Solicitation 72052321R00002.pdf

Date Issued: January 15, 2021 Questions Due Date: January 29, 2021, 9:30 AM Mexico City Time Closing Date: March 4, 2021 Closing Time: 9:30 AM Mexico City Time

SUBJECT: Request for Proposals (RFP) No.: 72052321R00002 REFERENCE: Promoviendo la integridad y la transparencia en los negocios

(ProIntegridad)

The U.S. Agency for International Development (USAID) mission Mexico is seeking proposals from qualified organizations interested in providing services as described in the attached solicitation.

This competitive procurement will be conducted through full and open competition, for which the procedures for “contracting by negotiation, trade-off process” as set forth in the Federal Acquisition Regulation (FAR) Part 15 will govern. All types of organizations (large or small commercial for-profit firms, educational institutions, and non-profit organizations) meeting USAID source and nationality geographic code 937 are eligible to compete. The North American Industry Classification System (NAICS) Code for this action is 541990 — All Other Professional, Scientific, and Technical Services. USAID encourages the participation to the maximum extent possible of small business concerns, small disadvantaged business concerns and women-owned small business concerns in this activity as a prime contractor or as a subcontractor, in accordance with Part 19 of the FAR.

USAID/Mexico intends to award a Cost-Plus-Fixed-Fee (CPFF) Completion type contract for a four (4) year base period from the date of award, with one one-year option period with a total estimated cost of $15,000,000. Revealing the estimated cost for the contract does not mean that Offerors should necessarily strive to meet the maximum amount estimated. Offerors must propose costs that they believe are realistic and reasonable for the work described in their proposal. The most effective approach for achieving the expected results is encouraged and the award will be made to the Offeror whose proposal offers the best value to the Government considering technical and cost factors (see Section M) of the solicitation.

Offerors are encouraged to read the entire solicitation, paying special attention to Section L – Instructions to Offerors and Section M – Evaluation Criteria. Any blanks in Sections B through J will be completed by the Contracting Officer before award. Offerors must comply with FAR Clause 52.204-7, System for Award Management and adhere to the requirements set forth in Section K – Representations, Certifications, and Other Statements of Offerors.

Amendments to this solicitation will be made available through the Federal Business Opportunities website at https://beta.sam.gov. It is the Offeror’s responsibility to check this site periodically for official updates and amendments to the solicitation. This solicitation in no way obligates USAID to award a contract, nor does it commit USAID to pay any costs incurred in the https://beta.sam.gov/

Request for Proposal 72052321R00002 Promoviendo la integridad y la transparencia en los negocios (ProIntegridad) Activity preparation and submission of a proposal in response hereto. Furthermore, the Government reserves the right to reject any and all offers, if such action is considered to be in the best interest of the Government. Please note that USAID/Mexico will deem all offers nonresponsive if they fail to comply with the terms of this solicitation. It is the responsibility of the recipient of this solicitation document to ensure that it has been received from the internet in its entirety. USAID bears no responsibility for data errors resulting from transmission or conversion process.

Offerors must send separate technical and cost proposals to the Office of Acquisition and Assistance. USAID/Mexico will evaluate responsive proposals in accordance with the evaluation factors provided in Section M, “Evaluation Factors for Award.” USAID/Mexico will not evaluate nonresponsive offers. By email only, please also submit all questions and requests for clarifications about this RFP no later than the deadline above to the Office of Acquisition and Assistance at mexicoaa@usaid.gov; include the RFP number in the email subject line. Oral instructions, answers, or guidance from any USAID source prior to the award of the contract shall not be binding.

Issuance of this solicitation does not in any way obligate USAID/Mexico to award a contract or commit it to pay for costs incurred preparing and submitting a proposal. Indeed, USAID/Mexico absolutely will NOT reimburse offerors for ANY COST associated with the development of their proposal. Offerors incur such costs at their own risk. Furthermore, USAID/Mexico reserves the right to reject any and all offers when considered by the Contracting Officer to serve the best interests of the U.S. Government.

The Agency point of contact for this solicitation is the Office of Acquisition and Assistance, at mexicoaa@usaid.gov.

Thank you in advance for your interest in this procurement.

Sincerely, Elizabeth Colarik Contracting Officer mailto:mexicoaa@usaid.gov

72052321R00002

SOLICITATION, OFFER AND AWARD

4. TYPE OF SOLICITATION2. CONTRACT NUMBER 3. SOLICITATION NUMBER

7. ISSUED BY CODE 8. ADDRESS OFFER TO (If other than Item 7)

ORDER UNDER DPAS (15 CFR 700)

6. REQUISITION/PURCHASE NUMBER

NOTE: In sealed bid solicitations "offer" and "offeror" mean "bid" and "bidder".

NEGOTIATED (RFP)

SEALED BID (IFB)

5. DATE ISSUED

1. THIS CONTRACT IS A RATED RATING PAGE OF PAGES

1 110

C. E-MAIL ADDRESS

EXT.NUMBERAREA CODE

B. TELEPHONE (NO COLLECT CALLS)A. NAME

10. FOR

INFORMATION

CALL:

CAUTION: LATE Submissions, Modifications, and Withdrawals: See Section L, Provision No. 52.214-7 or 52.215-1. All offers are subject to all terms and conditions contained in this solicitation.

(Date)(Hour) local timeuntildepository located in copies for furnishing the supplies or services in the Schedule will be received at the place specified in Item 8, or if hand carried, in the

SOLICITATION

9. Sealed offers in original and

PART IV - REPRESENTATIONS AND INSTRUCTIONS

OTHER STATEMENTS OF OFFERORS

EVALUATION FACTORS FOR AWARD

INSTRS., CONDS., AND NOTICES TO OFFERORS

REPRESENTATIONS, CERTIFICATIONS AND

LIST OF ATTACHMENTS

CONTRACT CLAUSES

PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACH.

