About this file

This document is a comprehensive technical specification for an Air Handling Unit (AHU) Replacement Project at the FAA's Seattle Air Route Traffic Control Center (ARTCC) in Auburn, Washington. The solicitation (Number 697DCK-25-R-00140) is set aside for small businesses under NAICS code 238220, with an estimated project value between $750,000 and $1,000,000. The project involves replacing multiple indoor, semi-custom air handling units across different floors, including associated infrastructure upgrades such as hydronic piping, metal ducts, direct digital control points, circuit breakers, and feeders, as well as installing new variable-frequency motor controllers.

Key procurement dates include a site visit RSVP deadline of 3/31/2025, a site visit on 4/2/2025 at 9:00 AM Pacific time, a questions submission deadline of 4/14/2025, and an offer submission deadline of 4/23/2025. The technical specifications provide detailed requirements for equipment installation, including specific standards for materials, wiring, insulation, and performance characteristics. The project covers four distinct phases of AHU replacement, with each phase focusing on a different floor of the Operations Support Wing, and includes comprehensive documentation, testing, and quality control requirements.

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Final AJW-2W12B OCTOBER 2024

FAA

Air Traffic Organization

Technical Specifications Replace AHU in Operations Support Wing, Seattle ARTCC, Auburn, WA

Replace AHU in Operations Support Wing October 2024 Seattle ARTCC, Auburn, WA

TABLE OF CONTENTS

SECTION SECTION TITLE

DIVISION 01 GENERAL REQUIREMENTS

01 10 00 SUMMARY

01 31 00 PROJECT MANAGEMENT AND COORDINATION

01 33 00 SUBMITTAL PROCEDURES

01 35 13 SPECIAL PROJECT PROCEDURES

01 35 16 ALTERATION PROJECT PROCEDURES

01 40 00 QUALITY REQUIREMENTS

01 50 00 TEMPORARY FACILITIES AND CONTROLS

01 73 00 EXECUTION

01 77 00 CLOSEOUT PROCEDURES

01 78 23 OPERATION AND MAINTENANCE DATA

DIVISION 02 – 22 NOT USED

DIVISION 23 HEATING, VENTILATING, AND AIR CONDITIONING (HVAC)

23 05 13 COMMON MOTOR REQUIREMENTS FOR HVAC EQUIPMENT

23 05 19 METERS AND GAUGES FOR HVAC PIPING

23 05 23.12 BALL VALVES FOR HVAC PIPING

23 05 23.14 CHECK VALVES FOR HVAC PIPING

20 05 23 .15 GATE VALVES FOR HVAC PIPING

23 05 29 HANGERS AND SUPPORTS FOR HVAC PIPING AND EQUIPMENT

23 05 48 VIBRATION AND SEISMIC CONTROLS FOR HVAC

23 05 53 IDENTIFICATION FOR HVAC PIPING AND EQUIPMENT

23 05 93 TESTING, ADJUSTING, AND BALANCING FOR HVAC

23 07 13 DUCT INSULATION

23 07 19 HVAC PIPING INSULATION

23 21 13 HYDRONIC PIPING

23 21 16 HYDRONIC PIPING SPECIALTIES

23 31 13 METAL DUCTS

23 33 00 AIR DUCT ACCESSORIES

23 41 00 PARTICULATE AIR FILTRATION

23 73 13.16 INDOOR, SEMI-CUSTOM AIR HANDLING UNITS

23 82 19 FAN COIL UNITS

DIVISION 24 – 25 NOT USED

DIVISION 26 ELECTRICAL

26 00 10 SUPPLEMENTAL REQUIREMENTS FOR ELECTRICAL

26 05 19 LOW-VOLTAGE ELECTRICAL POWER CONDUCTORS AND CABLES

26 05 23 CONTROL-VOLTAGE ELECTRICAL POWER CABLES

26 05 26 GROUNDING AND BONDING FOR ELECTRICAL SYSTEMS

26 05 29 HANGERS AND SUPPORTS FOR ELECTRICAL SYSTEMS

26 05 33 RACEWAYS AND BOXES FOR ELECTRICAL SYSTEMS

26 05 44 SLEEVES AND SLEEVE SEALS FOR ELECTRICAL RACEWAYS AND CABLING

26 05 53 IDENTIFICATION FOR ELECTRICAL SYSTEMS

26 28 16 ENCLOSED SWITCHES AND CIRCUIT BREAKERS

26 29 23 VARIABLE-FREQUENCY MOTOR CONTROLLERS

END OF DOCUMENT

SUMMARY 011000 - 1

SECTION 011000 - SUMMARY

PART 1 - GENERAL

1.1 SUMMARY

A. Section Includes:

1. Project information.

2. Work covered by Contract Documents.

3. Phased construction.

4. Work under separate contracts.

5. Contractor's use of site and premises.

6. Coordination with occupants.

7. Work restrictions.

8. Specification and Drawing conventions.

B. Definitions:

1. AHU: Air Handling Unit.

2. ARTCC: Air Route Traffic Control Center.

C. Related Requirements:

1. Section 013513 "Special Project Procedures" for work at ARTCC facilities.

2. Section 013516 "Alteration Project Procedures" for work in existing facilities.

3. Section 015000 "Temporary Facilities and Controls" for limitations and procedures governing temporary use of Owner's facilities.

1.2 PROJECT INFORMATION

A. Project Identification: Replace AHU in Operations Support Wing.

1. Facility: Seattle ARTCC

2. Location: 3101 Auburn Way S, Auburn, WA 98092.

B. Owner: U.S. Department of Transportation, Federal Aviation Administration (FAA).

1. Owner's Representative: Contracting Officer.

1.3 WORK COVERED BY CONTRACT DOCUMENTS

A. The Work of Project is defined by the Contract Documents and consists of the following:

1. Replace indoor, semi-custom air handling units; hydronic piping; metal ducts; direct digital control points; circuit breakers, and feeders.

