ATTACHMENT2BasicGRID.docx

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Modification of Equipment Federal contract opportunity
Solicitation number
FA8214-14-R-0005
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Department of the Air Force Materiel Command Lifecycle Management Center Hill Air Force Base

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Attachment 2 - Government Rights in Data (GRID) (Basic)

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Section J Attachment 02 Government Rights in Data (GRID)

1. Introduction

(a) Purpose of this Attachment

The purpose of this Attachment on Government Rights in Data (GRID) is to identify specifically the rights the Government will acquire to all Ground Subsystems Support Contract development, production and sustainment data, computer software and computer software documentation delivered or otherwise provided to the Government during performance of this contract, including services rendered under individual task orders. Section 2 defines the scope and applicability of the provisions of this Attachment; Section 3 contains definitions; Section 4 identifies the rights the U.S. Government will acquire to classes of technical data, software, and software documentation as provided for in the Defense Federal Acquisition Regulation Supplement (DFARS) and additionally as provided for by the Contractor. Appendix A lists Commercial Software Licenses which contains the complete text of commercial licenses for each product identified in Section 4 (if applicable). Appendix B contains a list of Technical Data Previously Delivered to the Government in accordance with DFARS clause DFARS 252.227-7028. Appendix C includes a table from DFARS clause 252.227-7017(d) Identification and Assertion of Use, Release, or Disclosure Restrictions.

(b) Minimum Required Rights

(1) The purpose of this contract is for the contractor to deliver to the Government Ground Systems Division Ground Subsystems support to the Intercontinental Ballistic Missile weapon system. Continued sustainment is mandated by Federal law (10 U.S.C. 2281, 42 U.S.C. 14712). Accordingly, the Government has determined that the following are the minimum rights:

(i) Unlimited Rights to all noncommercial technical data listed in Table 1 of Section J Attachment 02 (GRID) where the phrase “Unlimited” is stated in column 4 of the row associated with that item of technical data;

(ii) Government Purpose Rights to all remaining noncommercial technical data and computer software listed in Table 1 of Section J Attachment 02 (GRID) where the phrase “Offeror to Complete” is stated in column 3 of the row associated with that item of technical data or computer software and contract clauses H001, H002, H003, H004 and H005 of the proposed contract;

(iii) With respect to all commercial item technical data and computer software licenses listed in Table 2.1 of Section J Attachment 02 (GRID), licenses that comply with Section J, Attachment 02, 4(b) and contract clauses H001, H002, H003, H004 and H005 of the proposed contract;

(iv) With respect to all public domain or open source software (PD/OSS) computer software licenses listed in Table 2.2 of Section J Attachment 02 (GRID), licenses that comply with Section J, Attachment 02 4(b) and contract clauses H001, H002, H003, H004 and H005 of the proposed contract;

(v) Special License Rights to data other than technical data (e.g., schedule/milestone data, financial data) delivered to the Government described in contract clauses H001, H002, H003, H004 and H005 of the proposed contract and Section J, Attachment 02, 4(c);

(vi) Special License Rights to review all data used by the Contractor to create any Contract Data Requirement List (CDRL) or contract line item number (CLIN) delivered under this contract to verify the currency, accuracy and completeness of the data contained in those CDRLs/CLINs described in contract clauses H001, H002, H003, H004 and H005 of the proposed contract and Section J, Attachment 02, 4(d).

(2) With respect to paragraph 1.(b).(1)(i), the Government made the determination that various CDRLs listed in Section J Attachment 02 (GRID) must be delivered with Unlimited Rights after reviewing the tailored Data Item Descriptions referenced in those CDRLs consistent with the statutorily-defined categories in 10 U.S.C. 2320(a)(2)(F)(i)(I). With respect to paragraph 1.(b).(1)(ii), the Government made the determination that various CDRLs listed in Section J Attachment 02 (GRID) must be delivered with at minimum Government Purpose Rights to meet the Directorate’s minimum needs consistent with the ICBM Acquisition Strategy.

