Attachment 1 DD254.pdf

CLASSIFICATION (When filled in): Unclassified

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DEPARTMENT OF DEFENSE

CONTRACT SECURITY CLASSIFICATION SPECIFICATION

(The requirements of the National Industrial Security Program (NISP) apply to all security aspects of this effort involving classified information.)

OMB No. 0704-0567 OMB approval expires:

October 31, 2020

The public reporting burden for this collection of information, 0704-0567, is estimated to average 70 minutes per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Washington Headquarters Services, at whs.mc-alex.esd.mbx.dd-dod-information-collections@mail.mil. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.

RETURN COMPLETED FORM AS DIRECTED IN THE INSTRUCTIONS.

1. CLEARANCE AND SAFEGUARDING

a. LEVEL OF FACILITY SECURITY CLEARANCE (FCL) REQUIRED

(See Instructions)

Secret

b. LEVEL OF SAFEGUARDING FOR CLASSIFIED INFORMATION/

MATERIAL REQUIRED AT CONTRACTOR FACILITY

Secret

2. THIS SPECIFICATION IS FOR: (X and complete as applicable.)

a. PRIME CONTRACT NUMBER (See instructions.)

Request For Proposal, Not Valid For Performance

b. SUBCONTRACT NUMBER

c. SOLICITATION OR OTHER NUMBER

N00421-19-R-0011

DUE DATE (YYYYMMDD)

3. THIS SPECIFICATION IS: (X and complete as applicable.)

a. ORIGINAL (Complete date in all cases.)

DATE (YYYYMMDD)

20190807

b. REVISED (Supersedes all previous specifications.)

REVISION NO. DATE (YYYYMMDD)

c. FINAL (Complete Item 5 in all cases.) DATE (YYYYMMDD)

4. IS THIS A FOLLOW-ON CONTRACT? No Yes If yes, complete the following:

Classified material received or generated under (Preceding Contract Number) is transferred to this follow-on contract.

5. IS THIS A FINAL DD FORM 254? No Yes If yes, complete the following:

In response to the contractor's request dated , retention of the classified material is authorized for the period of:

6. CONTRACTOR (Include Commercial and Government Entity (CAGE) Code)

a. NAME, ADDRESS, AND ZIP CODE

Request For Proposal, Not Valid For Performance

b. CAGE CODE

N/A

c. COGNIZANT SECURITY OFFICE(S) (CSO) (Name, Address, ZIP Code, Telephone required; Email Address optional)

N/A

7. SUBCONTRACTOR(S) (Click button if you choose to add or list the subcontractors -- but will still require a separate DD Form 254 issued by a prime contractor to each subcontractor) Add Row Remove last Row Delete All Rows

a. NAME, ADDRESS, AND ZIP CODE

N/A

8. ACTUAL PERFORMANCE (Click button to add more locations.) Add Row Remove last Row Delete All Rows

a. LOCATION(S) (For actual performance, see instructions.)

(If applicable, see Instructions.)

N/A

Naval Air Warfare Center Aircraft Division Patuxent River, MD

Naval Air Station (NAS) Oceana, VA

b. CAGE CODE (If applicable, see Instructions.)

N/A

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Naval Air Facility (NAF) Atsugi, Japan

Marine Corp Air Station (MCAS) Iwakuni, Japan

b. CAGE CODE (If applicable, see Instructions.)

N/A

Naval Base Ventura County, Pt. Mugu, CA

Marine Corps Base Hawaii, Kaneohe, HI

b. CAGE CODE (If applicable, see Instructions.)

N/A

9. GENERAL UNCLASSIFIED DESCRIPTION OF THIS PROCUREMENT

Contracted Air Services (CAS) Fighter Jet Services to provide Contractor Owned and Contractor Operated (COCO) aircraft and personnel for Fleet Training and Exercise Support for a wide variety of airborne threat simulation capabilities to train aircraft squadron aircrew and shipboard systems operators on how to counter potential enemy advanced airborne threats, tactics, electronic warfare and electronic attack operations.

10. CONTRACTOR WILL REQUIRE ACCESS TO: (X all that apply. Provide details in Blocks 13 or 14 as set forth in the instructions.)

a. COMMUNICATIONS SECURITY (COMSEC) INFORMATION f. SPECIAL ACCESS PROGRAM (SAP) INFORMATION

b. RESTRICTED DATA g. NORTH ATLANTIC TREATY ORGANIZATION

(NATO) INFORMATION

c. CRITICAL NUCLEAR WEAPON DESIGN INFORMATION (CNWDI) (If CNWDI applies, RESTRICTED DATA must also be marked.) h. FOREIGN GOVERMENT INFORMATION

d. FORMERLY RESTRICTED DATA i. ALTERNATIVE COMPENSATORY CONTROL MEASURES

(ACCM) INFORMATION

e. NATIONAL INTELLIGENCE INFORMATION:

(1) Sensitive Compartmented Information (SCI)

(2) Non-SCI

j. CONTROLLED UNCLASSIFIED INFORMATION (CUI) (See instructions.)

k. OTHER (Specify) (See instructions.)

