________________________________________________ Date: ______
For City of Tucson Administrative Use Only:
Is the business a Section 3 business concern based upon their certification? ☐ YES ☐ NO Verified by _____
Project:
BUSINESS EMPLOYEE LIST
Section 3 forms must be kept on file for five (5) years. Page 4 of 5 Section 3-MBE WBE 7/1/2023
Business Name: _________________________________________ Contract #: _____________________________
EMPLOYEE NAME POSITION/JOB TITLE DATE HIRED ANNUAL INCOME IS AT
OR BELOW $45,500.00
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
☐ YES ☐ NO
Supplemental Sheet 1-Employee List
BUSINESS EMPLOYEE LIST -CONTINUED
Section 3-MBE WBE 7/1/2023
Business Name: ____________________________________________ Contract #__________________________
LIST ADDRESS FOR EMPLOYEES EARNING AT OR BELOW $45,500 ANNUALLY/$21.87 HOURLY
EMPLOYEE NAME ADDRESS CITY STATE ZIP
Supplemental Sheet 2-Employee Address Form earning at or below $45,500 annually/$21.87 hourly Section 3 forms must be kept on file for five (5) years. Page 5 of 5
SECTION 3 EMPLOYEE ADDRESS
| Sec 3 Workforce Breakdown 4.11.2022 Final.pdf |
| FY 2022 SECTION 3 BUSINESS QUESTIONNAIRE.v2.pdf |
| Contractor: |
| Sub-Contractor: |
| Professionals Manager: |
| PM Current: |
| PM Open: |
| PM Sec 3: |
| AdminPayroll OfficeClerical: |
| Admin Current: |
| Admin Open: |
| Admin Sec 3: |
| Job ClassificationRow1: |
| Est for Proj 1: |
| # Pos current emp 1: |
| # Pos Not filled 1: |
| # Hire Sec 3 1: |
| Job ClassificationRow2: |
| Est for Proj 2: |
| # Pos current emp 2: |
| # Pos Not filled 2: |
| # Hire Sec 3 2: |
| Job ClassificationRow3: |
| Est for Proj 3: |
| # Pos current emp 3: |
| # Pos Not filled 3: |
| # Hire Sec 3 3: |
| Job ClassificationRow4: |
| Est for Proj 4: |
| # Pos current emp 4: |
| # Pos Not filled 4: |
| # Hire Sec 3 4: |
| Job ClassificationRow5: |
| Est for Proj 5: |
| # Pos current emp 5: |
| # Pos Not filled 5: |
| # Hire Sec 3 5: |
| Total Col 1: |
| Total Col 2: |
| Total Col 3: |
| Total Col 4: |
| undefined: Off |
| New Opps: |
| Number of Section 3 Employment OpportunitiesPositions Identified from Part A B: |
| Date: |
| Contract #: |
| Phone: |
| Business Address: |
| Business Owner: |
| Business Owner Telephone: |
| Business Owner Email: |
| Name of Preferred Contact: |
| Preferred Contact Email: |
| Contact Phone: |
| Total number of LOCAL TucsonPima County based employees: |
| Sole Proprietor: Off |
| Corporation: Off |
| Partnership: Off |
| Limited Liability: Off |
| Joint Venture: Off |
| undefined_2: Off |
| undefined_3: Off |
| undefined_4: Off |
| Vendor Ethnic Code from list below: |
| EMPLOYEE NAMERow1: |
| POSTIONJOB TITLERow1: |
| DATE HIREDRow1: |
| undefined_5: Off |
| EMPLOYEE NAMERow2: |
| POSTIONJOB TITLERow2: |
| DATE HIREDRow2: |
| undefined_6: Off |
