fc_1_300_09n_2014_c4.pdf

FC 1-300-09N

1 May 2014

Change 4, 14 Jun 2018

FACILITIES CRITERIA (FC)

APPROVED FOR PUBLIC RELEASE; DISTRIBUTION UNLIMITED

NAVY AND MARINE CORPS

DESIGN PROCEDURES

NAVY AND MARINE CORPS

DESIGN PROCEDURES

Any copyrighted material included in this FC is identified at its point of use.

Use of the copyrighted material apart from this FC must have the permission of the copyright holder.

U.S. ARMY CORPS OF ENGINEERS

NAVAL FACILITIES ENGINEERING COMMAND (Preparing Activity)

AIR FORCE CIVIL ENGINEER CENTER

Record of Changes (changes are indicated by \1\ ... /1/)

Change No. Date Location 1 1 Apr 2015 Added Building Information Management/Modeling

(BIM) Requirements to Chapter 12 Updated Drawing Requirements for Chapter 12 Updated Special Inspection Requirements Added eOMSI Facility Data Workbook to Design Phase Chapters

2 1 Sep 2015 Revised Posting of Controlled, Unclassified Information in Chapter 2, clarified signature requirements in Chapter 12, and updated BIM submittal requirements.

3 1 Apr 2018 Cybersecurity: added new paragraphs 1-4, 5-9, 13-5.3 and 14-3.3.

Fire Protection: changes to or added new paragraphs 4- 6, 5-8, 6-8, 7-5, 7-9, 17-14, 17-15.

Low Impact Development: changes to 6-6.1, 19-1.

Sustainability: changes to 5-3, 13-6, 14-4.3, 14-7, 15- 2.1, 16-2.2, 16-5.2, 16-11, 17-3, 17-7.2, 19-1.1, 19-1.4.

SI Definitions: 2-2.2.

Changes to 12-3.6.1, 12-4.1, 13-3.4, 17-4.1, App. A and B, and other minor changes throughout.

4 14 Jun 2018 Revised Chap. 13 and Added App. D and, Landscape Architecture requirements; coordinated minor changes throughout. Deleted Chapter 9 paragraphs for Success and PACES, and added AACEi reference.

This FC supersedes UFC 1-300-09N, dated 25 May 2005, with Changes 1-9.

FOREWORD

Facilities Criteria (FC) provide functional requirements (i.e., defined by users and operational needs of a particular facility type) for specific DoD Component(s), and are intended for use with unified technical requirements published in DoD Unified Facilities Criteria (UFC). FC are applicable only to the DoD Component(s) indicated in the title, and do not represent unified DoD requirements. Differences in functional requirements between DoD Components may exist due to differences in policies and operational needs.

All construction outside of the United States is also governed by Status of Forces Agreements (SOFA), Host Nation Funded Construction Agreements (HNFA), and in some instances, Bilateral Infrastructure Agreements (BIA.) Therefore, the acquisition team must ensure compliance with the most stringent of the UFC (replace w/ FC), the SOFA, the HNFA, and the BIA, as applicable.

Because FC are coordinated with unified DoD technical requirements, they form an element of the DoD UFC system applicable to specific facility types. The UFC system is prescribed by MIL-STD 3007 and provides planning, design, construction, sustainment, restoration, and modernization criteria, and applicable to the Military Departments, Defense Agencies, and the DoD Field Activities. The UFC System also includes technical requirements and functional requirements for specific facility types, both published as UFC documents and FC documents.

FC are living documents and will be periodically reviewed, updated, and made available to users as part of the Services’ responsibility for providing criteria for military construction.

Headquarters, U.S. Army Corps of Engineers (HQUSACE), Naval Facilities Engineering Command (NAVFAC), and the Air Force Civil Engineer Center (AFCEC) are responsible for administration of the UFC system. Defense agencies should contact the preparing service for document interpretation and improvements. Technical content is the responsibility of the cognizant DoD working group. Recommended changes with supporting rationale should be sent to the respective service proponent office by the following electronic form: Criteria Change Request. The form is also accessible from the Internet site listed below.

FC are effective upon issuance and are distributed only in electronic media from the following source:

• Whole Building Design Guide web site http://dod.wbdg.org/.

Refer to UFC 1-200-01, General Building Requirements, for implementation of new issuances on projects.

AUTHORIZED BY:

JOSEPH E. GOTT, P.E.

Chief Engineer Naval Facilities Engineering Command http://www.wbdg.org/ccb/browse_cat.php?o=29&c=4 http://www.wbdg.org/ccb/browse_cat.php?o=29&c=4 http://dod.wbdg.org/

REVISION SUMMARY SHEET

Document: FC 1-300-09N, Navy and Marine Corps Design Procedures

Superseding: UFC 1-300-09N, Design Procedures, 25 May 2005, with Changes 1-9

Description: This FC provides specific guidance on how and when to provide a project design deliverable for NAVFAC. This document is organized into design deliverables and design phases. Requirements for design deliverables, beyond or in more detail of what is already required by a Core UFC, are provided for NAVFAC-only. The requirements for when or to what extent these deliverables are provided are in the Phase chapters.