SIPRNet, Secure Telephone Equipment (STE), Secure FAX Access authorized.

11. IN PERFORMING THIS CONTRACT, THE CONTRACTOR WILL: (X all that apply. See instructions. Provide details in Blocks 13 or 14 as set forth in the instructions.)

a. HAVE ACCESS TO CLASSIFIED INFORMATION ONLY AT

ANOTHER CONTRACTOR'S FACILITY OR A GOVERNMENT

ACTIVITY

(Applicable only if there is no access or storage required at contractor facility.

See instructions.)

b. RECEIVE AND STORE CLASSIFIED DOCUMENTS ONLY

c. RECEIVE, STORE, AND GENERATE CLASSIFIED

INFORMATION OR MATERIAL

d. FABRICATE, MODIFY, OR STORE CLASSIFIED HARDWARE

e. PERFORM SERVICES ONLY

f. HAVE ACCESS TO U.S. CLASSIFIED INFORMATION OUTSIDE

THE U.S.,PUERTO RICO, U.S. POSSESSIONS AND TRUST

TERRITORIES

g. BE AUTHORIZED TO USE THE SERVICES OF DEFENSE

TECHNICAL INFORMATION CENTER (DTIC) OR OTHER

SECONDARY DISTRIBUTION CENTER

h. REQUIRE A COMSEC ACCOUNT

i. HAVE A TEMPEST REQUIREMENT

j. HAVE OPERATIONS SECURITY (OPSEC) REQUIREMENTS

k. BE AUTHORIZED TO USE DEFENSE COURIER SERVICE

l. RECEIVE, STORE, OR GENERATE CONTROLLED UNCLASSIFIED

INFORMATION (CUI).

(DoD Components: refer to DoDM 5200.01, Volume 4 only for specific CUI protection requirements. Non-DoD Components: see instructions.)

m. OTHER (Specify) (See instructions.)

12. PUBLIC RELEASE

Any information (classified or unclassified) pertaining to this contract shall not be released for public dissemination except as provided by the National Industrial Security Program Operating Manual (NISPOM) or unless it has been approved for public release by appropriate U.S. Government authority.

Proposed public releases shall be submitted for review and approval prior to release to the appropriate government approval authority identified here with at least office and phone contact information and if available, an e-mail address. (See instructions)

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DIRECT THROUGH (Specify below)

Transmissions by non-secure facsimile or email is not authorized (by prime or subcontractor(s)).

Public Release Authority:

Submit all Public releases to: PMA-226 Program Office NAVAIR Form 5720.10 must be completed and attached.

13. SECURITY GUIDANCE Add Signature Remove last Signature Delete All Signatures

The security classification guidance for classified information needed for this effort is identified below. If any difficulty is encountered in applying this guidance or if any other contributing factor indicates a need for changes in this guidance, the contractor is authorized and encouraged to provide recommended changes; to challenge the guidance or the classification assigned to any information or material furnished or generated under this contract;

and to submit any questions for interpretation of this guidance to the official identified below. Pending final decision, the information involved shall be handled and protected at the highest level of classification assigned or recommended.

(Fill in as appropriate for the classified effort. Attach, or forward under separate correspondence, any documents/guides/extracts referenced herein. The field will expand as text is added. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted. Also allows for up to 6 internal reviewers to digitally sign. See instructions for additional guidance or use of the fillable PDF.)

Technical papers, briefings, presentations, either classified or unclassified to be presented at classified symposia must be submitted to AIR-7.4.1 for approval prior to presentation. Unclassified material submitted for public release (that is not to be presented at classified symposia) shall be forwarded for review prior to release as stated in item 12 above. All controlled unclassified and classified technical information shall be appropriately marked with distribution statements as specified in DoDI 5230.24 (Distribution Statements on Technical Documents) http://www.dtic.mil/whs/directives/corres/pdf/523024p.pdf.

Determination of need-to-know in connection with a classified visit is the responsibility of the individual/host who will disclose the classified information.

All contracts with non-Sensitive Compartmented Information and Non-Compartmented work that may reveal mission-related information of a sensitive activity or sensitive operation should be routed to the NAVAIR STILO for approval.

All instances of loss, compromise and electronic spillage of classified or controlled unclassified information shall be reported to the COR, TPOC, and Government Security Office within 24 hours of the incident occurring.