I

J

K

L

M SPECIAL CONTRACT REQUIREMENTS

CONTRACT ADMINISTRATION DATA

DELIVERIES OR PERFORMANCE

INSPECTION AND ACCEPTANCE

PACKAGING AND MARKING

DESCRIPTION/SPECS./WORK STATEMENT

SUPPLIES OR SERVICES AND PRICES/COSTS

SOLICITATION/CONTRACT FORM

PART II - CONTRACT CLAUSESPART I - THE SCHEDULE

H

G

F

E

D

C

B

A

SEC. DESCRIPTION PAGE(S) (X) DESCRIPTION SEC. (X)

11. TABLE OF CONTENTS

18. OFFER DATE17. SIGNATURE

SUCH ADDRESS IN SCHEDULE.

IS DIFFERENT FROM ABOVE - ENTER

15C. CHECK IF REMITTANCE ADDRESS

EXT.NUMBERAREA CODE

15B. TELEPHONE NUMBER

(Type or print)AND

ADDRESS

OF

OFFEROR

CODE FACILITY

16. NAME AND TITLE OF PERSON AUTHORIZED TO SIGN OFFER15A. NAME

DATEAMENDMENT NO.DATEAMENDMENT NO.

and related documents numbered and dated):

amendments to the SOLICITATION for offerors

(The offeror acknowledges receipt of

14. ACKNOWLEDGEMENT OF AMENDMENTS

CALENDAR DAYS (%)30 CALENDAR DAYS (%)20 CALENDAR DAYS (%)10 CALENDAR DAYS (%)

(See Section I, Clause No. 52.232.8)

13. DISCOUNT FOR PROMPT PAYMENT

designated point(s), within the time specified in the schedule.

by the offeror) from the date for receipt of offers specified above, to furnish any or all items upon which prices are offered at the price set opposite each item, delivered at the

NOTE: Item 12 does not apply if the solicitation includes the provisions at 52.214-16, Minimum Bid Acceptance Period.

OFFER (Must be fully completed by offeror)

IMPORTANT - Award will be made on this Form, or on Standard Form 26, or by other authorized official written notice.

28. AWARD DATE

(Signature of Contracting Officer)

27. UNITED STATES OF AMERICA

25. PAYMENT WILL BE MADE BY

26. NAME OF CONTRACTING OFFICER (Type or print)

CODE 24. ADMINISTERED BY (If other than Item 7)

ITEM

(4 copies unless otherwise specified)

23. SUBMIT INVOICES TO ADDRESS SHOWN IN

41 U.S.C. 253 (c) ( 10 U.S.C. 2304 (c) (

22. AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION:

21. ACCOUNTING AND APPROPRIATION20. AMOUNT19. ACCEPTED AS TO ITEMS NUMBERED

AWARD (To be completed by government)

CODE

REQ-523-21-00000301/15/2021

X

720523

USAID/Mexico

PASEO DE LA REFORMA 305

MEXICO CITY, MEXICO 06500

0930 S 03/04/2021

Ingrid Rangel irangel@usaid.gov

X

X

X

X

X

X

X

X

X

X

X

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X

PAGE(S)

Elizabeth Colarik

AUTHORIZED FOR LOCAL REPRODUCTION

Previous edition is unusable

STANDARD FORM 33 (Rev. 9-97)

Prescribed by GSA - FAR (48 CFR) 53.214(c)

6-8

10-12 13-14 15-24 25-28 29-40

41-56

57-58

59-86

87-105

106-110

12. In compliance with the above, the undersigned agrees, if this offer is accepted within _____0_________ calendar days (60 calendar days unless a different period is inserted

Contents

PART I – THE SCHEDULE

SECTION B – SUPPLIES OR SERVICES/PRICES

B.1 PURPOSE

B.2 CONTRACT TYPE AND SERVICES

B.3 ESTIMATED COST AND FIXED FEE AND OBLIGATED AMOUNT

B.4 PAYMENT OF FIXED FEE

B.5 CONTRACT BUDGET

B.6 INDIRECT COSTS

B.7 REIMBURSABLE COSTS

SECTION C – STATEMENT OF OBJECTIVES

SECTION D – PACKAGING AND MARKING

D.1 AIDAR 752.7009 MARKING (JAN 1993)

D.2 BRANDING AND MARKING POLICY

D.3 BRANDING STRATEGY

D.4 MARKING

SECTION E – INSPECTION AND ACCEPTANCE

E.1 NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE13

E.2 INSPECTION AND ACCEPTANCE

E.3 QUALITY ASSURANCE SURVEILLANCE PLAN (QASP)

SECTION F – DELIVERIES OR PERFORMANCE

F.1 NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE15

F.2 PERIOD OF PERFORMANCE

F.3 PLACE OF PERFORMANCE

F.4 PERFORMANCE EVALUATION & PERFORMANCE STANDARDS

F.5 KEY PERSONNEL

F.6 REPORTS AND DELIVERABLES

SECTION G – CONTRACT ADMINISTRATION DATA

G.1 TECHNICAL DIRECTION AND DESIGNATION OF RESPONSIBLE USAID

OFFICIALS

G.2 CONTRACTING OFFICER'S AUTHORITY

G.3 ADMINISTRATIVE CONTRACTING OFFICE

G.4 CONTRACTING OFFICER’S REPRESENTATIVE (COR)

G.5 TECHNICAL DIRECTIONS/RELATIONSHIP WITH USAID

G.6 payment and invoices

G.7 ACCOUNTING AND APPROPRIATION DATA

G.8 CONTRACTOR’S PRIMARY POINT OF CONTACT

SECTION H – SPECIAL CONTRACT REQUIREMENTS

H.1 LANGUAGE REQUIREMENTS

H.2 CONTRACTOR’S STAFF SUPPORT AND ADMINISTRATIVE AND LOGISTICS

ARRANGEMENTS

H.3 AUTHORIZED GEOGRAPHIC CODE

H.4 SUBMISSION OF DATASETS TO THE DEVELOPMENT DATA LIBRARY (DDL)

ADS 302.3.5.21 (OCTOBER 2014)

H.5 ELECTRONIC PAYMENTS SYSTEM (JULY 2014)

