Escambia_County_Section_3_Business_Application_CDBG-DR_(1).docx
DOCX document 66 KB Posted
- Solicitation number
- PD 24-25.046
- Issued by
- Escambia County, Florida
About this file
This is a Section 3 Business Application form issued by Escambia County, Florida, for participation in Community Development Block Grant Disaster Recovery (CDBG-DR) funded projects. The application is designed to certify businesses as Section 3 Business Concerns, which qualify them to participate in HUD-funded contracts. Applicants must complete comprehensive documentation including organizational information, business entity documents, insurance certificates, financial statements, and a list of prior contracts from the past two years. The application requires evidence of past work performance and ability to comply with federal public policy requirements. Applicants must demonstrate at least one of three qualifying criteria: 75% of hours worked over the prior three months by Section 3 workers, 51% or more ownership by low- or very low-income individuals as determined by current HUD income limits, or 51% or more ownership by public housing residents. The application includes fields for identifying areas of construction and non-construction service expertise, supplier and subcontractor lists, and references from banks, trades, and prior clients.
Insurance requirements are substantial, with general contractors required to maintain $2,000,000 combined single limit commercial general liability coverage plus $5,000,000 umbrella excess liability, worker's compensation at statutory limits, $100,000 employer's liability, and comprehensive automobile liability of $1,000,000 per person and per occurrence. Subcontractors must carry $1,000,000 combined single limit occurrence coverage and $2,000,000 umbrella excess liability. Applicants with limited or no past performance are accepted on a probation basis and may not be awarded more than one contract simultaneously. Upon certification, applicants authorize the county to place their contact information on a list shared with businesses and community partners for Section 3 covered projects. The specific contract referenced involves CDBG-DR funding totaling $2,862,137.00 for infrastructure improvements in Century, Florida, including bridge replacement on Alger Road and culvert rehabilitation on Jefferson Avenue, both damaged by Hurricane Sally.
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Escambia County Section 3 Business Application
SECTION 3 BUSINESS APPLICATION
Completed applications should be submitted to:
Escambia County Attn: Section 3 Program [Grantee or Subrecipient Address] [City, State ZIP]
If you have any questions on the application process Please contact the Section 3 Program [Phone number and email]
Section 3 Business Application Checklist:
· Complete Section 3 Business Application
· Organizational Information
· Articles of Incorporation or Organization (as applicable to business type)
· Assumed Business Name Certificate
· Certificate of Good Standing or Active status (as applicable to business type)
· Partnership Agreement (if applicable)
· Organizational Chart with Job Titles and Duties
· Evidence of Business License
· Other Applicable Documentation
· Qualifying Section 3 Criteria (Check applicable qualifying criteria below and include all requested supporting documentation)
· 51% or more owned by low- or very low-income individual;
· 51% or more owned by a resident of public housing; or
· 75% of all hours worked over the prior three months worked by Section 3 workers
· Other Pertinent Information
· Insurance Certificates
· Current Financial Statement
· Statement of Ability to Comply with Public Policy
· List of all contracts for the past two years
· W-9 (see last page of this application)
Name of Business ____________________________________________________________
Physical Address _____________________________________________________________
City, State, Zip ______________________________________________________________
Mailing Address, if different ____________________________________________________
City, State, ZIP _______________________________________________________________
Owner’s Name (Please include a copy of State ID or Driver’s License) ___________________
Telephone Number, including area code __________________________________________
Email ______________________________________________________________________
Date Company was established _________________________________________________
ORGANIZATIONAL INFORMATION
All questions must be answered, and the data given must be clear and comprehensive. If necessary, questions may be answered on separate attached sheet(s).
The company is a: □ Sole Proprietorship □ Partnership □ Joint Venture
· Corporation (please enclose a copy of corporation papers and corporate seal)
· Limited Liability Company (LLC)
General type of work performed by your Company (i.e. general contracting, HVAC, etc):
Are you minority owned (MBE)? Yes □ No □ Woman owned (WBE)? Yes □ No □ (Optional – For reporting purposes only)
Is this business licensed to operate in the certifying locality? Yes □ No □ (Enclose a copy if yes) Please check and attach the following Business Entity documents, as applicable:
Copy of Articles of Incorporation Assumed Business Name Certificate Certificate of Good Standing Partnership Agreement Organization Chart with titles & duties Other Documentation
The Applicant must have at least the following insurance coverage for Section 3 contract work:
· Commercial General Liability on an occurrence form for:
· Bodily injury, and
· Property damage liability General Contractor limits of $2,000,000 combined single limit each occurrence covering the Project specifically, and umbrella excess liability of $5,000,000 Subcontractor limits will be $1,000,000 combined single limit occurrence, and $2,000,000 umbrella excess liability
· Worker’s Compensation:
· Statutory limits required by State Law
· Employer’s Liability: $100,000
· Comprehensive Automobile Liability
· Bodily Injury: $1,000,000 Each Person $1,000,000 Each Occurrence
· Property Damage: $1,000,000 Each Occurrence
A copy of above insurance certificates must accompany this application. Coverage shall be maintained for the life of each contract or subcontract. Lapse of coverage may result in termination of contract and/or termination of approval to participate by the certifying entity.
