Att 12 - Model Contract.pdf

AWARD / CONTRACT

1. THIS CONTRACT IS A RATED ORDER

UNDER DPAS (15 CFR 350)

RATING

DO-A1

PAGE of PAGES

1 16

2. CONTRACT (PROC. INST. IDENT.) NO. 3. EFFECTIVE DATE 4. REQUISITION / PURCHASE REQUEST / PROJECT NO.

FA8650-23-D-5400 See Section G

5. ISSUED BY AFRL/RXKMA CODE FA8650 6. ADMINISTERED BY (IF OTHER THAN ITEM 5) CODE S3605A

USAF/AFMC

AFRL WRIGHT RESEARCH SITE

2130 EIGHTH STREET BUILDING 45

WRIGHT-PATTERSON AFB OH 45433-7541

LORIE A. WALTHER 937-713-5648

LORIE.WALTHER.2@US.AFMIL

DCMA DAYTON

1725 VAN PATTON DR AREA A BLDG 30

WRIGHT-PATTERSON AFB, OH 45433

DCMA.LEE.HQ.LIST.S3605A-CASD

@MAIL.MIL

SCD: C PAS: (NONE)

7. NAME AND ADDRESS OF CONTRACTOR (NO., STREET, CITY, COUNTY, STATE AND ZIP CODE)

8. DELIVERY

FOB Origin Other (see below)

9. DISCOUNT FOR PROMPT PAYMENT

N

10. SUBMIT INVOICES

(4 COPIES UNLESS OTHERWISE

SPECIFIED) TO

ITEM

See Block

12 CAGE CODE FACILITY CODE THE ADDRESS SHOWN IN

11. SHIP TO / MARK FOR CODE 12. PAYMENT WILL BE MADE BY CODE HQ0337

See Section F

DFAS COLUMBUS CENTER

DFAS-CO/NORTH ENTITLEMENT OPS

P.O. BOX 182266

COLUMBUS, OH 43218-2266

EFT: T

13. AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION 14. ACCOUNTING AND APPROPRIATION DATA

15A. ITEM NO 15B. SUPPLIES/SERVICES 15C. QUANTITY 15D. UNIT 15E. UNIT PRICE 15F. AMOUNT

See Section B

15G. TOTAL AMOUNT OF CONTRACT

$0.00

16. Table of Contents

SEC DESCRIPTION PAGE(S) SEC DESCRIPTION PAGE(S)

PART I - THE SCHEDULE PART II - CONTRACT CLAUSES

A SOLICITATION/CONTRACT FORM 1 I CONTRACT CLAUSES 14

B SUPPLIES OR SERVICES AND PRICES/COSTS 2 PART III - LIST OF DOCUMENTS, EXHIBITS & ATTACHMENTS

C DESCRIPTION/SPECS./WORK STATEMENT 8 J LIST OF ATTACHMENTS 16

D PACKAGING AND MARKING 9 PART IV - REPRESENTATIONS AND INSTRUCTIONS

E INSPECTION AND ACCEPTANCE 10 K REPRESENTATIONS, CERTIFICATIONS

AND

F DELIVERIES OR PERFORMANCE 11 OTHER STATEMENTS OF OFFERORS

G CONTRACT ADMINISTRATION DATA 12 L INSTRS., CONDS., AND NOTICES TO

OFFERORS

H SPECIAL CONTRACT REQUIREMENTS 13 M EVALUATION FACTORS FOR AWARD

CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE

17. Contractor’s Negotiated Agreement 18. Award (Contractor is not required to sign this document).

(Contractor is required to sign this document and return 1 copies to issuing office).

Contractor agrees to furnish and deliver all items or perform all services set forth or otherwise identified above and on any continuation sheets for the consideration stated herein. The rights and obligations of the parties to this contract shall be subject to and governed by the following documents: (a) this award/contract, (b) the solicitation, if any, and (c) such provisions, representations, certifications, and specifications, as are attached or incorporated by reference herein. (Attachments are listed herein.)

Your offer on solicitation number including the additions or changes made by you which additions or changes set forth in full above, is hereby accepted as to items listed above and on any continuation sheets. This award consummates the contract which consists of the following documents: (a) the Government’s solicitation and your offer, and (b) this award/contract. No further contractual document is necessary.

19A. NAME AND TITLE OF SIGNER (TYPE OR PRINT) 20A. NAME OF CONTRACTING OFFICER

MARK A. WADE

19B. Name of Contractor 19C. Date Signed 20B. United States of America

20C. Date Signed by _________________________________ (signature of person authorized to sign) by ____________________________________ (signature of Contracting Officer)

NSN 7540-01-152-8069 STANDARD FORM 26 (Rev 4-85) Previous Editions unusable Prescribed by GSA FAR (48 CFR) 53.214(a) ConWrite Version 7.7.2500 Created 06 Jan 2023 12:26 PM

This model contract does not represent the final contract and in no way binds the Government to any of the terms.

