Request for Quote (RFQ) This is NOT an Order

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Request for Quote Number RFQ01-SA-SS-2026-005 Page 3

Instructions to Vendors Complete all yellow-shaded areas and provide documentation if indicated as “Applicable” in the check box.

Responses must be submitted on this RFQ document, or the quote may be deemed non-responsive and disqualified from consideration.

If the quote exceeds $15,000, fill out and return the additional forms provided within this RFQ document to the Designated Contact by the due date and time indicated below.

Note: For the purposes of this RFQ, the terms “Vendor”, “Contractor” and “Bidder” are used interchangeably.

RFQ Number Description RFQ01-SA-SS-2026-005 Administration Building Ceiling, Saratoga Spa State Park

Region Designated Contact Phone Submit E-Mail Responses to Saratoga/Capital Ryan Amann 518-275-7927 ryan.amann@parks.ny.gov

Delivery Location(s) Physical Address(es) County 19 Roosevelt Drive

Saratoga Springs, NY 12866 19 Roosevelt Drive

Saratoga Springs, NY 12866 Saratoga

RFQ Timeline of Events Event Date Time

RFQ Release 9/28/2026 N/A Vendor Questions Due 10/9/2026 3:00 PM ET Questions Response 10/13/2026 3:00 PM ET

RFQ Due 10/20/2026 3:00 PM ET

MWBE Goals Applicable Not Applicable

For this procurement, OPRHP requests that Good Faith Efforts are taken to include MWBE/SDVOB vendors where there is subcontracting availability. These efforts should be documented as, if asked, you must be able to produce a record of the actions taken to include MWBE/SDVOB vendors.

Detailed Scope of What is Needed: Commodity Services

The Office of Parks, Recreation and Historic Preservation (OPRHP) is seeking quotes for work to the ceiling in the Administration Building Office. The work consists of the following:

1. Remove six ceiling mounted electrical fixtures, (consisting of two ceiling fans, and four 8’ long surface mounted linear fluorescent lights). Terminate wiring and cover electrical boxes per the National Electric Code (NEC) after removal.

2. Abate 441 square feet of 12”x12” acoustic ceiling tile and their trace-asbestos containing adhesive glue dabs.

Each acoustic ceiling tile is held in place by approximately five, 2” diameter dabs.

3. Repair, patch, and skimcoat 441 square feet of plaster ceiling that is coated with lead-based paint.

The following attachments shall be used for the preparation of this quote:

• ATTACHMENT 1 - Specifications

• ATTACHMENT 2 - Hazardous Materials Survey (asbestos and lead)

• ATTACHMENT 3 – Record drawing showing project location within building

• ATTACHMENT 4 – Photos of space

• ATTACHMENT 5 – Photos of similar space, for understanding of likely condition of plaster after removals

• ATTACHMENT 6 – NYS DOL Prevailing Wage Schedule

Further requirements and clarifications:

1. All dimensions and quantities shall be field verified.

2. The ceiling area is approximately 21’-0” x 21’-0” and the ceiling height is approximately 12’-0” above finish floor.

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3. Hazardous materials abatement and disturbance (reference Hazardous Materials Survey):

a. The acoustic ceiling tile adhesive glue “pucks” contain trace amounts of asbestos and shall be removed in accordance with Occupational Safety and Health Administration 1926.1101, and this information must be conveyed to any contractors working on these materials. Work that will disturb these materials may require a negative exposure assessment and may include the use of respirators, employee fit tests, an employer respiratory protection program, and an employer medical monitoring program.

b. The ceiling paint contains lead-based paint. Any contractor disturbing a lead-based or lead containing paint is directed to comply with all applicable laws and regulations governing the disturbance of lead-based or lead containing materials including but not limited to Occupational Safety and Health Administration (OSHA) standards including Construction Lead Standard 29 CFR 1926.62. Air monitoring for employee exposures shall be performed in accordance with the National Institute for Occupational Safety and Health (NIOSH) 7300 Method or equivalent. As an alternative to air monitoring, the contractor may provide objective data per 29 CFR 1926.62 Section (d)(3)(iv). The contractor shall employ work practices and controls to prevent the occurrence of lead contamination at the Site.

c. Notifications for abatement shall be made and displayed.

d. Provide work area containment, and protect all alarm detector heads and openings (windows, doors, ductwork grills, and otherwise).

4. Defined terms:

a. Remove or Removal: Detach items in their entirety from existing construction and legally dispose of them off-site, unless indicated to be removed and salvaged or removed and reinstalled.

b. Abate or Abatement: Remove hazardous materials in accordance with local, state, and Federal laws and regulations.

5. All applicable Federal, State, and Local laws shall be complied with.

6. The contractor shall note the existence of obstacles below the work area, such as partial-height office partitions and built-in casework, that are to remain. The contractor may remove these obstacles to facilitate the work so long as the asbestos containing floor material they are attached to is not disturbed.

7. The contractor shall protect the existing space and maintain and leave it in a clean state.

8. Air Monitoring will be provided by Others and coordination regarding scheduling with the air monitoring company shall be required.

Service Term: Applicable Not Applicable

One Time Service Ongoing: Start Date: End Date:

Work shall be complete within 30 days after Purchase Order approval.