H.6 PROHIBITION OF ASSISTANCE TO DRUG TRAFFICKERS (22 CFR Part 140)32

H.7 GRANTS UNDER CONTRACT (GUC)

H.8 AUTHORIZED WORK WEEK

H.9 EXECUTIVE ORDER ON TERRORISM FINANCING

H.10 FOREIGN GOVERNMENT DELEGATIONS TO INTERNATIONAL

CONFERENCES (JAN 2002)

H.11 CONSENT TO SUBCONTRACT

H.12 SUBCONTRACTING PLAN REPORT FOR INDIVIDUAL CONTRACTS AND

SUMMARY CONTRACTING REPORT

H.13 DEFENSE BASE ACT INSURANCE AND SERVICES

H.14 ENVIRONMENTAL COMPLIANCE (22 CFR 216)

H.15 PERSONNEL COMPENSATION

H.16 DISCLOSURE OF INFORMATION

H.17 LIMITATION ON ACQUISITION OF INFORMATION TECHNOLOGY (APRIL

2018) (DEVIATION NOs. M/OAA-DEV-FAR-20-3c and M/OAA-DEV-AIDAR-20-2c)

(APRIL 2020)

PART II – CONTRACT CLAUSES

SECTION I – CONTRACT CLAUSES

I.1 NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE41

I.2 FAR 52.204-21 BASIC SAFEGUARDING OF COVERED CONTRACTOR

INFORMATION SYSTEMS (JUN 2016)

I.3 FAR 52.216-24 LIMITATION OF GOVERNMENT LIABILITY (APR 1984)

I.4 FAR 52.216-25 CONTRACT DEFINITIZATION (OCT 2010)

I.5 52.217-9 OPTION TO EXTEND THE TERM OF THE CONTRACT (MAR 2000) 49

I.6 FAR 52.222-2 PAYMENT FOR OVERTIME PREMIUMS (JUL1990)

I.7 FAR 52.222-35 EQUAL OPPORTUNITY FOR VETERANS (jun 2020)

I.8 FAR 52.222-36 EQUAL OPPORTUNITY FOR WORKERS WITH DISABILITIES

(JUN 2020)

I.9 FAR 52.247-67 SUBMISSION OF TRANSPORTATION DOCUMENTS FOR AUDIT

(FEB 2006)

I.10 FAR 52.252-2 CLAUSES INCORPORATED BY REFERENCE (FEB 1998)

I.11 AIDAR 752.229-71 REPORTING OF FOREIGN TAXES (JULY 2007)

I.12 AIDAR 752.245-70 GOVERNMENT PROPERTY—USAID REPORTING

REQUIREMENTS (OCT 2017)

I.13 AIDAR 752.252-2 AIDAR CLAUSES INCORPORATED BY REFERENCE (MAR

2015)

I.14 AIDAR 752.7003 DOCUMENTATION FOR PAYMENT (NOV 1998)

PART III - LIST OF DOCUMENTS, EXHIBITS, AND OTHER ATTACHMENTS ...57

SECTION J – LIST OF ATTACHMENTS

PART IV - REPRESENTATIONS AND INSTRUCTIONS

SECTION K – REPRESENTATIONS, CERTIFICATIONS AND OTHER STATEMENTS

OF OFFERORS

K.1 NOTICE LISTING SOLICITATION CLAUSES INCORPORATED BY REFERENCE

K.2 FAR 52.204-3 TAXPAYER IDENTIFICATION (OCT 1998)

K.3 FAR 52.204-8 ANNUAL REPRESENTATIONS AND CERTIFICATIONS (MAR

2020)

K.4 FAR 52.204-20 PREDECESSOR OF OFFEROR (AUG 2020)

K.5 FAR 52.204-24 REPRESENTATION REGARDING CERTAIN

TELECOMMUNICATIONS AND VIDEO SURVEILLANCE SERVICES OR

EQUIPMENT (OCT 2020)

K.6 FAR 52.204-26 COVERED TELECOMMUNICATIONS EQUIPMENT OR

SERVICES-REPRESENTATION (OCT 2020)

K.7 FAR 52.209-5 CERTIFICATION REGARDING RESPONSIBILITY MATTERS (AUG

2020)

K.8 FAR 52.209-7 INFORMATION REGARDING RESPONSIBILITY MATTERS (OCT

2018)

K.9 FAR 52.209-11 REPRESENTATION BY CORPORATIONS REGARDING

DELINQUENT TAX LIABILITY OR A FELONY CONVICTION UNDER ANY

FEDERAL LAW (FEB 2016)

K.10 FAR 52.209-12 CERTIFICATION REGARDING TAX MATTERS (OCT 2020) ...74

K.11 FAR 52.209-13 VIOLATION OF ARMS CONTROL TREATIES OR AGREEMENTS-

CERTIFICATION (JUL 2020)

K.12 FAR 52.215-6 PLACE OF PERFORMANCE (OCT 1997)

K.13 FAR 52.219-1 SMALL BUSINESS PROGRAM REPRESENTATIONS (NOV 2020)77

K.14 FAR 52.222-22 PREVIOUS CONTRACTS AND COMPLIANCE REPORTS (FEB

1999)

K.15 FAR 52.222-25 AFFIRMATIVE ACTION COMPLIANCE (APR 1984)

K.16 FAR 52.225-2 BUY AMERICAN CERTIFICATE (MAY 2014)

K.17 FAR 52.230-1 COST ACCOUNTING STANDARDS NOTICES AND

CERTIFICATION (JUN 2020)

K.18 FAR 52.230-7 PROPOSAL DISCLOSURE—COST ACCOUNTING PRACTICE

CHANGES (APR 2005)

K.19 AGREEMENT ON, OR EXCEPTIONS TO, TERMS AND CONDITIONS

K.20 AUTHORIZED NEGOTIATORS

K.21 SIGNATURE

SECTION L –INSTRUCTIONS, CONDITIONS, AND NOTICES TO OFFEROR

L.1 NOTICE LISTING SOLICITATION PROVISIONS INCORPORATED BY

REFERENCE

L.2 FAR 52.216-1 TYPE OF CONTRACT (APR 1984)