PART I - THE SCHEDULE

SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS

SECTION B FA8650-23-D-5400

Qty Unit Price ITEM SUPPLIES OR SERVICES Purch Unit Total Item Amount

RESEARCH AND DEVELOPMENT

Noun: RESEARCH AND DEVELOPMENT

PSC: AC12

NSN: N - Not Applicable DD1423 is Exhibit: A Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

Descriptive Data:

Conduct research in accordance with the Statement of Work (SOW), entitled “Materials for Integrated Nano-electronic and Optoelectronic Structures (MINOS)”, dated 26 Aug

2022, Section J, Attachment 1, attached hereto. Deliver data in accordance with Section

J, Exhibit A, entitled, “Contract Data Requirements List”, DD Form 1423-1, dated 23 Aug

2022.

ESTIMATED COST: TO BE DETERMINED ON EACH TASK ORDER

FIXED FEE: TO BE DETERMINED ON EACH TASK ORDER

Pursuant to FAR 52.232-22, “Limitation of Funds” in Section I, the total amount available for payment and allotted to this contract for CLIN(s) TO BE DETERMINED ON EACH

TASK ORDER. It is estimated that his amount is sufficient to cover performance through

TO BE DETERMINED ON EACH TASK ORER.

HARDWARE

Noun: HARDWARE

PSC: AC12

NSN: N - Not Applicable DD1423 is Exhibit: A Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

Descriptive Data:

The contractor shall deliver hardware in accordance with the Statement of Work (SOW), entitled “Materials for Integrated Nano-electronic and Optoelectronic Structures

(MINOS)”, dated 26 Aug 2022, Section J, Attachment 1, attached hereto. The contractor shall deliver any and all hardware developed and/or acquired during the course of this program. Hardware deliverables shall be determined on each Task Order (if applicable).

In accordance with DFARS Clause 252.211-7003, “Item Unique Identification and

Valuation”, and DFARS 252.211-7008, “Use of Government-Assigned Serial Numbers”, the contractor shall identify the unit acquisition cost for all deliverable end items for which item unique identification applies.

All costs associated with this CLIN are accounted for under CLIN 0001.

SOFTWARE

Noun: SOFTWARE

PSC: AC12

NSN: N - Not Applicable DD1423 is Exhibit: A Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

Descriptive Data:

The contractor shall deliver software in accordance with the Statement of Work (SOW), entitled “Materials for Integrated Nano-electronic and Optoelectronic Structures

(MINOS)”, dated 26 Aug 2022, Section J, Attachment 1, attached hereto.

The contractor shall deliver software in accordance with Section J, Exhibit A, entitled, Contract Data Requirements List”, DD Form 1423-1, dated 23 Aug 2022.

Computer software deliverables, include but are not limited to the following, shall be

Determined on each Task Order (if applicable).

All costs associated with this CLIN are accounted for under CLIN 0001.

SAMPLES, PROTOTYPES, TEST ARTICLES & RESIDUAL MAT

Noun: TEST SAMPLES & RESIDUAL MATERIALS

PSC: AC13

NSN: N - Not Applicable DD1423 is Exhibit: A Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

Descriptive Data:

The contractor shall deliver samples, specialized test equipment, prototypes, test articles and residual materials in accordance with the Statement of Work (SOW), entitled

“Materials for Integrated Nano-electronic and Optoelectronic Structures (MINOS)”, dated

26 Aug 2022, Section J, Attachment 1, attached hereto.

The contractor shall deliver samples, prototypes, test articles and residual materials in accordance with Section J, Exhibit A, entitled, Contract Data Requirements List”, DD

Form 1423-1, dated 23 Aug 2022.

SYSTEM DEVELOPMENT & DEMONSTRATION

0005 OPTION CLIN

Noun: SYSTEM DEVELOPMENT & DEMONSTRATION (RDT&E

FUNDING BA 6.5)

PSC: AC13

NSN: N - Not Applicable DD1423 is Exhibit: A Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

Descriptive Data:

To be determined on each Task Order.

RESEARCH, DEVEOPMENT, TESTING & EVALUATION MGT SPT

0006 OPTION CLIN

Noun: RDT&E MANAGEMENT SUPPORT (RDT&E BA 6.6)

PSC: AC13

NSN: N - Not Applicable DD1423 is Exhibit: A Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

RDT&E Operational System Development(RDT&E BA 6.7)

0007 OPTION CLIN

Noun: OPERATIONAL SYSTEM DEVELOPMENT (RDT&E BA 6.7)

PSC: AC13

NSN: N - Not Applicable DD1423 is Exhibit: A Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

Firm Fixed Price - TBD

Noun: CONTRACTOR ACQUIRED PROPERTY (CAP)

PSC: AC13

NSN: N - Not Applicable Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

Descriptive Data:

The contractor shall deliver any and all Contractor Acquired Property (CAP) developed and/or acquired via the course of this effort. CAP deliverables, include, but are not limited to the following: To be cited on individual orders.

In accordance with DFARS Clause 252.211-7003. "Item Unique Identification and Valuation", the contractor shall identify the unit price for all deliverable end items for which item unique identification applies.

This CLIN is not separately priced, and all costs for this CLIN are accounted for under

CLIN 0001 of each Task Order.

Noun: RESEARCH & DEVELOPMENT (3600 FUNDED) - TIME AND

MATERIALS (TBD)

PSC: AC12

NSN: N - Not Applicable Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

To be determined at the Task Order level.