Minimum Bidder Qualification(s): Applicable Not Applicable Required by* EPA Lead Renovation, Repair & Painting (RRP) Certification, for prime-contractor or sub-contractor disturbing lead-based paint. Agency Law New York State Licensed Asbestos Abatement Contractor Certification, for prime-contractor or sub-contractor abating identified trace asbestos containing ceiling tile glue dab adhesive. Agency Law

Agency Law Minimum qualifications will be evaluated on a pass/fail basis. If the bidder fails to meet a minimum qualification, they will be deemed non-responsive and will not be considered for award.

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Method of Award In the sole discretion of OPRHP, award of this RFQ will be made to a responsive, responsible and qualified bidder who offers the lowest quote meeting all specifications as outlined in this RFQ. A bidder will be found non-responsive if OPRHP finds that they do not have sufficient resources to provide the commodity and/or service as outlined in this RFQ.

NYS Office of Parks, Recreation and Historic Preservation’s Terms and Conditions

All RFQ responses must be valid for at least 90 days.

OPRHP reserves the right to purchase some, all, more or none of the items requested in this RFQ.

Quotes containing extraneous terms and conditions may be deemed non-responsive.

By submitting a quote, the Bidder agrees not to make any claim for, or have any right to, damages because of any misinterpretation or misunderstanding of the specifications, or because of any misinformation or lack of information.

OPRHP reserve the right to exercise the following:

• Change any of the scheduled dates herein;

• Amend RFQ Requirement(s) and so notify all potential Bidders;

• Withdraw the RFQ, at its sole discretion without any obligation or liability to any vendor;

• Eliminate any mandatory, non-material requirement that cannot be complied with by all of the prospective Bidders;

• Accept and/or reject any and all bids, in whole or in part, and to waive technicalities, irregularities, and omissions if, in OPRHP’s judgement, the best interests of OPRHP will be served.

• In the event compliant bids are not received, OPRHP reserves the right to consider late or non-conforming bids as offers;

• Require the Bidder to demonstrate, to the satisfaction of OPRHP, any information presented as part of their proposal;

• Require clarification at any time during the procurement process and/or require correction of arithmetic errors;

• Disqualify any Bidder whose conduct and/or bid fails to conform to the requirements of the solicitation;

• Prior to the bid opening, determine a tie breaking mechanism for award of the Contract to serve the best interests of OPRHP and the State of New York;

• Negotiate with the successful Bidder within the scope of the RFQ to serve the best interests of OPRHP and the

State of New York;

• Make an award under the RFQ in whole or in part; and

• Seek revisions of bids.

By responding to this RFQ, Vendor certifies its acceptance of the terms and conditions of Appendix A. In the event of a conflict between the purchase order document and any referenced documents contained within the purchase order, the order of precedence shall be as follows:

1) Appendix A Standard Clauses for New York State Contracts,

2) Purchase Order / Contract,

3) Appendix B General Specification for OPRHP Contracts,

4) This RFQ,

5) Vendor’s offer / Proposal.

Prevailing Wage: Applicable Not Applicable PRC Number The work under this RFQ has been determined to be a public work pursuant to Article 8 (Construction) / 9 (Building Services in excess of $1,500) of the New York Labor Law which requires prevailing wages to be paid. A willful violation of such may result in civil penalties and debarment from public contracting in the State of New York.

https://dol.ny.gov/public-work-and-prevailing-wage

2026026011

Contractor Registry Requirement Applicable Not Applicable Labor Law Article 8 subsection 220-I requires contractors and subcontractors to register with the Bureau of Public Work and Prevailing Wage Enforcement. This registration must be completed prior to bidding on public work projects or commencing https://ogs.ny.gov/procurement/appendix https://parks.ny.gov/sites/default/files/2026-08/AppendixB_General_SpecificationsOPRHPContracts.pdf https://dol.ny.gov/public-work-and-prevailing-wage

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Request for Quote Number RFQ01-SA-SS-2026-005 Page 6 work on public work projects or covered private projects that are subject to the prevailing wage pursuant to Sections 224-a, 224-d, & 224-e. The effective date of the registration requirement is December 30, 2024.

If Applicable, a Certificate of Registration must be submitted at the time of bid.

For additional information, please refer to this website: https://dol.ny.gov/public-work-contractor-and-subcontractor-registry-landing The registration page can be found here: https://mpwr-public.labor.ny.gov/en/login

Public Building Law § 8(6): Applicable Not Applicable Pursuant to Public Building Law § 8(6), any contracts over $5,000 for the work of construction, reconstruction, alteration, repair, or improvement of any State building, a responsible and reliable NYS-certified Minority or Women-Owned Business Enterprise that submits a bid within ten percent of the lowest bid will be deemed the apparent low bidder provided that the bid is $1,737,918 or less (maximum amount has been adjusted for inflation effective January 1, 2026). If more than one responsible and reliable MWBE firm meets the requirements, the MWBE firm with lowest bid will be deemed the apparent low bidder.

