SECHQ1-14-R-0021-_Amendment_000003.pdf

(x)

SECHQ114R0021

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5 copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT

THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.

x

WASHINGTON DC 20549

MAIL STOP 4226

SEC-OA - 03

100 F STREET NE

MISSION SUPPORT BRANCH

OFFICE OF ACQUISITIONS

SECURITIES AND EXCHANGE COMMISSION

07/18/2014000003

13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS. IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

12. ACCOUNTING AND APPROPRIATION DATA (If required) is not extended.is extended, Items 8 and 15, and returning

Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods: (a) By completing

The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

FACILITY CODE CODE

10B. DATED (SEE ITEM 13)

10A. MODIFICATION OF CONTRACT/ORDER NO.

9B. DATED (SEE ITEM 11)

9A. AMENDMENT OF SOLICITATION NO.

CODE

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code)

7. ADMINISTERED BY (If other than Item 6)CODE 6. ISSUED BY

PAGE OF PAGES

4. REQUISITION/PURCHASE REQ. NO.3. EFFECTIVE DATE2. AMENDMENT/MODIFICATION NO. 5. PROJECT NO. (If applicable)

1. CONTRACT ID CODE

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT

06/26/2014

CHECK ONE A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT

B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

D. OTHER (Specify type of modification and authority) appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

E. IMPORTANT: Contractor is not, is required to sign this document and return __________________ copies to the issuing office.

ORDER NO. IN ITEM 10A.

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)

The purpose of this amendment is as follows:

1. The Questions and Responses are hereby provided as an attachment to this amendment entitled "CLS - Questions and Responses - Amendment 000003."

2. The RFP Cover Letter is hereby revised and attached to this amendment to update due dates and add anticipated award dates.

3. The Request for Proposal, Sections B-M, is hereby revised and attached to this amendment. Revisions are bolded and italicized.

Continued ...

16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)15A. NAME AND TITLE OF SIGNER (Type or print)

15C. DATE SIGNED 16B. UNITED STATES OF AMERICA 15B. CONTRACTOR/OFFEROR 16C. DATE SIGNED

(Signature of person authorized to sign) (Signature of Contracting Officer)

GABRIEL G. AVILES

STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

NSN 7540-01-152-8070

Previous edition unusable

Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.

avilesg Typewritten Text 7/18/2014

ITEM NO. SUPPLIES/SERVICES QUANTITY UNIT UNIT PRICE AMOUNT

NAME OF OFFEROR OR CONTRACTOR

2 3

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SECHQ114R0021/000003

4. Section B.2 (a) is hereby revised to replace

"CLIN" with "work categories."

5. Section B.5 (c) is hereby revised to add the language "upon request by the Government."

6. B.5.3 is hereby revised to add language on annual wage determination rate refreshment.

7. F.2.1 is hereby revised to reflect four (4) option periods.

8. Section I, clause 52.222-42 table is hereby revised to add omitted labor categories under WC1.

9. Section I, clause 52.212-5, is hereby revised to incorporate clause 52.219-14.

10. Section J, Attachment B-1, the statement is hereby revised to reference Attachment L-1.

11. Section L.1.1 is hereby revised to correct the language within the table in reference to clause 52.212-1.

12. Section L.4 is hereby revised to update due dates and times.

13. Section L.4.1 is hereby revised to update due date and time.

14. Section L.4.2 is hereby revised to update due date and time.

15. Section L.8.2 is hereby revised to clarify

CD-ROM submission.

16. Section L.9 is hereby revised to include submission requirements for Volume III.

17. Section L.9.1 Tab E is hereby revised to provide additional language at the end of the reference to FAR 52.215-20.

18. Section L.9.1 Tab E (1) is hereby revised to specify pricing instructions for the SEC Regional

Offices, address the inclusion of Prime and

Subcontractor labor categories, and provide assumed start periods.

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

Sponsored by GSA

FAR (48 CFR) 53.110

ITEM NO. SUPPLIES/SERVICES QUANTITY UNIT UNIT PRICE AMOUNT

NAME OF OFFEROR OR CONTRACTOR

3 3

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SECHQ114R0021/000003

19. Section L.9.1 Tab E (2) is hereby revised to add the reference to Material/Subcontract handling rates and to provide assumed start periods.

20. Section L.9.1 Tab E (3) is hereby revised to add the assumed start periods.

21. Section L.9.2 Tab C is hereby revised to remove sample task past performance references.

22. Section L.9.3 Tab E is hereby revised to add

"industry" as a past performance reference.

23. Section L.9.4 Tab B is hereby revised to add the Veteran Owned Small Business (VOSB) category and percentage to the table.

24. Section M.2 is hereby revised to add anticipated award dates.

25. Attachment L-1: The "Labor Rates" worksheets for the Base and Option Periods 1-4 is hereby revised and attached to this amendment to include

Auditor (Senior), Law Clerk (Bilingual), and

Records Management Technician labor categories.

Additionally, eleven (11) labor rate tables have been added to reflect the requirement for labor rates at the Home Office (Washington, DC) and each of the regional offices.

26. Attachment L-1: The "Materials & Indirects" worksheet is hereby revised and attached to this amendment to change from the application of "G&A" to "Material/Subcontract Handling" in cell A4.

Additionally, "Subcontract handling" has been changed to "Material/Subcontract Handling"

Percentage (%) in cell A9.

27. Attachment L-1: The Sample Task Pricing worksheets for Base and Options 1-5 is hereby revised and attached to this amendment to include columns for Overtime Rate.

28. Attachment L-5: Work Category 1 is hereby revised and attached to this amendment to add the anticipated full-time labor hours annually for the required labor mix on table 3.1.

All other terms and conditions remain unchanged.

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

Sponsored by GSA

FAR (48 CFR) 53.110