ITEM SUPPLIES OR SERVICES Purch Unit Total Item Amount

FIRM FIXED PRICE (TBD)

Noun: RESEARCH & DEVELOPMENT (3600 FUNDED) - FIRM

FIXED PRICE (TBD)

PSC: AC13

NSN: N - Not Applicable DD1423 is Exhibit: A Contract type: U - COST PLUS FIXED FEE Inspection: DESTINATION Acceptance: DESTINATION

FOB: DESTINATION

NO CLAUSES OR PROVISIONS IN THIS SECTION

SECTION C - DESCRIPTION/SPECS./WORK STATEMENT

SECTION C FA8650-23-D-5400

SECTION D - PACKAGING AND MARKING

SECTION D FA8650-23-D-5400

SECTION E - INSPECTION AND ACCEPTANCE

SECTION E FA8650-23-D-5400

SECTION F - DELIVERIES OR PERFORMANCE

SECTION F FA8650-23-D-5400

SECTION G - CONTRACT ADMINISTRATION DATA

SECTION G FA8650-23-D-5400

SECTION H - SPECIAL CONTRACT REQUIREMENTS

SECTION H FA8650-23-D-5400

PART II - CONTRACT CLAUSES

SECTION I - CONTRACT CLAUSES

SECTION I FA8650-23-D-5400

Contract Clauses in this section are from the FAR, Defense FAR Sup, Air Force FAR Sup, and the Air Force Materiel Command FAR Sup, and are current through the following updates:

Database_Version: 7.7.x.2500; Issued: 11/17/2022; FAR: FAC 2022-08; DFAR: DPN20221028; DL.: DL 98- 021; Class Deviations: CD 2023-O0001; AFFAR: 2002 Edition; AFAC: AFAC 2022-0502; IPN: 98-009

I. NOTICE: The following contract clauses pertinent to this section are hereby incorporated by reference:

NOTICE: The following contract clauses pertinent to this section are hereby incorporated in full text:

AIR FORCE FEDERAL ACQUISITION REGULATION SUPPLEMENT CONTRACT CLAUSES IN FULL

TEXT

5352.209-9000 ORGANIZATIONAL CONFLICT OF INTEREST (OCT 2019) - ALTERNATE I (OCT

2019) (TAILORED)

(a) The following restrictions and definitions apply to prevent conflicting roles which may bias the Contractor's judgment or objectivity, or to preclude the Contractor from obtaining an unfair competitive advantage in concurrent or future acquisitions.

(1) Descriptions or definitions:

"Contractor" means the business entity receiving the award of this contract, its parents, affiliates, divisions and subsidiaries. "Development" means all efforts towards solution of broadly-defined problems. This may encompass research, evaluating technical feasibility, proof of design and test, or engineering of programs not yet approved for acquisition or operation. "Proprietary Information" means all information designated as proprietary in accordance with law and regulation, and held in confidence or disclosed under restriction to prevent uncontrolled distribution. Examples include limited or restricted data, trade secrets, sensitive financial information, and computer software; and may appear in cost and pricing data or involve classified information.

(2) Restrictions: The Contractor shall perform systems engineering and/or technical direction, but will not have overall contractual responsibility for the system's development, integration, assembly and checkout, or production. The parties recognize that the Contractor shall occupy a highly influential and responsible position in determining the system's basic concepts and supervising their execution by other Contractors.

The Contractor's judgment and recommendations must be objective, impartial, and independent. To avoid the prospect of the Contractor's judgment or recommendations being influenced by its own products or capabilities, it is agreed that the Contractor is precluded for the life of the system from award of a DoD contract to supply the system or any of its major components, and from acting as a subcontractor or consultant to a DoD supplier for the system or any of its major components.

(b) The Contractor may gain access to proprietary information of other companies during contract performance. The Contractor agrees to enter into company-to-company agreements to: (1) protect another company's information from unauthorized use or disclosure for as long as it is considered proprietary by the other company; and, (2) to refrain from using the information for any purpose other than that for which it was furnished. For information purposes, the Contractor shall furnish copies of these agreements to the contracting officer. These agreements are not intended to protect information which is available to the Government or to the Contractor from other sources and furnished voluntarily without restriction. (ALT III)

(c) The Contractor agrees to accept and to complete all issued task orders, and not to contract with Government prime Contractors or first-tier subcontractors in such a way as to create an organizational conflict of interest. (ALT IV)

(d) The above restrictions shall be included in all subcontracts, teaming arrangements, and other agreements calling for performance of work which is subject to the organizational conflict of interest restrictions identified in this clause, unless excused in writing by the contracting officer. (ALT VI)

PART II - CONTRACT CLAUSES

SECTION I - CONTRACT CLAUSES

SECTION I FA8650-23-D-5400

5352.242-9000 CONTRACTOR ACCESS TO AIR FORCE INSTALLATIONS (OCT 2019) (TAILORED)

(a) The contractor shall obtain base identification and vehicle passes, if required, for all contractor personnel who make frequent visits to or perform work on the Air Force installation(s) cited in the contract. Contractor personnel are required to wear or prominently display installation identification badges or contractor-furnished, contractor identification badges while visiting or performing work on the installation. Contractor personnel shall identify themselves as Contractors during meetings, telephone conversations, in electronic messages, or correspondence related to this contract.

