Attachment E - Form C-49 PSC DBE Good Faith Efforts Documentation.docx

DOCX document 32 KB Posted

Attached to
27-0013 Courtland Drive Corridor Study
Solicitation number
RFP-125590
Issued by
Buena Vista City, Virginia

About this file

This is a Good Faith Efforts Documentation Form (Form C-49 PSC) issued by the Virginia Department of Transportation for Disadvantaged Business Enterprise (DBE) and Small, Women-owned, and Minority-owned Business (SWaM) requirements applicable to Professional Services Contracts. The form is designed for use with the City of Fredericksburg's Courtland Drive Corridor Study, a transportation engineering services contract that requires assessment of impacts and development of planning-level concepts and cost estimates for a multi-modal east-west connection linking Courtland Drive and Learning Lane.

The form establishes procedures for documenting good faith efforts to meet DBE and SWaM participation goals established in the contract. Submission is required at the Expression of Interest stage if an offeror cannot meet the stated goals, at contract renewal for Limited Services Term contracts, upon request for supplement agreements on Project Specific Contracts, and with each Annual Work Plan for Program Support Services contracts. The documentation must include detailed records of solicitation efforts, including names and identification numbers of DBE/SWaM firms contacted, dates and methods of solicitation and follow-up communications, telephone logs with contact information and dates called, advertisements or proofs of publication in relevant media, and any pending work assignments to DBE/SWaM vendors with associated costs and timelines. The consultant must certify the accuracy of all submitted documentation through authorized signature.

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Text version

Form Instructions: If, at the time of submitting the Expression of Interest, the Offeror knowingly cannot meet or demonstrate good faith efforts in meeting the required DBE and/or SWaM contract goal(s), form C-49 PSC shall be submitted.

After contract award, for Limited Services Term contracts, consultants must submit this form at renewal to document DBE / SWaM utilization to date. If goals are being met for current term, submission of page 1 is sufficient. If goals are not being met at the time of renewal, the full form must be submitted.

After contract award, for Project Specific Contracts, consultant must submit this form if or when supplement agreements are requested. For Program Support Services (PSS) contracts, this form shall be submitted with each Annual Work plan (AWP). If goals on PSS Contract are being met, submission of page 1 is sufficient. If goals are not being met at the time of AWP review & approval, the full form must be submitted.

CONTRACT ID:

Contract Date(s):

Firm Name:

Renewal Term:

If applicable.

Type of Contract:

UPC # (if Project Specific Contract)

DBE Goal (As per contract)

SWaM Goal (As per contract)

DBE Expenses to Date:

SWaM Expenses to Date:

Submission Date:

Purpose of Submittal*:

*(Inability to Meet Goal at EOI Submission; Term Renewal; Annual Work Plan; or Supplement Agreement)

If the DBE and/or SWaM goals established for this contract have not been met at the time of renewal or VDOT requests the submittal thereof, the bidder is required to submit good faith efforts as outlined in the contract.

Explanation / Details To Support Demonstration Of Good Faith Effort: (See Page 6 for Add’l Space)

The consultant acknowledges and certifies that this form accurately represents the action taken to secure participation by DBE / SWaM subconsultants.

Firm Name Signature

Title Date

CONTRACT ID DATE SUBMITTED

PENDING WORK FOR DBE / SWAM VENDORS

If consultant has ordered work as part of a project based on contract schedule, executed task orders, or assignment in an Annual Work Plan that includes work to be conducted by DBE / SWaM subconsultants but prosecution of work has not yet occurred, please provide details:

The consultant acknowledges and certifies that this form accurately represents the action taken to secure participation by DBE / SWaM subconsultants.

Firm Name Signature

Title Date

Task Order / Assignment Details (ID #s, Description of Work to be Performed)

Amount of Work Assigned VS Amount of Work Paid to Date
Approx Date

of Work to Occur

NOTE: ATTACH ADDITIONAL PAGES IF NECESSARY, INCLUDING ANY DOCUMENTATION

CONTRACT ID NO. DATE SUBMITTED

WORK SOLICITED / REQUESTED BUT DECLINED BY DBE / SWAM SUBCONSULTANT

Provide information on certified DBE / SWaM subconsultants and the dates on which work was solicited / request was made to participate on this proposal / contract. Include the items of work offered and the dates and methods used for following up initial solicitations to determine whether or not DBEs/SWaM subconsultants were Interested.

The consultant acknowledges and certifies that this form accurately represents the action taken to secure participation by DBE / SWaM subconsultants.

Firm Name Signature

Title Date

NAMES and ID#s of DBEs and/or SWaM FIRMS SOLICITED

DATE OF INITIAL SOLICITATION
NAICS (if DBE)

and NIGP Codes (if SWAM)

FOLLOW-UP METHODS AND DATES

CONTRACT ID NO. DATE SUBMITTED

TELEPHONE LOG FOR DBE/SWAM SOLICTATION / REQUEST TO PARTICIPATE

If the DBE / SWaM goal(s) established has not or cannot be met or VDOT requests the submittal thereof, the bidder is required to submit good faith efforts as outlined in this document. Provide names, addresses, and telephone numbers for the firms listed.

The consultant acknowledges and certifies that this form accurately represents the action taken to secure participation by DBE / SWaM subconsultants.

Firm Name Signature

Title Date

DBE / SWaM FIRMS CALLED
TELEPHONE

NUMBER

DATE

CALLED

TIME

CALLED

CONTACT PERSON OR

VOICE MAIL STATUS

COMM0NWEALTH OF VIRGINIA Form C-49 PSC Updated 6/15/2023

DEPARTMENT OF TRANSPORTATION

DBE & SWAM REQUIREMENTS FOR PROFESSIONAL SERVICES CONTRACTS

GOOD FAITH EFFORT DOCUMENTATION

CONTRACT ID NO. DATE SUBMITTED

ADVERTISEMENTS OR PROOFS OF PUBLICATION

If the DBE / SWaM goal(s) established for this contract has not been met or VDOT requests the submittal thereof, the consultant is required to submit good faith efforts as outlined in this document.

Names and dates of each publication / website in which a request for DBE / SWaM subconsultants participation for the project was placed by the consultant. Attach copies of published advertisements or proofs of publication.

The consultant acknowledges and certifies that this form accurately represents the action taken to secure participation by DBE / SWaM subconsultants.

Firm Name Signature

Title Date

PUBLICATIONS
DATES OF ADVERTISEMENT

CONTRACT ID NO. DATE SUBMITTED

ADDITIONAL DATA TO SUPPORT DEMONSTRATION OF GOOD FAITH EFFORT

If the DBE / SWaM goal(s) established for this contract has not been met or VDOT requests the submittal thereof, the consultant is required to submit good faith efforts as outlined in this document.

The consultant acknowledges and certifies that this form accurately represents the action taken to secure participation by DBE / SWaM subconsultants.

Firm Name Signature

Title Date

ADDITIONAL JUSTIFICATION TO SUPPORT DEMONSTRATION OF GOOD FAITH EFFORT

Including Details on Future DBE / SWaM Utilization Plan

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