10.a/11.h – Classified COMSEC material is not releasable to contractor employees who have not received a final security clearance at the appropriate level. Cryptologic keying materials and Controlled Cryptographic Items (CCI) are controlled by Department of the Navy, NISPOM, and National Security Agency (NSA) guidelines. The contractor shall be guided by NSA/CSS Policy Manual 3-16 in the control and protection of COMSEC material/information at their facilities. When access is required at Government facilities, contractor personnel will adhere to COMSEC rules and regulations as mandated by DoD 5520.22-M, EKMS 1 (series) and Command policy and procedures.

Written concurrence of the Technical Point of Contact identified in Block 16, or Contracting Officer Representative/Contracting Officer Representative for Security (as applicable) is required prior to subcontracting.

10e (2) – The contractor is authorized access to Non-SCI National Intelligence Information and/or Foreign Intelligence Information on behalf of Rebecca Ahne, NAVAIR Senior Intelligence Officer. A final security clearance at the appropriate level is required for access to Non-SCI National Intelligence Information and/or Foreign Intelligence information. Further security guidance for reproduction, release, retention, return, and destruction of National Intelligence Information is stipulated in the attached NAVAIR Memorandum titled POLICY GOVERNING RELEASE OF INTELLIGENCE TO CONTRACTORS dated 15 MAY 2019. Written concurrence of the Technical Point of Contact/Contracting Officer Representative/ Contracting Officer Representative for Security (as applicable) is required prior to subcontracting.

10.g –To facilitate potential access to NATO classified information, to include NATO accredited SIPRNet terminals, all DoD military, civilian, and contractor personnel who are briefed on their responsibilities for protecting U.S. classified military information, shall also be briefed on the requirements for protecting NATO information, per Deputy Under Secretary of Defense Policy Security Memo of 5 Dec 01.

Written concurrence of the Contracting Officer/Technical Point of Contact, identified in Block 16, is required prior to subcontracting.

10.h – Foreign Government Information (FGI) is not releasable to contractor employees who have not received a final security clearance at the appropriate level. Written concurrence of the Technical Point of Contact/Contracting Officer Representative identified in Block 16, or Contracting Officer Representative for Security (as applicable) is required prior to subcontracting.

10.j – Controlled Unclassified Information including For Official Use Only and Covered Defense Information (meeting the definition of 48 CFR 252.204–7012(a)) generated and/or provided under this contract shall be marked and safeguarded as specified in DoDM 5200.01 (DoD Information Security Program: Controlled Unclassified Information (CUI)) Vol. 4 (enclosure 3 pages 11-18) available at http:// www.esd.whs.mil/Portals/54/Documents/DD/issuances/dodm/520001-V4p.pdf. Any product containing Covered Defense Information shall be assigned the appropriate distribution statement using the criteria set forth in DoDI 5230.24 (Distribution Statements on Technical Documents); and have this statement displayed per DoDI 5230.24, Enclosure 3-4.

All For Official Use Only (FOUO), Covered Defense Information (CDI), and program Controlled Unclassified Information (CUI) data transmitted and safeguarded via electronic means shall use approved encryption. The Contractor shall ensure that when transmitting

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FOUO/CDI, over non-secure e-mail (e.g. not connected to the Navy Marine Corps Intranet through Broadband Unclassified Remote Access System / Virtual Private network), those transmissions are encrypted using Department of Defense Public Key Infrastructure (PKI), or an approved DoD External Certificate Authority, in accordance with Public Key Infrastructure & Public Key Enabling, DoDI 8520.02, 24 May 2011.

11.c- Information Systems (IS) shall be protected in accordance with DoDI 8510.01and/or per guidance in the DoD 5220.22-M, National Industrial Security Operating Manual (NISPOM).

Specific Security Classification Guidance (SCGs), to include subsequent upgrades/revision(s), applying to classified performance on this contract, shall be provided by the Contracting Officer Representative or Technical Point of Contact, identified in Blk 16, as Government Furnished Information (GFI); and shall be executed by the Contractor without obligation to modify this DD Form 254. If additional security classification is required, contact the COR identified in Blk 16d.

11.d-Contractor shall provide adequate storage at their facility for classified hardware. Classified shipments are not to exceed two cubic feet. Larger size shipments require prior coordination with the Facility Security Officer (FSO) to confirm facility storage capacity.

Preparation and transmission of material for shipment will be in accordance the DoD 5220.22-M, NISPOM, and the DoD 52001.01 V3, DoD Information Security Program Manual.

11.f –The contractor shall require access at Naval Air Facility (NAF) Atsugi, and Marine Corp Air Station (MCAS) Iwakuni, in Japan in performance of this contract.

11.g – To use DTIC services, the contractor must register for an account at http://www.dtic.mil/dtic/registration/contractors/index.html.