(b) The Security Procedures Supplement, found at Attachment 6, contains the procedures and processes that shall be followed for Contractor Access to Air Force Installations.

(c) During performance of the contract, the contractor shall be responsible for obtaining required identification for newly assigned personnel and for prompt return of credentials and vehicle passes for any employee who no longer requires access to the work site.

(d) When work under this contract requires unescorted entry to controlled or restricted areas, the contractor shall comply with any additional requirements TBD to comply with AFI 31-101 <http://static.e-publishing.af.mil/production/1/af_a4_7/publication/afi31-101/releasibility_for_afi31-101.pdf>, Integrated Defense, and AFI 31-501 <http://static.e-publishing.af.mil/production/1/af_a4_7/publication/afi31- 501/afi31-501.pdf>, Personnel Security Program Management.

(e) Upon completion or termination of the contract or expiration of the identification passes, the prime contractor shall ensure that all base identification passes issued to employees and subcontractor employees are returned to the issuing office.

(f) Failure to comply with these requirements may result in withholding of final payment.

PART III - LIST OF DOCUMENTS, EXHIBITS & ATTACHMENTS

SECTION J - LIST OF ATTACHMENTS

SECTION J FA8650-23-D-5400

DOCUMENT PGS DATE TITLE

EXHIBIT A 10 23 AUG 2022 CONTRACT DATA REQUIREMENTS LIST (CDRL),

DD FORM 1423-1

ATTACHMENT 1 3 26 AUG 2022 STATEMENT OF WORK (SOW), ENTITLED

"MATERIALS FOR INTEGRATED NANO-

ELECTRONIC AND OPTOELECTRONIC

STRUCTURES (MINOS)"

ATTACHMENT 2 3 10 MAR 2022 STATEMENT OF WORK (SOW) SUPPLEMENTAL

REQUIREMENTS

ATTACHMENT 3 23 01 FEB 2018 AFRL/ANSI/NISO BASE GUIDE TO FORMATTING

TECHNICAL REPORTS

ATTACHMENT 4 2 01 AUG 1998 REPORT DOCUMENTATION PAGE, STANDARD

FORM 298

ATTACHMENT 5 2 10 MAR 2022 BASE SUPPORT

ATTACHMENT 6 12 10 MAR 2022 SECURITY PROCEDURES SUPPLEMENT

ATTACHMENT 7 1 10 MAR 2022 CDRL ADDRESSES

ATTACHMENT 8 2 05 APR 2022 OTHER PAYMENT INSTRUCTIONS

DD FORM 1423-1, FEB 2001

CONTRACT DATA REQUIREMENTS LIST

(1 Data Item)

PREVIOUS EDITION MAY BE USED.

Form Approved OMB No. 0704-0188

The public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE

4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE

7. DD 250 REQ

8. APP CODE

9. DIST STATEMENT

REQUIRED

10. FREQUENCY

11. AS OF DATE

12. DATE OF FIRST SUBMISSION

13. DATE OF SUBSEQUENT

SUBMISSION

14. DISTRIBUTION

a. ADDRESSEE

b. COPIES

Draft Final

Reg Repro

15. TOTAL

16. REMARKS

17. PRICE GROUP

18. ESTIMATED

TOTAL PRICE

G. PREPARED BY H. DATE I. APPROVED BY J. DATE

Page of Pages

(1 Data Item)

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

16. REMARKS (Continued)

DD FORM 1423-1, FEB 2001 Page of Pages

(1 Data Item)

PREVIOUS EDITION MAY BE USED.

Form Approved OMB No. 0704-0188

The public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE

4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE

7. DD 250 REQ

8. APP CODE

9. DIST STATEMENT

REQUIRED

10. FREQUENCY

11. AS OF DATE

12. DATE OF FIRST SUBMISSION

13. DATE OF SUBSEQUENT

SUBMISSION

14. DISTRIBUTION

a. ADDRESSEE

b. COPIES

Draft Final

Reg Repro

15. TOTAL

16. REMARKS

17. PRICE GROUP

18. ESTIMATED

TOTAL PRICE

(1 Data Item)

PREVIOUS EDITION MAY BE USED.

Form Approved OMB No. 0704-0188

The public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE

4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE

7. DD 250 REQ

8. APP CODE

9. DIST STATEMENT

REQUIRED

10. FREQUENCY

11. AS OF DATE

12. DATE OF FIRST SUBMISSION

13. DATE OF SUBSEQUENT

SUBMISSION

14. DISTRIBUTION

a. ADDRESSEE

b. COPIES

Draft Final

Reg Repro

15. TOTAL

16. REMARKS

17. PRICE GROUP

18. ESTIMATED

TOTAL PRICE

(1 Data Item)

PREVIOUS EDITION MAY BE USED.

Form Approved OMB No. 0704-0188

The public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE

4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE

7. DD 250 REQ

8. APP CODE

9. DIST STATEMENT

REQUIRED

10. FREQUENCY

11. AS OF DATE

12. DATE OF FIRST SUBMISSION

13. DATE OF SUBSEQUENT

SUBMISSION

14. DISTRIBUTION

a. ADDRESSEE

b. COPIES

Draft Final

Reg Repro

15. TOTAL

16. REMARKS

17. PRICE GROUP

18. ESTIMATED

TOTAL PRICE

(1 Data Item)

PREVIOUS EDITION MAY BE USED.