The Applicant must have a satisfactory record of past work. Applicants with limited or no past performance will be accepted on a “probation” basis, and will not be awarded more than one contract at a time.
Please provide evidence of ability to perform successfully under the terms and conditions of other contracts:
· Current Financial Statement
· Statement of Ability to Comply with Public Policy
· List of all contracts for the past two (2) years
QUALIFYING SECTION 3 CRITERIA
The Applicant must satisfy at least one of the following minimum requirements to be qualified as a Section 3 Business Concern. Please check the appropriate box(es):
· At least 75% of all hours worked over the prior three-month period worked by Section 3 workers (attach supporting documentation)
· 51% or more owned by low- or very low-income individuals as determined by current HUD income limits for the area where the individual resides (https://www.huduser.gov/portal/datasets/il.html)
| NAME & ADDRESS OF OWNER(S) |
| TITLE |
| % OWNER |
| ADJUSTED GROSS INCOME |
(Attach current proof of income)
· 51% or more owned by residents of public housing
| NAME & ADDRESS OF OWNER(S) |
| TITLE |
| % OWNER |
| PUBLIC HOUSING RESIDENT |
(Attach current public housing lease)
Please sign the statement below certifying accuracy and authorizing the release of information to the certifying entity for the purpose of verifying your references. We have the right to request any additional information to validate information presented.
I certify that my answers are true and complete to the best of my knowledge. I hereby authorize the release of information to the certifying entity for the purpose of verifying my references.
Signature Date
FIELDS OF INTEREST AND EXPERIENCE
Please indicate the areas of interest and the length of experience within each capacity:
Construction-Related Services
| Interest |
| Length of |
Experience Non-Construction/Post- Construction Services
| Interest |
| Length of |
Experience
Architecture
Appraisal Services
Bricklaying
Archeology
Carpentry
Building Inspection Services
Cement/Masonry
Building Maintenance
Demolition
Catering
Drywall
Computers/IT
Electrical
Courier Services
Elevator Construction
Engineering
Engineering
Janitorial
Environmental Services
Landscaping
Fencing
Legal Services
Flooring Installation
Management Consulting
Heating
Marketing/Photography
Insulation/Siding
Printing
Iron Works
Real Estate Services
Landscaping
Security
Machine Operation
Surveying Services
Painting
Transportation
Plastering
Other:
Plumbing
Other:
Roofing
Other:
Other:
Other:
What size of jobs in the areas indicated above are preferred?
Please list the suppliers with whom you do business (include the name, address and phone number):
Please list the Subcontractors with whom you regularly do business, if any, and indicate if they are Section 3 qualified*.
A. Carpentry:
Y/N
B. Electrical:
Y/N
C. Plumbing:
Y/N
D. Roofing:
Y/N
E. Masonry:
Y/N
F. Mechanical:
Y/N
G. Painting:
Y/N
H. Other:
Y/N
I. Other:
Y/N
J. Other:
Y/N
*Section 3 qualified businesses receive preference on federally funded projects
OTHER PERTINENT INFORMATION
Have you ever been convicted of violating Federal, State or Local law in the course of discharging your duties as a contractor? YES____ NO____ If Yes, please explain: _____________________________________________________________________________________ Have you ever been disbarred from participating as a contractor in any Federal State or Local Housing program? YES____ NO____ If yes, please explain: _____________________________________________________________________________________ Are you licensed lead-based paint abatement contractor? YES____ NO____ If yes, please provide a copy of all worker supervisor and contractor licenses.
Please complete and return the attached W-9 form (found on the last page of this application) along with this application.
REFERENCES
| Name |
| Address |
| Phone number |
| Years Associated |
Banks
Trades
Subcontractors
CERTIFICATION
I certify that all of the above information is correct and true to the best of my knowledge, under the penalty of law. I understand that this information will be used to determine my eligibility for the Escambia County Section 3 Program, which utilizes funds from the U.S. Department of Housing and Urban Development. The participating agencies do not discriminate against any person because of race, color, religion, sex, handicap, family status, or national origin. I understand that this application may be rejected if I withhold information requested or provide falsified information.
I understand that a Section 3 Business Concern certification is not an offer of employment. By signing this document, I give the certifying entity permission to place my contact information on a list to be shared with businesses and community partners when they are hiring for Section 3 covered projects in the area. If awarded a HUD-funded contract, I agree to comply with all federal and local reporting requirements.
*Printed Name: *Title: ________________________
*Authorized Signature: _ Date: _________________
*CORPORATE OFFICER OR PERSON AUTHORIZED TO SIGN BIDS AND CONTRACTS ON BEHALF OF THE COMPANY.
FOR INTERNAL USE ONLY
Date Application Received: Reviewed By: Date: Contractor: Does or Does Not qualify as a Section 3 Business Concern
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