NPR 8831.2 Facilities Maintenance and Operations Management.pdf

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NASA

Procedural Requirements

NPR 8831.2F

Effective Date: October 07, Expiration Date: October 07, COMPLIANCE IS MANDATORY FOR NASA EMPLOYEES

Facilities Maintenance and Operations Management (Updated w/Change 1 on September 2, 2016)

Responsible Office: Facilities Engineering and Real Property Division

Table of Contents Change History

Preface P.1 Purpose P.2 Applicability P.3 Authority P.4 Applicable Documents and Forms P.5 Measurement/Verification P.6 Cancellation

Chapter 1. NASA's Facilities Maintenance and Operation Program

1.1 Introduction

1.2 Center Participation

1.3 Pillars of the Maintenance Program

1.4 Facilities Maintenance Definitions

Chapter 2. Resources Management

2.1 Introduction

2.2 Publications

2.3 Maintenance Funding Levels

NPR 8831.2F -- TOC

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2.4 Facilities Maintenance Budget

2.5 Reimbursable Services

Chapter 3. Facilities Maintenance Management

3.1 Introduction

3.2 Facilities Maintenance Functions

3.3 Management of Facilities Maintenance Program

3.4 System Concepts

3.5 Factors Affecting Facilities Maintenance Organizations

3.6 Organization and Staffing

3.7 Customer Relations

3.8 Interfaces with Other Support Organizations

3.9 Physical Plant Information

3.10 Data Gathering

3.11 Management Indicators

3.12 Management Analysis

Chapter 4. Annual Work Plan

4.1 Introduction

4.2 The Link between Planning and Execution

4.3 Content

4.4 Information Sources

4.5 Structure and Interrelationship of AWP Elements

4.6 5-Year Facilities Maintenance Plan

4.7 Facilities Work Requirements

4.8 Resources

Chapter 5. Facilities Maintenance Program Execution

5.1 Introduction

5.2 Key Processes Overview

5.3 Work Generation

5.4 Work Control Center

5.5 Work Reception and Tracking

5.6 Work Order Preparation

5.7 Work Execution

Chapter 6. Facilities Maintenance Management Automation

6.1 Introduction

6.2 CMMS Requirements and Usage

6.3 Automated System Interfaces

6.4 CMMS Essential Functions

6.5 CMMS Optional Capabilities

NPR 8831.2F -- TOC

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Chapter 7. Reliability Centered Maintenance

7.1 Introduction

7.2 RCM Principles

7.3 Requirements Analysis

7.4 Failure

7.5 RCM Program Benefits

7.6 Impact of RCM on the Facilities Life Cycle

7.7 RCM Program Components

7.8 Other RCM Applications

Chapter 8. Reliability Centered Building and Equipment Acceptance

8.1 Introduction

8.2 RCM—Integral to Acceptance

8.3 Acceptance Testing

8.4 Acceptance Scope

8.5 Applications

8.6 Acceptance Data Sheet

Chapter 9. Deferred Maintenance

9.1 Introduction

9.2 Facility Life Cycle

9.3 General Principles

9.4 National Research Council's 2 to 4 Percent Guidance

9.5 Maintenance and Operations Cost Study

9.6 Baseline Services Level Study (June 21, 2010)

9.7 Facilities Condition Assessment

Chapter 10. Facilities Maintenance Standards

10.1 Introduction

10.2 Facilities Maintenance Standards

10.3 Facilities Condition Standards

10.4 Work Performance Standards

10.5 Continuous Inspection

10.6 Facilities Condition Assessment

10.7 Maintenance Work Actions

10.8 Center Appearance and Grounds Care

10.9 Maintenance Support Information

Chapter 11. Utilities Management

NPR 8831.2F -- TOC

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NPR 8831.2F -- TOC Page 3 of 274

11.1 Introduction

11.2 Planning and Management

11.3 Central Utility Plant Operations and Maintenance

Chapter 12. Contract Support

12.1 Introduction

12.2 Performance-based Contracting

12.3 Outcome Specifications

12.4 Partnering

12.5 Incentives in Government Service Contracts

12.6 Quality Assurance

12.7 Credit Card Procurement

Appendix A. Definitions Appendix B. Acronyms Appendix C. Resources Appendix D. Sample Maintenance Management Forms and Documents Appendix E. CMMS Sample Screens Appendix F. Predictive Testing and Inspection (PT&I) Appendix G. Performance Measurement Appendix H. Annual and 5-Year Maintenance Work Plan Template Appendix I. NASA-Wide Standardized Deferred Maintenance Parametric Estimate Method

List of Figures Figure 2-1 Expenditures Allocable to 2 to 4 percent of CRV Standard Figure 3-1 Whole Maintenance Universe Figure 3-2 Basic Facilities Maintenance Program Figure 3-3 Management Indicators Figure 3-4 Continuous Improvement Process Figure 4-1 Facilities Maintenance Annual Work Plan Elements Figure 5-1 Work Request Processing Figure 5-2 Stages in Work Generation, Control, and Performance Figure 5-3 Work Scheduling Relationships Figure 7-1 Reliability Centered Maintenance (RCM) Decision Logic Tree Figure 7-2 Stages of Life-Cycle Cost Commitment Figure 9-1 Effect of Adequate and Timely Maintenance and Repairs on the Service Life of a

