Attachment D - Final.xlsx

XLSX spreadsheet 27 KB Posted

Attached to
PBGC Investment Risk Management System (IRMS)
Solicitation number
16PBGC-22-R-0006
Issued by

About this file

This document contains a request for proposal for an investment risk management system and related federal contract opportunity notice. The Pension Benefit Guaranty Corporation seeks proposals for a cloud-based or hybrid investment risk management system to measure, manage, and monitor risks for its single-employer and multiemployer pension program assets and liabilities. The anticipated base period of performance is one year with nine optional one-year periods. Proposals are due by the dates specified in solicitation number 16PBGC-22-R-0006. The system would replace an expiring contract and is considered an ongoing requirement. The notice provides additional details on the pension programs, incumbent contractor, and evaluation criteria.

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OP A Base Price+Per User Price A. Base Price plus Per User Price

Base Period
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 0001
Per User Price CLIN 0001
Total IRMS Reporting Price CLIN 0001$0.00$0.00

Pass Through Data Costs CLIN 0002

System Implementation Price CLIN 0003
Security Compliance/ATO Price CLIN 0003
CLIN 0003 Total Cost$0.00$0.00
Total Base Period Inclusive of all Services$0.00$0.00
Option Period 1
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 1001
Per User Price CLIN 1001
Total IRMS Reporting Price CLIN 1001$0.00$0.00

Pass Through Data Costs CLIN 1002

Continuous Monitoring CLIN 1003

Total Option Period 1 Inclusive of all Services $0.00 $0.00

Option Period 2
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 2001
Per User Price CLIN 2001
Total IRMS Reporting Price CLIN 2001$0.00$0.00

Pass Through Data Costs CLIN 2002

Continuous Monitoring CLIN 2003

Total Option Period 2 Inclusive of all Services$0.00$0.00
Option Period 3
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 3001
Per User Price CLIN 3001
Total IRMS Reporting Price CLIN 3001$0.00$0.00

Pass Through Data Costs CLIN 3002

Continuous Monitoring CLIN 3003

Total Option Period 3 Inclusive of all Services$0.00$0.00
Option Period 4
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 4001
Per User Price CLIN 4001
Total IRMS Reporting Price CLIN 4001$0.00$0.00

Pass Through Data Costs CLIN 4002

Continuous Monitoring CLIN 4003

Total Option Period 4 Inclusive of all Services$0.00$0.00
Option Period 5
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 5001
Per User Price CLIN 5001
Total IRMS Reporting Price CLIN 5001$0.00$0.00

Pass Through Data Costs CLIN 5002

Continuous Monitoring CLIN 5003

Total Option Period 5 Inclusive of all Services$0.00$0.00
Option Period 6
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 6001
Per User Price CLIN 6001
Total IRMS Reporting Price CLIN 6001$0.00$0.00

Pass Through Data Costs CLIN 6002

Continuous Monitoring CLIN 6003

Total Option Period 6 Inclusive of all Services$0.00$0.00
Option Period 7
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 7001
Per User Price CLIN 7001
Total IRMS Reporting Price CLIN 7001$0.00$0.00

Pass Through Data Costs CLIN 7002

Continuous Monitoring CLIN 7003

Total Option Period 7 Inclusive of all Services $0.00 $0.00

Option Period 8
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 8001
Per User Price CLIN 8001
Total IRMS Reporting Price CLIN 8001$0.00$0.00

Pass Through Data Costs CLIN 8002

Continuous Monitoring CLIN 8003

Total Option Period 8 Inclusive of all Services $0.00 $0.00

Option Period 9
Assumption: PBGC Estimated Number of Users: 20
Reporting Frequency
MonthlyDaily
Base Price CLIN 9001
Per User Price CLIN 9001
Total IRMS Reporting Price CLIN 9001$0.00$0.00

Pass Through Data Costs CLIN 9002

Continuous Monitoring CLIN 9003

Total Option Period 9 Inclusive of all Services $0.00 $0.00

Total Cost for 6 month extension IAW FAR 52.217-8
Total Cost:$0.00$0.00
Total Contract Cost Inclusive of all Options$0.00$0.00

OP B Asset Based Price (ABF) B. Asset Based Fee (ABF)