(3) All work required to produce the CDRLs and delivered software under this contract is entirely Government funded. As such, the Government will be reimbursing the Contractor its allocable, allowable, and reasonable costs of performing the work to satisfy the requirements of this request for proposal (RFP). Where there are valid reasons why an offeror must develop entirely at private expense or provide previously developed technical data or computer software under this contract the offeror may not be required, either as a condition of being responsive to this RFP or as a condition for award, to sell or otherwise relinquish to the Government any proprietary right in technical data or computer software developed at private expense, except for the items identified at DFARS 227.7103-5(a)(2) and (a)(4) through (a)(9), DFARS 227.7203-5(a)(3) through (6) and DFARS 227.7102-1.

2. Applicability

The terms of this Attachment, contract clauses H001, H002, H003, H004 and H005 shall apply to all subcontractor produced data in support of this contract whether the data is provided as Prime work product or provided directly by the subcontractor to the Government.

3. Definitions & Acronym Reference

“Data” includes technical data, computer software and computer software documentation (as those terms are defined in this subsection), schedule and milestone data, and financial data (including the contractor’s cost/schedule management system/records and accounting system).

“Commercial item” is defined in FAR 2.101.

“Computer software” is defined in DFARS 252.227-7014(a)(4).

“Computer software documentation is defined in DFARS 252.227-7014(a)(5).

“Firmware” is defined as “the combination of a hardware device and computer instructions and/or computer data that reside as read-only software on the hardware device.”

“Licensee” is defined as the contractor.

“Licensor” is defined as the owner of the data rights for the commercial item technical data, computer software, or computer software documentation.

“PD/OSS” is defined as public domain or open source software.

“Supporting Technical Data” means data used as the basis for developing the technical data delivered under this contract.

“Technical data” is defined in DFARS 252.227-7013(a)(14) and includes but is not limited to recorded information related to experimental, developmental, or engineering work that can be used to define an engineering or manufacturing process or to design, procure, produce, support, maintain, operate, repair, or overhaul material. Technical data may be graphic or pictorial delineations in media such as drawings or photographs, text in specifications or related performance or design type documents, or computer printouts. Examples of technical data include research and engineering data, engineering drawings, and associated lists, specifications, standards, process sheets, manuals, technical reports, meeting minutes, catalog item identifications, and related information and computer software documentation.

4. Types, Assertions, and Prices of Rights

This section is organized as follows:

· Subsection (a) (and Table 1) identifies the rights the Government will acquire for all noncommercial technical data, computer software and computer software documentation delivered, made accessible, or otherwise provided to the Government under this contract.

· Subsection (b) (and Tables 2.1 and 2.2) identifies the rights the Government will acquire for all commercial item technical data, computer software and computer software documentation delivered, made accessible, or otherwise provided to the Government under this contract.

· Subsection (c) (and Table 3) identifies the rights the Government will acquire for all data that is not technical data or computer software delivered, made accessible, or otherwise provided to the Government under this contract.

· Subsection (d) (and Table 4) identifies the rights the Government will acquire for all data used by the contractor to create any CDRL listed in Tables 1, 2.1, 2.2, and 3.

(a) Rights in noncommercial technical data, computer software and computer software documentation

The Government shall have the rights in noncommercial technical data, computer software and computer software documentation described in Table 1 below.

Table 1 Rights in Noncommercial Technical Data, Computer Software and Computer Software Documentation