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Building (Appendix C, resource 21) Figure 9-2 Typical DM Reduction Funding Profile Figure 10-1 Facility User Inspection Figure 10-2 Equipment/Discrepancy Classification Form Figure 10-3 Sample FCA Process Model Figure 12-1 Contract Sections Figure 12-2 Functional Diagram Figure D-1 Sample Form: Trouble Call Ticket Figure D-2 Sample Form: Request for Facilities Maintenance Services Figure D-3 Sample Form: Facilities Maintenance Work Order Figure D-4 Sample Form: Facilities Maintenance Work Order Continuation Sheet Figure D-5 Sample Form: Facilities Maintenance Work Order Material/Equipment Requirements Figure D-6 Sample Form: Shop Load Plan Figure D-7 Sample Form: Master Schedule Figure D-8 Sample Form: Shop Schedule Figure E-1 Sample Operating Locations Drilldown Screen Figure E-2 Sample Equipment Screen Figure E-3 Sample Safety Plans Screen Figure E-4 Sample Inventory Control Screen Figure E-5 Sample Work Request Screen Figure E-6 Sample Work Order Tracking Screen Figure E-7 Work Order Tracking/Work Management Plan Sample Screen Figure E-8 Sample Quick Reporting Screen Figure E-9a Sample Preventive Maintenance Screen Figure E-9b Sample Preventive Maintenance Screen Figure I-1 Theoretical Model for Parametric Estimates

List of Tables Table 2-1 NASA Headquarters Instructions, Procedures Guides, and Manuals Table 2-2 Facilities Maintenance Funding Thresholds Table 3-1 Facilities Descriptive Data Table 3-2 Collateral Equipment Descriptive Data Table 3-3 Work Element Percentages and Indicators Table 3-4 Sample Management Metrics Table 3-5 Internal Performance Indicators Table 3-6 External Performance Indicators Table 5-1 Selected Facilities Maintenance Cycles Table 5-2 Sample Priority System Table 7-1 Failed Equipment Codes Table 7-2 RCM Facility Life-Cycle Implications Table 7-3 Reactive Maintenance Priorities Table 8-1 Applicable PT&I Technologies Table 9-1 FRED Maintenance & Operations Cost Study Results Table 10-1 Suggested Inspection Intervals under Routine Operations and Average Conditions Table 10-2 Criticality Selection Criteria Table 10-3 Sample Grounds Care Performance Requirements Summary Table 10-4 Typical Maintenance Support Information

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Table H-1 Funding History Table H-2 Spending by NASA Category - (Current Year and Budget Year ) Table H2-1 Mission Criticality Table H2-2 Staffing Table H3-1 System List with Criticality and Condition Codes Table H3-2 Systems by Condition and Critical Code Table H3-3 PM and PT&I Funding Table H3-4 Grounds Care Funding Table H3-5 Programmed Maintenance Funding Table H3-6 Repair and Trouble Calls Funding Table H3-7 ROI Funding Table H3-8 Service Request Funding Table H3-9 Central Utility Plant O&M Funding Table H3-10 CoF Funding Table H3-11 DM History Table H3-12 DM Reduction Plan Table H3-13 Special Program Funding Table H3-14 5-Year Funding Rollup Table H4-1 Initiative Analysis Table H4-2 Repair Cost Analysis Table H4-3 Staffing Analysis Table H4-4 Training Analysis Table H4-5 Tools and Equipment Analysis Table H4-6 Budget Shortfall Action Plan Table H4-7 Budget Plus-up Action Plan Table H5-1 Listing by Area, Building, or System Table H5-2 Listing by Function Category Table H6-1 Dual-Code Criticality Table H6-2 Process Criticality Table H8-1 Sample Budget Shortfall Planning Sheet - FY xx Table H8-2 Sample Budget Plus-up Planning Sheet - FY xx Table H9-1 Long-Term Facilities Budget Items Table I-1 Condition Assessment Level Table I-2 Facility FCI Example Table I-3 Center FCI Example Table I-4 Sample Deferred Maintenance Calculation Table I-5 Mapping of NASA facility classes into DM Facility Categories Table I-6 DM Categories with CRV Percentage Values Table I-7 System Condition Percentages

NPR 8831.2F -- TOC

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NPR 8831.2F -- TOC Page 6 of 274

Chg

Date Description/Comments

1 9/02/16 Replacement of Obsolete Items from $1 million to "None", and change is located in Chapter 2.3.3, Table 2-2, page 23 and Appendix H, Section 3.1.5 Repair and Trouble Calls, page 289.