11.j – The contractor shall develop, implement, and maintain a facility level OPSEC Program to protect critical information to be used at the contractor facility during the performance of this contract. Contract data requirements list (CDRL) and data item description (DID-DI- MGMT-81999) are a component of the contract. A draft OPSEC Plan must be submitted to: Commander, Naval Air Systems Command, ATTN: (Program/User Agency mailing address), within 90 days of contract award. A final OPSEC Plan is due 45 days from the date that the draft OPSEC Plan is approved. The Contractor shall be responsible for subcontractor implementation of the OPSEC Program requirements for this contract.

11.k – Contractor shall use approved courier methods per the NSA/CSS Policy Manual 3-16, and/or the Communications Security Materials System (CMS-1) Policy and Procedures Manual, Command policy, or the procedures of the Defense Courier Service for delivery of all COMSEC and/or Top Secret information. When utilizing the Defense Courier Service, the contractor shall forward their USTRANSCOM IMT10 Defense Courier Account Record form to the COR/TPOC to verify clearances and sign Part II.

If additional security classification assistance is required, please contact the TPOC listed in block 16d.

*************************************END DD254 ADDITIONAL DATA SHEET**************************************

List of Attachments [1] (All Files Must be Attached Prior to Signing, i.e., for any digital signature on the form)

Add Attachment View Selected Attachment Remove Selected Attachment

NAME & TITLE OF REVIEWING OFFICIAL SIGNATURE

14. ADDITIONAL SECURITY REQUIREMENTS

Requirements, in addition to NISPOM requirements for classified information, are established for this contract.

No Yes If Yes, identify the pertinent contractual clauses in the contract document itself, or provide an appropriate statement which identifies the additional requirements. Provide a copy of the requirements to the CSO. The field will expand as text is added or you can also use item 13. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted.

(See instructions for additional guidance or use of the fillable PDF.)

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OPSEC CDRL in contract

15. INSPECTIONS

Elements of this contract are outside the inspection responsibility of the CSO.

No Yes If Yes, explain and identify specific areas and government activity responsible for inspections. The field will expand as text is added or you can also use item

13. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted.

(See instructions for additional guidance or use of the fillable PDF.)

16. GOVERNMENT CONTRACTING ACTIVITY (GCA) AND POINT OF CONTACT (POC)

a. GCA NAME

Naval Air Warfare Center Aircraft Division

b. ACTIVITY ADDRESS CODE (AAC) OF THE CONTRACTING OFFICE (See Instructions)

N00241

c. ADDRESS (Include ZIP Code) FRCEast PMA-226 E Street, Bldg 298 Cherry Point, NC 28533

d. POC NAME

Sherry L. Kelly

e. POC TELEPHONE (Include Area Code)

+1 (252) 720-6204

f. EMAIL ADDRESS (See Instructions) sherry.l.kelly1@navy.mil

17. CERTIFICATION AND SIGNATURES

Security requirements stated herein are complete and adequate for safeguarding the classified information to be released or generated under this classified effort. All questions shall be referred to the official named below. Upon digitally signing Item 17h, no changes can be made as the form will be locked.

a. TYPED NAME OF CERTIFYING OFFICIAL (Last, First, Middle Initial) (See Instructions)

Davis, Mark A

b. TITLE

Contracting Officer Representative For Security

c. ADDRESS (Include ZIP Code) Commander, Naval Air Warfare Center Aircraft Division Bldg. 2272, Rm. 074, Attn; 7.4.1 Security 47123 Buse Road, Patuxent River, MD 20670

d. AAC OF THE CONTRACTING OFFICE (See Instructions)

N00421

e. CAGE CODE OF THE PRIME CONTRACTOR

(See Instructions.)

f. TELEPHONE (Include Area Code)

+1 (301) 342-6045

g. EMAIL ADDRESS (See Instructions) mark.a.davis@navy.mil

h. SIGNATURE

i. DATE SIGNED (See Instructions)

18. REQUIRED DISTRIBUTION BY THE CERTIFYING OFFICIAL

a. CONTRACTOR

b. SUBCONTRACTOR

c. COGNIZANT SECURITY OFFICE FOR PRIME AND

SUBCONTRACTOR

d. U.S. ACTIVITY RESPONSIBLE FOR OVERSEAS SECURITY

ADMINISTRATION

e. ADMINISTRATIVE CONTRACTING OFFICER

f. OTHER AS NECESSARY (If more room is needed, continue in Item 13 or on additional page if necessary.)