| EMPLOYEE NAMERow3: |
| POSTIONJOB TITLERow3: |
| DATE HIREDRow3: |
| undefined_7: Off |
| EMPLOYEE NAMERow4: |
| POSTIONJOB TITLERow4: |
| DATE HIREDRow4: |
| undefined_8: Off |
| EMPLOYEE NAMERow5: |
| POSTIONJOB TITLERow5: |
| DATE HIREDRow5: |
| undefined_9: Off |
| EMPLOYEE NAMERow6: |
| POSTIONJOB TITLERow6: |
| DATE HIREDRow6: |
| undefined_10: Off |
| EMPLOYEE NAMERow7: |
| POSTIONJOB TITLERow7: |
| DATE HIREDRow7: |
| undefined_11: Off |
| EMPLOYEE NAMERow8: |
| POSTIONJOB TITLERow8: |
| DATE HIREDRow8: |
| undefined_12: Off |
| EMPLOYEE NAMERow9: |
| POSTIONJOB TITLERow9: |
| DATE HIREDRow9: |
| undefined_13: Off |
| EMPLOYEE NAMERow10: |
| POSTIONJOB TITLERow10: |
| DATE HIREDRow10: |
| undefined_14: Off |
| EMPLOYEE NAMERow11: |
| POSTIONJOB TITLERow11: |
| DATE HIREDRow11: |
| undefined_15: Off |
| EMPLOYEE NAMERow12: |
| POSTIONJOB TITLERow12: |
| DATE HIREDRow12: |
| undefined_16: Off |
| EMPLOYEE NAMERow13: |
| POSTIONJOB TITLERow13: |
| DATE HIREDRow13: |
| undefined_17: Off |
| EMPLOYEE NAMERow14: |
| POSTIONJOB TITLERow14: |
| DATE HIREDRow14: |
| undefined_18: Off |
| EMPLOYEE NAMERow15: |
| POSTIONJOB TITLERow15: |
| DATE HIREDRow15: |
| undefined_19: Off |
| EMPLOYEE NAMERow16: |
| POSTIONJOB TITLERow16: |
| DATE HIREDRow16: |
| undefined_20: Off |
| EMPLOYEE NAMERow17: |
| POSTIONJOB TITLERow17: |
| DATE HIREDRow17: |
| undefined_21: Off |
| EMPLOYEE NAMERow18: |
| POSTIONJOB TITLERow18: |
| DATE HIREDRow18: |
| undefined_22: Off |
| EMPLOYEE NAMERow19: |
| POSTIONJOB TITLERow19: |
| DATE HIREDRow19: |
| undefined_23: Off |
| EMPLOYEE NAMERow20: |
| POSTIONJOB TITLERow20: |
| DATE HIREDRow20: |
| undefined_24: Off |
| EMPLOYEE NAMERow21: |
| POSTIONJOB TITLERow21: |
| DATE HIREDRow21: |
| undefined_25: Off |
| Owner or Agent Name printed: |
| Title: |
| undefined_28_es_:sender: |
| Signature1_es_:signer:signature: |
| Date2_es_:signer:date: |
| EMPLOYEE NAMERow1_2: |
| POSTIONJOB TITLERow1_2: |
| DATE HIREDRow1_2: |
| undefined_29: Off |
| EMPLOYEE NAMERow2_2: |
| POSTIONJOB TITLERow2_2: |
| DATE HIREDRow2_2: |
| undefined_30: Off |
| EMPLOYEE NAMERow3_2: |
| POSTIONJOB TITLERow3_2: |
| DATE HIREDRow3_2: |
| undefined_31: Off |
| EMPLOYEE NAMERow4_2: |
| POSTIONJOB TITLERow4_2: |
| DATE HIREDRow4_2: |
| undefined_32: Off |
| EMPLOYEE NAMERow5_2: |
| POSTIONJOB TITLERow5_2: |
| DATE HIREDRow5_2: |
| undefined_33: Off |
| EMPLOYEE NAMERow6_2: |
| POSTIONJOB TITLERow6_2: |
| DATE HIREDRow6_2: |
| undefined_34: Off |
| EMPLOYEE NAMERow7_2: |
| POSTIONJOB TITLERow7_2: |
| DATE HIREDRow7_2: |
| undefined_35: Off |
| EMPLOYEE NAMERow8_2: |
| POSTIONJOB TITLERow8_2: |
| DATE HIREDRow8_2: |
| undefined_36: Off |
| EMPLOYEE NAMERow9_2: |
| POSTIONJOB TITLERow9_2: |
| DATE HIREDRow9_2: |
| undefined_37: Off |
| EMPLOYEE NAMERow10_2: |
| POSTIONJOB TITLERow10_2: |
| DATE HIREDRow10_2: |
