QASP-Att-1-PRS Draft.xlsx
XLSX spreadsheet 28 KB Posted
- Attached to
- AI Driven Image Search Tool
- Solicitation number
- ACQ-27-0033
About this file
This is a Quality Assurance Surveillance Plan (QASP) attachment that outlines performance objectives, deliverables, and acceptable quality levels for an AI-driven patent search platform being delivered to the United States Patent and Trademark Office (USPTO). The QASP establishes six primary performance objectives: (1) Project Management & Transition, requiring 95% on-time deliverable submission with minimal revisions and 100% key personnel retention; (2) System Availability & Performance, mandating 99.9% monthly uptime and 95% compliance with sub-second response time targets with zero downtime during USPTO Quiet Periods; (3) Security, Privacy & AI Compliance, requiring 100% FedRAMP continuous monitoring compliance, immediate session data deletion, and zero critical open POA&M items past due; (4) SaaS Customization & Deployment, demanding full portal functionality at User Acceptance Testing with Okta-integrated authentication and automated redaction of confidential data; (5) Database Aggregation & Search Accuracy, requiring weekly updates of databases from 64+ patent authorities with no authority more than seven days out of date and AI search tools returning relevant results per established baselines; and (6) Training (Train-the-Trainer), requiring 508-compliant training materials and greater than 85% positive satisfaction ratings from super-users.
Surveillance methods include inspection by the Contracting Officer's Representative (COR), automated system monitoring, review of monthly reports and update logs, User Acceptance Testing sign-off, spot-checks of security documentation, and post-training survey analysis. The contract vehicle for this effort under Solicitation Number ACQ-27-0033 involves a pre-solicitation for an AI-driven image search tool within the Department of Commerce's USPTO, with performance incentives and disincentives tied to achievement of the specified quality levels across all deliverables.
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Other files
| File | Type | Posted |
|---|---|---|
| RFI Attachment 3 - Consolidated Question and Answer Sheet 10JUN2026.pdf | ||
| RFI Attachment 1 - RFI Response Template.xlsx | XLSX spreadsheet | |
| RFI Attachment 2 - AI Driven Image Search Tool PWS Draft.docx | DOCX document | |
| PTAG RFI AI Driven Image Search Tool 20MAY2026.pdf | ||
| RFI Attachment 3 - Question and Answer Sheet.xlsx | XLSX spreadsheet | |
| PWS-Att-1-Deliverables-List Draft.xlsx | XLSX spreadsheet |
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PRS-CSV
| Performance Objective | Associated Deliverables | Performance Standard | Acceptable Quality Level (AQL) | Surveillance Method | Incentive/Disincentive |
| 1. Project Management & Transition: Ensure seamless transition, accurate reporting, and responsive management. | D1, D2, D3, D4, D5, D8, D9, D10, D11 | Deliverables are submitted on time, complete, and require minimal revisions. Incident logs and status updates are accurate. | 95% of deliverables submitted on time; no more than 1 revision required per document; 100% of key personnel/POCs maintained. | 100% Inspection by COR; Review of meeting minutes and monthly reports. | |
| 2. System Availability & Performance: Maintain a highly available and responsive SaaS platform. | D6, D7, D20 | System is available 24/7/365 outside of approved maintenance windows. System meets PWS response time targets (e.g., sub-second page loads). | ≥ 99.9% monthly uptime. 95% of transactions meet PWS response time targets. Zero scheduled downtime during USPTO Quiet Period. | Automated system monitoring; Review of Monthly Availability (D6) and Performance (D7) Reports. | |
| 3. Security, Privacy & AI Compliance: Maintain FedRAMP ATO, secure data handling, and AI transparency. | D12, D13, D14, D15, D16, D17, D18, D19 | Continuous compliance with FedRAMP, USPTO ATO, and EO 13960/14179. Immediate deletion of session data. Zero unauthorized data disclosures. | 100% compliance with FedRAMP continuous monitoring; 100% of session data (images/embeddings) deleted upon session end; 0 critical open POA&M items past due. | USPTO Cybersecurity review of 3PAO assessments and SSPP; COR spot-checks of Proof of Deletion logs (D19). | |
| 4. SaaS Customization & Deployment: Deliver a customized, Okta-integrated portal with automated redaction. | D20, D21, D22, D23 | Portal integrates with USPTO IAAM via Okta. UI/UX customized for TC 2900. Export builder automatically redacts confidential data. | 100% of PWS core features functional at UAT; Zero Severity 1 or 2 defects at production go-live; 100% successful redaction in export tests. | User Acceptance Testing (UAT) sign-off; COR inspection of Export/Redaction Builder (D22). | |
| 5. Database Aggregation & Search Accuracy: Provide comprehensive, up-to-date global patent/design databases. | D24, D25, D26 | Databases from 64+ authorities are updated weekly. AI search tools (lasso, similarity ranking, CPC suggestions) function accurately. | Databases updated weekly with no authority more than 7 days out of date (unless source authority is delayed). AI search returns relevant results per UAT baselines. | Review of Weekly Database Update Logs (D24); Periodic COR spot-checks and functional testing. | |
| 6. Training (Train-the-Trainer): Equip USPTO super-users to independently train the workforce. | D27, D28, D29, D30 | Delivery of super-user training, trainer kits, and 508-compliant manuals. Ongoing support provided to USPTO trainers. | 100% of training materials are Section 508 compliant; >85% positive satisfaction rating on post-training surveys from super-users. | COR observation of training sessions; Review of post-training survey results; Accessibility compliance checks. |
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