he

Incorporating Change 2, May 18, 2016

DoD 5220.22-M, February 28, 2006

Change 2, 05/18/2016 2

TABLE OF CONTENTS

Page

Table of Contents

References

AL1. Acronyms

CHAPTER 1. GENERAL PROVISIONS AND REQUIREMENTS

Section 1. Introduction 1-100. Purpose ..................................................................................................... 1-1-1 1-101. Authority ................................................................................................... 1-1-1 1-102. Scope ......................................................................................................... 1-1-2 1-103. Agency Agreements ................................................................................ 1-1-2 1-104. Security Cognizance ................................................................................ 1-1-2 1-105. Composition of Manual ........................................................................... 1-1-3 1-106. Manual Interpretations ............................................................................. 1-1-3 1-107. Waivers and Exceptions to this Manual ................................................. 1-1-3 1-108. Releasability and Effective Date .............................................. 1-1-3 Section 2. General Requirements 1-200. General ........................................................................................................... 1-2-1 1-201. Facility Security Officer (FSO)................................................................... 1-2-1 1-202. Insider Threat Program ................................................................................ 1-2-1 1-203. Standard Practice Procedures ...................................................................... 1-2-1 1-204. One-Person Facilities ................................................................................... 1-2-1

1-205. Cooperation with Federal Agencies and Officially Credentialed Representatives of Those Agencies ....................................................... 1-2-1

1-206. Security Training and Briefings .................................................................. 1-2-1 1-207. Security Reviews .......................................................................................... 1-2-1 1-208. Hotlines .......................................................................................................... 1-2-2 1-209. Classified Information Procedures Act (CIPA) ........................................ 1-2-2 Section 3. Reporting Requirements 1-300. General ...................................................................................................... 1-3-1 1-301. Reports to be Submitted to the FBI ........................................................ 1-3-1 1-302. Reports to be Submitted to the CSA ....................................................... 1-3-2 1-303. Reports of Loss, Compromise, or Suspected Compromise .................. 1-3-2 1-304. Individual Culpability Reports ................................................................ 1-3-3 Section 4. Reports to DoD About Cyber Incidents On Cleared Defense Contractors (CDCs) ISs Approved to Process Classified Information 1-400. General ...................................................................................................... 1-4-1 1-401. Reports to be Submitted to DoD ............................................................. 1-4-1 1-402. Access to Equipment and Information by DoD Personnel ................... 1-4-1

Change 2, 05/18/2016 3

CHAPTER 2. SECURITY CLEARANCES

Section 1. Facility Clearances 2-100. General ...................................................................................................... 2-1-1 2-101. Reciprocity ............................................................................................... 2-1-1 2-102. Eligibility Requirements .......................................................................... 2-1-1 2-103. Processing the FCL .................................................................................. 2-1-1 2-104. PCLs Required in Connection with the FCL ......................................... 2-1-1 2-105. PCLs Concurrent with the FCL .............................................................. 2-1-1 2-106. Exclusion Procedures .............................................................................. 2-1-1 2-107. Interim FCLs ............................................................................................ 2-1-2 2-108. Multiple Facility Organizations (MFOs) ................................................ 2-1-2 2-109. Parent-Subsidiary Relationships ............................................................. 2-1-2 2-110. Termination of the FCL ........................................................................... 2-1-2 2-111. Records Maintenance .............................................................................. 2-1-2 Section 2. Personnel Security Clearances 2-200. General ...................................................................................................... 2-2-1 2-201. Investigative Requirements ..................................................................... 2-2-1 2-202. Procedures for Completing the Electronic Version of the SF 86 ......... 2-2-1 2-203. Common Adjudicative Standards ........................................................... 2-2-2 2-204. Reciprocity ............................................................................................... 2-2-2 2-205. Pre-employment Clearance Action ......................................................... 2-2-2 2-206. Contractor-Granted Clearances ............................................................... 2-2-2 2-207. Verification of U.S. Citizenship .............................................................. 2-2-2 2-208. Acceptable Proof of Citizenship ............................................................. 2-2-2 2-209. Non-U.S. Citizens .................................................................................... 2-2-3 2-210. Access Limitations of an LAA ............................................................... 2-2-3 2-211. Interim PCLs ............................................................................................ 2-2-3 2-212. Consultants ............................................................................................... 2-2-3 Section 3. Foreign Ownership, Control, or Influence (FOCI) 2-300. Policy.............................................................................................................. 2-3-1 2-301. Factors ............................................................................................................ 2-3-1 2-302. Procedures ..................................................................................................... 2-3-2 2-303. FOCI Action Plans ....................................................................................... 2-3-2 2-304. Citizenship of Persons Requiring PCLs .................................................... 2-3-3 2-305. Qualifications of Trustees, Proxy Holders, and Outside Directors ........ 2-3-4 2-306. GSC ................................................................................................................ 2-3-4 2-307. TCP ................................................................................................................ 2-3-4 2-308. Annual Review and Certification ............................................................... 2-3-4 2-309. Limited FCL .................................................................................................. 2-3-5

2-310. Foreign Mergers, Acquisitions and Takeovers and the Committee on Foreign Investment in the United States (CFIUS) ................................. 2-3-5