Column 1
Column 2
Column 3
Column 4
Column 5
Column 6
CDRL Number
Date Item Title (Subtitle)
CLIN (see note 1a)
Asserted Rights Category
Price (see notes 1 and 2)
Table 2.1/ 2.2 reference (see note 3)
A004
Contractors Risk Management Plan
Unlimited
$
A011
Engineering Assessments for Working Groups (subtitle)
Unlimited
$
A018
Technical Report – Study/Services
Unlimited
$
A019
Health of the Weapon System (subtitle)
Unlimited
$
A020
Engineering Evaluation Report (EER)
Unlimited
$
A023
Reserved
Unlimited
$
A024
Tradeoff Studies & Analysis (subtitle)
Unlimited
$
A025
Phase-Out Plan (Subtitle)
Unlimited
$
A026
Reserved
Unlimited
$
A027
Trend Analysis (subtitle)
Unlimited
$
A028
Failure Modes effects and Criticality Analysis Report
Unlimited
$
A031
Failure Summary and Analysis Report
Unlimited
$
A032
Reliability and Maintainability Program Plan
Unlimited
$
A033
Weapon System Assessment (subtitle)
Unlimited
$
A034
Integrated Nuclear Effects Assessment Updates (subtitle)
Unlimited
$
A035
Assessment Report (subtitle)
Unlimited
$
A038
Contract Field Service Report (Technical Operation Report (TOR))
Unlimited
$
A041
Fault Tree Analysis (subtitle)
Unlimited
$
A042
Probabilistic Risk Assessment (subtitle)
Unlimited
$
A043
Test & Evaluation Master Plan (TEMP) (subtitle)
Unlimited
$
A048
Software User Manual (SUM)
Unlimited
$
A054
Test Plan
Unlimited
$
A055
Test Procedure
Unlimited
$
A056
Test/Inspection Report
Unlimited
$
A058
Reliability Test Reports
Unlimited
$
A059
Automated Computer Program Identification Number (ACPIN Data and Control Record)
Unlimited
$
A061
Engineering Change Proposal (ECP)
Unlimited
$
A062
Specification Change Notice (SCN)
Unlimited
$
A063
Reserved
Unlimited
$
A064
Request for Deviation (RFD)
Unlimited
$
A067
Configuration Audit Plan
Unlimited
$
A068
System/Subsystem Specification (SSS)
Unlimited
$
A069
Performance Specification Documents
Unlimited
$
A070
Detail Specification Documents
Unlimited
$
A071
Program-Unique Specification Documents
Unlimited
$
A072
Interface Specification
Unlimited
$
A073
Master Engineering Document Lists (MEDL)
Unlimited
$
A074
Integrated Logistics Support Plan
Unlimited
$
A075
Software Development Plan (SDP)
Unlimited
$
A076
Software Version Description (SVD)
Unlimited
$
A077
Software Requirements Specification (SRS)
Unlimited
$
A078
Software Product Specification (SPS)
Unlimited
$
A079
Software Design Description (SDD)
Unlimited
$
A081
Software Test Plan (STP)
Unlimited
$
A082
Software Test Description (STD)
Unlimited
$
A083
Software Test Report (STR)
Unlimited
$
A090
Reserved
Unlimited
$
A091
Reserved
Unlimited
$
A093
Reserved
Unlimited
$
A094
Nuclear Hardness and Survivability Design Analysis Report
Unlimited
$
A100
Hazard Assessment Test Report
Unlimited
$
A104
Deficiency Report (DR)
Unlimited
$
A108
Reserved
Unlimited
$
A110
Source Data for Forecasting Diminishing Manufacturing Sources & Material Shortages (DMSMS)
Unlimited
$
A113
Technical Manual Contracts Requirement
Unlimited
$
A116
Technical Data Package Index
Unlimited
$

Total Cost/Price for Data Rights as indicated on each CDRL (Table 1)

$ Sum All Rows

Notes to Table 1:

1. For column 5, the priced rights to the noncommercial technical data, computer software, or computer software shall

a. be allocated by the CDRL item and CLIN shown in Columns 1, 2, and 3

b. include all direct costs, indirect costs, and profit/fee.

c. include all incorporated commercial or PD/OSS technical data, computer software and computer software documentation (including firmware).

d. include the cost of changes (e.g., updates software maintenance patches, version changes, new releases, substitutions) throughout the period of performance or option exercise period, whichever is later.

2. In columns 4 and 5, the acronym “NAFP“ (not available for purchase) shall indicate that the Government is not entitled to purchase the technical data/computer software rights for itself associated with that CDRL. A $0 entry in column 5 indicates that the rights associated with that CDRL are available to the Government at no additional cost.