| undefined_38: Off |
| EMPLOYEE NAMERow11_2: |
| POSTIONJOB TITLERow11_2: |
| DATE HIREDRow11_2: |
| undefined_39: Off |
| EMPLOYEE NAMERow12_2: |
| POSTIONJOB TITLERow12_2: |
| DATE HIREDRow12_2: |
| undefined_40: Off |
| EMPLOYEE NAMERow13_2: |
| POSTIONJOB TITLERow13_2: |
| DATE HIREDRow13_2: |
| undefined_41: Off |
| EMPLOYEE NAMERow14_2: |
| POSTIONJOB TITLERow14_2: |
| DATE HIREDRow14_2: |
| undefined_42: Off |
| EMPLOYEE NAMERow15_2: |
| POSTIONJOB TITLERow15_2: |
| DATE HIREDRow15_2: |
| undefined_43: Off |
| EMPLOYEE NAMERow16_2: |
| POSTIONJOB TITLERow16_2: |
| DATE HIREDRow16_2: |
| undefined_44: Off |
| EMPLOYEE NAMERow17_2: |
| POSTIONJOB TITLERow17_2: |
| DATE HIREDRow17_2: |
| undefined_45: Off |
| EMPLOYEE NAMERow18_2: |
| POSTIONJOB TITLERow18_2: |
| DATE HIREDRow18_2: |
| undefined_46: Off |
| EMPLOYEE NAMERow19_2: |
| POSTIONJOB TITLERow19_2: |
| DATE HIREDRow19_2: |
| undefined_47: Off |
| EMPLOYEE NAMERow20_2: |
| POSTIONJOB TITLERow20_2: |
| DATE HIREDRow20_2: |
| undefined_48: Off |
| EMPLOYEE NAMERow21_2: |
| POSTIONJOB TITLERow21_2: |
| DATE HIREDRow21_2: |
| undefined_49: Off |
| EMPLOYEE NAMERow22: |
| POSTIONJOB TITLERow22: |
| DATE HIREDRow22: |
| undefined_50: Off |
| EMPLOYEE NAMERow23: |
| POSTIONJOB TITLERow23: |
| DATE HIREDRow23: |
| undefined_51: Off |
| EMPLOYEE NAMERow24: |
| POSTIONJOB TITLERow24: |
| DATE HIREDRow24: |
| undefined_52: Off |
| EMPLOYEE NAMERow25: |
| POSTIONJOB TITLERow25: |
| DATE HIREDRow25: |
| undefined_53: Off |
| EMPLOYEE NAMERow26: |
| POSTIONJOB TITLERow26: |
| DATE HIREDRow26: |
| undefined_54: Off |
| EMPLOYEE NAMERow27: |
| POSTIONJOB TITLERow27: |
| DATE HIREDRow27: |
| undefined_55: Off |
| EMPLOYEE NAMERow28: |
| POSTIONJOB TITLERow28: |
| DATE HIREDRow28: |
| undefined_56: Off |
| EMPLOYEE NAMERow29: |
| POSTIONJOB TITLERow29: |
| DATE HIREDRow29: |
| undefined_57: Off |
| EMPLOYEE NAMERow30: |
| POSTIONJOB TITLERow30: |
| DATE HIREDRow30: |
| undefined_58: Off |
| EMPLOYEE NAMERow31: |
| POSTIONJOB TITLERow31: |
| DATE HIREDRow31: |
| undefined_59: Off |
| EMPLOYEE NAMERow32: |
| POSTIONJOB TITLERow32: |
| DATE HIREDRow32: |
| undefined_60: Off |
| EMPLOYEE NAMERow33: |
| POSTIONJOB TITLERow33: |
| DATE HIREDRow33: |
| undefined_61: Off |
| EMPLOYEE NAMERow34: |
| POSTIONJOB TITLERow34: |
| DATE HIREDRow34: |
| undefined_62: Off |
| EMPLOYEE NAMERow35: |
| POSTIONJOB TITLERow35: |
| DATE HIREDRow35: |
| undefined_63: Off |
| EMPLOYEE NAMERow1_3: |
| ADDRESSRow1: |
| CITYRow1: |
| STATERow1: |
| ZIPRow1: |
| EMPLOYEE NAMERow2_3: |
| ADDRESSRow2: |
| CITYRow2: |
| STATERow2: |
| ZIPRow2: |
| EMPLOYEE NAMERow3_3: |
| ADDRESSRow3: |
| CITYRow3: |
| STATERow3: |
| ZIPRow3: |
| EMPLOYEE NAMERow4_3: |
| ADDRESSRow4: |
| CITYRow4: |
| STATERow4: |
| ZIPRow4: |
| EMPLOYEE NAMERow5_3: |
| ADDRESSRow5: |
| CITYRow5: |
