A19 Attachment 4 AI Use Compliance and Risk Management Plan.pdf
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- Solicitation number
- 75D301-26-Q-79283
About this file
This is a template for an Artificial Intelligence (AI) Use Compliance and Risk Management Plan designed for federal contractors who plan to use AI tools in contract performance when the primary deliverable is not the development or delivery of an AI system itself.
The template establishes a comprehensive framework for disclosure and management of contractor AI use across nine sections. Section 1 requires identification of the AI tool, contractor, subcontractors, supported contract task, usage necessity level, and AI classification (generative, agentic, machine learning, computer vision, natural language processing, or reinforcement learning). Section 2 identifies ownership and support contacts, including the contractor AI owner, technical support contact, privacy/security contact, CDC/HHS program office using outputs, and expected user types (contractor staff, CDC/HHS staff, public users, or beneficiaries). Section 3 documents tool background including product name, developer/vendor, technology source (open-source, proprietary, government-furnished, contractor-developed, or subcontractor-provided), primary language model and provider if applicable, model options, API requirements, and availability of supporting documentation such as model cards, system cards, and security documentation. Section 4 addresses hosting and authorization, requiring specification of hosting environment (contractor, commercial SaaS, FedRAMP-authorized cloud, CDC/HHS, or local/offline), geographic location, and FedRAMP authorization status.
Section 5 specifies data handling, requiring disclosure of whether the AI processes Government information, types of data involved (public, nonpublic, PII, PHI, procurement-sensitive, or proprietary information), specific information inputs and outputs, storage of prompts and logs, retention periods, and restrictions on using Government data for model training or sharing with third parties. Section 6 assesses high-impact AI use by determining whether outputs materially affect individual or organizational rights, benefits, or safety, and whether CDC/HHS personnel would rely on outputs as a principal decision basis. Section 7 requires documentation of safeguards including output verification procedures, human review requirements before submission to CDC/HHS, prevention of unauthorized disclosure, misuse prevention, privacy protections, and governing internal policies. Section 8 establishes monitoring requirements covering accuracy, performance degradation, data leakage, abuse, prompt injection, and unauthorized access, with specification of CDC/HHS access to audit logs and incident response procedures. Section 9 requires contractor affirmations regarding Contracting Officer approval, disclosure of all AI use, non-use of unapproved tools with Government information, restrictions on using Government data for model improvement, maintenance of the AI Use Card, notification requirements for changes, prevention of discriminatory use, and compliance with applicable privacy, security, and civil rights requirements.
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Other files
| File | Type | Posted |
|---|---|---|
| A19 Attachment 2 Equipment List Amendment 0001 092426.xlsx | XLSX spreadsheet | |
| A19 75D301-26-Q-79283.pdf | ||
| A19 Attachement 1 Statement of Work.pdf | ||
| A19 Attachment 2 Equipment List 091926.xlsx | XLSX spreadsheet | |
| A19 Attachment 3 SCA Wage Determination 2015-5831 Rev 34 081726.pdf |
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Artificial Intelligence (AI) Use Compliance and Risk Management Plan
Purpose: Use this when a contractor plans to use, may use, or later proposes to use AI in contract performance, but the primary deliverable is not the development or delivery of an AI system.
1. Background
Name of AI tool/system:
Contractor using the AI:
Subcontractor or service provider, if any:
Contract task/function supported:
Describe how AI will be used in contract performance:
Is AI use required to perform the work, or optional?
Required Optional Unknown
AI classification:
Generative AI
Agentic AI Classical/Predictive Machine Learning Computer Vision
Natural Language Processing
Reinforcement Learning Other: [Insert]
Is this use limited to contractor internal operations?
Yes No
Will the AI touch Government information, systems, identities, networks, or operations?
Unknown
Was the AI system procured to support this particular contract per requirements in the Statement of Work?