3. Column 6 shall contain references in Tables 2.1 and 2.2 to all such commercial or PD/OSS technical data, computer software, and computer software documentation.

4. The Government shall acquire the same level of rights to the contents of all items listed in CDRL A118 (DAL CDRL) as it will to the list itself.

(b) Rights in commercial and PD/OSS technical data, computer software and computer software documentation

The Government shall have the rights in commercial technical data, computer software and computer software documentation described in Appendix A for the components listed in Table 2.1 and Table 2.2 below.

Table 2.1: Commercial Technical Data and Commercial Software Products

Column 1
Column 2
Column 3
Column 4
Column 5
Column 6
Column 7
Column 8
Software or Data Item Title
Vendor/ Developer name
Appendix A Reference
CDRL Number and Title/ Subtitle
CLIN
SAD Reference
Quantity
Cost
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete

Total Cost/Price for Data Rights as indicated on each CDRL (Table 2.1)

$ Sum of rows

Table 2.2: Public Domain/Open Source Software (PD/OSS)

Column 1
Column 2
Column 3
Column 4
Column 5
Column 6
Column 7
Column 8
Software or Data Item Title
Source/ Developer name
Appendix A Reference
CDRL Number and Title/ Subtitle
CLIN
SAD Reference
Quantity
Cost
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete
Offeror to complete

Total Cost/Price for Data Rights as indicated on each CDRL (Table 2.1)

$ Sum of rows

Notes to Tables 2.1 and 2.2:

1. Column 1 shall include the following information

a. base product name and

b. version number;

c. license name (if different than the base product name)

d. license version (if different than the version number).

2. Column 2 of, shall list the following information

a. For Table 2.1

i. Developer name

ii. Purchasing source name (if different than the developer name)

iii. An indication of whether either the source or developer is a non-U.S. entity

b. For Table 2.2

i. Developer name

ii. An indication of whether the developer is a non-U.S. entity

iii. If priced support from a separate organization is included, the name of the supporting organization

3. Column 3 shall provide a reference to the license text in Appendix A.

4. Column 4 shall identify the CDRL number, title, and subtitle with which that component is associated and is priced. If not consistent with Table 1, Column 6, an accompanying note shall accompany the table explaining the inconsistency. If multiple CDRL items are associated with the item in Table 2.1 or Table 2.2, the table entry shall include all CDRL items in that cell. If not associated with any CDRL items, the entry shall be shown as “N/A” and an accompanying note shall provide an explanation.

5. Column 5 shall identify the CLIN with which that component is associated and is priced. If not consistent with Table 1, Column 6, an accompanying note shall accompany the table explaining the inconsistency. If multiple CLINs are associated with the item in Table 2.1 or Table 2.2, a separate table entry shall be made for each CLIN. If not associated with any CLINs, the entry shall be shown as “N/A” and an accompanying note shall provide an explanation.

6. Column 6 shall list all architectural elements in the System Architecture Document (SAD) where the product is incorporated by the SAD identification or section number. If the item is incorporated into multiple SAD components, identify each component. If unknown or not applicable (e.g., in the case of a compiler or software development tool), a table entry shall so indicate, and an accompanying note shall provide an explanation.

7. Column 7 shall show the quantity of licenses required to completely meet the requirements of the associated CLIN.

8. In column 8, the license price shall

a. Include direct cost, indirect costs, and profit/fee for the number quantities given in Column 7.

b. Be the amount allocated by the CDRL items and CLIN shown in Columns 1 and 2

9. If the contemplated use of a PD/OSS product requires the purchase of a commercial license (e.g., nonacademic use), the item shall be listed in table 2.1. No such item shall be listed as a PD/OSS (table 2.2) product.

(c) Special License Rights Category A (“SLRC-A”): Rights in data other than technical data, computer software or computer software documentation.

The Government shall have the right to use, modify, perform, display or disclose all such data listed in Table 3 below, in whole or in part, within the Government and by all persons identified in clause H3 (Enabling Clause) (including their subcontractors) for the exclusive purpose of providing technical assistance and support on this contract. The Government shall have the right to unilaterally add or delete contractors (and contracts) from the list in accordance with clause H003.