Reasons for Document:

• Update procedures to coordinate with current commercial and government standards, procedures, and governing UFC’s.

• Update sustainable documents and requirements to coordinate with UFC 1-200- 02.

Impact:

• Improve efficiency and consistency of design procedures across NAVFAC.

Unification Issues Design and Submittal procedures contained herein are pertinent to standards, software, and templates used, required, and unified within NAVFAC, and centered around the NAVFAC organization and operation. Procedures for NAVFAC may not work for USACE and Air Force operations due to organizational and operational differences.

Similar uniform standardization and procedures are not available from the other Services.

FC1-300-09N

i

TABLE OF CONTENTS

INTRODUCTION ....................................................................................... 1 CHAPTER 1 PURPOSE AND SCOPE. .......................................................................... 1 1-1

Organization of Document. .................................................................... 1 1-1.1 APPLICABILITY. ....................................................................................... 1 1-2 GENERAL BUILDING REQUIREMENTS. ................................................ 1 1-3 CYBERSECURITY .................................................................................... 1 1-4 EXCEPTIONS. ........................................................................................... 2 1-5 REFERENCES. ......................................................................................... 2 1-6 GLOSSARY. .............................................................................................. 2 1-7

POLICY ...................................................................................................... 3 CHAPTER 2 CRITERIA. ................................................................................................. 3 2-1 METRIC POLICY. ...................................................................................... 3 2-2

SI Definitions. ......................................................................................... 3 2-2.1 General Policy. ...................................................................................... 3 2-2.2

OWNERSHIP OF PROJECT DOCUMENTS AND DATA. ........................ 4 2-3

REGISTRATION. ....................................................................................... 4 2-4

Certification. ........................................................................................... 4 2-4.1

PROHIBITION OF POSTING CONTROLLED UNCLASSIFIED 2-5

INFORMATION DESIGN DELIVERABLES ON UNSECURED

SERVERS

DESIGN DELIVERABLES FOR NAVAL CONSTRUCTION FORCES -2-6

MARINE LOGISTICS GROUPS AND NAVY CONSTRUCTION

BATTALIONS (SEABEES)

OVERSEAS LOCATIONS TRANSLATIONS. ........................................... 5 2-7 ROLES AND RESPONSIBILITIES ............................................................ 7 CHAPTER 3

DESIGNER OF RECORD \1\(DOR)/1/. ..................................................... 7 3-1 Coordination with Command, Major Claimant, Region, and Activity. ..... 7 3-1.1 Coordination with Other Government Organizations. ............................ 7 3-1.2 Document Review and Checking System. ............................................. 7 3-1.3 Response to Review Comments. ........................................................... 7 3-1.4 Final Approval. ....................................................................................... 7 3-1.5

OTHER GOVERNMENT ORGANIZATIONS. ............................................ 8 3-2 ii

Commander, 1st Naval Construction Division. ....................................... 8 3-2.1 Reviews for Health Hazards During Facilities Design Process. ............. 8 3-2.2 Space and Naval Warfare Systems Command (SPAWAR). .................. 8 3-2.3 Civil Works. ............................................................................................ 8 3-2.4 Historic Preservation Compliance. ......................................................... 8 3-2.5 Overseas Cultural Resources. ............................................................... 9 3-2.6 NAVFAC Medical Facilities Design Office (MFDO). ............................... 9 3-2.7 Sensitive Compartmented Information Facilities (SCIF). ....................... 9 3-2.8

COMMANDER, NAVFAC. ......................................................................... 9 3-3 DELIVERABLE: FIELD INVESTIGATION .............................................. 11 CHAPTER 4

PURPOSE AND SCOPE. ........................................................................ 11 4-1 RESPONSIBILITIES................................................................................ 11 4-2 COORDINATION. .................................................................................... 11 4-3 TOPOGRAPHIC SURVEY. ..................................................................... 11 4-4

GEOTECHNICAL INVESTIGATIONS AND REPORT. ........................... 13 4-5

Existing Information. ............................................................................ 13 4-5.1 Geotechnical Report. ........................................................................... 15 4-5.2 Boring Logs. ......................................................................................... 16 4-5.3 Foundation and Site Preparation. ........................................................ 16 4-5.4 Airfield Pavement Evaluations. ............................................................ 16 4-5.5

FIRE PROTECTION INVESTIGATIONS AND SURVEY. ........................ 16 4-6

Utilities and Infrastructure. ................................................................... 16 4-6.1 Site and Building Surveys. ................................................................... 18 4-6.2

ENVIRONMENTAL REQUIREMENTS. ................................................... 19 4-7 DELIVERABLE: BASIS OF DESIGN ...................................................... 21 CHAPTER 5

GENERAL REQUIREMENTS. ................................................................ 21 5-1 FORMAT. ................................................................................................ 21 5-2 SUSTAINABILITY. .................................................................................. 21 5-3