| STATERow5: |
| ZIPRow5: |
| EMPLOYEE NAMERow6_3: |
| ADDRESSRow6: |
| CITYRow6: |
| STATERow6: |
| ZIPRow6: |
| EMPLOYEE NAMERow7_3: |
| ADDRESSRow7: |
| CITYRow7: |
| STATERow7: |
| ZIPRow7: |
| EMPLOYEE NAMERow8_3: |
| ADDRESSRow8: |
| CITYRow8: |
| STATERow8: |
| ZIPRow8: |
| EMPLOYEE NAMERow9_3: |
| ADDRESSRow9: |
| CITYRow9: |
| STATERow9: |
| ZIPRow9: |
| EMPLOYEE NAMERow10_3: |
| ADDRESSRow10: |
| CITYRow10: |
| STATERow10: |
| ZIPRow10: |
| EMPLOYEE NAMERow11_3: |
| ADDRESSRow11: |
| CITYRow11: |
| STATERow11: |
| ZIPRow11: |
| EMPLOYEE NAMERow12_3: |
| ADDRESSRow12: |
| CITYRow12: |
| STATERow12: |
| ZIPRow12: |
| EMPLOYEE NAMERow13_3: |
| ADDRESSRow13: |
| CITYRow13: |
| STATERow13: |
| ZIPRow13: |
| EMPLOYEE NAMERow14_3: |
| ADDRESSRow14: |
| CITYRow14: |
| STATERow14: |
| ZIPRow14: |
| EMPLOYEE NAMERow15_3: |
| ADDRESSRow15: |
| CITYRow15: |
| STATERow15: |
| ZIPRow15: |
| EMPLOYEE NAMERow16_3: |
| ADDRESSRow16: |
| CITYRow16: |
| STATERow16: |
| ZIPRow16: |
| EMPLOYEE NAMERow17_3: |
| ADDRESSRow17: |
| CITYRow17: |
| STATERow17: |
| ZIPRow17: |
| EMPLOYEE NAMERow18_3: |
| ADDRESSRow18: |
| CITYRow18: |
| STATERow18: |
| ZIPRow18: |
| EMPLOYEE NAMERow19_3: |
| ADDRESSRow19: |
| CITYRow19: |
| STATERow19: |
| ZIPRow19: |
| EMPLOYEE NAMERow20_3: |
| ADDRESSRow20: |
| CITYRow20: |
| STATERow20: |
| ZIPRow20: |
| EMPLOYEE NAMERow21_3: |
| ADDRESSRow21: |
| CITYRow21: |
| STATERow21: |
| ZIPRow21: |
| EMPLOYEE NAMERow22_2: |
| ADDRESSRow22: |
| CITYRow22: |
| STATERow22: |
| ZIPRow22: |
| EMPLOYEE NAMERow23_2: |
| ADDRESSRow23: |
| CITYRow23: |
| STATERow23: |
| ZIPRow23: |
| EMPLOYEE NAMERow24_2: |
| ADDRESSRow24: |
| CITYRow24: |
| STATERow24: |
| ZIPRow24: |
| EMPLOYEE NAMERow25_2: |
| ADDRESSRow25: |
| CITYRow25: |
| STATERow25: |
| ZIPRow25: |
| EMPLOYEE NAMERow26_2: |
| ADDRESSRow26: |
| CITYRow26: |
| STATERow26: |
| ZIPRow26: |
| EMPLOYEE NAMERow27_2: |
| ADDRESSRow27: |
| CITYRow27: |
| STATERow27: |
| ZIPRow27: |
| EMPLOYEE NAMERow28_2: |
| ADDRESSRow28: |
| CITYRow28: |
| STATERow28: |
| ZIPRow28: |
| EMPLOYEE NAMERow29_2: |
| ADDRESSRow29: |
| CITYRow29: |
| STATERow29: |
| ZIPRow29: |
| EMPLOYEE NAMERow30_2: |
| ADDRESSRow30: |
| CITYRow30: |
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| EMPLOYEE NAMERow31_2: |
| ADDRESSRow31: |
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| EMPLOYEE NAMERow32_2: |
| ADDRESSRow32: |
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| EMPLOYEE NAMERow33_2: |
| ADDRESSRow33: |
| CITYRow33: |
| STATERow33: |
| ZIPRow33: |
| EMPLOYEE NAMERow34_2: |
| ADDRESSRow34: |
| CITYRow34: |
| STATERow34: |
| ZIPRow34: |
| EMPLOYEE NAMERow35_2: |
| ADDRESSRow35: |
| CITYRow35: |
| STATERow35: |
| ZIPRow35: |
| Project #: |
| Business Name #: |
| Federal Tax ID: |
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