L.3 FAR 52.233-2 SERVICE OF PROTEST (SEP 2006)

L.4 GENERAL INSTRUCTIONS

L.5 DELIVERY INSTRUCTIONS

L.6 INSTRUCTIONS FOR THE PREPARATION OF THE TECHNICAL PROPOSAL91

L.7 INSTRUCTIONS FOR THE PREPARATION OF THE COST PROPOSAL

SECTION M - EVALUATION FACTORS FOR AWARD

M.1 OVERVIEW

M.2 TECHNICAL EVALUATION CRITERIA

M.3 EVALUATION OF COST PROPOSALS

M.4 DETERMINATION OF THE COMPETITIVE RANGE

M.5 CONTRACTING WITH SMALL BUSINESS CONCERNS AND DISADVANTAGED

ENTERPRISES

PART I – THE SCHEDULE

SECTION B – SUPPLIES OR SERVICES/PRICES

B.1 PURPOSE

The purpose of this activity is to strengthen Mexico’s business and investment environment through improved governance and business practices and enhanced coalitions that drive transparency and integrity. The Activity will use a cross-cutting open business approach - in line with the stated resolutions and purposes of the United States-Mexico-Canada Agreement (USMCA) to strengthen the Government of Mexico (GOM), private sector and civil society’s capacity and commitment to promote a fair, transparent, and competitive business environment that attracts greater investment and drives economic growth. The Activity aims to create multi-stakeholder connections, coalitions, and practices that can help cement open business norms and improve the business and investment ecosystem in Mexico, as described in Section C.

B.2 CONTRACT TYPE AND SERVICES

This is a Cost-Plus-Fixed-Fee (CPFF) Completion Type Contract. For the consideration set forth below, the Contractor must perform the services and provide the deliverables or outputs described in Sections C, D, and F in accordance with performance standards specified in Section E.

B.3 ESTIMATED COST AND FIXED FEE AND OBLIGATED AMOUNT

(a) The total estimated cost for the performance of the work required for the period of performance combined hereunder, inclusive of fixed fee, if any, is: $TBD. The fixed fee, if any, is $TBD. USAID will not pay the Contractor any sum in excess of the total estimated cost.

(b) The estimated cost for the performance of the work required for the four (4) year base period hereunder, exclusive of fixed fee, if any, is: $TBD. The estimated fee for the base period is $TBD. The estimated cost plus fixed fee for the base period if any, is $TBD.

(c) The estimated cost for the performance of the work required for the first option period (year

5) year period hereunder, exclusive of fixed fee, if any, is: $TBD. The estimated fee for the option period is $TBD. The estimated cost plus fixed fee for this option period, if any, is $TBD.

(d) Within the total estimated cost plus fixed fee (if any) specified in paragraph (a) above, the amount currently obligated and available for reimbursement of allowable costs incurred by the Contractor (and payment of fee, if any) for performance hereunder is $TBD.

(e) Funds obligated hereunder are anticipated to be sufficient through TBD.

(f) The Contractor must not exceed the aforesaid obligated amount unless authorized by the Contracting Officer pursuant to the clause of this contract entitled "Limitation of Funds" (FAR 52.232-22). In accordance with Section F, the Contractor must not exceed the Pre-Mobilization Budget to be proposed by the Contractor after award until otherwise notified in writing by the Contracting Officer.

B.4 PAYMENT OF FIXED FEE

Pursuant to FAR 16.306(d) Cost-Plus-Fixed-Fee Contracts, payment of the fixed fee will be divided between fixed payments for activity deliverables found in Section F.6 (25 percent) and fixed payments based on the completed performance indicators/targets (75 percent) found in the Fixed Fee Schedule below.

[Selected Offeror’s Fixed Fee Schedule to be inserted at time of award.]

All fixed fee payments are subject to the inspection and acceptance by USAID as specified in Section E of the same and in compliance with the terms of this contract. Upon successful completion of a deliverable, the Contractor must provide evidence of its achievement in accordance with performance standards specified in Section E to the Contracting Officer’s Representative (COR). Upon receipt of concurrence by the COR, the Contractor shall submit an invoice for the amount of the fee associated with the deliverable.

In the event of discontinuance of the work in accordance with the clause of the contract entitled FAR 52.249-6 Termination (Cost Reimbursement), the fee must be re-determined by mutual agreement equitably to reflect the reduction in the work actually performed. The amount by which such fee is less than, or exceeds, payments previously made on account of the fee must be paid to, or repaid by the Contractor, as applicable.

Pursuant to FAR 52.216-8 Fixed Fee, after payment of 85 percent of the fixed fee, further payment of the fee will be withheld until a reserve is set aside not to exceed 15 percent of the total fixed fee or $100,000, whichever is less.

B.5 CONTRACT BUDGET

The total cost (including fixed fee) stated below may not be adjusted without a written modification signed by the Contracting Officer. No amounts in excess of the amounts specified for each line item below shall be billed against the Contract:

Category Base Period (Years 1-4)

Option Period 1 (Year 5)

Direct Costs $TBD $TBD Subcontracts $TBD $TBD Grants Under Contract $TBD $TBD Indirect Costs $TBD $TBD Fixed Fee $TBD $TBD Total Estimated Cost $TBD $TBD

a) The inclusion of any costs in the above budget does not obviate the requirement for prior approval by the Contracting Officer of cost items designated as requiring prior approval by any of the terms and conditions of this contract, including the applicable cost principles (see FAR 52.216-7, “Allowable Cost and Payment”); nor, does it constitute a determination of allowability by the Contracting Officer of any item of cost, unless specifically stated elsewhere in this contract. Also, the Contractor must not adjust these amounts without a written modification signed by the Contracting Officer. The Contractor must not bill any amounts against this contract in excess of the amounts specified for each line item.

b) The Contractor agrees to furnish data that the Contracting Officer may request on costs expended or accrued under this contract.

c) Without the prior written approval of the Contracting Officer, the Contractor must not exceed the total estimated cost set forth in the budget or the total obligated amount, whichever is less.