Guiding Principles Validation. .............................................................. 22 5-3.1 Pre-award Commissioning Services. ................................................... 22 5-3.2

ANTITERRORISM (AT). .......................................................................... 22 5-4 GEOTECHNICAL. ................................................................................... 22 5-5 iii

CIVIL. ....................................................................................................... 23 5-6 Existing Conditions. ............................................................................. 23 5-6.1 Demolition. ........................................................................................... 23 5-6.2 New Site Work. .................................................................................... 24 5-6.3 Water Supply. ...................................................................................... 24 5-6.4 Sanitary Sewer. ................................................................................... 24 5-6.5 Wastewater Treatment. ....................................................................... 25 5-6.6 Storm Drainage System. ...................................................................... 25 5-6.7 Stormwater Management..................................................................... 25 5-6.8 Erosion & Sediment Control. ................................................................ 25 5-6.9

Permits................................................................................................. 25 5-6.10 STRUCTURAL. ....................................................................................... 25 5-7 FIRE PROTECTION. ............................................................................... 26 5-8

Project Summary. ................................................................................ 26 5-8.1 Building Code Analysis. ....................................................................... 27 5-8.2 Life Safety Code Analysis. ................................................................... 27 5-8.3 Water Supply Analysis. ........................................................................ 27 5-8.4 Hydraulic Demand Analysis. ................................................................ 28 5-8.5 Active Fire Protection Features. ........................................................... 28 5-8.6 Existing Conditions. ............................................................................. 29 5-8.7 Host Nation Requirements. .................................................................. 29 5-8.8

CYBERSECURITY. ................................................................................. 29 5-9 DELIVERABLE: CALCULATIONS ......................................................... 31 CHAPTER 6

GENERAL REQUIREMENTS. ................................................................ 31 6-1

COMPUTER GENERATED CALCULATIONS. ....................................... 31 6-2

FORMAT. ................................................................................................ 31 6-3 SUSTAINABILITY AND ENERGY. ......................................................... 31 6-4 GEOTECHNICAL REQUIREMENTS. ..................................................... 31 6-5 CIVIL. ....................................................................................................... 31 6-6

Low Impact Development (LID). .......................................................... 32 6-6.1 STRUCTURAL REQUIREMENTS. ......................................................... 32 6-7

Calculations and Test Reports for Antiterrorism. ................................. 33 6-7.1 iv

Design for Lateral Forces. .................................................................... 33 6-7.2 Computer Generated Calculations. ...................................................... 34 6-7.3

FIRE PROTECTION CALCULATIONS. .................................................. 34 6-8 Hydraulic Demand Analysis. ................................................................ 34 6-8.1 Fire Pumps. ......................................................................................... 35 6-8.2 Special Systems. ................................................................................. 35 6-8.3 Fire Alarm/Detection and Reporting Systems. ..................................... 35 6-8.4

DELIVERABLE: DRAWINGS .................................................................. 37 CHAPTER 7 GENERAL REQUIREMENTS. ................................................................ 37 7-1 PRESENTATION. .................................................................................... 37 7-2 DRAWING NUMBERS. ........................................................................... 37 7-3 PROPER USE OF NOTES ON DRAWINGS. .......................................... 37 7-4

CODE COMPLIANCE SUMMARY SHEET(S). ....................................... 39 7-5

Building Code Site Plan \4\/4/. ............................................................. 39 7-5.1 Building Code Summary. ..................................................................... 39 7-5.2 Life Safety Code® Summary. .............................................................. 40 7-5.3 Life Safety Plans. ................................................................................. 40 7-5.4

CIVIL DRAWINGS. .................................................................................. 41 7-6 Cover Sheet, Drawing Index, Vicinity Map, Location Plan, 7-6.1

Abbreviations, Legend, and Notes, or First Civil Sheet

Demolition Plan. ................................................................................... 42 7-6.2 Site Plan. ............................................................................................. 43 7-6.3 Water and Sanitary Sewer Plan. .......................................................... 44 7-6.4 Water, Storm, and Sanitary Sewer Profiles. ......................................... 44 7-6.5 Grading and Drainage Plan. ................................................................ 45 7-6.6 Site / Utility Details. .............................................................................. 45 7-6.7

LANDSCAPE ARCHITECTURAL DRAWINGS. ..................................... 46 7-7

Landscape Demolition Plan. ................................................................ 46 7-7.1 Landscape Site Plan. ........................................................................... 46 7-7.2 Landscape Construction Details. ......................................................... 47 7-7.3 Landscape Planting Plan. .................................................................... 47 7-7.4 Plant Material Schedule and Details. ................................................... 47 7-7.5 Landscape Irrigation Plan. ................................................................... 47 7-7.6 v

Irrigation Equipment Schedule and Details. ......................................... 47 7-7.7 GEOTECHNICAL DRAWINGS. .............................................................. 48 7-8 STRUCTURAL DRAWINGS AND NOTES. ............................................ 48 7-9

