SOW-Outline-FTA-7a-SOW-2019-OPSM-73351019C0009.docx

Fiscal Transfer Agent – SBA 7(a) Loan Guaranty Program - 2019 Performance-Based Statement of Work Office of Capital Access, Office of Performance and Systems Management

SOW OUTLINE – TABLE OF CONTENTS

73351019C0009

SECTION 1 – OVERVIEWS

4-The 7(a) Fiscal Transfer Agent (FTA) – Overview of Financial Servicing Duties and General Contractual Tasks

SECTION 2 – SPECIFIC FTA PERFORMANCE REQUIREMENTS AND STANDARDS

7-Functions of Central Registrar 8-Constant Prepayment Rates 9-Market Execution of Guaranteed Individual Certificates 10-Market Execution of Guaranteed Pool Certificates 11-Interest-Only Strip Securities 12-Secondary Market Pool Reporting and Data Analytics 13-The SBA Master Reserve Fund 14-The SBA Master Reserve Fund – Cohort Tracking 15-The SBA Master Reserve Fund – Investment Allocation 16-The SBA Mater Reserve Fund – Allocation Method 17-The SBA Master Reserve Fund – Transfer of Funds to SBA 18-Loan Administration and Reporting 19-Lender Financing and Loan Securitization 20-Technology

SECTION 3 – SPECIAL CONTRACTUAL REQUIREMENTS

21-Bonding Requirements 22-Audit Requirements 23-Contract Deliverables 24-Penalties 25-Access to Records 26-Assignment 27-Third Party Rights 28-Conflict of Interest 29-Key Personnel 30-Confidential or Sensitive Information 31-Subcontract Reviews 32-Litigation 33-Advertising of Award 34-Permits and Licenses 35-Travel 36-Other Direct Costs (ODCs) and Contractor Compensation 37-Government-Furnished Property and Services 38-Security Requirements 39-Place of Performance 40-Staffing Plan 41-Implementation Approach – Transition – Phase-In/Phase-Out Services 42-Period of Performance 43-Invoicing 44-Non-Personal Services 45-Performance-Based Contract Administration - Standards 46-List of Attachments [16 attachments]