B.6 INDIRECT COSTS

a) Pending establishment of revised provisional or final indirect cost rates, USAID/Mexico will reimburse allowable indirect costs on the basis of the following negotiated provisional or predetermined rates and the appropriate bases pursuant to the contractor’s current executed Negotiated Indirect Cost Rate Agreement

(“NICRA”):

[To Be Determined at Award]

Description Rate Base Type Period Indirect Cost [•]% 1/ 1/ 1/

a) Description or type of rate indicated as a percentage, e.g. G&A

- Base, e.g. Direct Labor for Labor Overhead

- Period, e.g. CY 2018

b) The Contractor will make no change in its established method of classifying or allocating indirect costs without the prior written approval of the Contracting Officer.

c) The Contractor will use the indirect cost recovery rates proposed during negotiations and accepted by the Contracting Officer for the subcontractors that received Contracting Officer consent. The Contractor must not apply different indirect cost recovery rates for the subcontractors without prior written approval of the Contracting Officer.

B.7 REIMBURSABLE COSTS

The U.S. dollar costs allowable will be limited to reasonable, allocable, and necessary costs determined in accordance with far 31 (contract cost principles), far § 52.216-7, “allowable cost and payment,” far § 52.216- 8, “fixed fee,” far § 52.232-20, “limitation of cost,” and far § 52- 232-22, “limitation of funds,” if applicable, and AIDAR 752.7003, “documentation for payment

[END OF SECTION B]

SECTION C – STATEMENT OF OBJECTIVES

USAID will insert the Contractor’s Performance Work Statement at award. Please see SECTION J, Attachment J.1 for the Statement of Objectives (SOO) that informs the development of Section C.

[END OF SECTION C]

SECTION D – PACKAGING AND MARKING

D.1 AIDAR 752.7009 MARKING (JAN 1993)

(a) It is USAID policy that USAID-financed commodities and shipping containers, and project construction sites and other project locations be suitably marked with the USAID emblem.

Shipping containers are also to be marked with the last five digits of the USAID financing document number. As a general rule, marking is not required for raw materials shipped in bulk (such as coal, grain, etc.), or for semi-finished products which are not packaged.

(b) Specific guidance on marking requirements should be obtained prior to procurement of commodities to be shipped, and as early as possible for project construction sites and other project locations. This guidance will be provided through the cognizant technical office indicated on the cover page of this contract, or by the Mission Director in the Cooperating Country to which commodities are being shipped, or in which the project site is located.

(c) Authority to waive marking requirements is vested with the Regional Assistant Administrators, and with Mission Directors.

(d) A copy of any specific marking instructions or waivers from marking requirements is to be sent to the Contracting Officer; the original should be retained by the Contractor.

D.2 BRANDING AND MARKING POLICY

(a) The Contractor must comply with the requirements of the policy directives and required procedures outlined in USAID Automated Directive System (ADS) 320.3.2 “Branding and Marking in USAID Direct Contracts” (Version from February 5, 2020) at https://www.usaid.gov/sites/default/files/documents/320.pdf ; and USAID “Graphic Standards Manual” available at www.usaid.gov/branding , or any successor branding policy.

(b) Pursuant to ADS 320.3.2 USAID policy requires exclusive branding and marking in USAID direct acquisitions.

(c) “Exclusive Branding” means that the program is positioned as USAID’s, as showcased by the activity name.

(d) “Exclusive Marking” means that contractors may only mark USAID-funded programs, projects, activities, public communications, and commodities with the USAID Standard Graphic Identity and, when applicable, the host-country government or ministry symbol or another U.S.

Government logo.

(e) Prime and subcontractors’ corporate identities and logos must not be used on USAID funded program materials in accordance with USAID policy.

D.3 BRANDING STRATEGY

https://www.usaid.gov/sites/default/files/documents/320.pdf http://www.usaid.gov/branding

In accordance with ADS 320.3.2.1, the Contractor must prepare a Branding Implementation Plan (BIP) and Marking Plan (MP) to address the Branding Strategy. This is to ensure that the Contractor’s Branding Implementation Plan and Marking Plan under this contract are in compliance with the USAID Graphics Standard Manual available at http://www.usaid.gov/branding and any successor branding policy, as detailed in ADS Chapter 320.

USAID policy is to require exclusive branding and marking in USAID direct acquisitions.

“Exclusive Branding” means that the project is positioned as USAID’s, as showcased by the project name (e.g., USAID’s ProIntegridad Activity). “Exclusive marking” means contractors may only mark USAID-funded programs, projects, activities, public communications, and commodities with the USAID Standard Graphic Identity and, where applicable, the host-country government or ministry symbol or logo. It is USAID‘s policy that contractors and subcontractors corporate identities or logos may not be used on USAID-funded program and communications materials.

Objective: To deliver the message that the assistance is from the American People.

Activity Name: Promoviendo la integridad y la transparencia en los negocios (ProIntegridad) or until a final name is agreed to with the Contractor.

Positioning: The Contractor will have the responsibility to position USAID’s name in each activity to be supported to ensure that people recognize and identify that those activities are developed by the generous contribution of the US Government and the American people.

Level of visibility: The Contractor will ensure a high level of USAID visibility in most of their activities, at both the national and sub-national levels. Due to the nature of policy and institutional reforms which usually is developed with high level of political will, in the cases where the themes appear as sensitive, low profile will be used. When a sensitive situation needs to be considered, the Contractor will strictly follow USAID recommendations.

Anticipated elements of marking plan: Deliverables to be marked, include products, equipment and inputs delivered; places where project activities are carried out; external public communications, studies, reports, publications and informative and promotional products; and workshops, conferences, fairs, media related activities and any such events. Publications authored by contractors or other non-USAID employees must include the following disclaimer on the title page:

“The author’s views expressed in this publication do not necessarily reflect the views of the United States Agency for International Development or the United States Government.”

Threats and restrictions to the security of the project need to be identified and assessed in order to request any necessary exception from the marking requirement in accordance with ADS 320.3.2.