FIRE PROTECTION. ............................................................................... 49 7-10 Fire Sprinkler Systems. ........................................................................ 49 7-10.1 Gaseous Fire Extinguishing Systems. ................................................. 49 7-10.2 AFFF Foam Systems. .......................................................................... 49 7-10.3 Fire Suppression Detail Sheets. .......................................................... 50 7-10.4 Fire Alarm/Mass Notification System Plans. ........................................ 51 7-10.5 Fire Alarm/Mass Notification System Detail Sheets. ............................ 51 7-10.6

DRAWINGS PREPARED FOR OTHER GOVERNMENT 7-11

ORGANIZATIONS

DELIVERABLE: SPECIFICATIONS ...................................................... 53 CHAPTER 8 GENERAL REQUIREMENTS. ................................................................ 53 8-1 GUIDE SPECIFICATIONS. ..................................................................... 53 8-2

Unified Facilities Guide Specifications (UFGS). ................................... 53 8-2.1 Regional Guide Specifications. ............................................................ 54 8-2.2 Other Guide Specifications. ................................................................. 54 8-2.3 UFGS Selection Order of Precedence. ................................................ 54 8-2.4 Design-Build Performance Technical Specifications. ........................... 55 8-2.5

PROJECT PREPARATION POLICIES AND GUIDANCE. ..................... 55 8-3

UFGS Version Date. ............................................................................ 55 8-3.1 Editing of Specifications for Project. .................................................... 55 8-3.2 Standard Plates, Sketches, and Details. .............................................. 55 8-3.3 Unrestricted Bidding. ........................................................................... 55 8-3.4 Contract Parties. .................................................................................. 56 8-3.5

COORDINATION OF SPECIFICATIONS AND DRAWINGS. ................. 56 8-4

DBB Contract Order of Precedence. .................................................... 56 8-4.1 DB Contract Order of Precedence. ...................................................... 56 8-4.2 Coordination. ....................................................................................... 56 8-4.3

USE OF UFGS AND SPECSINTACT...................................................... 56 8-5

SPECIFICATIONS PACKAGE ORGANIZING STRUCTURE. ................ 56 8-6

Coversheet. ......................................................................................... 56 8-6.1 vi

Contract Documents. ........................................................................... 57 8-6.2 Format. ................................................................................................ 57 8-6.3 General Requirements (Division 00 and 01) Specifications. ................ 57 8-6.4 Design-Build RFP. ............................................................................... 58 8-6.5 Project Reports. ................................................................................... 59 8-6.6 Combining Multiple Projects into One Bid Package. ............................ 60 8-6.7

DELIVERABLE: COST ESTIMATES ...................................................... 65 CHAPTER 9 GENERAL REQUIREMENTS. ................................................................ 65 9-1 ESTIMATE CLASS STANDARDS. ......................................................... 65 9-2 COST ESTIMATE CLASS REQUIREMENTS. ........................................ 65 9-3

DELIVERABLE: CONTRACTING REQUIREMENTS ........................... 67 CHAPTER 10

GENERAL REQUIREMENTS. ................................................................ 67 10-1 PROJECT INFORMATION FORM (PIF). ................................................ 67 10-2 SELECTION OF CLINS. .......................................................................... 67 10-3 OPTIONS AND ADDITIVES ON DRAWINGS. ........................................ 67 10-4 OPTION ITEMS. ...................................................................................... 68 10-5 ADDITIVE ITEMS. ................................................................................... 68 10-6 DEDUCTIVE ITEMS. ............................................................................... 68 10-7 PLANNED MODIFICATION ITEMS. ....................................................... 68 10-8 SYNOPSIS. ............................................................................................. 69 10-9

DELIVERABLE: DESIGN-BUILD REQUEST FOR PROPOSAL (RFP)CHAPTER 11

GENERAL REQUIREMENTS. ................................................................ 71 11-1

DESIGN-BUILD REQUEST FOR PROPOSAL INTRODUCTION. .......... 71 11-2

DESIGN-BUILD REQUEST FOR PROPOSAL WEBSITE, FORMAT, 11-3

AND DOCUMENTS

RFP Format. ........................................................................................ 73 11-3.1 Recommend Change to DB Documents. ............................................. 74 11-3.2

DESIGN-BUILD REQUEST FOR PROPOSAL DOCUMENT 11-4

PREPARATION

Combining Multiple RFPs into One Bid Package. ................................ 74 11-4.1 Project Information Form (PIF). ........................................................... 74 11-4.2

RFP ELECTRONIC DELIVERABLES. .................................................... 74 11-5 vii

DB DESIGN SUBMITTALS. .................................................................... 75 11-6

DESIGN AND CONSTRUCTION SUBMITTAL REQUIREMENTS. ........ 75 11-7

Locations of DB Submittal Requirements. ........................................... 76 11-7.1 Government Approval and Surveillance of DB Submittals. .................. 76 11-7.2