2. Who owns and supports this use?
Contractor AI owner:
Contractor technical support contact:
Contractor privacy/security contact:
CDC/HHS program office using or receiving outputs:
Expected users:
Contractor staff only
CDC/HHS staff Public users Beneficiaries, patients, applicants, regulated entities, or other external parties Other: [Insert]
3. Tool background
Tool or product name:
[Insert]
Developer/vendor:
[Insert]
Is the AI technology open-source, proprietary, Government-furnished, or other?
☐ Open-source ☐ Proprietary/commercial ☐ Government-furnished ☐ Contractor-developed ☐ Subcontractor-provided ☐ Other: [Insert]
If the system uses an LLM or foundation model, what is the primary model?
[Insert]
Who provides the LLM/foundation model?
[Insert]
What model options are available?
[Insert]
Does it require an API key?
☐ Yes ☐ No ☐ Unknown
Attach or link, if available:
☐ Model card ☐ System card ☐ Data card ☐ Vendor security documentation ☐ Evaluation summary ☐ Terms of service ☐ Privacy/data retention policy ☐ Audit-log documentation
4. Where is it hosted and authorized?
Hosting environment:
☐ Contractor environment ☐ Commercial SaaS ☐ FedRAMP-authorized cloud ☐ CDC/HHS environment
☐ Local/offline environment ☐ Other: [Insert]
Where is the system hosted?
[Insert country/region/cloud/provider]
Is the product directly FedRAMP authorized or available through a FedRAMP-authorized instance?
☐ Yes ☐ No ☐ Not applicable ☐ Unknown
If no, is it undergoing FedRAMP authorization?
☐ Yes ☐ No ☐ Unknown
5. What data will be used?
Will the AI process, store, transmit, summarize, analyze, or generate Government information?
Unknown
Types of data involved:
Public information Government nonpublic information
PII
PHI
Procurement-sensitive information Proprietary/business confidential information ☐ Other: [Insert]
What information will be entered into the AI tool?
What outputs will the AI generate?
Will prompts, uploads, outputs, logs, or user interactions be stored?
☐ Yes ☐ No ☐ Unknown
Retention period:
[Insert]
Will Government data, prompts, outputs, or logs be used to train, fine-tune, improve, or benchmark any model?
Yes
No
Unknown
Will any data, prompts, outputs, or logs be shared with other users, tenants, vendors, subcontractors, or third parties?
Yes No Unknown
Explain storage, use, retention, deletion, and sharing:
6. Is this high-impact?
Could the AI output materially affect an individual’s or organization’s rights, benefits, services, health, safety, access, eligibility, enforcement status, or other significant interests?
Yes No Unknown
Could CDC/HHS personnel rely on the AI output as a principal basis for a decision or action?
Yes
Unknown
Is the AI used only for internal drafting, summarization, or administrative support with human review before use?
Yes No
High-impact rationale:
7. What safeguards are in place?
How will contractor personnel verify AI outputs before relying on them?
What human review is required before AI-generated content is submitted to CDC/HHS?
How will the contractor prevent unauthorized disclosure of Government information?
How will the contractor prevent misuse, unauthorized use, or corruption of the AI system?
How will the contractor protect privacy, civil rights, and civil liberties?
What internal policies govern this AI use?
8. Monitoring and misuse protection
What is monitored?
Accuracy/performance Performance degradation or drift Data leakage signals Abuse/misuse Prompt injection Unauthorized access Other: [Insert]
Does CDC/HHS have access to monitoring information, audit logs, or summary reports?
Upon request Not applicable
How are issues detected, escalated, and corrected?
When will CDC/HHS be informed?
What is the standard operating procedure for incidents or unacceptable outputs?
9. Required contractor affirmation
The contractor affirms that:
AI will not be used unless approved by the Contracting Officer.
The contractor has disclosed all planned or potential AI use.
The contractor will not enter Government information into unapproved AI tools.
The contractor will not use Government data to train, fine-tune, or improve an AI model unless expressly authorized.
The contractor will maintain and update this AI Use Card throughout contract performance.
The contractor will notify the Contracting Officer and COR before changed, expanded, or new AI use.
The contractor will prevent unlawful discriminatory use or outputs.
The contractor will comply with applicable privacy, security, data rights, records, civil rights, and AI requirements.
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