NPR 8831.2F -- Change History

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NPR 8831.2F -- Change History Page 7 of 274

Preface P.1 Purpose

a. This directive establishes minimum NASA management of facilities maintenance objectives, standards, and requirements in support of NASA Policy Directive (NPD) 8831.1 and NPD 8700.1. In addition to stressing the NASA Administrator's emphasis on the importance of strict compliance with safety regulations, practices, and procedures, it requires the practice of several proactive methods for meeting those objectives and standards, including the adoption of the Reliability Centered Maintenance (RCM) philosophy and procedures (NASA Reliability Centered Maintenance Guide for Facilities and Collateral Equipment), use of Predictive Testing and Inspection (PT&I) technologies, and maximum use of fixed-price, performance-based contracts coupled with good business practices that are cost effective to accomplish maintenance.

b. This document fixes commonality of facilities maintenance definitions Agency-wide among the NASA Centers and Component Facilities, thereby permitting the application of uniform measures of facilities conditions; allowing meaningful, quantitative metrics in terms common throughout the Agency. This provides the ability to statistically analyze relative variances, compile an information database using terminology and definitions common to and recognized by commercial software products and other industrial and Government applications, and thereby add credibility to the NASA facilities maintenance budgeting process through standardization.

P.2 Applicability

a. This NPR is applicable to NASA Headquarters and NASA Centers, including Component Facilities and Technical and Service Support Centers.

b. Because of the differences in NASA Center organizations, this NPR does not assume or require a typical facilities maintenance organization. Instead, it uses a systems approach to describe the functions that should be included in any facilities maintenance management system, regardless of its organizational structure.

c. In this directive, all mandatory actions (i.e., requirements) are denoted by statements containing the term "shall."

The terms: "may" or "can" denote discretionary privilege or permission, "should" denotes a good practice and is recommended, but not required, "will" denotes expected outcome, and "are/is" denotes descriptive material.

d. In this directive, all document citations are assumed to be the latest version unless otherwise noted.

P.3 Authority

a. The National Aeronautics and Space Act, 51 U.S.C. § 20113(a).

b. NPD 8831.1, Maintenance and Operations of Institutional and Program Facilities and Related Equipment.

P.4 Applicable Documents and Forms

a. Energy Policy Act (EPAct) 2005, Pub. L. 109-58, 119 Stat. 594 (205).

b. Federal Buildings Personnel Training Act of 2010, Pub. L. 111-308, 124 Stat. 3283 (2010).

c. Strengthening Federal Environmental, Energy, and Transportation Management, E. O. 13423.

d. Protection of Historic Properties, 36 CFR pt. 800.

e. Federal Acquisition Regulation (FAR), 48 CFR Chapter 1.

f. NPD 7330.1, Approval Authorities for Facility Projects.

g. NPD 8700.1, NASA Policy for Safety and Mission Success.

h. NPD 8710.5, Policy for Pressure Vessels and Pressurized Systems.

i. NPD 8820.2, Design and Construction of Facilities.

j. NPR 1441.1, NASA Records Management Program Requirements.

k. NPR 8553.1, NASA Environmental Management System.

l. NPR 8570.1, NASA Energy Management Program.

NPR 8831.2F -- Preface This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Preface Page 8 of 274 http://www.gpo.gov/fdsys/pkg/PLAW-109publ58/pdf/PLAW-109publ58.pdf http://www.gpo.gov/fdsys/pkg/PLAW-111publ308/content-detail.html http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/07-374.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title48-vol1/content-detail.html

m. NPR 8715.3, NASA General Safety Program Requirements.

n. NPR 8800.15, Real Estate Management Program.

o. NPR 8820.2, Facility Project Requirements (FPR).

p. NPR 9090.1, Reimbursable Agreements.

q. NASA-STD 8719.9, Standard for Lifting Devices and Equipment.

r. NASA-STD 8719.12, Safety Standard for Explosives, Propellants, and Pyrotechnics.

s. NASA-STD 8719.17, NASA Requirements for Ground-Based Pressure Vessels and Pressurized Systems (PV/S).

t. ASTM E1557, Standard Classification for Building Elements and Related Sitework-UNIFORMAT II.

u. NASA Reliability Centered Building and Equipment Acceptance Guide, July 2004.

v. Reliability-Centered Maintenance Guide for Facilities and Collateral Equipment, September 2008.

w. Manual on Uniform Traffic Control Devices.

x. Federal Accounting Standards Advisory Board (FASAB) Handbook of Federal Accounting Standards and Other Pronouncements, as Amended , June 30, 2014, Federal Financial Accounting Standards 6, 8,14,35, 40, 42, and 44.

P.5 Measurement/Verification

a. To determine compliance, Facility Maintenance and Operations Program Engineers assigned to Headquarters Facilities and Real Estate Division (FRED) will perform annual Maintenance and Operation program reviews at the Centers. Reviews entail making random site visits, reviewing Maintenance and Operation Programs and Projects, and evaluating performance and effectiveness in relation to the Annual Performance Metrics and Deferred Maintenance Assessment.