ELECTRONIC DESIGN DELIVERABLES (EDD) FORMAT ................. 79 CHAPTER 12

SUMMARY. ............................................................................................. 79 12-1

ELECTRONIC DESIGN DELIVERABLES (EDD). .................................. 79 12-2

EDD FORMAT REQUIREMENTS. .......................................................... 79 12-3

Specifications. ...................................................................................... 80 12-3.1 \1\\2\Electronic Operation and Maintenance Support Information 12-3.2

(eOMSI)/2/ Facility Data Workbook (FDW)

Drawings. ............................................................................................. 80 12-3.3 \1\Preliminary Design Documents. ....................................................... 86 12-3.4 Final Design Documents. ..................................................................... 87 12-3.5 Record Documents. ............................................................................. 90 12-3.6 NAVFAC Supported EDD Standard Components. .............................. 91 12-3.7

NAVFAC ELECTRONIC SIGNATURE REQUIREMENTS. ..................... 92 12-4

General Requirements. ........................................................................ 92 12-4.1 Specific Software Requirements. ......................................................... 93 12-4.2 Wet-Signed Documents. ...................................................................... 93 12-4.3 Building Information Management/Modeling (BIM) Requirements. ...... 94 12-4.4 BIM Definitions. .................................................................................... 94 12-4.5 Minimum Modeling and Data Requirements. ....................................... 95 12-4.6 Design Model. ...................................................................................... 95 12-4.7 Record Model. ..................................................................................... 96 12-4.8 Drawing and Model Progression. ......................................................... 97 12-4.9

BIM Submittal Requirements. .............................................................. 97 12-4.10 EDD MEDIA AND ORGANIZATION. ...................................................... 98 12-5

General. ............................................................................................... 98 12-5.1 Minimum Final Submittal Requirements. ............................................. 98 12-5.2 Minimum Record Drawing Submittal Requirements. ........................... 99 12-5.3

PHASE: PRELIMINARY DESIGN: MCON ......................................... 101 CHAPTER 13 GENERAL REQUIREMENTS. .............................................................. 101 13-1 viii

PRELIMINARY DESIGN. ...................................................................... 101 13-2

INSTALLATION/PWD DD FORM 1391 ASSESSMENT. ...................... 101 13-3

PRELIMINARY DESIGN CHARETTE. .................................................. 102 13-4

Format. .............................................................................................. 102 13-4.1 Participation. ...................................................................................... 102 13-4.2

IDENTIFICATION OF UNIQUE PROJECT REQUIREMENTS. ............. 102 13-5

DD FORM 1391. .................................................................................... 103 13-6 ROLES AND RESPONSIBILITIES. ...................................................... 103 13-7 PRELIMINARY PROJECT NARRATIVE .............................................. 104 13-8

Description of Proposed Construction. .............................................. 104 13-8.1 Project Objectives. ............................................................................. 104 13-8.2 Site Analysis. ..................................................................................... 104 13-8.3 Building Requirements. ...................................................................... 105 13-8.4 Host Nation Requirements. ................................................................ 105 13-8.5

DISCIPLINE-SPECIFIC BASIS OF DESIGN. ....................................... 105 13-9 Building Systems. .............................................................................. 105 13-9.1 Site. ................................................................................................... 105 13-9.2 Cybersecurity Impact Level. ............................................................... 105 13-9.3 Ratio of Renovation Cost to Replacement Cost. ................................ 106 13-9.4 Narratives. ......................................................................................... 106 13-9.5

PRELIMINARY DRAWINGS ................................................................. 106 13-10 COST ESTIMATE .................................................................................. 107 13-11 SITE ENGINEERING INVESTIGATION (SEI). ...................................... 108 13-12

Utility Investigation. ............................................................................ 108 13-12.1 Subsurface/Geotechnical Investigations. ........................................... 108 13-12.2 Topographic Survey. .......................................................................... 108 13-12.3 Existing Building Surveys................................................................... 109 13-12.4 Hazardous Materials Investigation. .................................................... 109 13-12.5 Building Code Assessment of Adjacent Structures. ........................... 110 13-12.6

CALCULATIONS: ................................................................................. 110 13-13 Plumbing. ........................................................................................... 110 13-13.1 Mechanical. ........................................................................................ 110 13-13.2 ix

Fire Protection. .................................................................................. 111 13-13.3

PHASE: \4\SCHEMATIC/4/ DESIGN SUBMITTALS (10-15%) ........... 113 CHAPTER 14

GENERAL REQUIREMENTS. .............................................................. 113 14-1

DESIGN-BUILD \4\SCHEMATIC/4/ DESIGN SUBMITTAL. ................. 113 14-2

BASIS OF DESIGN. .............................................................................. 113 14-3

Geotechnical. ..................................................................................... 113 14-3.1 Sustainability. ..................................................................................... 113 14-3.2 Cybersecurity. .................................................................................... 113 14-3.3

DRAWINGS. .......................................................................................... 113 14-4 Architectural. ...................................................................................... 114 14-4.1 Civil. ................................................................................................... 114 14-4.2 Landscape Architecture. .................................................................... 114 14-4.3 Electrical. ........................................................................................... 114 14-4.4 Fire Protection. .................................................................................. 115 14-4.5 Geotechnical. ..................................................................................... 115 14-4.6