Base Period
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 0001$0.00
Pass Through Data Costs CLIN 0002$0.00
System Implementation Fee CLIN 0003$0.00
Security Compliance/ATO Fee CLIN 0003$0.00
CLIN 0003 Total Cost$0.00
Total Base Period Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 0001$0.00
Pass Through Data Costs CLIN 0002$0.00
System Implementation Fee CLIN 0003$0.00
Security Compliance/ATO Fee CLIN 0003$0.00
CLIN 0003 Total Cost$0.00
Total Base Period Inclusive of all Services$0.00
Option Period 1
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 1001$0.00
Pass Through Data Costs CLIN 1002$0.00
Continuous Monitoring CLIN 1003$0.00
Total Option Period 1 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 1001$0.00
Pass Through Data Costs CLIN 1002$0.00
Continuous Monitoring CLIN 1003$0.00
Total Option Period 1 Inclusive of all Services$0.00
Option Period 2
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 2001$0.00
Pass Through Data Costs CLIN 2002$0.00
Continuous Monitoring CLIN 2003$0.00
Total Option Period 2 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 2001$0.00
Pass Through Data Costs CLIN 2002$0.00
Continuous Monitoring CLIN 2003$0.00
Total Option Period 2 Inclusive of all Services$0.00
Option Period 3
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 3001$0.00
Pass Through Data Costs CLIN 3002$0.00
Continuous Monitoring CLIN 3003$0.00
Total Option Period 3 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 3001$0.00
Pass Through Data Costs CLIN 3002$0.00
Continuous Monitoring CLIN 3003$0.00
Total Option Period 3 Inclusive of all Services$0.00
Option Period 4
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 4001$0.00
Pass Through Data Costs CLIN 4002$0.00
Continuous Monitoring CLIN 4003$0.00
Total Option Period 4 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 4001$0.00
Pass Through Data Costs CLIN 4002$0.00
Continuous Monitoring CLIN 4003$0.00
Total Option Period 4 Inclusive of all Services$0.00
Option Period 5
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 5001$0.00
Pass Through Data Costs CLIN 5002$0.00
Continuous Monitoring CLIN 5003$0.00
Total Option Period 5 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 5001$0.00
Pass Through Data Costs CLIN 5002$0.00
Continuous Monitoring CLIN 5003$0.00
Total Option Period 5 Inclusive of all Services$0.00
Option Period 6
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 6001$0.00
Pass Through Data Costs CLIN 6002$0.00
Continuous Monitoring CLIN 6003$0.00
Total Option Period 6 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 6001$0.00
Pass Through Data Costs CLIN 6002$0.00
Continuous Monitoring CLIN 6003$0.00
Total Option Period 6 Inclusive of all Services$0.00
Option Period 7
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 7001$0.00
Pass Through Data Costs CLIN 7002$0.00
Continuous Monitoring CLIN 7003$0.00
Total Option Period 7 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 7001$0.00
Pass Through Data Costs CLIN 7002$0.00
Continuous Monitoring CLIN 7003$0.00
Total Option Period 7 Inclusive of all Services$0.00
Option Period 8
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 8001$0.00
Pass Through Data Costs CLIN 8002$0.00
Continuous Monitoring CLIN 8003$0.00
Total Option Period 8 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 8001$0.00
Pass Through Data Costs CLIN 8002$0.00
Continuous Monitoring CLIN 8003$0.00
Total Option Period 8 Inclusive of all Services$0.00
Option Period 9
Assumption: Total market value of assets – inclusive of securities lending -- of $149 billion
Monthly Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 9001$0.00
Pass Through Data Costs CLIN 9002$0.00
Continuous Monitoring CLIN 9003$0.00
Total Option Period 9 Inclusive of all Services$0.00
Daily Reporting Frequency
Annual fee in %:on the firstbillion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %: on the next billion NAV (in dollars) in assets.

Annual fee in %:on the balance.
Total IRMS Reporting Fee CLIN 9001$0.00
Pass Through Data Costs CLIN 9002$0.00
Continuous Monitoring CLIN 9003$0.00
Total Option Period 9 Inclusive of all Services$0.00
Total Cost for 6 month extension IAW FAR 52.217-8
Monthly Reporting Frequency
Total 52.217-8 Cost:$0.00
Total Estimated Contract Cost inclusive of all Options:$0.00
Daily Reporting Frequency
Total 52.217-8 Cost:$0.00
Total Estimated Contract Cost inclusive of all Options:$0.00

OP C Base Price + Per M-A

Base Period
C. Base Fee plus Per Mandate/Per Asset Fee
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 0001$0.00$0.00

Pass Through Data Costs CLIN 0002

System Implementation Fee CLIN 0003
Security Compliance/ATO Fee CLIN 0003
CLIN 0003 Total Cost$0.00$0.00
Total Base Period Inclusive of all Services$0.00$0.00
Option Period 1
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 1001$0.00$0.00

Pass Through Data Costs CLIN 1002

Continuous Monitoring CLIN 1003

Total Option Period 1 Inclusive of all Services $0.00 $0.00

Option Period 2
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 2001$0.00$0.00

Pass Through Data Costs CLIN 2002

Continuous Monitoring CLIN 2003

Total Option Period 2 Inclusive of all Services$0.00$0.00
Option Period 3
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 3001$0.00$0.00

Pass Through Data Costs CLIN 3002

Continuous Monitoring CLIN 3003

Total Option Period 3 Inclusive of all Services$0.00$0.00
Option Period 4
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 4001$0.00$0.00

Pass Through Data Costs CLIN 4002

Continuous Monitoring CLIN 4003

Total Option Period 4 Inclusive of all Services$0.00$0.00
Option Period 5
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 5001$0.00$0.00

Pass Through Data Costs CLIN 5002

Continuous Monitoring CLIN 5003

Total Option Period 5 Inclusive of all Services$0.00$0.00
Option Period 6
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 6001$0.00$0.00

Pass Through Data Costs CLIN 6002

Continuous Monitoring CLIN 6003

Total Option Period 6 Inclusive of all Services$0.00$0.00
Option Period 7
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 7001$0.00$0.00

Pass Through Data Costs CLIN 7002

Continuous Monitoring CLIN 7003

Total Option Period 7 Inclusive of all Services $0.00 $0.00

Option Period 8
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 8001$0.00$0.00

Pass Through Data Costs CLIN 8002

Continuous Monitoring CLIN 8003

Total Option Period 8 Inclusive of all Services $0.00 $0.00

Option Period 9
Assumptions:
* PBGC Estimated Number of Mandates: 60
* PBGC Estimated Number of Assets (e.g., CUSIPs): 10,000
Reporting Frequency
MonthlyDaily
Base Fee
Per Mandate Fee
Per Asset Fee
Total IRMS Reporting Fee CLIN 9001$0.00$0.00

Pass Through Data Costs CLIN 9002

Continuous Monitoring CLIN 9003

Total Option Period 9 Inclusive of all Services $0.00 $0.00

Total Cost for 6 month extension IAW FAR 52.217-8
Total Cost:$0.00$0.00
Total Contract Cost Inclusive of all Options$0.00$0.00

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