P.6 Cancellation

a. NPR 8831.2E, Facilities Maintenance and Operations Management, dated November 18, 2008.

NPR 8831.2F -- Preface This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Preface Page 9 of 274 http://www.astm.org/Standards/E1557.htm http://www.hq.nasa.gov/office/codej/codejx/Assets/Docs/RCB&EGuideJUL04.pdf http://www.hq.nasa.gov/office/codej/codejx/Assets/Docs/NASARCMGuide.pdf http://mutcd.fhwa.dot.gov/ http://www.fasab.gov/pdffiles/2014_fasab_handbook.pdf http://www.fasab.gov/pdffiles/2014_fasab_handbook.pdf

Chapter 1. NASA's Facilities Maintenance and Operation Program

1.1 Introduction

1.1.1 NASA's facilities maintenance and operation philosophy is to support NASA's mission by aggressively and proactively pursuing and adopting the safest, most cost-effective, and best blend of Reliability Centered Maintenance (RCM) techniques, sustainability, safety procedures, and other best practices to provide safe, sustainable, efficient, and reliable facilities.

1.1.2 NPD 8831.1 states that the policy for managing facilities maintenance in support of the stated NASA policy, while following good business practices and minimizing life-cycle facilities costs, is the following:

a. Provide maintenance and repair of facilities and collateral equipment that:

(1) Protects the health and safety of personnel.

(2) Protects and ensures good stewardship of the environment.

(3) Protects and preserves NASA's capabilities and capital investment.

(4) Reduces energy consumption.

(5) Enables mission performance.

b. Manage and perform facilities maintenance work cost effectively and efficiently by using state-of-the-art maintenance management systems and RCM techniques. Management systems shall, as a minimum, include a standardized and meaningful annual work plan, accurate facility condition assessment techniques, and NASA-owned (NASA- or contractor-maintained) Computerized Maintenance Management System (CMMS) databases.

c. Use accepted standards as a guideline to assist in determining facilities' maintenance funding requirements, such as NASA's Deferred Maintenance analysis, NASA's Facility Sustainment model, NASA Baseline Services Level Study, NASA Maintenance and Operations Cost Study, and the National Research Council's (NRC) recommended 2 to 4 percent of the facility's current replacement value for its facilities and equipment maintenance and repair program.

d. Continuously and proactively improve technical and managerial processes to minimize life-cycle maintenance and repair costs. These include Centers' designating a single point of contact to communicate and coordinate facilities maintenance and management issues with NASA Headquarters for maximum efficiency and effectiveness; benchmarking and the identification of "best practices"; preparing and adhering to annual and 5-year maintenance plans; performing self-assessments and applying reengineering or process-improvement techniques where appropriate;

applying NASA RCM principles, as detailed in the NASA Reliability Centered Maintenance Guide for Facilities and Collateral Equipment, in program development and improvement; implementing Predictive Testing and Inspection (PT&I) techniques in maintenance, and Condition-based maintenance, as well as new construction acceptance testing, where appropriate and whenever possible; and maximizing the population of available CMMS databases.

NPR 8831.2F -- Chapter1 This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Chapter1 Page 10 of 274

e. Provide for the lowest life-cycle costs, improve the safety, and establish initial baselines for the subsequent PT&I of facilities and equipment through the acceptance process by enforcing the construction contractor's quality control responsibilities during construction and particularly at the time of equipment acceptance. Centers should strive for a 10-year maximum performance based/hybrid contract, which generally will include fixed price, cost plus, and indefinite-delivery/indefinite-quantity (IDIQ) portions to suit the requirement. Coordination with HQ Office of Procurement is required to obtain a FAR deviation for the recommended 10-year performance period.

f. Use performance-based contracts with clearly defined scopes to capitalize on the contractor's experience and ingenuity; contract for results and not just best efforts; maximize value through the use of fixed pricing and unit cost pricing with competition; improve quality through contractor selection based on past performance, measuring against prescribed, objective, and measurable performance standards; and follow a formal Quality Assurance Plan.

g. Implement processes and technologies recommended by the NASA Operations and Maintenance of Facilities Innovations Team (OMFIT) and Engineering and Construction Innovations Committee (ECIC) to improve the operations and maintenance of existing facilities over their entire life cycles and to promote the sustainability concept of maintainability for new construction, renovations, rehabilitations, and repairs.

1.2 Center Participation

1.2.1 Videoconferences. NASA Center maintenance management personnel and support contract maintenance management personnel are strongly encouraged to participate in the monthly facility maintenance video/teleconferences. These conferences provide an opportunity to educate personnel in new tools available, facilitate the adoption of best practices, and disseminate information and lessons learned Agency wide.

1.2.2 Facility Maintenance Conferences and Workshops. All NASA Center civil service and support contractor maintenance management personnel are strongly encouraged to attend facility maintenance conferences and workshops. These conferences and workshops are an opportunity to exchange ideas, make contacts with other Centers' maintenance personnel, and learn new maintenance practices that can be used in Center programs.