\1\BIM PXP. ........................................................................................... 115 14-5 CALCULATIONS. ................................................................................. 115 14-6 SUSTAINABILITY. ................................................................................ 115 14-7

Third Party Certification (TPC). .......................................................... 115 14-7.1

CHARETTES AND FUNCTIONAL ANALYSIS CONCEPT 14-8

DEVELOPMENT (FACD) STUDIES

Description. ........................................................................................ 116 14-8.1

PHASE: DESIGN DEVELOPMENT SUBMITTALS (35% - 50%) ........ 117 CHAPTER 15

GENERAL REQUIREMENTS. .............................................................. 117 15-1 BASIS OF DESIGN. .............................................................................. 117 15-2

\1\\3\Sustainability. ............................................................................. 117 15-2.1 DRAWINGS. .......................................................................................... 117 15-3

Architectural. ...................................................................................... 117 15-3.1 Interior Design. .................................................................................. 117 15-3.2 Landscape Architecture. .................................................................... 118 15-3.3 Geotechnical. ..................................................................................... 118 15-3.4 Civil. ................................................................................................... 118 15-3.5 Structural. .......................................................................................... 119 15-3.6 x

Mechanical. ........................................................................................ 119 15-3.7 Electrical. ........................................................................................... 119 15-3.8 Fire Protection. .................................................................................. 120 15-3.9

\2\BIM DESIGN MODEL. ....................................................................... 120 15-4 OUTLINE SPECIFICATIONS. ............................................................... 120 15-5

\1\eOMSI Facility Data Workbook (FDW). ......................................... 121 15-5.1 CALCULATIONS. ................................................................................. 121 15-6

Structural and Geotechnical. .............................................................. 121 15-6.1 Civil. ................................................................................................... 121 15-6.2 Architectural. ...................................................................................... 121 15-6.3 Mechanical. ........................................................................................ 121 15-6.4 Electrical. ........................................................................................... 122 15-6.5 Fire Protection. .................................................................................. 122 15-6.6 Environmental Report. ....................................................................... 122 15-6.7

PHASE: PRE-FINAL DESIGN SUBMITTALS (100%) ........................ 123 CHAPTER 16 GENERAL. ............................................................................................ 123 16-1 BASIS OF DESIGN. .............................................................................. 123 16-2

Geotechnical. ..................................................................................... 123 16-2.1 Sustainability. ..................................................................................... 123 16-2.2

DRAWINGS. .......................................................................................... 123 16-3 Civil. ................................................................................................... 123 16-3.1 Landscape Architecture. .................................................................... 124 16-3.2 Electrical. ........................................................................................... 124 16-3.3

/3/\2\BIM DESIGN MODEL. ................................................................... 125 16-4 SPECIFICATIONS. ................................................................................ 125 16-5

Sustainability. ..................................................................................... 125 16-5.1 Environmental\3\/3/. ........................................................................... 125 16-5.2 \1\eOMSI Facility Data Workbook. ..................................................... 125 16-5.3

CONTRACT SOLICITATION. ............................................................... 125 16-6 INTERIOR DESIGN. .............................................................................. 125 16-7

Structural Interior Design (SID). ......................................................... 126 16-7.1 FF&E.................................................................................................. 126 16-7.2 xi

CALCULATIONS. ................................................................................. 126 16-8 Mechanical. ........................................................................................ 126 16-8.1 Electrical. ........................................................................................... 127 16-8.2

\1\STATEMENT OF SPECIAL INSPECTIONS. .................................... 127 16-9 DRAFT DD FORM 1354. ....................................................................... 127 16-10 FACILITY RECOGNITION PLAQUE..................................................... 127 16-11 DB RFP DEVELOPMENT. .................................................................... 128 16-12 OVERSEAS TRANSLATIONS. ............................................................. 128 16-13

PHASE: FINAL DESIGN SUBMITTALS ............................................. 129 CHAPTER 17 GENERAL REQUIREMENTS. .............................................................. 129 17-1 BASIS OF DESIGN. .............................................................................. 129 17-2

Geotechnical ...................................................................................... 129 17-2.1 SUSTAINABILITY. ................................................................................ 129 17-3

TPC Design Review. .......................................................................... 129 17-3.1 DRAWINGS. .......................................................................................... 129 17-4

Plotstamp Record. ............................................................................. 130 17-4.1 Design–Build Shop Drawings. ........................................................... 130 17-4.2

\2\BIM DESIGN MODEL. ....................................................................... 130 17-5 QUALITY CONTROL REVIEW. ............................................................ 130 17-6

Design-Build Quality Control. ............................................................. 131 17-6.1 SPECIFICATIONS. ................................................................................ 131 17-7

\1\eOMSI Facility Data Workbook. ..................................................... 131 17-7.1 Sustainability. ..................................................................................... 131 17-7.2 Environmental\3\/3/. ........................................................................... 131 17-7.3 Design-Build Design Submittal Specifications. .................................. 131 17-7.4 Report Source File. ............................................................................ 132 17-7.5