2. Add new variable-frequency motor controllers.

SUMMARY 011000 - 2

3. Other Work indicated in the Contract Documents.

1.4 PHASED CONSTRUCTION

A. The Work shall be conducted in 4 phases, with each phase substantially complete as indicated before proceeding to the next phase.

1. Phase 1: Replace basement AHU.

a. Commencement of Construction:

1) Notice to Proceed: Work of this phase shall commence within 10 days after the Notice to Proceed.

b. Substantial Completion:

1) Within 20 days after commencement of construction of this phase.

2. Phase 2: Replace 3rd floor AHU.

a. Commencement of Construction:

1) Within 5 days of substantial completion of the previous phase.

b. Substantial Completion:

1) Within 25 days after commencement of construction of this phase.

3. Phase 3: Replace 2nd floor AHU.

a. Commencement of Construction:

1) Within 5 days of substantial completion of the previous phase.

b. Substantial Completion:

1) Within 25 days after commencement of construction of this phase.

4. Phase 4: Replace 1st floor AHU.

a. Commencement of Construction:

1) Within 5 days of substantial completion of the previous phase.

b. Substantial Completion:

1) Within 25 days after commencement of construction of this phase.

B. Before commencing Work of each phase, submit an updated copy of Contractor's construction schedule showing the sequence, commencement, and substantial completion dates for all phases of the Work.

SUMMARY 011000 - 3

1. “Substantial completion” includes HVAC testing, adjusting, and balancing.

1.5 WORK UNDER SEPERATE CONTRACTS

A. General: Cooperate fully with separate contractors so work on those contracts may be carried out smoothly, without interfering with or delaying Work under this Contract or other contracts.

Coordinate the Work of this Contract with work performed under separate contracts.

B. Maintenance: Owner has awarded separate contract(s) for the following maintenance operations at Project site. Engage these entities as subcontractors to perform alterations or repairs to existing systems.

1. Building Automation System: To Schneider Electric – Federal Programs for installation, modification, and programming of direct digital controls.

a. Herbert Walker.

b. Operations Manager.

c. Herbert.Walker@secritical.com

d. 443-832-8275.

1.6 CONTRACTOR'S USE OF SITE AND PREMISES

A. Restricted Use of Site: Contractor shall have limited use of Project site for construction operations as indicated on Drawings by the Contract limits and as indicated by requirements of this Section.

B. Limits on Use of Site: Limit use of Project site to Work in areas indicated. Do not disturb portions of Project site beyond areas in which the Work is indicated.

1. Limits on Use of Site: Confine construction operations to Operations Support Wing floors, stairwells, and elevator; adjacent parking areas for hoisting and rigging operations;

and designated laydown area(s).

2. Driveways, Walkways, and Entrances: Keep driveways, loading areas, and entrances serving premises clear and available to Owner, Owner's employees, and emergency vehicles always. Do not use these areas for parking or for storage of materials.

C. Condition of Existing Building: Maintain portions of existing building affected by construction operations in a weathertight condition throughout construction period. Repair damage caused by construction operations.

D. Condition of Existing Grounds: Maintain portions of existing grounds, landscaping, and hardscaping affected by construction operations throughout construction period. Repair damage caused by construction operations.

1.7 COORDINATION WITH OCCUPANTS

A. Partial Owner Occupancy: Owner will occupy the premises during entire construction period, except for areas under construction. Cooperate with Owner during construction operations to

SUMMARY 011000 - 4

minimize conflicts and facilitate Owner usage. Perform the Work so as not to interfere with Owner's operations. Maintain existing exits unless otherwise indicated.

B. Owner Limited Occupancy of Completed Areas of Construction: Owner reserves the right to occupy and to place and install equipment in completed portions of the Work, prior to Substantial Completion of the Work, provided such occupancy does not interfere with completion of the Work. Such placement of equipment and limited occupancy shall not constitute acceptance of the total Work.

1.8 WORK RESTRICTIONS

A. On-Site Work Hours: Limit work in the existing building to normal business working hours of 6:00 a.m. to 4:30 p.m., Monday through Thursday, unless otherwise indicated.

B. Noise, Vibration, Dust, and Odors: Coordinate operations that may result in high levels of noise and vibration, dust, odors, or other disruption to Owner occupancy with Owner.

1. Notify Owner not less than 15 days in advance of proposed disruptive operations.

2. Obtain Owner's written permission before proceeding with disruptive operations.

C. Smoking and Controlled Substance Restrictions: Use of alcoholic beverages and other controlled substances on Project site is not permitted.

D. Employee Identification: Owner will provide identification tags for Contractor personnel working on Project site. Require personnel to always use identification tags.

E. Employee Screening: Comply with Owner's requirements for background screening of Contractor personnel working on Project site.

1. Maintain list of approved screened personnel with Owner's representative.

1.9 SPECIFICATION AND DRAWING CONVENTIONS

A. Specification Content: The Specifications use certain conventions for the style of language and the intended meaning of certain terms, words, and phrases. These conventions are as follows:

1. Imperative mood and streamlined language are generally used in the Specifications. The words "shall," "shall be," or "shall comply with," depending on the context, are implied where a colon (:) is used within a sentence or phrase.

2. Text Color: Text used in the Specifications, including units of measure, manufacturer and product names, and other text may appear in multiple colors or underlined as part of a hyperlink; no emphasis is implied by text with these characteristics.

3. Hypertext: Text used in the Specifications may contain hyperlinks. Hyperlinks may allow for access to linked information that is not residing in the Specifications. Unless otherwise indicated, linked information is not part of the Contract Documents.