Insurance: Applicable Not Applicable Commercial General Liability - Insurance shall be endorsed to name the “State of New York, Office of Parks, Recreation, and Historic Preservation, and their officers, employees, and agents” as an additional insured. Said policy shall cover the liability of the Contractor for bodily injury, property damage, premises liability and personal/advertising injury from all work and operations under any contract resulting from this solicitation. The limits under such policy shall not be less than the following:

• Each Occurrence limit $1,000,000.00

• General Aggregate $2,000,000.00

• Products/Completed Operations $2,000,000.00

• Personal Advertising Injury $1,000,000.00

• Damage to Rented Premises $50,000.00

• Medical Expense $5,000.00

The following ISO forms must be endorsed to the policy:

a. CG 20 10 12 19 or an equivalent – Commercial General Liability Coverage Form

b. CG 20 37 12 19 or an equivalent – Additional Insured – Owner, Lessees or Contractors (Form B)

c. Waiver of Subrogation

Comprehensive Business Automobile Liability Insurance. Such policy shall have a combined single limit for Bodily Injury and Property Damage of at least $1,000,000 each accident. Said policy shall cover liability arising out of any automobile used in connection with performance under this Agreement including owned, leased, hired, and non-owned automobiles bearing or, under the circumstances under which they are being used, required by the Motor Vehicles Law of the State of New York to bear license plates.

If the Contractor does not own, lease, or hire any automobiles used in connection with performance under this Agreement, the Contractor is not required to obtain Comprehensive Business Automobile Liability Insurance.

Workers’ Compensation and Disability Benefits Insurance - Provide OPRHP with proof of Workers’ Compensation Insurance and Disability Benefits Insurance. The following are the only acceptable means of proof; ACORD forms are NOT acceptable proof of coverage. For more information about Workers’ Compensation and Disability insurance, log onto the Workers Compensation Board website at www.wcb.ny.gov or call them toll-free at 1-877-632-4996.

Acceptable Proof of Workers’ Compensation

CE-200 Certificate of Attestation of Exemption from NYS Workers' Compensation and/or Disability Benefits Coverage C-105.2 Certificate of Workers’ Compensation Insurance U-26.3 NYS Insurance Fund Certificate GSI-105.2 Certificate of Participation in Workers' Compensation Group Board - approved self-insurance SI-12 Certificate of Workers’ Compensation Self-Insurance https://dol.ny.gov/public-work-contractor-and-subcontractor-registry-landing https://dol.ny.gov/public-work-contractor-and-subcontractor-registry-landing https://mpwr-public.labor.ny.gov/en/login

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Acceptable Proof of Disability Benefits CE-200 Certificate of Attestation of Exemption from NYS Workers' Compensation and/or Disability Benefits Coverage DB-120.1 Certificate of Disability Benefits Insurance DB-120.2 Certificate of Participation in Disability Benefits Group Self Insurance DB-155 Certificate of Disability Benefits Self-Insurance

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Bid Form Method of Award is based on the lowest Grand Total Cost to OPRHP from a responsive and responsible vendor. The figures shown below represent OPRHP’s best estimate, included for bidding purposes. OPRHP guarantees no minimum or maximum amount of product and/or work. Payment to awarded contractor will reflect only produce received and/or work completed.

All ancillary costs must be included in rates bid.

To submit a bid, please enter your price(s) below, being mindful of any required mathematical extensions (e.g. multiplied by quantities/frequency, etc.). All figures must be rounded to two decimal places.

Provide Pricing for Each Item Listed Below Lump sum pricing is not acceptable

# Description / Specification Unit of

Measure Part or SKU # (if applicable)

𝑨𝑨 𝑩𝑩 𝐀𝐀 × 𝐁𝐁

Quantity Price Total Cost

Guaranteed Delivery Days After Receipt of Order RFQ Total

Vendor Certification The RFQ Response must be fully and properly executed by an authorized representative. By signing you certify your express authority to sign on behalf of yourself, your company, or other entity and full knowledge and acceptance of this RFQ, OPRHP’s requirements, including NYS Appendix A (https://ogs.ny.gov/procurement/appendix) and if awarded a Purchase order, agrees to provide the requested items or services at the bid price offered.

Company Name: SFS ID No.: NYS Contract No.:

NYS Small Business*1 NYS Certified Minority- Owned Business

NYS Certified Women- Owned Business

NYS Service-Disabled Veteran Owned Business # Employees

Address: City State Zip Code

Name of Official Title E-Mail Telephone

Signature Date

1 A “New York State Small Business” is defined as a company that is a resident to New York State, independently owned and operated, with 100 or fewer employees, and not dominant in its field. There is no certification process to be considered a New York State Small Business.

Lighting Removal Each 6

Acoustic Ceiling Tile Abatement Square Ft. 441

Plaster Ceiling Repair Square Ft. 441 https://ogs.ny.gov/procurement/appendix

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No Bid Form If your firm has chosen not to bid on this procurement opportunity, please use the space below to briefly explain why and return this form to:

Bids.Purchasing@parks.ny.gov

Reason(s) for Not Bidding

Certification Company Name:

Doing Business As:

Address: City State Zip Code Name of Official: Title E-Mail Telephone:

mailto:Bids.Purchasing@parks.ny.gov

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Additional Forms The following Forms are only required if the response to this RFQ is $15,000 or more.