CHAPTER 3. SECURITY TRAINING AND BRIEFINGS

Change 2, 05/18/2016 4

Section 1. Security Training and Briefings 3-100. General ...................................................................................................... 3-1-1 3-101. Training Materials .................................................................................... 3-1-1 3-102. FSO Training ............................................................................................ 3-1-1 3-103. Insider Threat Training ............................................................................ 3-1-1 3-104. Government-Provided Briefings ............................................................. 3-1-1 3-105. Temporary Help Suppliers ...................................................................... 3-1-1 3-106. Classified Information Nondisclosure Agreement (SF 312) ................ 3-1-1 3-107. Initial Security Briefings .......................................................................... 3-1-2 3-108. Refresher Training ................................................................................... 3-1-2 3-109. Debriefings ............................................................................................... 3-1-2

CHAPTER 4. CLASSIFICATION AND MARKING

Section 1. Classification 4-100. General ..................................................................................................... 4-1-1 4-101. Original Classification ............................................................................. 4-1-1 4-102. Derivative Classification Responsibilities ............................................. 4-1-1 4-103. Security Classification Guidance ........................................................... 4-1-2 4-104. Challenges to Classification .................................................................... 4-1-2 4-105. Contractor Developed Information ........................................................ 4-1-2 4-106. Classified Information Appearing in Public Media .............................. 4-1-3 4-107. Downgrading or Declassifying Classified Information ....................... 4-1-3 Section 2. Marking Requirements 4-200. General ...................................................................................................... 4-2-1 4-201. Marking Requirements for Information and Material ........................... 4-2-1 4-202. Identification Markings ........................................................................... 4-2-1 4-203. Overall Markings ..................................................................................... 4-2-1 4-204. Page Markings .......................................................................................... 4-2-1 4-205. Component Markings .............................................................................. 4-2-1 4-206. Portion Markings ..................................................................................... 4-2-1 4-207. Subject and Title Markings ..................................................................... 4-2-2 4-208. Markings for Derivatively Classified Documents ................................. 4-2-2 4-209. Documents Generated Under Previous E.O.s ........................................ 4-2-2 4-210. Marking Special Types of Material ........................................................ 4-2-3 4-211. Marking Transmittal Documents ............................................................ 4-2-3 4-212. Marking Wholly Unclassified Material .................................................. 4-2-3 4-213. Marking Compilations ............................................................................. 4-2-4 4-214. Working Papers ........................................................................................ 4-2-4

4-215. Marking Miscellaneous Material ............................................................ 4-2-4 4-216. Marking Training Material ...................................................................... 4-2-4 4-217. Downgrading or Declassification Actions ............................................. 4-2-4 4-218. Upgrading Action .................................................................................... 4-2-4 4-219. Inadvertent Release .................................................................................. 4-2-5 4-220. Marking requirements for transfers of defense articles to AUS or the

Change 2, 05/18/2016 5

UK ......................................................................................................... 4-2-5 4-221. Comingling of Restricted Data (RD) and Formerly Restricted

Data (FRD)............................................................................................ 4-2-5

CHAPTER 5. SAFEGUARDING CLASSIFIED INFORMATION

Section 1. General Safeguarding Requirements 5-100. General ........................................................................................................... 5-1-1 5-101. Safeguarding Oral Discussions ................................................................... 5-1-1 5-102. End of Day Security Checks ....................................................................... 5-1-1 5-103. Perimeter Controls ........................................................................................ 5-1-1 5-104. Emergency Procedures ................................................................................ 5-1-1

Section 2. Control and Accountability 5-200. Policy ........................................................................................................ 5-2-1 5-201. Accountability for TOP SECRET .......................................................... 5-2-1 5-202. Receiving Classified Material ................................................................. 5-2-1 5-203. Generation of Classified Material ........................................................... 5-2-1 Section 3. Storage and Storage Equipment 5-300. General ........................................................................................................... 5-3-1 5-301. GSA Storage Equipment ............................................................................. 5-3-1 5-302. TOP SECRET Storage ................................................................................ 5-3-1 5-303. SECRET Storage .......................................................................................... 5-3-1 5-304. CONFIDENTIAL Storage.......................................................................... 5-3-1 5-305. Restricted Areas ............................................................................................ 5-3-1 5-306. Closed Areas ................................................................................................. 5-3-1 5-307. Supplemental Protection .............................................................................. 5-3-2

5-308. Protection of Combinations to Security Containers, Cabinets, Vaults and Closed Areas ................................................................................... 5-3-2