4. Specification requirements are to be performed by Contractor unless specifically stated otherwise.

5. All “days” are calendar days unless otherwise indicated.

SUMMARY 011000 - 5

B. Division 01 General Requirements: Requirements of Sections in Division 01 apply to the Work of all Sections in the Specifications.

PART 2 - PRODUCTS (Not Used)

PART 3 - EXECUTION (Not Used)

END OF SECTION 011000

PROJECT MANAGEMENT AND COORDINATION 013100 - 1

SECTION 013100 - PROJECT MANAGEMENT AND COORDINATION

PART 1 - GENERAL

1.1 SUMMARY

A. Section includes administrative provisions for coordinating construction operations on Project including, but not limited to, the following:

1. General coordination procedures.

2. Coordination drawings.

3. RFIs.

4. Digital project management procedures.

5. Project meetings.

1.2 GENERAL COORDINATION PROCEDURES

A. Coordination: Coordinate construction operations included in different Sections of the Specifications to ensure efficient and orderly installation of each part of the Work. Coordinate construction operations included in different Sections that depend on each other for proper installation, connection, and operation.

1. Schedule construction operations in sequence required to obtain the best results where installation of one part of the Work depends on installation of other components, before or after its own installation.

2. Coordinate installation of different components to ensure maximum performance and accessibility for required maintenance, service, and repair.

3. Make adequate provisions to accommodate items scheduled for later installation.

B. Administrative Procedures: Coordinate scheduling and timing of required administrative procedures with other construction activities to avoid conflicts and to ensure orderly progress of the Work. Such administrative activities include, but are not limited to, the following:

1. Preparation of Contractor's construction schedule.

2. Preparation of the schedule of values.

3. Installation and removal of temporary facilities and controls.

4. Delivery and processing of submittals.

5. Progress meetings.

6. Preinstallation conferences.

7. Project closeout activities.

8. Startup and adjustment of systems.

1.3 COORDINATION DRAWINGS

A. Coordination Drawings, General: Prepare coordination drawings according to requirements in individual Sections, and additionally where installation is not completely indicated on Shop Drawings, where limited space availability necessitates coordination, or if coordination is

PROJECT MANAGEMENT AND COORDINATION 013100 - 2

required to facilitate integration of products and materials fabricated or installed by more than one entity.

1. Content: Project-specific information, drawn accurately to a scale large enough to indicate and resolve conflicts. Do not base coordination drawings on standard printed data. Include the following information, as applicable:

a. Indicate functional and spatial relationships of components of architectural, structural, civil, mechanical, and electrical systems.

b. Indicate dimensions shown on Drawings. Specifically note dimensions that appear to conflict with submitted equipment and minimum clearance requirements.

Provide alternative sketches to Owner indicating proposed resolution of such conflicts. Minor dimension changes and difficult installations will not be considered changes to the Contract.

B. Coordination Drawing Organization: Organize coordination drawings as follows:

1. Mechanical Rooms: Provide coordination drawings for mechanical rooms showing plans and elevations of mechanical, plumbing, fire-protection, fire-alarm, and electrical equipment.

2. Slab Edge and Embedded Items: Indicate slab edge locations and sizes and locations of embedded items for metal fabrications, sleeves, anchor bolts, bearing plates, angles, door floor closers, slab depressions for floor finishes, curbs and housekeeping pads, and similar items.

3. Review: Owner will review coordination drawings to confirm that, in general, the Work is being coordinated, but not for the details of the coordination, which are Contractor's responsibility. If Owner determines that coordination drawings are not being prepared in sufficient scope or detail, or are otherwise deficient, Owner will so inform Contractor, who shall make suitable modifications and resubmit.

4. File Submittal Format: Submit or post coordination drawing files using PDF format.

1.4 REQUEST FOR INFORMATION (RFI)

A. General: Immediately on discovery of the need for additional information, clarification, or interpretation of the Contract Documents, Contractor shall prepare and submit an RFI in the form specified.

1. Owner will return without response those RFIs submitted to Owner by other entities controlled by Contractor.

2. Coordinate and submit RFIs in a prompt manner to avoid delays in Contractor's work or work of subcontractors.

B. Content of the RFI: Include a detailed, legible description of item needing information or interpretation and the following:

1. Owner’s name.

2. Owner's Contract number

3. Project title.

4. Date.

PROJECT MANAGEMENT AND COORDINATION 013100 - 3

5. Contractor’s name.

6. RFI number, numbered sequentially.

7. RFI subject.

8. Specification Section number and title and related paragraphs, as appropriate.

9. Drawing number and detail references, as appropriate.

10. Field dimensions and conditions, as appropriate.

11. Contractor's suggested resolution. If Contractor's suggested resolution impacts the

Contract Time or the Contract Sum, Contractor shall state impact in the RFI.

12. Contractor's signature.

13. Attachments: Include sketches, descriptions, measurements, photos, Product Data, Shop

Drawings, coordination drawings, and other information necessary to fully describe items needing interpretation.

C. Owner's Action: Owner will review each RFI, determine action required, and respond. Allow 15 days for Owner's response for each RFI. RFIs received by Owner after 1:00 p.m. will be considered as received the following working day.

1. The following Contractor-generated RFIs will be returned without action:

a. Requests for approval of submittals.

b. Requests for approval of substitutions.

c. Requests for approval of Contractor's means and methods.

d. Requests for coordination information already indicated in the Contract

Documents.

e. Requests for adjustments in the Contract Time or the Contract Sum.

f. Requests for interpretation of Owner's actions on submittals.

g. Incomplete RFIs or inaccurately prepared RFIs.

2. Owner's action may include a request for additional information, in which case Owner's time for response will date from time of receipt by Owner of additional information.

D. RFI Log: Prepare, maintain, and submit a tabular log of RFIs organized by the RFI number.

Submit log weekly.