1. Lobbying Law Certification

2. Non-Collusive Bidding Certification

3. Public Officer’s Law

4. Certification Under Executive Order No. 16. Certification Under Executive Order

No. 16 Prohibiting State Agencies and Authorities from Contracting with Businesses Conducting Business in Russia

5. NYS Finance Law §139-L and Executive Order No. 177 Certification

6. Gender-Based Violence and the Workplace Certification

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Lobbying Law Certification Pursuant to State Finance Law §§139-j and 139-k, this solicitation includes and imposes certain restrictions on communications between a Governmental Entity and an Offerer/bidder during the procurement process. An Offerer/bidder is restricted from making contacts from the earliest posting, on a Governmental Entity’s website, in a newspaper of general circulation, or in the procurement opportunities newsletter in accordance with article four-C of the economic development law of written notice, advertisement or solicitation of a request for proposal, invitation for bids, or solicitation of proposals, or any other method provided for by law or regulation for soliciting a response from Offerers intending to result in a Procurement Contract with a Governmental Entity through final award and approval of the Procurement Contract by the Governmental Entity and, if applicable, the Office of the State Comptroller (“Restricted Period”) to other than the Designated Contacts for the Governmental Procurement unless it is a Contact that is included among certain statutory exceptions set forth in State Finance Law §139-j(3)(a). The Designated Contact(s) for this Governmental Procurement, as of the date hereof, are identified on the first page of this solicitation. Governmental Entity employees are also required to obtain certain information when Contacted during the Restricted Period and make a determination of the responsibility of the Offerer/bidder pursuant to these two statutes. Certain findings of non-responsibility can result in rejection for contract award and in the event of two findings within a 4-year period, the Offerer/bidder is debarred from obtaining governmental Procurement Contracts. Further information about these requirements can be found at https://ogs.ny.gov/acpl.

Offerer Disclosure of Prior Non-Responsibility Determinations

New York State Finance Law §139-k(2) obligates a Governmental Entity to obtain specific information regarding prior non-responsibility determinations with respect to State Finance Law §139-j. This information must be collected in addition to the information that is separately obtained pursuant to State Finance Law §163(9). In accordance with State Finance Law §139-k, an Offerer must be asked to disclose whether there has been a finding of non-responsibility made within the previous four (4) years by any Governmental Entity due to: (a) a violation of State Finance Law §139-j or (b) the intentional provision of false or incomplete information to a Governmental Entity. The terms “Offerer” and “Governmental Entity” are defined in State Finance Law § 139-k(1). State Finance Law §139-j sets forth detailed requirements about the restrictions on Contacts during the procurement process. A violation of State Finance Law §139-j includes, but is not limited to, an impermissible Contact during the restricted period (for example, contacting a person or entity other than the designated contact person, when such Contact does not fall within one of the exemptions).

As part of its responsibility determination, State Finance Law §139-k(3) mandates consideration of whether an Offerer fails to timely disclose accurate or complete information regarding the above non-responsibility determination. In accordance with law, no Procurement Contract shall be awarded to any Offerer that fails to timely disclose accurate or complete information under this section, unless a finding is made that the award of the Procurement Contract to the Offerer is necessary to protect public property or public health safety, and that the Offerer is the only source capable of supplying the required Article of Procurement within the necessary timeframe. See State Finance Law §§139-j (10)(b) and 139-k(3).

Instructions

The Governmental Entity reserves the right to terminate this contract in the event it is found that the certification filed by the Offerer in accordance with New York State Finance Law §139-k was intentionally false or intentionally incomplete. Upon such finding, the Governmental Entity may exercise its termination right by providing written notification to the Offerer in accordance with the written notification terms of this contract.

The Office of State Parks, Recreation and Historic Preservation (OPRHP) includes this disclosure request regarding prior non-responsibility determinations in accordance with State Finance Law §139-k in its solicitation of proposals or bid documents or specifications or contract documents, as applicable, for procurement contracts. The attached form is to be completed and submitted by the individual or entity seeking to enter into a Procurement Contract. It shall be submitted to OPRHP unit conducting the Governmental Procurement.

1. Has any Governmental Entity made a finding of non-responsibility regarding the individual or entity seeking to enter into the Procurement Contract in the previous four years? (Please mark):

No Yes - If yes, please answer the next questions:

2. Was the basis for the finding of non-responsibility due to a violation of State Finance Law §139-j (Please mark):

No Yes

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3. Was the basis for the finding of non-responsibility due to the intentional provision of false or incomplete information to a Governmental Entity? (Please mark):

No Yes

4. If you answered yes to any of the above questions, please provide details regarding the finding of non-responsibility below.

Governmental Entity Date of Finding of Non-Responsibility

Basis of Finding of Non-Responsibility

(attach additional pages as necessary)

5. Has any Governmental Entity or other governmental agency terminated or withheld a Procurement Contract with the above-named individual or entity due to the intentional provision of false or incomplete information? (Please mark):

No Yes - If yes, please provide details below.

Governmental Entity Date of Finding of Non-Responsibility

Basis of Finding of Non-Responsibility

(attach additional pages as necessary)

Lobbying Affirmation and Vendor Certification Offerer affirms that it understands and agrees to comply with the procedures of the OPRHP relative to permissible Contacts as required by State Finance Law §139-j(3) and §139-j(6)(b). Offerer certifies that all information provided to the Governmental Entity with respect to State Finance Law §139-k, §139-j(3) and §139-j(6)(b), §139-k(5) is complete, true and accurate.

Company Name:

Doing Business As:

Address: City

State Zip Code

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Non-Collusive Bidding Certification By submission of this bid, each bidder and each person signing on behalf of any other bidder certifies, and in the case of a joint bid, each party thereto certifies as to its own organization, under penalty of perjury, that to the best of his or her knowledge and belief:

1. The prices of this bid have been arrived at independently without collusion, consultation, communication or agreement for the purpose of restricting competition, as to any matter relating to such prices with any other bidder or with any competitor;

2. Unless otherwise required by law, the prices which have been quoted in this bid have not have not been knowingly disclosed by the bidder and will not knowingly be disclosed by the bidder prior to opening, directly or indirectly, to any other bidder or to any competitor; and

3. No attempt has been made or will be made by the bidder to induce any other person, partnership or corporation to submit or not to submit a bid for the purpose of restricting competition.

