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Certification of Sublet Work Form - Florida Department of Transportation

This is a Certification of Sublet Work form (Form S 700-010-36) issued by the Florida Department of Transportation for use by prime contractors on state-funded construction projects. The form serves as the official mechanism for prime contractors to report subcontracting arrangements, including the identification of subcontractors, work descriptions, contract amounts, and tier classifications. Prime contractors are required to submit one completed copy of this form to the District Office and must provide a copy to each subcontractor along with the FHWA-1273 form for federally-aided projects. The form accommodates up to seven subcontractor entries and requires detailed information including subcontractor names, Federal Employer Identification Numbers (FEID), tier levels, work descriptions, and Disadvantaged Business Enterprise (DBE) status designations.

The certification must be notarized by a principal of the firm or an authorized representative, though digital signatures eliminate the notarization requirement. Prime contractors remain fully responsible for all contract performance and are liable under the contract bond regardless of subcontracting arrangements. The form explicitly requires that contractors maintain compliance with all federal and state contract provisions, including those outlined in FHWA-1273 and 23 CFR-633B regarding Equal Opportunity Responsibilities. Contractors must certify that no debarred or suspended firms by FHWA or the Department are being used as subcontractors. The form includes a Schedule "A" spreadsheet requirement to detail which pay items are being sublet, corresponding amounts, and costs, with calculations based on actual contract unit prices unless a partial sublet applies.

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Text version

County:

General Info Prime Contractor

F.E.I.D. #

Contractor

By:

(Seal)

TO: THE STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION

Total Contract Amount Total Work

Address

FEID # Subcontract to Whom Work Description Total Amt Sublet

State of Florida County of

Sworn to (or affirmed) and subscribed before me, by means of physical presence or online notarization, this day of (year), by (Print name of person signing Certification)

Notary Public

Commission Expires

OR Produced Identification Type of Identification Produced Personally KnownS

700-010-36

CONSTRUCTION

01/23

A false statement or omission made in connection with this certification is sufficient cause for suspension, revocation, or denial of qualification to bid, and a determination of non-responsibility, and may subject the person and/or entity making the false statement to any and all civil and criminal penalties available pursuant to applicable Federal and State Law.

All pertinent provisions and requirements of the prime contract including but not limited to Required Contract Provisions Federal-Aid Construction Contracts (FHWA-1273) and Special Provisions - Specific Equal Opportunity Responsibilities (Per 23 CFR-633B of Federal-Aid Policy Guide) will be part of the subcontract or agreement.

It is agreed that an Executed or a certified copy of the subcontract will be submitted upon request, to the Florida Department of Transportation. All sublets will be in continued compliance with all Contract provisions and that the Contractor will continue to perform the minimum percentage of Contract work with its own organization, as required by said Contract. It is recognized and agreed that, as prime contractor, the undersigned remains responsible for the proper performance of all requirements of said contract does not relieve or release the undersigned and his surety or either of them of any liability under the contract bond. The Contractor shall send a copy of this form to the subcontractor/ subordinate (with a copy of FHWA-1273 on Federal-Aid Projects) and the Surety Company. The Prime certify that firms or individuals, debarred or suspended by the FHWA or the Department, are not being used as subcontractors.

Subcontractor Name

Date:

Request No.:

FAP No.:

Fin. Proj. ID:

Cont. No.:

Ch an ge

Ti er

Pa rt ia l

D

BE

N

O N

D

BE

0.00

, not required when digital

TOTAL

STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION

CERTIFICATION OF SUBLET WORK

Instructions for Form:

The contractor must provide enough information through a Schedule "A" spreadsheet to determine which pay-item(s) are being sublet, the amounts, and cost. For sublet calculations, the amount will be calculated based on the actual contract unit price(s) unless there is a partial sublet. For partial sublets, use the unit prices from the actual sub-contract.

1) Enter the Date of the certification of sublet work was prepared.

2) Enter the sequential number of the request starting with number 1.

3) Enter the Federal Aid Project number for the Prime Contractor if any.

4) Enter the Financial Project Identification number of the Contract.

5) Enter the Contract number of the Contract with the Department.

6) Enter the County name where the work is being performed.

7) Enter the Name of the Prime Contractor.

8) Enter the FEID number of the Prime Contractor.

9) Enter the Original Contract dollar amount (round to nearest whole dollar).

10) Enter a "Y" in the space marked Change if any information on the line has changed since the previous certification of sublet work was prepared. Otherwise, leave blank.

11) Enter the Subcontractor names. Enter all the subcontractor(s) regardless of their tier.

12) Enter the tier number for the subcontractor. If the subcontractor works directly for the Prime

Contractor, enter a "1". If he works one level below, enter a "2" and so on.

13) Enter the FEID number of the Subcontractor(s).

14) Enter the name of the pertinent Contractor or Subcontractor that hired subcontractor.

15) Enter a short description of the work to be performed.

16) Enter a "P" if any pay-item for the sublet is a partial sublet (i.e., only part of the work for a pay item(s) is sublet).

17) Enter the DBE status for the subcontractor: "D" for DBE, "N" for non-DBE.

18) The Department may require subcontractor to be prequalified with the Department as described in the Special Provisions and the Bid Solicitation Notice whenever construction projects contain certain classes of work that require specific expertise.

19) One (1) copy of this form shall be submitted to the District Office by the contractor.

20) To be signed by principal of the firm or someone with the delegated authority and notarized.

a) Note: Notary not required when form is digitally signed.

700-010-36

CONSTRUCTION

08/19

Date:
Request No:
By:
Address:
Total Work:
Subcontractor NameRow1:
TierRow1:
FEID Row1:
Subcontract to WhomRow1:
Work DescriptionRow1:
Subcontractor NameRow2:
TierRow2:
FEID Row2:
Subcontract to WhomRow2:
Work DescriptionRow2:
Subcontractor NameRow3:
TierRow3:
FEID Row3:
Subcontract to WhomRow3:
Work DescriptionRow3:
Subcontractor NameRow4:
TierRow4:
FEID Row4:
Subcontract to WhomRow4:
Work DescriptionRow4:
TierRow5:
Subcontract to WhomRow5:
Work DescriptionRow5:
Subcontractor NameRow6:
TierRow6:
FEID Row6:
Subcontract to WhomRow6:
Work DescriptionRow6:
Subcontractor NameRow7:
TierRow7:
FEID Row7:
Subcontract to WhomRow7:
Work DescriptionRow7:
Total Amt Sublet:
Total Amt Sublet_2:
Total Amt Sublet_3:
Total Amt Sublet_4:
Total Amt Sublet_5:
Total Amt Sublet_6:
Total Amt Sublet_7:
County of:
Commission Expires:
Personally Known:
VENDOR_NAME:
VENDOR_ID:
FAP_NO:
FINANCIAL_PROJECT_ID:
CONTRACT_NO:
Address_2:
txtPartial2:
txtPartial3:
txtPartial4:
txtPartial5:
txtPartial6:
txtPartial1:
txtPartial7:
day:
month:
year:
Contractor Name Printed:
COUNTY:
Change_2:
Change_3:
Change_4:
Change_5:
Change_6:
Change_1:
Change_7:
Produced Identification:
Type of ID:
DBE_2:
DBE_1:
DBE_3:
DBE_4:
DBE_5:
DBE_6:
DBE_7:
SubletGrandTotal: 0
Subcontractor NameRow5:
FEID Row5:
CheckBox2: Off
CheckBox3: Off

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