E. On receipt of Owner's action, update the RFI log and immediately distribute the RFI response to affected parties. Review response and notify Owner within 10 days if Contractor disagrees with response.

1.5 DIGITAL PROJECT MANAGEMENT PROCEDURES

A. Use of Owner's Digital Data Files: Digital data files of Owner's CAD drawings will be provided by Owner for Contractor's use during construction.

1. Digital data files may be used by Contractor in preparing coordination drawings, Shop Drawings, and Project record Drawings.

2. Owner makes no representations as to the accuracy or completeness of digital data files as they relate to Contract Drawings.

3. The following digital data files will be furnished for each appropriate discipline:

a. Floor plans.

PROJECT MANAGEMENT AND COORDINATION 013100 - 4

b. Reflected ceiling plans.

1.6 PROJECT MEETINGS

A. General: Schedule and conduct meetings and conferences at Project site unless otherwise indicated.

B. Preconstruction Conference: Owner will schedule and conduct a preconstruction conference before starting construction, at a time convenient to Owner.

1. Attendees: Owner, and its consultants; Contractor and its superintendent; major subcontractors; suppliers; and other concerned parties shall attend the conference.

Participants at the conference shall be familiar with Project and authorized to conclude matters relating to the Work.

2. Agenda: Discuss items of significance that could affect progress, including the following:

a. Owner’s representatives.

b. Progress schedule.

c. Changes.

d. Correspondence.

e. Superintendence by Contractor.

f. Subcontractors.

g. Payment to Contractor.

h. Inspection.

i. Operations and storage.

j. Coordination of trades.

k. Labor.

l. Safety.

m. Notice to proceed (NTP).

n. Date of contract completion.

o. Working hours.

p. Badges, visitors, and escorting.

q. Deliveries and vehicle inspections.

r. Hot work permits.

s. Heat and smoke detectors.

t. Door alarms and roof access.

u. Engine exhaust and fumes.

v. Safety and health checklist and site walkthrough.

3. Minutes: Entity responsible for conducting meeting will record and distribute meeting minutes.

C. Preinstallation Conferences: Conduct a preinstallation conference at Project site before each construction activity when required by other sections and when required for coordination with other construction.

1. Attendees: Installer and representatives of manufacturers and fabricators involved in or affected by the installation and its coordination or integration with other materials and installations that have preceded or will follow, shall attend the meeting. Advise Owner of scheduled meeting dates.

PROJECT MANAGEMENT AND COORDINATION 013100 - 5

2. Agenda: Review progress of other construction activities and preparations for the activity under consideration, including requirements for the following:

a. Contract Documents.

b. Options.

c. Related RFIs.

d. Related Change Orders.

e. Purchases.

f. Deliveries.

g. Submittals.

h. Review of mockups.

i. Possible conflicts.

j. Compatibility requirements.

k. Time schedules.

l. Weather limitations.

m. Manufacturer's written instructions.

n. Warranty requirements.

o. Compatibility of materials.

p. Acceptability of substrates.

q. Temporary facilities and controls.

r. Space and access limitations.

s. Regulations of authorities having jurisdiction.

t. Testing and inspecting requirements.

u. Installation procedures.

v. Coordination with other work.

w. Required performance results.

x. Protection of adjacent work.

y. Protection of construction and personnel.

3. Record significant conference discussions, agreements, and disagreements, including required corrective measures and actions.

4. Reporting: Distribute minutes of the meeting to each party present and to other parties requiring information.

5. Do not proceed with installation if the conference cannot be successfully concluded.

Initiate whatever actions are necessary to resolve impediments to performance of the Work and reconvene the conference at earliest feasible date.

D. Progress Meetings: Conduct progress meetings at weekly intervals.

1. Coordinate dates of meetings with preparation of payment requests.

2. Attendees: Owner, each contractor, subcontractor, supplier, and other entity concerned with current progress or involved in planning, coordination, or performance of future activities shall be represented at these meetings. All participants at the meeting shall be familiar with Project and authorized to conclude matters relating to the Work.

3. Agenda: Review and correct or approve minutes of previous progress meeting. Review other items of significance that could affect progress. Include topics for discussion as appropriate to status of Project.

a. Contractor's Construction Schedule: Review progress since the last meeting.

Determine whether each activity is on time, ahead of schedule, or behind schedule, in relation to Contractor's construction schedule. Determine how construction

PROJECT MANAGEMENT AND COORDINATION 013100 - 6

behind schedule will be expedited; secure commitments from parties involved to do so. Discuss whether schedule revisions are required to ensure that current and subsequent activities will be completed within the Contract Time.

1) Review schedule for next period.

b. Review present and future needs of each entity present, including the following:

1) Interface requirements.

2) Sequence of operations.

3) Status of submittals.

4) Deliveries.

5) Off-site fabrication.

6) Access.

7) Site use.

8) Temporary facilities and controls.

9) Progress cleaning.

10) Quality and work standards.

11) Status of correction of deficient items.

12) Field observations.

13) Status of RFIs.

14) Status of pending Contract changes.

15) Potential Contract changes.

4. Minutes: Entity responsible for conducting the meeting will record and distribute the meeting minutes to each party present and to parties requiring information.

a. Schedule Updating: Revise Contractor's construction schedule after each progress meeting where revisions to the schedule have been made or recognized. Issue revised schedule concurrently with the report of each meeting.

PART 2 - PRODUCTS (Not Used)

END OF SECTION 013100

SUBMITTAL PROCEDURES 013300 - 1

SECTION 013300 - SUBMITTAL PROCEDURES

PART 1 - GENERAL

1.1 SUMMARY

A. Section Includes:

1. Submittal schedule requirements.

2. Administrative and procedural requirements for submittals.

1.2 DEFINITIONS

A. Action Submittals: Written and graphic information and physical samples that require Owner’s responsive action. Action submittals are those submittals indicated in individual Specification Sections as "action submittals."