Doing Business As:

Address:

City

State Zip Code

May 2025

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Public Officers Law The following prohibitions pertain to the sale of goods and services by State employees to New York State Agencies pursuant to the NYS Public Officer’s Law § 73(4).

Current State Employees - Current employees of New York State cannot sell goods or services valued at $25 or more to any state agency, either as a private contractor or through a company in which that employee holds ownership of at least 10%, unless the procurement opportunity is first advertised in the NYS Contract Reporter and competitively bid.

Former OPRHP State Employees - Former employees of the New York State Office of Parks, Recreation and Historic Preservation (OPRHP) cannot sell goods or services to OPRHP under any circumstance for two (2) years following the date they leave OPRHP’s employ. This applies only to OPRHP and OPRHP’s employees, and does not preclude a former employee of another state agency from selling goods or services to OPRHP within two years following the last date of that person's state employment.

Please check (X) as appropriate, sign and date.

I am currently a state employee, and:

am a private contractor own at least 10% of the company that is being asked to provide goods or services to OPRHP.

I am a former OPRHP employee, and my service with OPRHP ended less than two (2) years prior to the date of my signature below.

None of the above apply.

Doing Business As:

July 2021

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Certification Under Executive Order No. 16 Prohibiting State Agencies and Authorities from Contracting with

Businesses Conducting Business in Russia https://ogs.ny.gov/EO-16 Executive Order No. 16 provides that “all Affected State Entities are directed to refrain from entering into any new contract or renewing any existing contract with an entity conducting business operations in Russia.”

The complete text of Executive Order No. 16 can be found here.

The Executive Order remains in effect while sanctions imposed by the federal government are in effect. Accordingly, vendors who may be excluded from award because of current business operations in Russia are nevertheless encouraged to respond to solicitations to preserve their contracting opportunities in case the sanctions are lifted during a solicitation or even after award in the case of some solicitations.

As defined in Executive Order No. 16, an “entity conducting business operations in Russia” means an institution or company, wherever located, conducting any commercial activity in Russia or transacting business with the Russian Government or with commercial entities headquartered in Russia or with their principal place of business in Russia in the form of contracting, sales, purchasing, investment, or any business partnership.

Is Vendor an entity conducting business operations in Russia, as defined above? Please answer by checking one of the following boxes:

1. No, Vendor does not conduct business operations in Russia within the meaning of Executive Order No. 16.

2.a. Yes, Vendor conducts business operations in Russia within the meaning of Executive Order No. 16 but has taken steps to wind down business operations in Russia or is in the process of winding down business operations in Russia.

(Please provide a detailed description of the wind down process and a schedule for completion.)

2.b. Yes, Vendor conducts business operations in Russia within the meaning of Executive Order No. 16 but only to the extent necessary to provide vital health and safety services within Russia or to comply with federal law, regulations, executive orders, or directives. (Please provide a detailed description of the services being provided or the relevant laws, regulations, etc.)

3. Yes, Vendor conducts business operations in Russia within the meaning of Executive Order No. 16.

The undersigned certifies under penalties of perjury that they are knowledgeable about the Vendor’s business and operations and that the answer provided herein is true to the best of their knowledge and belief.

Doing Business As:

June 2022 https://ogs.ny.gov/EO-16

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NYS Finance Law §139-L and Executive Order No. 177 Certification

State Finance Law § 139-L Certification By submission of this bid, each bidder and each person signing on behalf of any bidder certifies, and in the case of a joint bid each party thereto certifies as to its own organization, under penalty of perjury, that the bidder has and has implemented a written policy addressing sexual harassment prevention in the workplace and provides annual sexual harassment prevention training to all of its employees. Such policy shall, at a minimum, meet the requirements of section two hundred one-g of the labor law.

Executive Order No. 177 Certification The New York State Human Rights Law, Article 15 of the Executive Law, prohibits discrimination and harassment based on age, race, creed, color, national origin, sex, pregnancy or pregnancy-related conditions, sexual orientation, gender identity, disability, marital status, familial status, domestic violence victim status, prior arrest or conviction record, military status or predisposing genetic characteristics. The Human Rights Law may also require reasonable accommodation for persons with disabilities and pregnancy-related conditions. A reasonable accommodation is an adjustment to a job or work environment that enables a person with a disability to perform the essential functions of a job in a reasonable manner. The Human Rights Law may also require reasonable accommodation in employment on the basis of Sabbath observance or religious practices.

Generally, the Human Rights Law applies to:

• all employers of four or more people, employment agencies, labor organizations and apprenticeship training programs in all instances of discrimination or harassment;

• employers with fewer than four employees in all cases involving sexual harassment; and,

• any employer of domestic workers in cases involving sexual harassment or harassment based on gender, race, religion or national origin.

In accordance with Executive Order No. 177, the Bidder hereby certifies that it does not have institutional policies or practices that fail to address the harassment and discrimination of individuals on the basis of their age, race, creed, color, national origin, sex, sexual orientation, gender identity, disability, marital status, military status, or other protected status under the Human Rights Law.

Executive Order No. 177 and this certification do not affect institutional policies or practices that are protected by existing law, including but not limited to the First Amendment of the United States Constitution, Article 1, Section 3 of the New York State Constitution, and Section 296(11) of the New York State Human Rights Law.