D.4 MARKING

1. Description of public communications and program materials to be produced as part of the activity that will visibly bear the USAID Identity:

Standard USAID Identity:

2. “This project was made possible by the United States Agency for International Development and the generous support of the American People.”

As laid out in F.6.4 below, the Contractor will prepare the Branding Implementation Plan and Marking Plan as part of an overall communications strategy post award.

[END OF SECTION D]

SECTION E – INSPECTION AND ACCEPTANCE

E.1 NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE

The following contract clauses pertinent to this section are hereby incorporated by reference (by Citation Number, Title, and Date) in accordance with the clause at FAR "52.252-2 CLAUSES INCORPORATED BY REFERENCE" in Section I of this contract. See https://acquisition.gov/browse/index/far for electronic access to the full text of a FAR clause.

NUMBER TITLE DATE

FEDERAL ACQUISITION REGULATION

(48 CFR Chapter 1)

52.246-3 INSPECTION OF SUPPLIES—COST-REIMBURSEMENT MAY 2001

52.246-5 INSPECTION OF SERVICES—COST-REIMBURSEMENT APR 1984

E.2 INSPECTION AND ACCEPTANCE

a) USAID inspection and acceptance of services, reports, and other required deliverables or outputs will take place at:

USAID/Mexico (U.S. Embassy) Paseo de la Reforma 305, Cuauhtémoc Mexico City, Mexico 06500

b) USAID reserves the right to inspect and accept any services, reports, and other required deliverables or outputs where the services are performed and where reports and deliverables or outputs are produced or submitted. The Contracting Officer’s Representative (COR) listed in Section G has been delegated the authority by the Contracting Officer (CO), to inspect and accept all services, reports, and required deliverables or outputs.

E.3 QUALITY ASSURANCE SURVEILLANCE PLAN (QASP)

The progress, success, and impact of the contractor’s performance under this contract will be monitored and evaluated as a part of the overall activity results. The QASP is a management process with the intent of encouraging maximum performance, efficiency, and cost effectiveness by the contractor and can be modified at any time by the Government.

The QASP will be used as a Government monitoring process to enforce the inspection and acceptance clauses of the contract. The QASP may require modification and/or updates after selection for award to reflect the contractor’s known strengths and weaknesses. The QASP is a “living” monitoring process that should be discussed, reviewed and updated regularly but no less than on an annual basis. It is based on the premise that the contractor, not the Government, is responsible for managing and ensuring that quality controls meet the terms of the contract.

https://acquisition.gov/browse/index/far

The Government reserves the right to modify performance standards and/or metrics during the life of this contract, in order to ensure that the right outcomes are being assessed and that the performance standards are appropriate. It is the Contractor’s responsibility to follow up with the COR to ensure the QASP monitoring process is implemented and updated. The QASP is incorporated as a component of the Activity.

[END OF SECTION E]

SECTION F – DELIVERIES OR PERFORMANCE

F.1 NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE

The following contract clauses pertinent to this section are hereby incorporated by reference (by Citation Number, Title, and Date) in accordance with the clause at FAR "52.252-2 CLAUSES INCORPORATED BY REFERENCE" in Section I of this contract. See https://acquisition.gov/browse/index/far for electronic access to the full text of a FAR clause.

FEDERAL ACQUISITION REGULATION (48 CFR Chapter 1)

NUMBER TITLE DATE

52.242-15 STOP-WORK ORDER AUG 1989

52.242-15 STOP-WORK ORDER ALTERNATE I APR 1984

F.2 PERIOD OF PERFORMANCE

(a) The period of performance for this contract is four years base period from the effective date of the Contracting Officer’s signature on the cover page (the Base Period) and one subsequent one-year option period that may be exercised in accordance with FAR Part

17. The Government reserves the right to extend the term of this contract at the costs set forth in Section B in accordance with the terms and conditions contained in FAR 52.217- 9 entitled, “Option to Extend the Term of the Contract.”

(b) The Contractor must ensure that the Contracting Officer approved adjustments to the original estimated completion date, if any, do not result in costs incurred that exceed the total estimated cost of the contract. Under no circumstances will such adjustments authorize the Contractor to be paid any sum in excess of the contract price.

F.3 PLACE OF PERFORMANCE

a) The Contractor shall perform the services described in Section C in Mexico.

b) The Contractor may perform certain tasks outside of Mexico (such as in the Contractor’s home offices or elsewhere related to drafting strategy, drafting, or compiling reports, etc.)

as appropriate.

F.4 PERFORMANCE EVALUATION & PERFORMANCE STANDARDS

The evaluation of the Contractor’s overall performance shall be conducted jointly by the COR and the Contracting Officer and shall form the basis of the Contractor’s permanent performance record with regard to this contract.

F.5 KEY PERSONNEL

A. Key Personnel are defined as those personnel directly responsible for management of the contract, or those personnel whose professional and technical skills are certified by the requiring https://acquisition.gov/browse/index/far office as being essential for the successful implementation of the contract activity. The Key Personnel that the Contractor must furnish for the performance of this contract are as follows:

i. Name/Position Title ____[TBD]______________/______[TBD]_________

[Up to five Key Personnel to be inserted at time of award]

B. The personnel specified above are considered to be essential to the work being performed hereunder. The Contractor must remain responsible for providing such Key Personnel for full-time performance for the term of this contract unless otherwise agreed to by the Contracting Officer. Prior to replacing any of the specified individuals, the Contractor must notify both the Contracting Officer and the COR reasonably in advance and submit written justification (including proposed substitutions) in sufficient detail to permit evaluation of the impact on the program. No replacement will be made by the Contractor without the written consent of the Contracting Officer.

C. Unless failure to provide the designated Key Personnel as specified above is beyond the control, and without the fault or negligence, of the Contractor (e.g., non-acceptance or termination of employment by the individual, illness or death of the individual), failure to provide such Key Personnel as specified above may be considered nonperformance by the Contractor.