1.2.3 Center Points of Contact. Each Center and Component Facility will establish a single point of contact for interfacing with the NASA Headquarters, Facilities and Real Estate Division's Maintenance Team concerning facilities maintenance matters.

1.3 Pillars of the Maintenance Program

1.3.1 Safety. Per NPD 8700.1, it is NASA's policy to protect the public and NASA workforce;

high-value equipment and property; and the environment from potential harm as a result of NASA activities and operations by factoring safety as an integral feature of programs, projects, technologies, operations, and facilities. Safety is the Agency's number one core value. Accordingly, in the operations and maintenance of a Center's facilities, the maintenance organization shall make every effort to ensure that this NASA policy for safety is adhered to in all of its activities and that the procedural requirements contained in NPR 8715.3 are incorporated into their daily activities.

NPR 8831.2F -- Chapter1 This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Chapter1 Page 11 of 274

1.3.2 Maintenance Funding and Reporting. As the steward of its facilities, NASA is responsible for reporting to higher authorities, Office of Management and Budget (OMB) and the Congress, on ways its facilities maintenance funds are spent. Centers shall use Work Breakdown Structure (WBS) Codes to account for and report to Headquarters their facilities maintenance funding. Additionally, for accuracy and credibility, it is necessary for Centers to capture all costs associated with facilities maintenance work. NASA has adopted the National Research Council's recommendation that 2 to 4 percent of the Current Replacement Value (CRV) should be targeted only for facilities maintenance and minor repair. (See Chapter 2 for information on the NASA Baseline Services Level Study and the NASA Maintenance and Operations Cost Study.) OMB has also established a Facility Condition Index (FCI) Goal of 4.0 for NASA.

1.3.3 Maintenance Management Program. Maintenance management consists of all aspects of defining the requirements, job planning, and job execution and analysis. An effective facilities maintenance management program maximizes the useful life of the facilities and equipment, minimizes unplanned downtime, provides an improved work environment, and produces information to make management decisions, all within a given resource level. The approach is mission focused and customer oriented. The challenge for NASA, both at Headquarters and across the Agency, is for continuous improvement within the available resources, as measured and monitored by meaningful and reliable Headquarters and Center performance metrics and trend analysis, and capitalizing on the very best and latest information available through benchmarking and the adoption of best practices. (See chapter 3.)

1.3.4 Annual Work Plan. The annual work plan (AWP) provides Centers with a vehicle to display long- and short-range facility requirements by articulating their needs based on mission impact and the most probable facility availability outcomes under varying budget scenarios. The plan shall be designed so that it can be integrated smoothly into NASA's strategic management process, afford Center Facilities Maintenance Managers and other senior managers the ability to make risk-based decisions regardless of the budget environment, and also allow Center facility maintenance organizations to pursue and measure their continuous improvement efforts. Centers should also maintain 5-Year Facilities Maintenance Plans for resource planning beyond the Annual Work Plans.

(See Chapter 4.)

1.3.5 Maintenance Execution. Maintenance execution consists of work request, work reception and tracking, work order preparation, and work execution. The maintenance execution phase should be developed based on the guidance of this NPR, best practices, and available resources and should be customized to address most satisfactorily the needs of each Center. (See Chapter 5.)

1.3.6 Computerized Maintenance Management System. Facilities maintenance managers at NASA Centers are to use modern maintenance management systems and methods to control work activities, account for resources, and monitor and report work execution through the use of various industry standard metrics and other management indicators. All Computerized Maintenance Management System (CMMS) databases will remain the property of NASA, regardless of whether, NASA or the contractor populates and maintains them, and any applicable maintenance contracts will explicitly include language to that effect. (See Chapter 6.)

1.3.7 Reliability Centered Maintenance. NASA's policy is to apply Reliability Centered Maintenance (RCM) principles in program development and improvement. Implementing this policy emphasizes the use of RCM concepts and its supporting programs to reduce life-cycle costs of facilities and systems of varying criticality and failure impact on NASA missions. RCM is to be used as early as possible in the planning and design stages to set technical tolerances, performance criteria, and PT&I

NPR 8831.2F -- Chapter1 This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Chapter1 Page 12 of 274 standards. RCM concepts are to be used by planners, designers, equipment procurement specialists, construction managers, Operations and Maintenance (O&M) civil service and contractor personnel, and anyone else involved in NASA facilities planning, design, construction, equipment procurement, and maintenance and operations. (See Chapter 7.)

1.3.8 Reliability Centered Building and Equipment Acceptance. The NASA Reliability Centered Building and Equipment Acceptance (RCB&EA) Guide focuses on reducing facility life-cycle costs (especially infant mortality costs those occurring in the earliest life-cycle stages) by integrating PT&I techniques into the construction contractor's quality control program for equipment acceptance. In today's tight budget environment for facilities operations and maintenance, it is advantageous to use the construction contractor's quality control function to perform noninvasive diagnostic tests to verify equipment condition and installation prior to the contractor's exit from the job site. The NASA RCB&EA Guide focuses on using PT&I technologies to test and accept new systems during equipment installation, repair, or rework and the contractor's making installation modifications, as necessary, to meet the prescribed standards. The result is an initial database of equipment condition for the subsequent maintenance program, the avoidance of premature wear caused by latent manufacturing defects or faulty installation, better information upon which RCM decisions will be based, longer equipment life, and ultimately minimum overall facility operating costs. (See Chapter 8.)