CONTRACTING DOCUMENTS. ........................................................... 132 17-8 INTERIOR DESIGN. .............................................................................. 132 17-9

Structural Interior Design (SID). ......................................................... 132 17-9.1 FF&E.................................................................................................. 132 17-9.2

CALCULATIONS. ................................................................................. 132 17-10 DRAFT FORM DD 1354. ....................................................................... 133 17-11 xii

STATEMENT OF SPECIAL INSPECTIONS. ........................................ 133 17-12 RFP........................................................................................................ 133 17-13

Report Source File. ............................................................................ 133 17-13.1

FIRE PROTECTION DESIGN COMPLIANCE DOCUMENT. ................ 133 17-14

ADDITIONAL OVERSEAS SUBMITTALS REQUIREMENTS. ............. 133 17-15

Code Compliance Certification. ......................................................... 133 17-15.1 Host Nation Life Safety/Building Code Compliance Documentation. . 134 17-15.2 Geotechnical Report Translation. ...................................................... 134 17-15.3

PHASE: POST-DESIGN OR POST-RFP DEVELOPMENT SUBMITTAL CHAPTER 18

REQUIREMENTS

GENERAL REQUIREMENTS. .............................................................. 135 18-1

PRE-PROPOSAL/PRE-BID INQUIRIES AND REQUESTS FOR 18-2

INFORMATION

CHANGE NUMBERS. ........................................................................... 135 18-3 COST ESTIMATE CHANGES. .............................................................. 135 18-4 CHANGE FORMAT. .............................................................................. 135 18-5

Language Format. ............................................................................. 136 18-5.1 Continuation Sheet. ........................................................................... 136 18-5.2 Proposed Change Sheet.................................................................... 136 18-5.3 Drawing Changes and Sketches. ....................................................... 138 18-5.4

PHASE: POST-CONSTRUCTION DOCUMENTS ............................... 143 CHAPTER 19 PROJECT CLOSE-OUT. ....................................................................... 143 19-1

Interim Form DD 1354. ...................................................................... 143 19-1.1 Record Drawings. .............................................................................. 143 19-1.2 \1\BIM Final Record Model. ............................................................... 143 19-1.3 Sustainability. ..................................................................................... 143 19-1.4

APPENDIX A REFERENCES

APPENDIX B GLOSSARY OF ABBREVIATIONS

APPENDIX C SAMPLE DELIVERABLES

C-1 SAMPLE BID SCHEDULE FOR DESIGN-BID-BUILD PROJECT ... 155

C-2 SAMPLE SYNOPSIS

APPENDIX D DESIGN ESTIMATE CLASSIFICATION

D-1 INDUSTRY DESIGN ESTIMATE CLASSIFICATION

xiii

D-2 PDA DESIGN-ESTIMATE

TABLES

TABLE 8-1 COMMONLY USED DBB UFGS DIVISION 00 AND 01 SECTIONS

TABLE 8-2 COMMONLY USED DB RFP PART TWO UFGS DIVISION 01 SECTIONS

TABLE 9-1 ESTIMATE CLASSIFICATION BY PROJECT PHASE

TABLE 11-1 DESIGN AND CONSTRUCTION SUBMITTAL SUMMARY

TABLE 18-1 SPECIFICATION OR RFP CHANGES FORMAT

TABLE 18-2 DRAWING CHANGES FORMAT

TABLE D-1 DESIGN ESTIMATE CLASS COMPARISON FROM AACEI RP 56R-08.

TABLE D-2 MINIMUM PROJECT DATA AND DELIVERABLES

FIGURES

FIGURE 8-1 SAMPLE TABLE OF CONTENTS FOR COMBINED DBB PROJECTS . 62

FIGURE 8-2 SAMPLE COMBINED DB AND DBB PROJECT

FIGURE 12-1 DRAWING PROGRESSION CHART DBB

FIGURE 12-2 DRAWING PROGRESSION CHART DB

\1\FIGURE 12-3/1/ NAVFAC SIGNATURES

FIGURE 12-4 DRAWING AND MODEL PROGRESSION DB\2\/2/

FIGURE 17-1 QUALITY REVIEW BLOCK

FIGURE 18-1 SAMPLE AMENDMENT

FIGURE 18-2 SAMPLE CONTRACT MODIFICATION

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INTRODUCTION CHAPTER 1

PURPOSE AND SCOPE. 1-1

This FC provides policy and standards for the design, development, and revision of project documents, including drawings, specifications, and Requests for Proposal, for facilities under the cognizance of NAVFAC. This FC has been developed to ensure consistency and clarity of project documents that form the basis of contracts for the design and construction of facilities.

Organization of Document. 1-1.1

This document is organized into design policy, roles and responsibilities, design deliverables, and design phases. The design deliverables chapters contain general requirements that apply throughout the design process. For the disciplines, additional information is provided only if it is not already in another UFC; thus a discipline paragraph may not be provided if the Core UFC already provides the requirements for that deliverable, or the level of completion of that deliverable. Core UFCs are defined and listed in UFC 1-200-01.

