3-C-DFCM Health Insurance Statement of Compliance Form, Revised 7.28.25.docx
DOCX document 78 KB Posted
- Solicitation number
- MP27000
- Issued by
- Utah
About this file
Summary
This is a Health Insurance Statement of Compliance Form issued by the State of Utah's Division of Facilities Construction and Management (DFCM), effective March 22, 2018 and revised July 28, 2025. The form certifies that contractors and subcontractors maintain qualified health insurance coverage for eligible employees and their dependents as defined under Utah Code 26B-3-909. The compliance requirement applies to prime contractors with contracts of $2,000,000 or more and subcontractors with subcontracts of $1,000,000 or more. The form must be completed and signed by an actuary or underwriter and submitted as part of the contracting process. The requirement does not apply when application would jeopardize federal funding, for sole source contracts, or in emergency procurements.
Non-compliance with health insurance coverage requirements carries substantial penalties, including three-month suspension from state contracts for a first violation, six-month suspension for a second violation, and potential debarment for a third or subsequent violation. Monetary penalties may reach up to 50 percent of the cost to purchase qualified health insurance coverage for affected employees and dependents. Contractors who intentionally violate these requirements face personal liability to employees for uncovered health care costs, and those using change orders, modifications, or multiple contracts to circumvent requirements may be charged with an infraction. For the referenced project—a roof replacement for Restroom 25 at the Utah State Fairpark with a construction cost estimate of $75,000—this requirement would not apply due to the project amount falling below the $2,000,000 threshold for prime contractors.
View the file
Other files
On GovTribe
Work with this file
- Download the original file
- Contacts named in this file
- Similar government files
- Ask GovTribe AI about this file
Text version
HEALTH INSURANCE STATEMENT OF COMPLIANCE
Effective March 22, 2018 (Revised July 28, 2025)
EMPLOYER: Contractor / Company Name
The undersigned is (check applicable box):
☐ An actuary selected by the Employer or the Employer’s insurer.
☐ An underwriter responsible for developing the Employer’s employer group’s premium rates.
☐ An actuary or underwriter selected by a third party administrator as defined in Utah Code § 31A-1-301 for an employee welfare benefit plan described in Utah Code § 63A-5b-607(1)(d)(ii).
The undersigned hereby certifies that as of Click to enter a date the Employer makes and maintains an offer of “qualified health insurance coverage” as that term is defined in Utah Code § 26B-3-909 for the Employer’s eligible employees and the eligible employees’ dependents.
Actuary/Underwriter:
Signature
Please type/print name clearly
Credentials:
Company:
Applies to: (i) a prime contractor (and design professional) if the prime contract (or design professional contract) is in the aggregate amount of $2,000,000 or more; and (ii) a subcontractor (and subconsultant of a design professional) if the subcontract (or subconsultant agreement) is in the aggregate amount of $1,000,000 or more.
Does not apply: (i) if application jeopardizes DFCM’s receipt of federal funds; (ii) if the contract is a sole source contract; or (iii) if the contract is an emergency procurement.
Penalties for non-compliance: Penalties may include: (i) a three-month suspension of the contractor or subcontractor from entering into future contracts with the state upon a first violation; (ii) a sixth-month suspension of the contractor or subcontractor from entering into future contracts with the state upon a second violation; (iii) an action for debarment of the contractor or subcontractor upon a third or subsequent violation; and (iv) monetary penalties which may not exceed 50% of the amount necessary to purchase qualified health insurance coverage for eligible employees and the dependents of eligible employees of the contractor or subcontractor who were not offered qualified health insurance coverage during the duration of the contract. A contractor or subcontractor who intentionally violates Utah Code § 63A-5b-607 is liable to an eligible employee for health care costs that would have been covered by qualified health insurance coverage. A person who intentionally uses change orders, contract modifications or multiple contracts to circumvent the requirements of Utah Code § 63A-5b-607 is guilty of an infraction.
DFCM Health Insurance Statement Of Compliance Form, 3.22.2018 (Revised 7.28.2025) image1.png
File details come from the government source that posted it. Updated .