B. Informational Submittals: Written and graphic information and physical samples that do not require Owner’s responsive action. Submittals may be rejected for not complying with requirements. Informational submittals are those submittals indicated in individual Specification Sections as "informational submittals."

1.3 SUBMITTAL SCHEDULE

A. Submittal Schedule: Submit, as an action submittal, a list of submittals, arranged in chronological order by dates required by construction schedule. Include time required for review, ordering, manufacturing, fabrication, and delivery when establishing dates. Include additional time required for making corrections or revisions to submittals noted by Owner and additional time for handling and reviewing submittals required by those corrections.

1.4 SUBMITTAL FORMATS

A. Submittal Information: Include the following information in each submittal:

1. Owner’s name.

2. Owner’s Contract number.

3. Project title.

4. Date.

5. Contractor’s name.

6. Name of firm or entity that prepared submittal.

7. Names of subcontractor, manufacturer, and supplier.

8. Unique submittal number, including revision identifier. Include Specification Section number with sequential alphanumeric identifier, and alphanumeric suffix for resubmittals.

9. Category and type of submittal.

10. Submittal purpose and description.

SUBMITTAL PROCEDURES 013300 - 2

11. Number and title of Specification Section, with paragraph number and generic name for each of multiple items.

12. Drawing number and detail references, as appropriate.

13. Indication of full or partial submittal.

14. Location(s) where product is to be installed, as appropriate.

15. Other necessary identification.

16. Remarks.

17. Signature of transmitter.

B. Options: Identify options requiring selection by Owner.

C. Deviations and Additional Information: On each submittal, clearly indicate deviations from requirements in the Contract Documents, including minor variations and limitations; include relevant additional information and revisions, other than those requested by Owner on previous submittals. Indicate by highlighting on each submittal or noting on attached separate sheet.

D. Electronic Submittals: Prepare submittals as PDF package, incorporating complete information into each PDF file. Name PDF file with submittal number.

1.5 SUBMITTAL PROCEDURES

A. Prepare and submit submittals required by individual Specification Sections. Types of submittals are indicated in individual Specification Sections.

1. Email: Prepare submittals as PDF package and transmit to Owner by sending via email.

Include PDF transmittal form. Include Contract number in email subject line as requested by Owner.

B. Coordination: Coordinate preparation and processing of submittals with performance of construction activities.

1. Coordinate each submittal with fabrication, purchasing, testing, delivery, other submittals, and related activities that require sequential activity.

2. Submit all submittal items required for each Specification Section concurrently unless partial submittals for portions of the Work are indicated on approved submittal schedule.

3. Submit action submittals and informational submittals required by the same Specification Section as separate packages under separate transmittals.

C. Processing Time: Allow time for submittal review, including time for resubmittals, as follows.

Time for review shall commence on Owner’s receipt of submittal. No extension of the Contract Time will be authorized because of failure to transmit submittals enough in advance of the Work to permit processing, including resubmittals.

1. Initial Review: Allow 15 days for initial review of each submittal. Allow additional time if coordination with subsequent submittals is required.

2. Resubmittal Review: Allow 15 days for review of each resubmittal.

D. Resubmittals: Make resubmittals in same form and number of copies as initial submittal.

SUBMITTAL PROCEDURES 013300 - 3

E. Distribution: Furnish copies of final submittals to manufacturers, subcontractors, suppliers, fabricators, installers, Owner, and others as necessary for performance of construction activities.

Show distribution on transmittal forms.

F. Use for Construction: Retain complete copies of submittals on Project site. Use only final action submittals that are marked with approval notation from Owner’s action stamp.

1.6 SUBMITTAL REQUIREMENTS

A. Product Data: Collect information into a single submittal for each element of construction and type of product or equipment.

1. If information must be specially prepared for submittal because standard published data are unsuitable for use, submit as Shop Drawings, not as Product Data.

2. Mark each copy of each submittal to show which products and options are applicable.

3. Include the following information, as applicable:

a. Manufacturer's catalog cuts.

b. Manufacturer's product specifications.

c. Standard color charts.

d. Statement of compliance with specified referenced standards.

e. Testing by recognized testing agency.

f. Application of testing agency labels and seals.

g. Notation of coordination requirements.

h. Availability and delivery time information.

4. For equipment, include the following in addition to the above, as applicable:

a. Wiring diagrams that show factory-installed wiring.

b. Printed performance curves.

c. Operational range diagrams.

d. Clearances required to other construction, if not indicated on accompanying Shop

Drawings.

5. Submit Product Data before Shop Drawings, and before or concurrent with Samples.

B. Shop Drawings: Prepare Project-specific information, drawn accurately to scale. Do not base Shop Drawings on reproductions of the Contract Documents or standard printed data unless submittal based on Owner’s digital data drawing files is otherwise permitted.

1. Preparation: Fully illustrate requirements in the Contract Documents. Include the following information, as applicable:

a. Identification of products.

b. Schedules.

c. Compliance with specified standards.

d. Notation of coordination requirements.

e. Notation of dimensions established by field measurement.

f. Relationship and attachment to adjoining construction clearly indicated.

g. Seal and signature of professional engineer if specified.

SUBMITTAL PROCEDURES 013300 - 4

2. Paper Sheet Size: Except for templates, patterns, and similar full-size Drawings, submit Shop Drawings on sheets at least 11 by 17 inches, but no larger than 24 by 36 inches.

a. Four bond copies of each submittal. Owner will retain two copies; remainder will be returned.

C. Samples: Submit Samples for review of kind, color, pattern, and texture for a check of these characteristics with other materials.

