Attachment_-_Request_for_Substitution_-_Exemption.pdf

PDF 102 KB Posted

Attached to
Alco-Sensor Equipment, Parts and Supplies
Solicitation number
IFB-26-0123
Issued by
Maricopa County, Phoenix City, Arizona

About this file

This is a Request for Substitution/Exemption form issued by the City of Phoenix Public Transit Department for use in managing Disadvantaged Business Enterprise (DBE) subcontractor changes on public transit contracts. The form is designed to be submitted to the City's Compliance Section (ptdcompliance@phoenix.gov) prior to any modifications to the proposed DBE utilization statement or contractor's monthly DBE utilization documentation. The document establishes a formal process requiring prior approval before any DBE subcontractor can be substituted or terminated, their scope of work reduced, or their proposed contract amount changed.

The form requires the prime contractor's duly authorized representative to request exemptions through one or more specified categories: releasing a proposed DBE subcontractor, substituting a DBE subcontractor, changing the scope of work for a DBE subcontractor, or reducing the amount originally proposed for a DBE subcontractor. Requesters must provide a detailed summary of the exemption request and document good faith efforts undertaken to identify additional DBE participation, with supporting documentation attached as necessary. The City's Contract Compliance Section reviews each request and, upon approval, updates the revised DBE goal and DBE utilization percentage. The form includes designated fields for the compliance specialist to record approval status, revised goals, and contract-related documentation including the initial and annual SBPP plans and final payment certification.

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Text version

City of Phoenix

PUBLIC TRANSIT DEPARTMENT

REQUEST FOR SUBSTITUTION/EXEMPTION

This form must be submitted to the City of Phoenix, Public Transit Department Compliance Section (ptdcompliance@phoenix.gov), for approval prior to making any changes to the proposed statement of DBE utilization or Contractor’s monthly statement of DBE utilization form. No DBE shall be substituted or terminated, nor shall their scope of work be reduced or proposed amount changed without the approval of the Compliance Section.

Prime Contractor: Contract Number:

Project Number and Description:

Affected DBE Subcontractor(s):

Scope of Work to be Performed by Affected DBE Subcontractors(s):

1. I am the duly authorized representative of the above listed Prime Contractor and am authorized to request this exemption on behalf of the Prime Contractor.

2. I hereby request that an exemption be granted to the above-mentioned Prime Contractor to (check those that apply):

Release proposed DBE subcontractor Substitute DBE subcontractor

Change scope of work to be performed by DBE subcontractor

Reduce amount originally proposed for DBE subcontractor

3. I have summarized the Prime Contractor's request for an exemption and the good faith efforts required in finding additional DBE participation on the above-mentioned contract as follows: (Attach additional pages and supporting documentation as necessary.)

Date:

Phone:

Yes No %

Date:

Authorized Signature:

Signature of Authorized Agent for Contractor

Name and Title:

FOR CONTRACT COMPLIANCE USE ONLY

Request Approved: Revised DBE Goal:

Revised DBE Utilization:

Contract Compliance Specialist:

Exhibit - Initial SBPP Plan
Exhibit - DBE Annual SBPP Plan
Exhibit - DBE Request for Substitution or Exemption
Exhibit - DBE Certification of Final Payment
Phone:
Prime Contractor:
Contract Number:
Project Number and Description:
Affected DBE Subcontractors:
Scope of Work to be Performed by Affected DBE Subcontractorss:
to check those that apply:
Substitute DBE subcontractor:
undefined:
proposed for DBE:
follows Attach additional pages and supporting documentation as necessary:
Name and Title:
FOR CONTRACT COMPLIANCE USE ONLY:
No:
Date_2:
Text39:
Text40:
Text41:

File details come from the government source that posted it. Updated .