Vendor Certification By signing, you certify your express authority to sign on behalf of yourself, your company, or other entity and full knowledge and acceptance of the above certifications and that all information provided is complete, true and accurate.

Company Name:

Doing Business As:

Address:

City

State

Zip Code

Revised August 2022

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Gender-Based Violence and the Workplace Certification Vendor Name:

New York State Finance Law §139-M requires bidders on competitive state procurements to certify that they have a written policy addressing gender-based violence and the workplace and that such policy meets the following minimum requirements:

● Share Information: Employers must provide information regarding gender-based violence where employees can see and access it, including displaying the NYS Domestic and Sexual Violence Hotline information and a gender-based violence and the workplace poster.

● Refer Employee-Survivors to Services: The policy must require that the employer refer employees who disclose current or past victim status to the NYS Domestic and Sexual Violence Hotline and/or a local service provider. For bidders outside of New York State, referrals should be made to a local provider or statewide hotline. While referrals are required to be provided by the employer, it is not required for the employee to access services.

● Prohibit Retaliation: The policy must clearly state that discrimination or retaliation against employees who identify as victims or survivors of gender-based violence is prohibited.

● Comply with Laws: Ensure your policy follows State law. For employers based in New York State, this means that the policy must follow the New York State Human Rights Law, and any other relevant laws and regulations, which may include the SAFE Leave Act.

● Offer Implementation Support: OPDV is able to assist employers in developing and implementing this policy.

Employers must provide information to supervisors and human resources, where available, about this technical assistance from OPDV. OPDV can be contacted at workplace@opdv.ny.gov.

By submission of this bid, each bidder and each person signing on behalf of any bidder certifies, and in the case of a joint bid each party thereto certifies as to its own organization, under penalty of perjury, that the bidder has and has implemented a written policy addressing gender-based violence and the workplace and has provided such policy to all of its employees, directors and board members. Such policy shall, at a minimum, meet the requirements of subdivision 11 of section five hundred seventy-five of the executive law.

Organization’s signature below certifies its compliance with State Finance Law §139-M.

Vendor Certification Company Name:

Doing Business As:

This form must be signed by an authorized executive or legal representative.

If the organization cannot make the above certification, they must attach a signed statement with their bid detailing the reasons therefor.

mailto:workplace@opdv.ny.gov

011100-1

SECTION 011100 - SAFETY

PART 1 - GENERAL

1.1 SUMMARY

A. This section requires compliance with applicable Safety codes, standards, and regulations, including but not limited to OSHA, Building Code of New York State, Fire Code of New York State, and Facility Regulations.

1.2 DEFINITIONS, ABBREVIATIONS

A. OSHA: Occupational Safety and Health Administration.

B. BCNYS: Building Code of New York State.

C. EBCNYS: Existing Building Code of New York State.

D. FCNYS: Fire Code of New York State.

E. NFPA: National Fire Protection Association.

F. NEC: NFPA 70E.

1.3 SUBMITTALS

A. Provide a SITE SPECIFIC SAFETY PLAN no later than 15 days after approval of the Contract by the Comptroller. The plan must include at a minimum:

1. Cover page including Project Name/Location/Project Number/Contractor Name/Potential Start/Finish Dates.

2. Complete Scope of work.

3. Roles and Responsibilities page identifying Supervision, list of the names of all competent and/or qualified persons, including their qualifications, for each activity requiring a competent person i.e. excavations, scaffolding, rigging, fall protection, etc.

4. A program for implementing appropriate PPE as specified in the High 5. Hazard Assessment detailed in Subparagraph 1.04 A.11 below.

5. A program for assuring employees have proper work attire, i.e. substantial sole safety-toed footwear, long pants, shirts with minimum 4-inch sleeves, etc.

6. A 100% 6-foot conventional fall protection program which provides full body harnesses, lanyards (connectors), and anchorage points, or guardrails for all trades when working 6 feet above a lower level.

a. Exception:

ATTACHMENT 1

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1) When the employer can demonstrate that it is infeasible or creates a greater hazard to utilize these systems, the employer shall develop and implement a Fall Protection Plan, which meets the requirements of paragraph (k)

1926.502. This plan must be approved before implementation by the applicable NYS OPRHP (New York State Office of Parks, Recreation, and Historic Preservation) Regional Safety Manager.

2) When working from portable ladders.

7. A program for raising employee awareness through the use of weekly Safety Talks (i.e.

“Toolbox Talks” or “Tailgate Meetings”) on topics related to upcoming/relevant work on the project. Contractor shall be required to verify that all employees on site participated in meeting, with documentation submitted to the Director’s Representative.

8. Confined Space entry program and procedures for entry, when applicable.

9. A written Respirable Silica Protection Plan, including tasks for which employees could reasonably be expected to be exposed to harmful silica dust, and control methods that will be used to limit or eliminate exposure, as well as any PPE necessary to ensure protection.

10. Identify specific hazards related to this Project, and how employees will be protected from those hazards.

11. High Hazard Assessment’s detailing procedures for all high hazard work activities including, but not limited to:

a. All lifts involving cranes or material handling equipment.

b. Scaffolding where scaffold working deck is expected to be 10’ or higher from a lower level.

c. Demolition.

d. Excavations where anticipated depth is 5’ or more.

e. Hot work activities, which shall follow all applicable requirements stated in NFPA

51B.

f. Steel erection with specific fall protection requirements detailed.

g. Work at elevations, including roofing work.

h. Electrical work involving Lock Out - Tag Out (LOTO) procedures.