1. Transmit Samples that contain multiple, related components such as accessories together in one submittal package.

2. Identification: Permanently attach label on unexposed side of Samples that includes the following:

a. Project title and submittal number.

b. Generic description of Sample.

c. Product name and name of manufacturer.

d. Sample source.

e. Number and title of applicable Specification Section.

f. Specification paragraph number and generic name of each item.

3. Email Transmittal: Provide PDF transmittal. Include digital image file illustrating Sample characteristics, and identification information for record.

4. Paper Transmittal: Include paper transmittal including complete submittal information indicated.

5. Disposition: Maintain sets of approved Samples at Project site, available for quality-control comparisons throughout the course of construction activity. Sample sets may be used to determine final acceptance of construction associated with each set.

a. Samples that may be incorporated into the Work are indicated in individual Specification Sections. Such Samples must be in an undamaged condition at time of use.

b. Samples not incorporated into the Work, or otherwise designated as Owner's property, are the property of Contractor.

6. Samples for Initial Selection: Submit manufacturer's color charts consisting of units or sections of units showing the full range of colors, textures, and patterns available.

a. Number of Samples: Submit one full set(s) of available choices where color, pattern, texture, or similar characteristics are required to be selected from manufacturer's product line. Owner will return submittal with options selected.

7. Samples for Verification: Submit full-size units or Samples of size indicated, prepared from same material to be used for the Work, cured, and finished in manner specified, and physically identical with material or product proposed for use, and that show full range of color and texture variations expected. Samples include, but are not limited to, the following: partial sections of manufactured or fabricated components; small cuts or containers of materials; complete units of repetitively used materials; swatches showing color, texture, and pattern; color range sets; and components used for independent testing and inspection.

SUBMITTAL PROCEDURES 013300 - 5

a. Number of Samples: Submit two sets of Samples. Owner will retain one Sample sets; remainder will be returned.

1) Submit a single Sample where assembly details, workmanship, fabrication techniques, connections, operation, and other similar characteristics are to be demonstrated.

2) If variation in color, pattern, texture, or other characteristic is inherent in material or product represented by a Sample, submit at least sets of paired units that show approximate limits of variations.

D. Qualification Data: Prepare written information that demonstrates capabilities and experience of firm or person. Include lists of completed projects with project names and addresses, contact information of architects and owners, and other information specified.

E. Design Data: Prepare and submit written and graphic information indicating compliance with indicated performance and design criteria in individual Specification Sections. Include list of assumptions and summary of loads. Include load diagrams if applicable. Provide name and version of software, if any, used for calculations. Number each page of submittal.

F. Certificates:

1. Certificates and Certifications Submittals: Submit a statement that includes signature of entity responsible for preparing certification. Certificates and certifications shall be signed by an officer or other individual authorized to sign documents on behalf of that entity. Provide a notarized signature where indicated.

2. Installer Certificates: Submit written statements on manufacturer's letterhead certifying that Installer complies with requirements in the Contract Documents and, where required, is authorized by manufacturer for this specific Project.

3. Manufacturer Certificates: Submit written statements on manufacturer's letterhead certifying that manufacturer complies with requirements in the Contract Documents.

Include evidence of manufacturing experience where required.

4. Material Certificates: Submit written statements on manufacturer's letterhead certifying that material complies with requirements in the Contract Documents.

5. Product Certificates: Submit written statements on manufacturer's letterhead certifying that product complies with requirements in the Contract Documents.

G. Test and Research Reports:

1. Compatibility Test Reports: Submit reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting results of compatibility tests performed before installation of product. Include written recommendations for substrate preparation and primers required.

2. Field Test Reports: Submit written reports indicating and interpreting results of field tests performed either during installation of product or after product is installed in its final location, for compliance with requirements in the Contract Documents.

3. Material Test Reports: Submit reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting test results of material for compliance with requirements in the Contract Documents.

4. Preconstruction Test Reports: Submit reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting results of tests performed

SUBMITTAL PROCEDURES 013300 - 6

before installation of product, for compliance with performance requirements in the Contract Documents.

5. Product Test Reports: Submit written reports indicating that current product produced by manufacturer complies with requirements in the Contract Documents. Base reports on evaluation of tests performed by manufacturer and witnessed by a qualified testing agency, or on comprehensive tests performed by a qualified testing agency.

6. Research Reports: Submit written evidence, from a model code organization acceptable to Owner, that product complies with building code in effect for Project. Include the following information:

a. Name of evaluation organization.

b. Date of evaluation.

c. Time period when report is in effect.

d. Product and manufacturers' names.

e. Description of product.

f. Test procedures and results.

g. Limitations of use.

1.7 DELEGATED DESIGN SERVICES

A. Performance and Design Criteria: Where professional design services or certifications by a design professional are specifically required of Contractor by the Contract Documents, provide products and systems complying with specific performance and design criteria indicated.

1. If criteria indicated are insufficient to perform services or certification required, submit a written request for additional information to Owner.

B. Delegated Design Services Certification: In addition to Shop Drawings, Product Data, and other required submittals, submit digitally signed PDF file and two paper copies of certificate, signed and sealed by the responsible design professional, for each product and system specifically assigned to Contractor to be designed or certified by a design professional.

1. Indicate that products and systems comply with performance and design criteria in the Contract Documents. Include list of codes, loads, and other factors used in performing these services.

1.8 CONTRACTOR'S REVIEW

A. Action Submittals and Informational Submittals: Review each submittal and check for coordination with other Work of the Contract and for compliance with the Contract Documents.

Note corrections and field dimensions. Mark with approval stamp before submitting to Owner.

B. Contractor's Approval: Indicate Contractor's approval for each submittal with a uniform approval stamp. Include name of reviewer, date of Contractor's approval, and statement certifying that submittal has been reviewed, checked, and approved for compliance with the Contract Documents.