Form Approved OMB No. 0704-0188

The public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE

4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE

7. DD 250 REQ

8. APP CODE

9. DIST STATEMENT

REQUIRED

10. FREQUENCY

11. AS OF DATE

12. DATE OF FIRST SUBMISSION

13. DATE OF SUBSEQUENT

SUBMISSION

14. DISTRIBUTION

a. ADDRESSEE

b. COPIES

Draft Final

Reg Repro

15. TOTAL

16. REMARKS

17. PRICE GROUP

18. ESTIMATED

TOTAL PRICE

(1 Data Item)

PREVIOUS EDITION MAY BE USED.

Form Approved OMB No. 0704-0188

The public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE

4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE

7. DD 250 REQ

8. APP CODE

9. DIST STATEMENT

REQUIRED

10. FREQUENCY

11. AS OF DATE

12. DATE OF FIRST SUBMISSION

13. DATE OF SUBSEQUENT

SUBMISSION

14. DISTRIBUTION

a. ADDRESSEE

b. COPIES

Draft Final

Reg Repro

15. TOTAL

16. REMARKS

17. PRICE GROUP

18. ESTIMATED

TOTAL PRICE

(1 Data Item)

PREVIOUS EDITION MAY BE USED.

Form Approved OMB No. 0704-0188

The public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE

4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE

7. DD 250 REQ

8. APP CODE

9. DIST STATEMENT

REQUIRED

10. FREQUENCY

11. AS OF DATE

12. DATE OF FIRST SUBMISSION

13. DATE OF SUBSEQUENT

SUBMISSION

14. DISTRIBUTION

a. ADDRESSEE

b. COPIES

Draft Final

Reg Repro

15. TOTAL

16. REMARKS

17. PRICE GROUP

18. ESTIMATED

TOTAL PRICE

(1 Data Item)

A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:

TDP ________ TM _______ OTHER

D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR

16. REMARKS (Continued)

DD FORM 1423-1, FEB 2001 Page of Pages

INSTRUCTIONS FOR COMPLETING DD FORM 1423

(See DoD 5010.12-M for detailed instructions.)

FOR GOVERNMENT PERSONNEL

Item A. Self-explanatory.

Item B. Self-explanatory.

Item C. Mark (X) appropriate category: TDP - Technical Data Package;

TM - Technical Manual; Other - other category of data, such as "Provisioning,""Configuration Management," etc.

Item D. Enter name of system/item being acquired that data will support.

Item E. Self-explanatory (to be filled in after contract award).

Item F. Self-explanatory (to be filled in after contract award).

Item G. Signature of preparer of CDRL.

Item H. Date CDRL was prepared.

Item I. Signature of CDRL approval authority.

Item J. Date CDRL was approved.

Item 1. See DoD FAR Supplement Subpart 4.71 for proper numbering.

Item 2. Enter title as it appears on data acquisition document cited in Item 4.

Item 3. Enter subtitle of data item for further definition of data item (optional entry).

Item 4. Enter Data Item Description (DID) number, military specification number, or military standard number listed in DoD 5010.12-L (AMSDL), or one-time DID number, that defines data content and format requirements.

Item 5. Enter reference to tasking in contract that generates requirement for the data item (e.g., Statement of Work paragraph number).

Item 6. Enter technical office responsible for ensuring adequacy of the data item.

Item 7. Specify requirement for inspection/acceptance of the data item by the Government.

Item 8. Specify requirement for approval of a draft before preparation of the final data item.

Item 9. For technical data, specify requirement for contractor to mark the appropriate distribution statement on the data (ref. DoDD 5230.24).

Item 10. Specify number of times data items are to be delivered.

Item 11. Specify as-of date of data item, when applicable.

Item 12. Specify when first submittal is required.

Item 13. Specify when subsequent submittals are required, when applicable.

Item 14. Enter addressees and number of draft/final copies to be delivered to each addressee. Explain reproducible copies in Item 16.

Item 15. Enter total number of draft/final copies to be delivered.

Item 16. Use for additional/clarifying information for Items 1 through 15.

Examples are: Tailoring of documents cited in Item 4; Clarification of submittal dates in Items 12 and 13; Explanation of reproducible copies in Item 14.; Desired medium for delivery of the data item.

FOR THE CONTRACTOR

Item 17. Specify appropriate price group from one of the following groups of effort in developing estimated prices for each data item listed on the DD Form 1423.

a. Group I. Definition - Data which is not otherwise essential to the contractor's performance of the primary contracted effort (production, development, testing, and administration) but which is required by DD Form 1423.

Estimated Price - Costs to be included under Group I are those applicable to preparing and assembling the data item in conformance with Government requirements, and the administration and other expenses related to reproducing and delivering such data items to the Government.

b. Group II. Definition - Data which is essential to the performance of the primary contracted effort but the contractor is required to perform additional work to conform to Government requirements with regard to depth of content, format, frequency of submittal, preparation, control, or quality of the data item.