1) High Hazard Assessments shall include a step-by-step breakdown of a given task, the hazards associated with each step, the controls that will be utilized to eliminate or minimize the hazards, and the PPE that will be used to protect from remaining hazards.

2) All required certifications shall be provided for all applicable types of work with required training/certifications (i.e., Powder Actuated Tools, Aerial Lifts, Forklifts, Crane Operators License, etc.).

12. A project safety inspection program, with a minimum of one documented safety inspection per week, during the course of construction. Submit copies of all resultant inspection reports to the Director’s Representative on a weekly basis.

13. A program for providing proper care for injured employees, including the name of the employee with First Aid/CPR certification who will be on site at all times during the course of construction, to include local hospital/medical facility locations and contact information.

14. Provide an Emergency Action and Evacuation Plan, including Fire Protection and Emergency Response, when applicable.

a. Plan to include:

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1) Procedures for reporting a fire or other emergency.

2) Procedures for emergency evacuation, including type of evacuation and exit route assignments.

3) Emergency Contact information.

4) Procedures on how to alert workers of an emergency.

5) Procedures to account for all employees after evacuation and muster/evacuation points.

6) A list of all major fire hazards, to include type of fire protection equipment necessary to control hazard.

B. Provide safety orientation training for each employee prior to their starting work on site. This orientation shall include, but not be limited to: Fitness for Duty (drug, alcohol, and cannabis policies), training on general safety hazards, site-specific safety policies and procedures, personal protective equipment, injury reporting and protocols, emergency evacuation and preferred medical providers, and HAZCOM (GHS Harmonization). Provide documentation of all safety orientation training for each new employee on the site, including all subcontractors, to the Director’s Representative.

C. Accident Reporting: The Director’s Representative shall be immediately notified of any and all accidents. A copy of a written accident report shall be furnished to the Director’s Representative within 24 hours of an incident.

1. After any incident on site resulting in an employee being injured or damage to property, a Post- Accident Review Investigation shall be held as soon as possible after any incident.

As a minimum, this investigation will involve the injured person, his/her supervisor, the responsible project superintendent and/ or supervisor and the onsite safety supervisor. The contractor shall be responsible to provide a written Post-Accident Corrective Action Plan, which will detail immediate steps taken to correct any unsafe condition that led to injury/property damage, long-term actions to prevent repeat incidents from happening on the site, and roles and responsibilities of individuals who will be implementing the corrective measures, which will be reviewed for effectiveness and continually monitored for implementation.

1.4 STOP WORK ACTIVITY AUTHORITY

A. All NYS OPRHP Representatives have the authority to stop a work activity that exposes any Contractor employees to potentially serious injury and/or illness. The responsible Contractor shall immediately cease work, perform an assessment of the activity that is exposing employees to any Immediately Dangerous to Life or Health (IDLH) conditions, and take action necessary to satisfactorily address the unsafe condition(s), at no cost to the State. The activity may only resume when a NYS OPRHP Representative and respective Contractor’s Safety Representative verify corrective measures have been satisfactorily completed. Any related impact to time of completion shall be considered within the Contractor’s control.

B. No site work, other than mobilization, shall commence until the Site-Specific Safety Plan is approved.

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1.5 ADDITIONAL SAFETY POLICIES THAT WILL BE ADHERED TO THROUGHOUT THE

CONSTRUCTION PHASE

A. All contractors are required to utilize head (hardhat) and eye protection (safety glasses) at all times well within the project limits.

B. Any employee exposed to equipment/vehicles shall be required to utilize an ANSI Level 2 Safety Work Vest.

C. Contractors are strictly prohibited from utilizing any state-owned equipment or materials during construction.

D. All tools/equipment on multi-trade projects shall bear identifiable markings as to which contractor the tool/equipment belongs to. If any tool/equipment on the project does not have contractor’s markings, the tool shall be immediately removed from the site until owner claims the tool/equipment.

E. Seatbelts shall be utilized when operating all heavy equipment designed to be operated in a seated position. When traveling in a vehicle, all employees shall be seated in a secured seat with a seatbelt in place.

F. Inspections of scaffolding prior to use, and excavations prior to entry shall be documented by an on-site competent person. Documented inspection will be available on-site for inspection by the Director’s Representative.

G. All electrical cords/water hoses, if feasible, shall be run overhead to avoid additional slip/trip hazards. If not feasible due to physical restrictions, cords/hoses shall be placed to avoid all walkways and work areas.

H. All heavy equipment being utilized on site shall have a fire extinguisher of suitable size/rating within reach of operator.

I. Any fuel-powered equipment shall have a fire extinguisher of suitable size/rating no closer than 10 feet and no further than 25 feet from the equipment.

J. All electrical work shall be done when panels/lines/boxes have been de-energized and locked out, unless otherwise approved in writing by the Director’s Representative.

K. An applicable sized Spill Kit shall be available on all jobsites where heavy equipment is being utilized.

PART 2 - PRODUCTS (Not Used)

PART 3 - EXECUTION (Not Used)

END OF SECTION 011100

SECTION 092300 - GYPSUM PLASTERING

1.03 REFERENCE STANDARDS

A. ASTM C28/C28M - Standard Specification for Gypsum Plasters; 2010 (Reapproved 2015).

B. ASTM C35 - Standard Specification for Inorganic Aggregates for Use in Gypsum Plaster; 2001

(Reapproved 2014).