D. If the Contractor, at any time, is unable to comply with these requirements, the Contractor shall simultaneously notify, in writing, the Contracting Officer and the COR reasonably in advance of the individual's departure or non-acceptance of employment and shall submit written justification and explanation in sufficient detail (including implications for the CPFF total contract) to permit evaluation of the impact on the program.

E. No replacement of Key Personnel shall be made by the Contractor without the written consent of the Contracting Officer; provided, that the Contracting Officer may ratify in writing such replacement and such ratification shall constitute the consent of the Contracting Officer required by this clause.

F.6 REPORTS AND DELIVERABLES

In addition to the requirements set forth for submission of reports in Sections I, and in accordance with AIDAR clause 752.242-70, Periodic Progress Reports, the Contractor must submit reports, deliverables or outputs as further described below to the COR (referenced in Section G).

F.6.a General Reporting

The Contractor must submit to the COR one electronic copy of the below described plans and reports. All reports must be submitted in English and, on a case-by-case basis and as requested by the COR, in Spanish. All reports are considered drafts until approved as final by USAID.

Draft reports must be submitted in PDF or Microsoft Word (or similar format approved by the COR), with the word “DRAFT” as a watermark or header. Approved reports must be submitted in PDF form. USAID will review and accept all documents produced under this award. COR approval of reports will be provided within 15 calendar days. The Contractor will then have 15 calendar days to incorporate the modifications and resubmit the report for COR approval. COR approval of the revised submission will be within 15 calendar days. This applies to the list below as well as any other studies, reports, briefings, or any other document for public distribution (on a case-by-case basis).

The Contractor is explicitly advised that all activities planned and included in the required deliverables listed below must be within the scope and terms of the contract. Furthermore, the COR’s approval of activities and any corresponding cost estimates included in these deliverables does not supplant the Contracting Officer’s written approval in cases in which it is required.

The Contractor will promptly notify the Contracting Officer and COR of any problems, delays, or adverse conditions which materially impair the Contractor's ability to meet the requirements of the contract.

NOTE: Any changes to the due dates of the following deliverables must be approved by the COR, in advance and in writing. The Contractor must comply with the schedule for the submission of each report listed below. For the purpose of this section, all days are to be considered as calendar days

F.6.b Deliverables

No. Deliverable Description Due Date

1 Mobilization Plan The Mobilization Plan will address home office support as well as any and all logistical interventions in Mexico essential to mobilize and begin providing the technical services required by the Contract.

15 calendar days after Contract award date

2 Quality Assurance Surveillance Plan

The Quality Assurance Surveillance Plan (QASP) will outline a surveillance schedule and clearly describes the surveillance methods to be used. The QASP must include roles and responsibilities for surveillance throughout the duration of the contract. The QASP must align with the PWS and focus on the quality and timeliness of the output to be delivered and not just on the steps required or procedures used to provide the service. The QASP must provide for prevention and ready detection of any challenges, and for timely and positive corrective action.

45 calendar days after Contract award date

3 Annual Work Plans

The scope and format of the annual work plan will be agreed to between the COR and the contractor. The Contractor will detail the work to be accomplished during the upcoming year and must be submitted by Expected Results and Activities. An outreach and communications strategy, an environmental monitoring

August 15th of each year

*First Annual Work Plan is due 60 calendar plan, and security plan will be included in the work plan.

The first work plan and budget will cover the period from contract award date through September 30, 2022.

Subsequent annual work plans and their budgets will be submitted for COR approval by August 15 and must cover the period of October 1 – September 30. The budget for the work plan period must be attached and disaggregated by month and monthly activities, so that monitoring of expenditures can be directly related to the monitoring of planned activities.

days after Contract award date

4 Annual Performance Report

The Contractor will provide USAID a concise annual report that will include progress of major activities, problems encountered, and proposed remedial actions.

The Annual Performance Report must contain an executive summary and the following, at a minimum:

● Progress (activities completed, benchmarks achieved, performance standards completed -indicator table using format developed by the contractor and approved by COR will form part of the report) since the last report by program area;

● Problems encountered and whether they were solved or are still outstanding;

● Proposed solutions to new or ongoing problems;

● Success stories (if available);

● Documentation of best practices that can be taken to scale;

● ESR section based on the approved IEE and

EMMP (if required); and

● Quarterly Progress Reports for the quarter covering the annual summary report to be attached as an annex.

30 calendar days of the end of each fiscal year

5 Quarterly Performance Reports

The Contractor must submit quarterly performance reports summarizing progress of the major activities in relation to the expected results during the period indicating any problems encountered and proposing remedial actions as appropriate.

Quarterly reports must be submitted within 30 calendar days after the end of the reported quarter. The report covering the quarter ending on September 30 of each year must contain information for the whole fiscal year, 30 calendar days after the end of the Quarter in addition to the fourth quarter, and will serve as both a quarterly and annual report.

The specific scope and format of the quarterly reports will be determined in consultation with the COR.

However, quarterly reports will be structured to highlight achievements, obstacles faced, and any other significant information for the expected results and activities. They will also contain a summary of the progress made under each of the results, including a detailed description of key activities that took place during the period reported. Additionally, quarterly reports will include an overview of sub-grants, key accomplishments, and any other significant information during the reporting period.

For all training activities financed under this contract, the Contractor must comply with all vetting processes and procedures. Specifically for training activities conducted in the United States, the Contractor must also comply with Automated Directives System (ADS) Chapter 252 and other USAID/Mexico specific policies and procedures governing the compliance to the J1 visa for all trainings that take place in the United States via the Training & Exchanges Automated Management System (TEAMS).

Furthermore, the quarterly reports must also include a brief description of security challenges faced during the reporting period and actions taken to mitigate the risk for contract staff, consultants and beneficiaries, as well as steps taken to report incidents in a timely manner to the COR and CO.

6 Quarterly Financial Reports

The Contractor must submit financial reports on a quarterly basis to include: (i) Contract Number (ii) Contractor’s Name; (iii) Authorized Expenditures; (iv) Actual expenditures; (v) Balance; (vi) Total expenses incurred during the quarter; and other pertinent information, such as analysis, projections for the next quarter and an explanation of cost increases or underestimation of original costs. To this end, the report must be organized based on the various funding streams obligated for implementation of project activities to address at least the following elements: (1) Total amount obligated; (2) Total amount invoiced; (3) Total amount expended but not yet invoiced; and (4) Remaining unexpended funds.