Estimated Price - Costs to be included under Group II are those incurred over and above the cost of the essential data item without conforming to Government requirements, and the administrative and other expenses related to reproducing and delivering such data item to the Government.

c. Group III. Definition - Data which the contractor must develop for his internal use in performance of the primary contracted effort and does not require any substantial change to conform to Government requirements with regard to depth of content, format, frequency of submittal, preparation, control, and quality of the data item.

Estimated Price - Costs to be included under Group III are the administrative and other expenses related to reproducing and delivering such data item to the Government.

d. Group IV. Definition - Data which is developed by the contractor as part of his normal operating procedures and his effort in supplying these data to the Government is minimal.

Estimated Price - Group IV items should normally be shown on the DD Form 1423 at no cost.

Item 18. For each data item, enter an amount equal to that portion of the total price which is estimated to be attributable to the production or development for the Government of that item of data.

These estimated data prices shall be developed only from those costs which will be incurred as a direct result of the requirement to supply the data, over and above those costs which would otherwise be incurred in performance of the contract if no data were required. The estimated data prices shall not include any amount for rights in data. The Government's right to use the data shall be governed by the pertinent provisions of the contract.

DD FORM 1423-1 (BACK), FEB 2001

IDIQ Contract: FA8650-23-D-5400 Attachment 1 Materials for Integrated Nano-electronic & Optoelectronic Structures Statement of Work

26 Aug 2022

Attachment 1

STATEMENT OF WORK – BASIC IDIQ

IDIQ Contract: FA8650-23-D-5400

Materials for Integrated Nano-electronic and Optoelectronic Structures (MINOS)

1.0 Background

USAF missions require sustained operations in extremely harsh environmental conditions. Material advances are needed to optimize mission success in the areas of electronic, photonic, optoelectronic and quantum materials. The Air Force Research Laboratory, Materials and Manufacturing Directorate, Nanoelectronic Materials Branch (AFRL/RXAN) has a long-standing history of conducting research on electronic, optical and optoelectronic materials for ISR and EW. As the restrictions on size and weight, and the requirements for power and alternate forms of navigation become ever more stressing, the need for more advanced electronic, optical, optoelectronic and quantum materials and devices is becoming more critical for conducting future ISR and EW missions. This contract will continue the advances made in these areas and extend them through efforts aimed at Basic Research including fundamental research in collaboration with university partners, Advanced Technology Development in collaboration with both university and industrial partners, and Advance Component Development and Prototyping in collaboration with industrial partners. The goal of this contract is to advance and transition the technologies into fielded systems that will provide new capabilities to accomplish the most stressing Air Force missions.

2.0 Objectives: The objectives of this contract are to execute research and development which exploit competencies that enhance electronic, optoelectronic, photonic, magnetic, ferroic, and quantum materials, wide-bandgap (WBG) semiconductors, ultra wide-bandgap (UWBG) semiconductors, digital & analog switching materials, electronic materials integration and hybrid systems to enable next-generation effective and novel ISR and EW systems for DAF applications.

Required tasks and their objectives are delineated below. Contractor Acquired Property (CAP) may become necessary during the conduct of this research. No purchases of CAP shall occur until receipt of written notification from the contracting officer that the conditions of FAR 45.102(b) have been successfully met. All CAP shall be delivered to the Government at the conclusion of all technical work.

3.0 Tasks and Technical Requirements:

3.1 Program Management: Provide the programmatic oversight necessary to plan, coordinate, schedule and report all activities in the performance of this effort. This includes all technical, financial and programmatic aspects including the timely and accurate accounting of principal level lines of accounting as well as sub-accounts.

26 Aug 2022

3.2 Electronic Materials Research, Development, and Prototyping: Perform research, development, demonstration, verification, validation and technology transition of electronic materials for all aspects of ISR and EW applications. This includes but is not limited to wide-bandgap (WBG) semiconductors, ultra wide-bandgap (UWBG) semiconductors, magnetic, ferroic materials, digital & analog switching materials, as well as electronic materials integration.

3.3 Photonic, Optoelectronic and Quantum Materials Research, Development, and Prototyping:

Perform research, development, demonstration, verification, validation and technology transition of photonic, optoelectronic and quantum materials for all aspects of ISR and EW applications. This includes but is not limited to solid-state qubits; optical, RF, and hybrid material technologies; modulator materials, RF magnetic materials and materials for integrated photonics; and optoelectronic sensing.

3.4 Emergent Opportunities in Electronics, Optics and Photonics: Perform research, development, demonstration, verification, validation and technology transition of the latest advances in electronic, photonic, optoelectronic and quantum materials. This includes the development of case-specific feasibility demonstrators and prototypes for demonstrating specific required capabilities in focused efforts that may be time-constrained.

3.5 Modeling and Theory: Develop theoretical models and computational tools to guide experimental work of materials used in electronic, magnetic, photonic, opto-electronic, and optical applications.

These models may cover a broad range of physical lengths from an atomistic level to a macro device level. Potential areas to consider include, but are not limited to, density functional theory, molecular dynamic theory, and finite element analysis, which could be used as building blocks for integrated computational materials science and engineering (ICMSE) approaches in material research.