5-309. Changing Combinations .............................................................................. 5-3-2 5-310. Supervision of Keys and Padlocks ............................................................. 5-3-2 5-311. Repair of Approved Containers .................................................................. 5-3-2 5-312. Supplanting Access Control Systems or Devices .................................... 5-3-3 5-313. Automated Access Control Systems .......................................................... 5-3-3 5-314. Electronic, Mechanical, or Electro-mechanical Devices ......................... 5-3-4 Section 4. Transmission 5-400. General ...................................................................................................... 5-4-1 5-401. Preparation and Receipting ..................................................................... 5-4-1 5-402. TOP SECRET Transmission Outside a Facility .................................... 5-4-1 5-403. SECRET Transmission Outside a Facility ............................................. 5-4-1 5-404. CONFIDENTIAL Transmission Outside a Facility ............................. 5-4-1

5-405. Transmission Outside the United States and Its Territorial Areas......... 5-4-1 5-406. Addressing Classified Material ............................................................... 5-4-2 5-407. Transmission Within a Facility ............................................................... 5-4-2 5-408. SECRET Transmission by Commercial Carrier ................................... 5-4-2 5-409. CONFIDENTIAL Transmission by Commercial Carrier .................... 5-4-3

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5-410. Use of Couriers, Hand Carriers, and Escorts ......................................... 5-4-3 5-411. Use of Commercial Passenger Aircraft for Transmitting Classified Material ............................................................................................... 5-4-3 5-412. Use of Escorts for Classified Shipments ................................................ 5-4-4 5-413. Functions of an Escort ............................................................................. 5-4-4 Section 5. Disclosure 5-500. General ...................................................................................................... 5-5-1 5-501. Disclosure to Employees ......................................................................... 5-5-1 5-502. Disclosure to Subcontractors ................................................................... 5-5-1 5-503. Disclosure between Parent and Subsidiaries .......................................... 5-5-1 5-504. Disclosure in an MFO ............................................................................. 5-5-1 5-505. Disclosure to DoD Activities .................................................................. 5-5-1 5-506. Disclosure to Federal Agencies ............................................................... 5-5-1 5-507. Disclosure of Classified Information to Foreign Persons ...................... 5-5-1 5-508. Disclosure of Export Controlled Information to Foreign Persons ........ 5-5-1 5-509. Disclosure to Other Contractors .............................................................. 5-5-1 5-510. Disclosure of Classified Information in Connection with Litigation ... 5-5-1 5-511. Disclosure to the Public ........................................................................... 5-5-1 Section 6. Reproduction 5-600. General ...................................................................................................... 5-6-1 5-601. Limitations ................................................................................................ 5-6-1 5-602. Marking Reproductions ........................................................................... 5-6-1 5-603. Records ..................................................................................................... 5-6-1 Section 7. Disposition and Retention 5-700. General ...................................................................................................... 5-7-1 5-701. Retention of Classified Material ............................................................. 5-7-1 5-702. Termination of Security Agreement ....................................................... 5-7-1 5-703. Disposition of Classified Material Not Received Under a Specific Contract ................................................................................................................ 5-7-1 5-704. Destruction ............................................................................................... 5-7-1 5-705. Methods of Destruction ........................................................................... 5-7-1 5-706. Witness to Destruction ............................................................................. 5-7-2 5-707. Destruction Records ................................................................................. 5-7-2 5-708. Classified Waste ....................................................................................... 5-7-2 Section 8. Construction Requirements 5-800. General ...................................................................................................... 5-8-1 5-801. Construction Requirements for Closed Areas........................................ 5-8-1 5-802. Construction Requirements for Vaults ................................................... 5-8-2 Section 9. Intrusion Detection Systems 5-900. General ...................................................................................................... 5-9-1 5-901. CSA Approval .......................................................................................... 5-9-1 5-902. Central Monitoring Station ...................................................................... 5-9-1 5-903. Investigative Response to Alarms ........................................................... 5-9-1 5-904. Installation ................................................................................................ 5-9-2 5-905. Certification of Compliance .................................................................... 5-9-2 5-906. Exceptional Cases .................................................................................... 5-9-2

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CHAPTER 6. VISITS and MEETINGS

Section 1. Visits 6-100. General ...................................................................................................... 6-1-1 6-101. Classified Visits ........................................................................................ 6-1-1 6-102. Need-to-Know Determination ................................................................ 6-1-1 6-103. Visits by Government Representatives .................................................. 6-1-1 6-104. Visit Authorization ................................................................................... 6-1-1 6-105. Long-Term Visitors ................................................................................. 6-1-1 Section 2. Meetings 6-200. General ...................................................................................................... 6-2-1 6-201. Government Sponsorship of Meetings ................................................... 6-2-1 6-202. Disclosure Authority at Meetings ........................................................... 6-2-2 6-203. Requests to Attend Classified Meetings ................................................. 6-2-2

CHAPTER 7. SUBCONTRACTING

Section 1. Prime Contractor Responsibilities 7-100. General....................................................................................... 7-1-1 7-101. Responsibilities .......................................................................... 7-1-1 7-102. Security Classification Guidance............................................... 7-1-1 7-103. Responsibilities (Completion of the Subcontract) ..................... 7-1-2 7-104. Notification of Unsatisfactory Conditions ................................. 7-1-2