1. Owner will not review submittals received from Contractor that do not have Contractor's review and approval.

SUBMITTAL PROCEDURES 013300 - 7

1.9 OWNER’S REVIEW

A. Action Submittals: Owner will review each submittal, indicate corrections or revisions required, and return it.

1. PDF Submittals: Owner will indicate, via markup on each submittal, the appropriate action as follows:

a. APPROVED.

b. APPROVED AS NOTED.

c. DISAPPROVED.

B. Informational Submittals: Owner will review each submittal and will not return it or will return it if it does not comply with requirements.

C. Partial submittals prepared for a portion of the Work will be reviewed when use of partial submittals has received prior approval from Owner.

D. Incomplete submittals are unacceptable, will be considered nonresponsive, and will be returned for resubmittal without review.

E. Owner will discard submittals received from sources other than Contractor.

F. Submittals not required by the Contract Documents will be returned by Owner without action.

PART 2 - PRODUCTS (Not Used)

END OF SECTION 013300

SPECIAL PROJECT PROCEDURES 013513 - 1

SECTION 013513 – SPECIAL PROJECT PROCEDURES

PART 1 - GENERAL

1.1 SUMMARY

A. Section includes special project procedures for work at ARTCC facilities.

1. Identification cards.

2. Escorting.

3. Searches and deliveries.

4. Operational risk briefing.

5. Barricade tape.

6. Critical work plans.

7. Facility permits.

8. Miscellaneous requirements.

1.2 ACTION SUBMITTALS

A. Critical work plans.

1.3 INFORMATION SUBMITTALS

A. Identification cards register.

B. Operational risk briefing attendance roster.

PART 2 - PRODUCTS (Not Used)

PART 3 - EXECUTION

3.1 IDENTIFICATION CARDS

A. Upon notification by Owner assign a person to enter employee personal information into the Vendor Application Process (VAP) tool.

1. https://vap.faa.gov.

2. Input information no later than 60 days prior to scheduled NTP.

B. Cooperate with Owner’s Personnel Security Specialist for fingerprinting and investigative forms.

C. Cooperate with Owner’s Trusted Agent (on-site) for identification card application and issuance.

SPECIAL PROJECT PROCEDURES 013513 - 2

D. Maintain an identification card register, acceptable to Owner, to track progress.

1. Contractor may use Owner’s Contractor Applicant Processing spreadsheet.

2. Submit updated identification card register weekly.

3.2 ESCORTING

A. Request the yellow identification card to escort Contractor personnel. As a minimum, badge superintendent, subcontractor foremen, and lead installers.

B. Request the orange identification card for employees that do not have escorting duties.

1. Employees with orange identification cards do not need to be escorted, but they cannot escort other employees.

C. Employees without a yellow or orange identification card are considered visitors, must always be escorted, and will be issued a visitor badge daily.

3.3 SEARCHES AND DELIVERIES

A. Employee Searches: Allow up to 15 minutes for employees to be searched for each entry through the guard house.

B. Vehicles Searches: Allow up to 30 minutes for vehicles to be searched for each entry through the security gate.

1. Employee and vehicle searches may be done concurrently.

C. Deliveries: Deliveries must be dedicated to Owner’s project for entry through the security gate.

1. Deliveries that are not dedicated must offload in the visitor parking lot and at no expense to the Owner.

3.4 OPERATIONAL RISK BRIEFING

A. General: The ARTCC facility is critical to air traffic control for both civilian and military aircraft.

B. Briefing: Require each worker to attend an operational risk briefing, conducted by Owner, before work begins.

1. The briefing will be a video presentation with questions and answers afterwards.

2. Submit updated attendance roster weekly.

3.5 BARRICADE TAPE

A. General: Barricade all construction zones and work areas, as a minimum with colored barricade tape.

SPECIAL PROJECT PROCEDURES 013513 - 3

1. Tape: 3-inch high, 3-mil polyethylene, with 2-inch-high lettering.

B. Yellow Barricade Tape: For hazardous situations that if not avoided, could result in minor or moderate injury.

1. Lettering “CAUTION DO NOT ENTER”

C. Red Barricade Tape: For hazardous situations that if not avoided, could result in serious injury or death.

1. Lettering “DANGER DO NOT ENTER”

D. Service Contractors: Service contractors performing work within barricades such as startup, testing, adjusting, balancing, or programming must comply with PPE requirements.

3.6 CRITICAL WORK PLANS

A. General: Prepare work plans for approval on any activity that could negatively affect Owner’s operations. Describe activity in detail, in a stepwise process, including daily and hourly schedules. Include mitigations for all credible risks.

B. Scheduling Critical Work: Submit work plans to Owner for approval not less than 15 days before work begins. Allow time for resubmittal and review in accordance with Section 013300 “Submittal Procedures”.

3.7 FACILITY PERMITS

A. General: The following permits, issued by Owner, are required before work begins.

1. Confined space.

2. Hot work (to include brazing, cutting, grinding, and welding).

3. Energized work - typically not allowed.

B. Requesting Facility Permits: Request permits not less than 5 days before work begins.

3.8 MISCELLANEOUS REQUIREMENTS

A. Heat and Smoke Detectors: Request Owner to disable/or silence heat and smoke detectors when performing hot work.

1. Cover smoke detectors with manufacturer’s approved cover or Owner’s approved shower cap.

B. Door Alarms and Roof Access: Request Owner to coordinate with guard staff when doors need to be propped open or roof access is needed.