3.6 Material Synthesis/Growth: Develop research materials through the use of various physical vapor and chemical vapor deposition processes to grow thin films of desired magnetic, electronic, opto-electronic, and optical nature. Examples of such systems are pulsed laser deposition (PLD), sputtering, molecular beam epitaxy (MBE), atomic layer deposition (ALD), molecular layer deposition (MLD) or other vacuum based systems as needed. Also, synthesis of materials may be done in a beaker mixing various chemicals in solution at room temperature or at high temperatures (>1000oC) where a melt is required. Such equipment may need modifications or supplies to complete the task.

3.7 Fabrication/Processing: Fabricate materials into various shapes and sizes and creating areas that are conducting (like metals), semiconducting (like dichalgenides) or insulating (like oxides, nitrides). In order to do this, various techniques will be needed but not limited to focused ion beam, ultra violet lithography, nano lithography, e-beam lithography, reactive ion etching, wet chemical treatment involving acids and solvents, metal vaporation / sputtering, ion implantation, and mechanical and electronic fixture arrangements. Such equipment may need modifications or supplies to complete the task.

3.8 Characterization/Testing: Many types of characterization and testing procedures are needed to study both material quality and device operation. In general, these can fall into magnetic, electronic, optical and thermal testing techniques, combined with mechanical loading in some test scenarios. These techniques can encompass the areas of microscopy, spectroscopy, transport, and radiation. Typical techniques include, but are not limited to: atomic, electric, piezoelectric, and magnetic force microscopy; scanning electron and transmission electron microscopy, infra-red, thermal atomic force microscopy; secondary ion mass spectroscopy, x-ray photo electron spectroscopy, Raman spectroscopy, impedance and dielectric spectroscopy, scanning tunneling probe spectroscopy, magnetic field measurements like Hall Effect, resonance; optical absorption and emission, photoluminescence; time

26 Aug 2022 domain thermoreflectance; spin and electron currents; x-ray diffraction; micron-scale in-situ measurement. The development of new characterization and testing techniques also applies.

3.9 Research Community Leverage and Interaction: In order to harvest and leverage the significant fundamental research investment of DoD and government agencies, we intend to partner and interact with these past, ongoing, and future efforts in a variety of ways. Pilot demonstration efforts, focused experimental activities, seedling efforts for future programs, visits, hosting onsite research activities, and consulting with external SMEs are among the anticipated modes of exploration that should be enabled through this activity. This component of the overall research program will be maintained as and should be considered fundamental research and exempt from ITAR restrictions.

3.10 Acquisition of Special Test Equipment / Contractor Acquired Property: Perform purchasing of capital equipment for the new, continued, improved, and/or enduring capability to characterize electronic, photonic, optoelectronic and quantum materials and devices.

SECURITY REQUIREMENTS

OPERATIONS SECURITY (OPSEC)

The contractor shall participate in all activities associated with the disciplines of the organization’s Industrial Security, Information Security, Personnel Security, Operations Security (OPSEC), and Antiterrorism programs, following appropriate measures in each program as required for this particular contract. Security measures are required to reduce program vulnerability from successful adversary collection, exploitation of critical information, and violations of export control requirements. The prime contractor shall ensure all subcontractors, if applicable, conform to these requirements as required by the prime contractor.

PROGRAM PROTECTION PLAN (PPP) REQUIREMENTS

Any potential critical program information (CPI) generated as part of this effort will be reviewed to determine the need for a PPP or to be included as part of an existing PPP.

Attachment 2

STATEMENT OF WORK SUPPLEMENTAL REQUIREMENTS

IDIQ Basic Contract: FA8650-23-D-5400

The following paragraphs are also considered be a part of the SOW requirements and the Contractor is responsible for compliance to the same extent as the rest of the SOW.

1. Implementation of Disclosure of Information - In order to comply with DFARS 252.204-7000, Disclosure of Information, the following copies of the information to be released are required at least 45 days prior to the scheduled release date:

(a) One copy to: Contracting Officer

AFRL/RXKMA

Attn: Mark Merrifield 2130 8th Street, Bldg. 45 Wright-Patterson AFB, OH 45433 mark.merrifield@us.af.mil

(b) One copy to: Program Manager

AFRL/RXAN

Attn: Joseph G. Burns 3005 Hobson Way, Bldg. 651, Room 241 Wright-Patterson AFB, OH 45433-7707 joseph.burns.9@us.af.mil

2. Packaging and Marking

(a) All hardware deliverable contract items shall be packaged in accordance with established commercial practices.

(b) When special delivery and/or handling instructions are required, all boxes and/or crates must contain the following statement in plain sight and in bold letters: INSTRUCTION TO RECEIVING

OFFICE - DO NOT OPEN; CONTENTS ARE SENSITIVE TO DAMAGE WHEN IMPROPERLY OPENED OR

HANDLED. CONTACT THE RESPONSIBLE TECHNICAL PROJECT OFFICER IMMEDIATELY UPON RECEIPT.

CONTACT: Mr. Joseph Burns at joseph.burns.9@us.af.mil.