CHAPTER 8. IS SECURITY

Section 1. Responsibilities and Duties 8-100. General ................................................................................................................. 8-1-1 8-101. IS Security Program ........................................................................................... 8-1-1 8-102. System Security Plan ......................................................................................... 8-1-1 8-103. Contractor Roles & Responsibilities ............................................................... 8-1-1 Section 2. Assessment and Authorization

8-200. Overview ........................................................................................................ 8-2-1 8-201. Assessment ..................................................................................................... 8-2-1 8-202. Authorization ................................................................................................. 8-2-1

Section 3. Security Controls 8-300. Security Controls ...................................................................................... 8-3-1 8-301. Management Controls ............................................................................. 8-3-1 8-302. Operational Controls ................................................................................ 8-3-1 8-303. Technical Controls ................................................................................... 8-3-3 8-304. Special Categories .................................................................................... 8-3-3

CHAPTER 9. SPECIAL REQUIREMENTS

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Section 1. RD and FRD, and Transclassified Foreign Nuclear Information (TFNI) 9-100. General ........................................................................................................... 9-1-1

Section 2. DoD Critical Nuclear Weapon Design Information (CNWDI) 9-200. General ........................................................................................................... 9-2-1 9-201. Background ................................................................................................... 9-2-1 9-202. Briefings ......................................................................................................... 9-2-1 9-203. Markings ........................................................................................................ 9-2-1 9-204. Subcontractors ............................................................................................... 9-2-1 9-205. Transmission Outside the Facility ............................................................... 9-2-1 9-206. Records........................................................................................................... 9-2-1 9-207. Weapon Data ................................................................................................. 9-2-1 Section 3. Intelligence Information 9-300. General ...................................................................................................... 9-3-1 Section 4. Communication Security (COMSEC) 9-400. General ...................................................................................................... 9-4-1 9-401. Instructions ............................................................................................... 9-4-1 9-402. Clearance and Access Requirements ...................................................... 9-4-1 9-403. Establishing a COMSEC Account ......................................................... 9-4-1 9-404. COMSEC Briefing and Debriefing Requirements ................................ 9-4-1 9-405. CRYPTO Access Briefing and Debriefing Requirements ................... 9-4-2 9-406. Destruction and Disposition of COMSEC Material .............................. 9-4-2 9-407. Subcontracting COMSEC Work ............................................................ 9-4-2 9-408. Unsolicited Proposals .............................................................................. 9-4-2

CHAPTER 10. INTERNATIONAL SECURITY REQUIREMENTS

Section 1. General and Background Information 10-100. General ....................................................................................................... 10-1-1 10-101. Applicable Federal Laws ......................................................................... 10-1-1 10-102. Bilateral Security Agreements ................................................................ 10-1-1 Section 2. Disclosure of U.S. Information to Foreign Interests 10-200. Authorization for Disclosure ................................................................... 10-2-1 10-201. Direct Commercial Arrangements .......................................................... 10-2-1 10-202. Contract Security Provisions ................................................................... 10-2-1 Section 3. Foreign Government Information 10-300. General ....................................................................................................... 10-3-1 10-301. Contract Security Requirements ............................................................. 10-3-1 10-302. Marking Foreign Government Classified Material .............................. 10-3-1 10-303. Foreign Government RESTRICTED Information and “In Confidence” Information ............................................................................... 10-3-1 10-304. Marking U.S. Documents Containing FGI ........................................... 10-3-1 10-305. Marking Documents Prepared For Foreign Governments ................. 10-3-1 10-306. Storage and Control ................................................................................. 10-3-2 10-307. Disclosure and Use Limitations .............................................................. 10-3-2

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10-308. Transfer ...................................................................................................... 10-3-2 10-309. Reproduction ............................................................................................. 10-3-2 10-310. Disposition ................................................................................................ 10-3-2 10-311. Reporting of Improper Receipt of Foreign Government Material ..... 10-3-2 10-312. Subcontracting .......................................................................................... 10-3-2 Section 4. International Transfers 10-400. General.................................................................................................. 10-4-1 10-401. International Transfers of Classified Material.................................... 10-4-1 10-402. Transfers of Freight .............................................................................. 10-4-1 10-403. Return of Material for Repair, Modification, or Maintenance .......... 10-4-2 10-404. Use of Freight Forwarders ................................................................... 10-4-2 10-405. Hand Carrying Classified Material ..................................................... 10-4-2 10-406. Classified Material Receipts ................................................................ 10-4-3

10-407. Contractor Preparations for International Transfers Pursuant to Commercial and User Agency Sales ................................................................ 10-4-3 10-408. Transfers Pursuant to an ITAR Exemption ....................