30 calendar days after the end of the Quarter

7 Accrual Reports The Contractor must submit in English to the COR and other administrative staff as indicated by USAID, on a quarterly basis an estimated accrual report including the following information: (i) total amount obligated; (ii) total amount invoiced; (iii) total amount expended but not yet invoiced; (iv) remaining unexpended funds.

15 calendar days prior to the close of each fiscal year quarter

8 Monitoring, Evaluation, and Learning (MEL) Plan

The MEL Plan will specify indicators, targets, and methodologies that will be used to monitor the progress of contract activities towards achieving key milestones and results related to the contract’s objectives, expected outcomes, impacts, and measures of accountability.

The MEL Plan must also integrate the Collaboration, Learning and Adapting (CLA) approach, per ADS 201 guidance. Per the guidance, a CLA focus helps ensure that programming is coordinated, grounded in evidence, and adjusted as necessary to remain relevant and effective throughout implementation.

Regular MEL Plan reports give USAID a tool for gauging performance and understanding any unforeseen changes in strategy needed to achieve intended results. The Contractor must develop processes to monitor progress and project performance in order to assess the on-going results of contract interventions and determine achievement of objectives and whether interventions should be adjusted. The MEL Plan will include indicators to objectively measure progress towards achieving each of the results included in the contract, anticipated life of the contract and annual targets for these indicators, and a strategy for monitoring these indicators during implementation.

The MEL Plan will allow for disaggregation of indicators by gender, allowing the Contractor to measure the impact on women. The Contractor will work in coordination with the COR to determine which gender-sensitive indicators will be included into the MEL Plan. The Contractor is required to use one or more of the nine standard indicators on gender; e.g., GNDR-1: Number of legal instruments drafted, proposed or adopted with USG assistance designed to promote gender equality or non-discrimination against women or girls at the national or sub-national level.

The Contractor must be familiar with the standard indicators that USAID is obligated to use to measure various agency frameworks, such as standard indicators, and the Foreign Assistance Standard

90 calendar days after Contract award date

Indicators. The MEL Plan covering the complete contract period must be submitted for approval to the COR. Any subsequent changes in the MEL Plan will require concurrence from the COR.

The Contractor must report on MEL Plan indicators in quarterly and annual reports. The Contractor must also describe its data collection process to ensure that quality data are collected and available to inform management decisions. Data collection efforts may be necessary at the beginning of the activity to verify or establish baseline information for many of the contract’s indicators. Each indicator (except for those for which answer is yes/no) must have a Data Quality Assessment conducted during the first year of the contract. The key criteria for assessing the quality of indicators data are validity, reliability, timeliness, precision, and integrity. The finalized MEL Plan will include a brief narrative outlining, at a minimum, the following:

• The data collection method (e.g., how often data is collected, who collects the data, who analyzes the data collected, controls in place to safeguard data);

• Precise definition of the indicator, unit of measure, and disaggregation information to include women and men, indigenous, and members of vulnerable populations as applicable;

• Indicator validity (i.e., the relationship between the indicator and the desired output or result that is intended to measure);

• Life of Project targets for each indicator and annual targets for each fiscal year of this contract;

• Learning activities, including research and knowledge captured at project close out;

and

• The procedures for ensuring data quality of sub-contractor reported data (if applicable).

As an annex to the MEL Plan, the Contractor will provide a timeline and brief description of proposed evaluations to be managed by the Contractor. These evaluations are considered internal as they are managed internally by the Contractor. Such evaluations will not replace the occasional need for external evaluations conducted by third-party firms and managed by USAID/Mexico apart from this contract. The need for an external evaluation will be determined by USAID/Mexico and the COR will notify the Contractor in the event of such an evaluation. The Contractor’s cooperation with the external evaluation team will be required for these evaluations. This collaboration may include facilitating interviews with counterparts, participants, and beneficiaries and providing all necessary information. For more information on evaluations, please see ADS chapter 201.3.6.2 Principles of Evaluation and the 2016 USAID Evaluation Policy.

The first MEL report must cover the period from the signature of the Contract through September 30.

Subsequent reports must cover the period of October 1 to September 30.

9 Bi-weekly highlights

Bi-weekly highlights submitted by email to the COR, are intended to highlight noteworthy interventions/studies, significant events/workshops/conferences, upcoming key dates, and/or milestones met. As needed, the contractor will provide social media content (ex. Facebook bullets) to the COR to highlight events and any important meetings/activities.

Bi-weekly

10 Mission Events Calendar, Talking Points, Speeches, and Scene-Setters

Prior to consultation with the COR, uploading high-profile events (as defined by the Mission) to Mission Front Office calendars to allow planning for Mission and Embassy representatives and lead time for internal clearances and authorizations.

The Contractor will provide USAID with the appropriate talking points, speeches, and scene-setters, in the event that USAID or other U.S. Government officials participate in meetings or public-event related to the implementation of the contract. Talking points, speeches, and scene-setters will be provided to USAID with enough advance time to ensure that USAID or other U.S. government officials have sufficient time to prepare for the meeting or public event.

Weekly (Mission Events Calendar)

Otherwise, as requested.

11 Final Report The Contractor must submit the final performance report outlining major accomplishments vis-à-vis the

60 calendar days after results and activities outlined in Section C, including the following information:

• A summary of all activities undertaken per expected result

• Accomplishments and lessons learned per expected result

• A comparison of the actual results (at all levels) with the expected result established at the beginning of the project per expected result

• Reasons why expected results were not met, if appropriate

• A summary of performance indicators used and an assessment of their relative usefulness

• Recommendations for future interventions to build on Project success

• Other pertinent information, including the final financial status of the Project

Contract completion date

12 Grants Under Contract Manual

The Contractor must submit a draft Grants Under Contract manual.