C. ASTM C61/C61M - Standard Specification for Gypsum Keene's Cement; 2000 (Reapproved

2015).

D. ASTM C206 - Standard Specification for Finishing Hydrated Lime; 2014.

E. ASTM C631 - Standard Specification for Bonding Compounds for Interior Gypsum Plastering;

2009 (Reapproved 2014).

F. ASTM C841 - Standard Specification for Installation of Interior Lathing and Furring; 2003

(Reapproved 2013).

G. ASTM C842 - Standard Specification for Application of Interior Gypsum Plaster; 2005

(Reapproved 2015).

1.04 SUBMITTALS

A. Product Data: Provide data on plaster materials, characteristics, and limitations of products specified.

1.05 QUALITY ASSURANCE

A. Installer Qualifications: Company specializing in performing the work of this section with minimum five years documented experience.

1.06 MOCK-UP

A. Construct mock-up of repaired interior ceiling at level surface, 2 feet long by 2 feet wide, illustrating surface finish.

B. Locate where directed by Director's Representative.

C. Mock-up may remain as part of the Work.

1.07 FIELD CONDITIONS

A. Do not apply plaster when substrate or ambient air temperature is under 50 degrees F or over

80 degrees F.

B. Maintain minimum ambient temperature of 50 degrees F during and after installation of plaster.

PART 2 PRODUCTS

2.01 MANUFACTURERS

A. Gypsum Plaster:

1. National Gypsum Company: www.nationalgypsum.com.

2. USG: www.usg.com.

2.02 PLASTER MATERIALS

A. Gypsum Neat Plaster: ASTM C28/C28M; fibered.

B. Ready-Mixed Gypsum Plaster: ASTM C28/C28M; mill-mixed type, requiring only the addition of water.

C. Gypsum Keene's Cement: ASTM C61/C61M.

D. Lime: ASTM C206, Type S; special finishing hydrated lime.

E. Aggregate for Base Coats: ASTM C35; sand.

F. Ready-Mixed Finishing Plaster: Gypsum/Lime putty type, ASTM C28/C28M; mixture of gauging plaster and lime.

G. Ready-Mixed Finishing Plaster: Keene's cement/lime putty type; ASTM C61/C61M and ASTM C206.

H. Water: Clean, fresh, potable and free of mineral or organic matter that could adversely affect plaster.

I. Bonding Agent: ASTM C631. Type recommended for bonding plaster to surfaces encountered.

1. Provide product equal to "Plaster Bonder", by United States Gypsum Company, over cementitious backing board and treated joints.

2.03 LATH AND ACCESSORIES

A. Beads, Screeds, Joint Accessories, and Other Trim: Depth governed by plaster thickness, maximum possible lengths.

B. Corner Mesh: Formed sheet steel, minimum 0.018-inch-thick, perforated flanges shaped to permit complete embedding in plaster, minimum 2-inch size; galvanized.

C. Strip Mesh: Expanded metal lath, minimum 0.018-inch-thick, 2-inch-wide by 24 inch-long;

galvanized.

D. Fasteners: Nails, staples, or other approved metal supports, of type and size to suit application, to rigidly secure accessories in place.

2.04 PLASTER MIXES

A. Over Cementitious Backing Board: Two-coat application, ready-mixed plaster, mixed and proportioned in accordance with ASTM C842 and manufacturer's instructions.

B. Over Other Solid Bases: Two-coat application, ready-mixed plaster, mixed and proportioned in accordance with ASTM C842 and manufacturer's instructions.

1. At areas of damaged or deteriorated existing plaster scratch (first base) coat, provide three-coat application, mixed and proportioned in accordance with ASTM C842 and manufacturer's instructions.

C. Over Metal Lath: Three-coat application, ready-mixed plaster, mixed and proportioned in accordance with ASTM C842 and manufacturer's instructions.

D. Ready-Mixed Plaster Materials: Mix in accordance with manufacturer's instructions.

E. Finish Coat for Troweled Finish: Lime putty with gypsum gauging plaster, mixed and proportioned in accordance with ASTM C842.

PART 3 EXECUTION

3.01 EXAMINATION

A. Verify that existing conditions are satisfactory before starting work. Examine and inspect materials to which plaster materials are to be applied. Remedy all defects prior to installation of plaster materials. Any defects in the finished installation due to misaligned framing or other causes will be the responsibility of the work performed under that section of the specifications.

B. Coordinate the work of this section with the work of all other trades.

C. Structural Clay Tile and Concrete Unit Masonry: Verify joints are clean, cut flush and surface is ready to receive work of this section. Verify no bituminous or water repellent coatings exist on masonry surface.

D. Not used E. Repairs at Existing Plaster:

1. Clean surfaces of dust or loose matter.

2. Remove all existing dry bubbles and efflorescence.

a. Carefully remove any surface deposits using a stiff fiber bristle brush only.

b. Wipe the surface with a clean, damp cloth.

3. Remove projections greater than 1/8 inch and fill depressions greater than 1/4 inch with Portland cement mortar.

4. Remove all deteriorated, loose, delaminated and flaking plaster coats as required to facilitate repairs.

5. At areas of damaged or deteriorated existing plaster scratch (first base) coat, provide first coat of three-coat application as required.

6. Apply bond coat to…