1.3.9 Deferred Maintenance. NASA's Deferred Maintenance (DM) will be the term used in benchmarking with other agencies. With increased funding cutbacks and the need to manage available funding more efficiently, there is a requirement ensuring that NASA's DM is realistic and that any ensuing funding is spent wisely. (See Chapter 9.)

1.3.10 Facility Condition Assessment. Facility Condition Assessment (FCAs) provide NASA Centers with information to properly develop 5-year and annual work plans and priorities for critical facilities and facilities maintenance, repair, and revitalization. Headquarters needs adequate FCA information to ensure the proper stewardship over facilities entrusted to NASA, as well as to assist Agency Senior Management and higher authorities in projecting facilities budgetary needs in conjunction with NASA's meeting its mission as directed by the President and Congress. Despite their importance, formal FCAs are time-consuming and costly to perform. Maximum use of RCM procedures and PT&I techniques that monitor facility and equipment condition and continuous inspection that incorporates historic information from the CMMS database, ongoing maintenance and repair efforts, and customer and user feedback are necessary to provide Centers with valuable FCA information that in the past had to be developed manually. This continuous inspection coupled with minimal facility condition inspections provides the FCA without the formal process. Each facility shall have an FCA every 5 years, as a minimum. (See Section 10.6.)

1.3.11 Central Utility Plant Operations and Maintenance. Central Utility Plant Operations and Maintenance (O&M) is included here because of its close operational and organizational association with facilities maintenance management. The management of utility system inspection and maintenance is directed toward maintaining safety, minimizing system downtime, minimizing cost, and minimizing waste. To provide safety, reliability, high quality, and economical utility services, utilities management should ensure that equipment and distribution systems are maintained in top working order and that distribution line losses are identified and corrected. Standard Operating Procedures (SOPs) shall be developed to cover routine operations, startup and shutdown, operator maintenance, preventive maintenance, and other emerging actions such as load shedding. (See Chapter 11.)

NPR 8831.2F -- Chapter1 This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Chapter1 Page 13 of 274

1.3.12 Performance-based Contracting. NASA is implementing the use of Performance-based Contracting (PBC) to the maximum extent possible. Under the PBC concept, the Government contracts for specific services and outcomes, not resources. Contractor flexibility is increased, Government oversight is decreased, and attention is devoted to managing performance, results, and ultimate outcomes. Contractor/Government partnering is highly recommended to achieve mutually supportive goals. The PBC should encourage the use of contractor best practices and cutting-edge maintenance practices used in the private sector to give NASA the best product. Data Requirements Documents (DRDs) will be generated that include metric reports as described in this NPR. (See Chapter 12.)

1.3.13 Energy Management and Control System Operations. The Energy Management and Control System (EMCS) is a building automation system that provides remote visibility and monitoring of building systems and utilities. As such, the EMCS is a cornerstone to energy efficiency and for the cost-effective operation and maintenance of modern facilities.

1.4 Facilities Maintenance Definitions

1.4.1 To implement the policies in NPD 8831.1 and the requirements in this document, it is necessary to standardize definitions and have a commonality of all facilities maintenance Agency wide among NASA Centers and the Centers' Component Facilities. This permits the application of uniform measures of facilities condition; allows meaningful, quantitative metrics in terms common throughout the Agency and the ability to statistically analyze variances; enables compiling an information data base using terminology and definitions common to and recognized by commercial software products and other industrial and Government applications; and adds credibility to the NASA facilities maintenance budgeting process through standardization. In addition to the definitions listed in Appendix A, Centers shall use the definitions and, specifically, the nine facilities maintenance work elements defined in the sections below, to identify, classify, and analyze facilities maintenance trends, to prepare the Center's Annual Work Plan and 5-year plan, and for all other Agency-wide facilities maintenance applications:

a. Facility. A term used to encompass land, buildings, other structures, and other real property improvements, including utility systems and collateral equipment. The term does not include operating materials, supplies, special tooling, special test equipment, and noncapitalized equipment.

The term "facility" is used in connection with land, buildings (facilities having the basic function to enclose usable space), structures (facilities having the basic function of a research or operational activity), and other real property improvements.

b. Equipment. In NASA, equipment is divided into two categories, collateral equipment and noncollateral equipment. These are defined as follows:

(1) Collateral Equipment. Encompasses building-type equipment, built-in equipment, and large, substantially affixed equipment/property and is normally acquired and installed as part of a facility project, typically to support the function of the facility.

