Request_for_Substitution_or_Exemption_PTD_02_2026_(DBE-N).pdf

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Attached to
Residential Energy Audit
Solicitation number
NSD-RFQu-26-006
Issued by
Maricopa County, Phoenix City, Arizona

About this file

This is a Request for Substitution or Exemption document related to the City of Phoenix, Neighborhood Services Department's Residential Energy Audit consulting services contract. The document pertains to a five-year agreement with an effective date of December 1, 2026, or upon final signature and recording by the City Clerk's department, whichever is later. The solicitation seeks sealed offers from individuals or organizations to provide residential energy audit consulting services, with no options to extend beyond the initial five-year term. Interested offerors must submit responses through the City's Procurement Portal, with technical support available via the support function or procurement-support@opengov.com.

The substitution or exemption request document addresses Disadvantaged Business Enterprise (DBE) considerations for this procurement opportunity in Arizona. Specific details regarding pricing terms, set-asides, incumbent status, funding sources, and other financial requirements would be contained within this document to facilitate the evaluation of contractor qualifications and compliance with applicable DBE regulations and procurement policies for the City of Phoenix.

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Text version

Disadvantaged Business Enterprise - Neutral (DBE-N) Program AGENCY: Public Transit Department

02_26-IFR - PTD

REQUEST FOR SUBSTITUTION/EXEMPTION

THIS FORM MUST BE SUBMITTED TO THE CITY OF PHOENIX, PUBLIC TRANSIT DEPARTMENT COMPLIANCE SECTION, FOR APPROVAL PRIOR TO MAKING ANY CHANGES TO THE PROPOSED STATEMENT OF SMALL BUSINESS (SB) UTILIZATION OR CONTRACTOR’S MONTHLY STATEMENT OF SMALL BUSINESS UTILIZATION FORM. NO SMALL BUSINESS SHALL BE SUBSTITUTED OR TERMINATED, NOR SHALL THEIR SCOPE OF WORK

BE REDUCED OR PROPOSED AMOUNT CHANGED WITHOUT THE APPROVAL OF THE CONTRACT

COMPLIANCE SECTION.

Prime Contractor: Contract Number:

Project Number and Description:

Affected Small Business Subcontractor(s):

Scope of Work to be Performed by Affected Small Business Subcontractors(s):

1. I am the duly authorized representative of the above-listed Prime Contractor and am authorized to request this exemption on behalf of the Prime Contractor.

2. I hereby request that an exemption be granted to the above-mentioned Prime Contractor to (circle those that apply);

A. Release a proposed SB subcontractor C. Substitute a SB subcontractor B. Change the scope of work to be performed by an SB subcontractor D. Reduce the amount originally proposed for a

SB subcontractor

3. I have summarized the Prime Contractor's request for an exemption and the good faith efforts required in finding additional Small Business participation on the above-mentioned contract as follows: (Attach additional pages and supporting documentation as necessary.)

Authorized Signature: ________________________________________________ Date: ___________________ Prime Contractor's Representative

Name and Title: _____________________________________________________ Phone: __________________

FOR CONTRACT COMPLIANCE USE ONLY

Request Approved: YES NO Revised Small Business Commitment: $

REVISED SMALL BUSINESS UTILIZATION

Contract Compliance Specialist: Date:

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