Table 3: Rights in Data Other Than Technical Data, Computer Software or Computer Software Documentation

Column 1
Column 2
Column 3
CDRL Number
Data Item Title (Subtitle)
Price (see note)
A001
Integrated Program Management Report (IPMR)
$
A002
Program Management Plan
$
A003
Transition Plan
$
A005
Conference Agenda/Meeting Agenda
$
A006
Briefing Materials
$
A006
Requirements Validation Review Board (RVB) (subtitle)
$
A006
Point Papers (subtitle)
$
A006
White Papers (subtitle)
$
A006
Presentations (subtitle)
$
A006
Recommendation (subtitle)
$
A007
Report, Record of Meeting/Minutes
$
A008
Status Report
$
A009
Pollution Prevention Program Plan (subtitle)
$
A010
Compliance of Nuclear Surety & Safety Support to AFI 91-series Policies (subtitle)
$
A012
Survivability Management Status Report (SMSR)(subtitle)
$
A013
Contract Summary Report
$
A014
Contract Funds Status Report (CFSR)
$
A015
Small Business Subcontractor Report
$
A016
Performance & Cost Report
$
A017
Contract Work Breakdown Structure
$
A021
Site Survey Report (SSR)
$
A022
Customized Microelectronics Devices Source Protection Plan
$
A029
Diminishing Manufacturing Sources & Material Shortages (DMSMS) Report
$
A030
Corrosion Prevention and Control Plan
$
A037
Proposed Spare Parts List
$
A036
Spare Parts Usage Report
$
A039
Changes to ICBM Items in the Master Nuclear Certification List (MNCL) (subtitle)
$
A040
Nuclear Surety Evaluation (NSE) Report (subtitle)
$
A044
Environmental Management (subtitle)
$
A045
National Environmental Policy Act (NEPA) (subtitle)
$
A046
Demilitarization & Disposal Plan (subtitle)
$
A047
Counterfeit Prevention Plan
$
A049
Item Unique Identification (IUID) Marking Plan
$
A050
Item Unique Identification (IUID) Marking activity, validation, and verification report
$
A051
Prime Item Requirements Specification (subtitle)
$
A052
Systems Engineering Management Plan (SEMP)
$
A053
Hardware Setup and Administration Guide
$
A057
Quality Assurance Program Plan
$
A060
Product Drawings/Models and Associated List
$
A065
Interface Control Documents (ICD)
$
A066
Request for Nomenclature (DD Form 61)
$
A080
Computer Program End Item Documentation
$
A084
System Safety Program Plan (SSPP)
$
A085
Safety Studies Plan
$
A086
Safety Studies Report
$
A087
Safety Assessment Report (SAR)
$
A088
System Safety Hazard Analysis Report (SSHAR)
$
A089
Certification Requirements Plan (CRP)
$
A092
Nuclear Certification Impact Statement (NCIS)
$
A095
Operating Procedures for Hazardous Materials
$
A096
Pollution Incident Report
$
A097
Polychlorinated Biphenyl Risk Assessment
$
A098
Chemical Safety Program Plan
$
A099
Chemical Accident or Incident Report
$
A101
Mishap Risk Assessment Report (MRAR)
$
A102
Accident/Incident Report
$
A103
Contractor’s Standard Operating Procedures (SOP) (Contractors’ Safety and Health Plan Updates)
$
A105
Programmatic Environmental Safety & Health Evaluation (PESHE) Plan
$
A106
Environmental Health & Safety Plan (HSP)
$
A107
Environmental Permits
$
A109
Hazardous Materials Management Program (HMMP) Plan
$
A111
Contractor’s Corrective Action Plan
$
A112
Information Systems Accreditation Documentation
$
A114
Commercial Off-The-Shelf (COTS) Manuals and Associated Supplemental Data
$
A115
Personnel Resumes
$
A117
Contractor’s Personnel Roster
$
A118
Data Accession List
$
A119
Software Transition Plan (STrP)
$

Total Cost/Price for Data Rights as indicated on each CDRL (Table 3)

$ Sum of rows

Notes In column 3, the license price shall include direct cost, indirect costs, and profit/fee. The acronym “NAFP“ (not available for purchase) shall indicate that the Government is not entitled to purchase the technical data/computer software rights for itself associated with that CDRL. A $0 entry in indicates that the rights associated with that CDRL are available to the Government at no additional cost.