1. Doors held or propped open for more than 20 seconds will alarm.

SPECIAL PROJECT PROCEDURES 013513 - 4

C. Engine Exhaust: Keep idling vehicles and gas-powered equipment a minimum 25 feet from fresh air intakes.

END OF SECTION 013513

ALTERATION PROJECT PROCEDURES 013516 - 1

SECTION 013516 - ALTERATION PROJECT PROCEDURES

PART 1 - GENERAL

1.1 SUMMARY

A. Section includes special procedures for alteration work.

1.2 DEFINITIONS

A. Alteration Work: This term includes remodeling, renovation, repair, and maintenance work performed within existing spaces or on existing surfaces as part of the Project.

1.3 COORDINATION

A. Pedestrian and Vehicular Circulation: Coordinate alteration work with circulation patterns within Project building(s) and site. Some work is near circulation patterns. Circulation patterns cannot be closed off entirely and in places can be only temporarily redirected around small areas of work. Plan and execute the Work accordingly.

1.4 INFORMATIONAL SUBMITTALS

A. Preconstruction Documentation: Show preexisting conditions of adjoining construction and site improvements that are to remain, including finish surfaces, that might be misconstrued as damage caused by Contractor's alteration work operations.

B. Alteration Work Program: Submit 30 days before work begins.

C. Fire-Prevention Plan: Submit 30 before work begins.

1.5 QUALITY ASSURANCE

A. Alteration Work Program: Prepare a written plan for alteration work for whole Project, including each phase or process and protection of surrounding materials during operations.

Show compliance with indicated methods and procedures specified in this and other Sections.

1. Dust and Noise Control: Include locations of proposed temporary dust- and noise-control partitions and means of egress from occupied areas coordinated with continuing on-site operations and other known work in progress.

2. Debris Hauling: Include plans clearly marked to show debris hauling routes, turning radii, and locations and details of temporary protective barriers.

B. Fire-Prevention Plan: Prepare a written plan for preventing fires during the Work, including placement of fire extinguishers, fire blankets, rag buckets, and other fire-control devices during each phase or process. Coordinate plan with Owner's fire-protection equipment and

ALTERATION PROJECT PROCEDURES 013516 - 2

requirements. Include fire-watch personnel's training, duties, and authority to enforce fire safety.

1.6 FIELD CONDITIONS

A. Survey of Existing Conditions: Record existing conditions that affect the Work by use of measured drawings and preconstruction photographs.

B. Discrepancies: Notify Owner of discrepancies between existing conditions and Drawings before proceeding with removal and dismantling work.

C. Owner's Removals: Before beginning alteration work, verify in correspondence with Owner that the following items have been removed:

1. AHU smoke detectors.

D. Size Limitations in Existing Spaces: Materials, products, and equipment used for performing the Work and for transporting debris, materials, and products shall be of sizes that clear surfaces within existing spaces, areas, rooms, and openings, including temporary protection, by 6 inches or more.

PART 2 - PRODUCTS - (Not Used)

PART 3 - EXECUTION

3.1 PROTECTION

A. Protect persons, motor vehicles, surrounding surfaces of building, building site, plants, and surrounding buildings from harm resulting from alteration work.

1. Use only proven protection methods, appropriate to each area and surface being protected.

2. Provide temporary barricades, barriers, and directional signage to exclude pedestrians from areas where alteration work is being performed.

3. Erect temporary barriers to form and maintain fire-egress routes.

4. Erect temporary protective covers over walkways and at points of pedestrian and vehicular entrance and exit that must remain in service during alteration work.

5. Contain dust and debris generated by alteration work and prevent it from reaching people or adjacent surfaces.

6. Provide shoring, bracing, and supports as necessary. Do not overload structural elements.

7. Protect floors and other surfaces along hauling routes from damage, wear, and staining.

8. Provide supplemental sound-control treatment to isolate demolition work from other areas of the building.

B. Temporary Protection of Materials to Remain:

1. Protect existing materials with temporary protections and construction. Do not remove existing materials unless otherwise indicated.

ALTERATION PROJECT PROCEDURES 013516 - 3

2. Do not attach temporary protection to existing surfaces except as indicated as part of the alteration work program.

C. Comply with each product manufacturer's written instructions for protections and precautions.

Protect against adverse effects of products and procedures on people and adjacent materials, components, and vegetation.

D. Existing Drains: Prior to the start of work in an area, test drainage system to ensure that it is functioning properly. Notify Owner immediately of inadequate drainage or blockage. Do not begin work in an area until the drainage system is functioning properly.

1. Prevent solids such as adhesive or mortar residue or other debris from entering the drainage system. Clean out drains and drain lines that become sluggish or blocked by sand or other materials resulting from alteration work.

2. Protect drains from pollutants. Block drains or filter out sediments, allowing only clean water to pass.

3.2 PROTECTION FROM FIRE

A. General: Follow fire-prevention plan and the following:

1. Comply with NFPA 241 requirements unless otherwise indicated. Perform duties titled "Owner's Responsibility for Fire Protection."

2. Remove and keep area free of combustibles, including rubbish, paper, waste, and chemicals, unless necessary for the immediate work.

a. If combustible material cannot be removed, provide fire blankets to cover such materials.

B. Heat-Generating Equipment and Combustible Materials: Comply with the following procedures while performing work with heat-generating equipment or combustible materials, including welding, torch-cutting, soldering, brazing, removing paint with heat, or other operations where open flames or implements using high heat or combustible solvents and chemicals are anticipated:

1. Obtain Owner's approval for operations involving welding or other high-heat equipment.

Use of open-flame equipment is not permitted. Notify Owner at least 5 days before each occurrence, indicating location of such work.

2. As far as practicable, restrict heat-generating equipment to shop areas or outside the building.

3. Do not perform work with heat-generating equipment in or near rooms or in areas where flammable liquids or explosive vapors are present or thought to be present. Use a combustible gas indicator test to ensure that the area is safe.

4. Use fireproof baffles to prevent flames, sparks, hot gases, or other high-temperature material from…

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