(a) Building-Type Equipment. A term used in connection with facility projects to describe equipment that is normally required to make a facility useful and operable. It is built in or affixed to the facility in such a manner that removal would impair the usefulness, safety, or environment of the facility. Such equipment includes elevators; heating, ventilating, and air conditioning systems;

transformers; compressors; and other like items generally accepted as being an inherent part of a building or structure and essential to its utility. Such equipment also includes general building

NPR 8831.2F -- Chapter1 This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Chapter1 Page 14 of 274 systems and subsystems such as electrical, plumbing, pneumatic, fire protection, and control and monitoring systems.

(b) Built-in or Large, Substantially Affixed Equipment. A term used in connection with facility projects of any type other than building-type equipment that is to be built in, affixed to, or installed in real property in such a manner that the installation cost, including special foundations or unique utilities service, or the facility restoration work required after its removal is substantial.

(2) Noncollateral Equipment. Includes all equipment other than collateral equipment. Such equipment, when acquired and used in a facility or a test apparatus, can be severed and removed after erection or installation without substantial loss of value or damage thereto or to the premise(s) where installed. Noncollateral equipment imparts to the facility or test apparatus its particular character at the time (e.g., furniture in an office building, laboratory equipment in a laboratory, test equipment in a test stand, machine tools in a shop or fabrication facility, computers in a computer facility) and is not required to make the facility useful or operable as a structure or building.

c. Facilities Maintenance. The recurring day-to-day work required to preserve facilities (buildings, structures, grounds, utility systems, and collateral equipment) in such a condition that they can be used for their designated purpose over an intended service life. It includes the cost of labor, materials, and parts. Maintenance minimizes or corrects wear and tear and thereby forestalls major repairs. Facilities maintenance includes preventive maintenance (PM), PT&I, grounds care, programmed maintenance, repair, trouble calls (TCs) (facilities repair), replacement of obsolete items (ROI), and service requests (SR) (Not a maintenance item but is work performed by maintenance organizations). Facilities maintenance does not include fire department protection services personnel, security and custodial services, new work, or work on noncollateral equipment.

The elements of facilities maintenance are defined in the following nine sections. Centers should be prepared to report their planned and actual facilities maintenance effort, including costs of parts, labor, and materials by these nine elements when requested by NASA Headquarters.

(1) Preventive Maintenance. The planned, scheduled periodic inspection (including safety), adjustment, cleaning, lubrication, parts replacement, and minor repair (no larger than TC scope) of equipment and systems for which a specific operator is not assigned. PM consists of many checkpoint activities on items that, if disabled, would interfere with an essential Center operation, endanger life or property, or involve high cost or long lead time for replacement. PM is the cornerstone of any good maintenance program. A weak or nonexistent PM program could result in safety and/or health risks to employees, much more emergency work, and costly repairs.

(2) Predictive Testing and Inspection. Those planned testing and inspection activities for facility items that generally require more sophisticated means to identify maintenance requirements than in PM. For example, specialized tests are used to locate thinning of pipe walls and fractures (e.g., eddy current testing, radiographic inspections, ultrasonic testing, television cameras, or aural leak detectors); to detect roof weaknesses or wet insulation areas (e.g., infrared thermographic viewers or nuclear density devices); to identify large equipment wear problems (e.g., vibration analyzers and oil analysis for wear metals and lubricant properties); and to locate charge or heat buildup in electrical equipment (e.g., infrared thermography).

(3) Grounds Care. Grounds care is the maintenance of all grassy areas, shrubs, trees, sprinklers, rights-of-way and open fields, drainage ditches, swamps and water holding areas (lakes, ponds, lagoons, canals), fences, walls, grates, and other similar improvements (capitalized assets) to land that are included in the NASA Real Property Management System, and exterior pest and weed control. The maintenance tasks include mowing, spreading fertilizer, trimming hedges and shrubs, NPR 8831.2F -- Chapter1 This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Chapter1 Page 15 of 274 clearing ditches, snow removal, and related work. Included in this category is the cost of maintaining grounds care equipment such as mowers and tractors.

(4) Programmed Maintenance (PGM). Planned programmed maintenance consists of those maintenance tasks whose cycle exceeds one year, such as painting a building every fifth year. (This category is different from PM in that if a planned cycle is missed the original planned work still remains to be accomplished, whereas in PM, only the next planned cycle is accomplished instead of doing the work twice such as two lubrications, two adjustments, or two inspections.) Examples of PGM include painting, roof maintenance (flood coat, flashing, patching, incidental repair by replacement), road and parking lot maintenance (overlays, seal coating, and patching), utility system maintenance (pigging of constricted lines), and similar functions.

(5) Repair. The facility work required to restore a facility or component thereof, including collateral equipment, to a condition substantially equivalent to its originally intended and designed capacity, efficiency, or capability. It includes the substantially equivalent replacements of utility systems and collateral equipment necessitated by incipient or actual breakdown.

(6) Trouble Calls. TCs (a subset of repair) are unplanned and generally called in by telephone or submitted electronically by occupants of a facility (or facility managers or maintenance workers).