3. Program Manager/Program Focal Point The Government Program Manager for this effort is Joseph Burns, AFRL/RXAN, 3005 Hobson Way, Street, Bldg. 651, joseph.burns.9@us.af.mil.

4. Base Support - Base support may be provided by the Government to the Contractor in accordance with this SOW.

(a) The Contractor will require use of base support on a rent-free, non-interference basis to include Government-controlled working space, material, equipment, services (including automatic data processing), or other support (excluding use of the Defense Switched Network (DSN)) which the Government determines can be made available at, or through, any Air Force installation where this contract shall be performed.

(b) Unless otherwise stipulated in the contract schedule, the Contractor will use base support on a

IDIQ Basic Contract: FA8650-23-D-5400

Attachment #2 SOW/Supplemental Requirements no-charge-for-use basis and the value shall be a part of the Government's contract consideration.

(c) The Contractor will immediately report (with a copy to the cognizant CAO) inadequacies, defective base support, or non-availability of support stipulated by the contract schedule, together with a recommended plan for obtaining the required support. Facilities are not be purchased under this contract by the Contractor. Additionally, the Contractor (or authorized representative) will not purchase, or otherwise furnish any base support requirement provided by the SOW (or authorize others to do so), without prior written approval of the Contracting Officer regarding the price, terms, and conditions of the proposed purchase, or approval of other arrangements.

(d) Following are installations where base support will be provided: Wright-Patt Air Force Base (WPAFB). See Attachment 5 of this contract for specific facilities.

(e) The base support to be furnished under this contract is detailed in Attachment 5 of this contract. Because of the nature and locations of the work performed, the value of such support is undeterminable. The Contractor is not authorized to incur any costs resulting from nonsupport prior to Contracting Officer direction.

(f) In the performance of this contract or any major subcontract, no direct or indirect costs for support will be incurred if the Government determines that support is available at, or through any Air Force installation where this contract shall be performed.

5. Implementation of Patent Rights Clause

(a) inventions have been disclosed, or 2) stating that there are no such inventions, shall be sent to both the Administrative Contracting Officer at the address located on the face of the contract and to det1.afrl.pka@us.af.mil within the timeframes specified in the Patent Rights clause of this contract.

(b) Contractors are highly encouraged to use DD Form 882, Report of Invention and Subcontracts, to submit these reports. The DD Form 882 may also be used for the notification of an award of any clause.

(c) All other notifications required by the contract shall also be sent to the addresses in paragraph (a).

This provision also constitutes the request for the following information for any subject invention for which the contractor has retained ownership (1) the filing date, (2) serial number and title, (3) a copy of the patent application, and (4) patent number and issue date. Submittal shall be to det1.afrl.pka@us.af.mil.

6. Implementation of Pollution Prevention and Right-To-Know Information-

To comply with FAR Clause 52.223-5 "Pollution Prevention and Right-to-Know Information, Alt 1, and Environmental Management System (EMS) requirements, the contractor is required to complete Initial EMS Awareness-Level training for all personnel working on an Air Force installation.

(a) The installation office responsible for providing the EMS training is 88 ABW/CEVY

(b) The training requires less than 30 minutes.

(c) The EMS Awareness-level training shall be accomplished within 30 days of contract (or modification) award. New contract employees shall be trained within 30 days of starting work on the installation.

(d) The EMS Awareness-level training is available via the 88 ABW/CEVY website, which provides materials that meet the training requirement.

IDIQ Basic Contract: FA8650-23-D-5400 2 of 3

(e) Upon completion of the training, the contractor shall provide the program manager a list of the contractor employees' names and the date the training was completed.

7. Information Regarding Non-US Citizens Assigned to this Project

(a) Contractor employees requiring access to USAF bases, AFRL facilities, and/or access to U.S.

Government Information Technology (IT) networks in connection with the work on this contract must be U.S. citizens. For the purpose of base and network access, possession of a permanent

This requirement does not apply to foreign nationals approved by the U.S. Department of Defense or U.S. State Department under international personnel exchange agreements with foreign governments. It also does not apply to dual citizens who possess US citizenship, to include Naturalized citizens.

Any waivers to this requirement must be granted in writing by the Contracting Officer prior to providing access. Specific format for waiver request will be provided upon request to the Contracting Officer. The above requirements are in addition to any other contract requirements related to obtaining a Common Access Card (CAC).

(b) For purposes of paragraph (a) above, if an IT network/system does not require AFRL to endorse operating the IT network/system is responsible for controlling access to its system. If an IT network/system requires an U.S. Government sponsor to endorse the application in order for access to the IT network/system; AFRL will only endorse the following types of applications;

consistent with the requirements above:

(1) Contractor employees who are U.S. citizens performing work under this contract.

(2) Contractor employees who are non-U.S. citizens and who have been granted a waiver.

Any additional access restrictions established by the IT network/system owner apply.

8. Fundamental Research

Pursuant to DFARS 252.204-7000, Disclosure of Information, the exception allowing release in Paragraph (a)(3) is applicable to Statement of Work sections: 3.2, 3.3, 3.4, 3.5, 3.6, 3.7, 3.8, 3.9 and

3.10 only as long as the work remains in the public domain, or is considered fundamental research and not sensitive or inappropriate for public release.