Detailed level of completion for each type of submittal, and for each discipline, only beyond what is specified in other UFCs, are included in each design phase.

APPLICABILITY. 1-2

This FC applies to projects where NAVFAC is the construction agent, as defined in DoDD 4270.5, for preparation of construction contract drawings, specifications, and Request for Proposals for shore facilities, and is applicable to both Design-Bid-Build (DBB) and Design-Build (DB) projects.

GENERAL BUILDING REQUIREMENTS. 1-3

Comply with UFC 1-200-01 and UFC 1-200-02. \3\Use UFC 1-200-02 /3/ in conjunction with UFC 1-200-01 and the UFC and government criteria referenced therein. UFC 1- 200-01 provides applicability of model building codes and government-unique criteria for typical design disciplines and building systems, as well as for accessibility, antiterrorism, \3\ physical security, cybersecurity, high performance and sustainability requirements/3/, and safety. UFC 1-200-02 provides minimum unified requirements and coordinating guidance for planning, designing, constructing, renovating, and maintaining high performance and sustainable facilities that will enhance DOD mission capability by reducing total ownership costs. Use this FC in addition to UFC 1-200-01, UFC 1-200- 02, and the UFC and government criteria referenced therein.\3\

CYBERSECURITY 1-4

Plan, design, acquire, execute and maintain all facility-related control systems (including systems separate from a utility monitoring and control system) in accordance with UFC 4-010-06 and as required by individual Service Implementation Policy.

Cybersecurity is implemented to mitigate vulnerabilities to all DoD real property facility-related control systems to a level that is acceptable to the System Owner and Authorizing Official. UFC 4-010-06 provides requirements for integrating cybersecurity into the design and construction of control systems. /3/

EXCEPTIONS. 1-5

Austere Requirements may be invoked on a per-project basis, and only by formal letter from Commander, Naval Installations Command (CNIC). Austere requirement options are included in UFC 4-610-01 FC 4-721-10N, FC 4-722-01N, and FC 4-740-02N.

REFERENCES. 1-6

Appendix A contains a list of references used in this document. The publication date of the code or standard is not included in this document. In general, the latest available issuance of the reference is used.

GLOSSARY. 1-7

Appendix B contains abbreviations.

POLICY CHAPTER 2

CRITERIA. 2-1

Design Naval shore facilities in accordance with all Navy and Department of Defense (DoD) Criteria. DoD Design Criteria are available from the Whole Building Design Guide web site (http://dod.wbdg.org/) and from the Construction Criteria Base (CCB) web site (http://www.wbdg.org/ccb.) Design criteria include general criteria, as well as specific criteria on particular elements of the work \3\(such as/3/ Geotechnical Engineering) and facility types \3\(such as/3/ Bachelor Quarters). Design requirements are typically in the form of Unified Facilities Criteria (UFC). The contract will reference the specific requirements applicable to a particular project. Deviations from criteria must be approved by the NAVFAC Chief Engineer and in accordance with MIL-STD- 3007.

METRIC POLICY. 2-2

Comply with MIL-STD-3007 for the use of SI in projects and criteria documents.

NAVFAC policy is to use the metric system of measurement (International System of Units, SI) in planning and design criteria, Unified Facilities Guide Specifications (UFGS), and construction contract documents for all MCON/MILCON, BRACON, and family housing, regardless of acquisition method. See exception under the paragraph in this chapter entitled, “General Policy”.

SI Definitions. 2-2.1

\3\Hard Metric measurement: The actual size, capacity, or other measurement characteristic of a product is changed to a rational metric value. This measurement is used in the manufacturing process.

Soft Metric measurement: A simple arithmetical change from inch/pound to SI units, using a conversion factor, so that actual measureable characteristics remain virtually unchanged, or at least within the former tolerance limits.

Example: 4 foot by 8 foot panel is hard converted to 1200 mm by 2400 mm, or soft converted to 1219.2 by 2438.4 mm.1/3/

General Policy. 2-2.2

In accordance with Public Law 94-168, design and construction of new or renovated facilities must use the metric system of measurement, unless its use is impractical or is likely to cause significant inefficiencies or loss of markets to United States firms.

Specify hard metric products unless such products are unavailable or uneconomical.

Do not use dual units on drawings on any type of project. The design agent project

1 Definitions and example extracted from: Frishman, Bernard L./Loshak, Lionel/Strelka, Charles S. Metric Architectural Drawing. Canada: John Wiley and Sons, Inc., 1981, p. 11.

http://www.wbdg.org/ccb manager is responsible for making the determination on whether or not to use the metric system of measurement on a project-by-project basis. Decisions to not use the metric system must be justifiable and documented in permanent project files. Comply with Facilities Engineering Command (FEC) process for determination of exception for the metric system.

OWNERSHIP OF PROJECT DOCUMENTS AND DATA. 2-3

The…