Where the calls are for nonfacility work (not of a facility maintenance or repair nature) the call shall be coded so that it is not included with TCs included in funding level calculations. Examples of nonfacility work are interior pest control and janitorial work, such as cleaning up a spill or cleaning carpets. TCs are composed of two types of work as follows:

(a) Routine Calls. Routine calls are unplanned minor facility problems that are too small to be estimated (usually less than about 20 work hours or $2,000). They generally are responded to by grouping according to craft and location.

(b) Emergency Calls. Emergency calls require immediate action to eliminate hazards to personnel or equipment, to prevent loss of or damage to Center property, or to restore essential services that have been disrupted. Emergency work is usually a response-type work effort, often initially worked by TC technicians. Due to its nature, emergency work is not restricted to a level of effort such as routine Calls (although in many cases it falls within the work hour and/or dollar limit of routine calls).

(7) Replacement of Obsolete Items. There are many collateral components of a facility that should be programmed for replacement because they are becoming obsolete (no longer parts-supportable at the end of service life), do not meet electrical or building codes, or are unsafe but are still operational and would not be construed as broken and needing repair. Examples include, but are not limited to, electric switchgear, breakers, and motor starters; elevators; control systems; boiler and central heating, ventilating, and air conditioning (HVAC) systems and controls; fire detection systems; cranes and hoists; and air conditioning systems using chlorofluorocarbon (CFC) refrigerants.

(8) Service/IDIQ Requests. Service requests are not maintenance items, but are so often performed by facilities maintenance organizations that they become a part of the baseline. Service requests are requests for facilities-related work that is new in nature and, as such, should be funded by the requesting organization. Service requests are initiated by anybody at the Center; often require approval by someone before any action is taken; usually are planned and estimated, materials procured, and shop personnel discretely scheduled to accomplish the work. Examples of these requests include installation of an outlet to support a new copier machine, providing a compressed

NPR 8831.2F -- Chapter1 This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Chapter1 Page 16 of 274 air outlet to a new test bench, renovating an office, and installing special cabinetry. (9) Operations.

Operations include those recurring activities required to maintain a facility so that it can reliably perform its intended function, but which are not considered PM, repairs, or PT&I. These activities would include, but not be limited to, items such as periodic site visits and inspections, equipment logging, central utility or plant staffing, and freeze and storm plan maintenance activities.

(a) General. There are many operational items that are required to maintain the reliability and function of facilities, but which are not part of some central utility or control/monitoring operation.

These operations can include items such as logging of small chillers and boilers, monitoring generators and replenishing fuel levels, maintaining refrigerant inventory and records, and freeze and storm plan maintenance activities. These operations are most often performed by the same shops and personnel that perform PM and repair maintenance, but these activities differ from these other categories of maintenance in that they do not intend to perform any identifiable preventive or repair work. Their intended function is only to detect the need of PM or repair activities before a failure or extensive damage occurs. Operations are a necessary element (along with RCM, PT&I, and PM) in establishing a proactive maintenance program.

(b) Central Utility Plant Operations and Maintenance. This category is unique in that it includes the cost of operations in addition to maintenance costs. It should be used only to capture the costs of operating and maintaining institutional central utility plants, such as a central heating or steam plant, wastewater treatment plant, or central air conditioning (A/C) (chiller) plant. The concept is that operators are assigned full time to operate the plant, but they perform maintenance between various operating tasks, making it almost impossible to segregate operational and maintenance costs.

Therefore, the costs of the full-time operators (and their materials) are shown in this category. This facilities maintenance element does not include any work outside of the 5-foot line of the utility plant or project-type work.

(c) EMCS Work Station or Central Console staffing. This operation plays a key role in most maintenance organizations in that this staff not only operates and monitors site-wide conditions visible on the EMCS, but also often receives trouble calls and notifications. As such, these operators are the focal point in the real-time management of the site maintenance by initiation of work orders or by mitigating or dictating immediate maintenance activities according to the priority and criticality of alarms and calls. Often this operation serves as the only manned maintenance function after normal working hours or on weekends and holidays. No modern facility could operate efficiently and reliably without some level of EMCS operation.

1.4.2 Deferred Maintenance. DM is the unfunded facilities maintenance work required to bring facilities and collateral equipment to a condition that meets acceptable facilities maintenance standards. The key word is "unfunded." If resources are or will be available to do the work during the current year, the work is considered to be scheduled and is not part of the DM.

NPR 8831.2F -- Chapter1 This document does not bind the public, except as authorized by law or as incorporated into a contract. This document is uncontrolled when printed. Check the NASA Online Directives Information System (NODIS) Library to verify that this is the correct version before use: https://nodis3.gsfc.nasa.gov.

NPR 8831.2F -- Chapter1 Page 17 of 274

Chapter 2. Resources Management

2.1 Introduction

2.1.1 This chapter discusses resources management as it relates to facilities maintenance. It covers NASA directives, policy, resources management requirements, maintenance funding levels, the Annual Budget Call by the NASA Headquarters CFO, currently called Planning, Programming, Budgeting, and…