(d) Special License Rights Category B (“SLRC-B”): Supporting Technical Data

The Government and the persons listed in H003 (Enabling Clause) (including their subcontractors) shall have the right to review all data used by the contractor to create any CDRL or CLIN listed in Tables 1-3 required to be delivered under this contract (including, if necessary, at the contractor’s and subcontractors’ facilities) to verify the currency, accuracy and completeness of the data contained in those CDRLs/CLINs. The Government shall have the right to unilaterally add or delete contractors (and contracts) from the list in accordance with clause H003.

There shall be no additional cost for SLRC-B data except for the items listed in Table 4 below:

Table 4: Rights in Data for Supporting Technical Data

Column 1
Column 2
Column 3
Column 4
Column 5
CDRL Number
Date Item Title (Subtitle)
CLIN

(see note 1a)

Supporting data identification
Price (see notes 1 and 2)
A20X
Offeror to complete as required

Total Cost/Price for Data Rights as indicated on each CDRL (Table 4)

$ Sum of rows

Notes

1. For column 5, the priced rights to the noncommercial technical data, computer software, or computer software shall

a. be allocated by the CDRL item and CLIN shown in Columns 1, 2, and 3

b. include all direct costs, indirect costs, and profit/fee.

2. In column 5, the acronym “NAFP” (not available for purchase) shall indicate that the Government is not entitled to purchase the technical data/computer software rights for itself associated with that CDRL.

GRID Appendix A, Commercial Software Licenses

*Note: in the event that there are no commercial software licenses being delivered, this section will remain blank.

GRID Appendix B, Technical Data Previously Delivered to the Government

Reference: Section K and clause 252.227-7028. Completion of Appendix B (this Appendix), satisfies the requirement for completion of clause 252.227-7028.

*Note: In the event that there is no data to be delivered that was previously delivered to the Government, simply state N/A below.

GRID Appendix C, “Technical Data or Computer Software to be Furnished with Restrictions”

In accordance with DFARS 252.227-7013 and 252.227-7014 (non-commercial technical data and computer software/documentation), the contractor asserts for itself, or the owner identified below, that the Government’s rights to use, release, or disclose the following data is restricted (Government Purpose, Limited or Restricted, or Special License Rights). Table 5 (below) represents section (d) of DFARS clause 252.227-7017 and is inseparable from that clause, and as completed by the offeror, is part of the agreement of the parties.

Note: this table is modified from the FAR version to include the additional “CLIN” column (column 2).

Table 5, DFARS Clause 252.227-7017 Fill-In:

Column 1
Column 2
Column 3
Column 4
Column 5
Technical Data or Computer Software to be Furnished with Restrictions*
Applicable CLIN/CDRL
Basis for Assertion**
Asserted Rights Category***
Name of Person Asserting Restrictions****
Example Description
0001/A001
Reason for Assertion
Gov. Purpose
John Doe

To be completed by offeror

Date
Enter date
Printed Name and Title
Enter printed name of person asserting these restrictions

Signature

Signature

(End of identification and assertion)

* NOTE TO OFFERORS (for the purpose of providing guidance and to be deleted prior to award): This Attachment has been created under assumptions regarding data and Government data plans. The parent solicitation for this attachment was constructed assuming a specific set of data requirements (CDRLs) as shown in tables 1-3. This Attachment will be modified prior to award and included as part of the final contract (section J Attachment). However, the majority of the requirements, provisions and terms in this Attachment will be a part of the final contract.

STANDARD FORM 1447 (2/2012)
Prescribed by GSA FAR (48 CFR) 53.215-1(d)

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