Attachment_-_Request_for_Substitution_-_Exemption.pdf

PDF 102 KB Posted

Attached to
Unemployment Cost Management Services
Solicitation number
RFP PS-26-0009
Issued by
Maricopa County, Phoenix City, Arizona

About this file

The document is a Request for Substitution/Exemption form from the City of Phoenix Public Transit Department, designed to manage Disadvantaged Business Enterprise (DBE) subcontractor changes on a contract. The form provides a structured process for prime contractors to request modifications to DBE utilization, including releasing, substituting, changing scope, or reducing the amount allocated to a DBE subcontractor. Contractors must submit this form to the department's Compliance Section at ptdcompliance@phoenix.gov for prior approval before making any changes to the proposed DBE utilization statement or monthly DBE utilization form.

The form requires the prime contractor to detail the specific changes requested, provide justification, and demonstrate good faith efforts to maintain DBE participation. The Compliance Section will review the request and has the authority to approve or deny the proposed changes, potentially adjusting the DBE goal and utilization percentage. The form includes sections for the prime contractor to document their request, with spaces for contract details, affected DBE subcontractors, and the scope of work, as well as a section for the Contract Compliance Specialist to record their decision and any revised DBE goals.

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Text version

City of Phoenix

PUBLIC TRANSIT DEPARTMENT

REQUEST FOR SUBSTITUTION/EXEMPTION

This form must be submitted to the City of Phoenix, Public Transit Department Compliance Section (ptdcompliance@phoenix.gov), for approval prior to making any changes to the proposed statement of DBE utilization or Contractor’s monthly statement of DBE utilization form. No DBE shall be substituted or terminated, nor shall their scope of work be reduced or proposed amount changed without the approval of the Compliance Section.

Prime Contractor: Contract Number:

Project Number and Description:

Affected DBE Subcontractor(s):

Scope of Work to be Performed by Affected DBE Subcontractors(s):

1. I am the duly authorized representative of the above listed Prime Contractor and am authorized to request this exemption on behalf of the Prime Contractor.

2. I hereby request that an exemption be granted to the above-mentioned Prime Contractor to (check those that apply):

Release proposed DBE subcontractor Substitute DBE subcontractor

Change scope of work to be performed by DBE subcontractor

Reduce amount originally proposed for DBE subcontractor

3. I have summarized the Prime Contractor's request for an exemption and the good faith efforts required in finding additional DBE participation on the above-mentioned contract as follows: (Attach additional pages and supporting documentation as necessary.)

Date:

Phone:

Yes No %

Date:

Authorized Signature:

Signature of Authorized Agent for Contractor

Name and Title:

FOR CONTRACT COMPLIANCE USE ONLY

Request Approved: Revised DBE Goal:

Revised DBE Utilization:

Contract Compliance Specialist:

Exhibit - Initial SBPP Plan
Exhibit - DBE Annual SBPP Plan
Exhibit - DBE Request for Substitution or Exemption
Exhibit - DBE Certification of Final Payment
Phone:
Prime Contractor:
Contract Number:
Project Number and Description:
Affected DBE Subcontractors:
Scope of Work to be Performed by Affected DBE Subcontractorss:
to check those that apply:
Substitute DBE subcontractor:
undefined:
proposed for DBE:
follows Attach additional pages and supporting documentation as necessary:
Name and Title:
FOR CONTRACT COMPLIANCE USE ONLY:
No:
Date_2:
Text39:
Text40:
Text41:

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