7-F. EXCEPTIONS FORM.pdf

This is an Exceptions Form for a Request for Proposal (RFP) issued by the City of North Carolina's Finance Department for Investment Custodian and Trustee Services. The form serves as the formal document through which proposers document any exceptions or proposed changes to the RFP terms, conditions, and specifications. Proposers are required to agree to provide all products and services as described in the RFP pricing sheet in strict conformity with all stated requirements, with the understanding that any exceptions must be clearly identified and documented in the chart provided on the form.

The form establishes that material exceptions representing substantive changes to proposal terms may serve as grounds for rejection of the proposal. Proposers must complete the form by identifying the specific RFP section number, section title, and a detailed description of any exception or proposed change. The form requires the proposer to provide the date of submission, company name, and the signature of an authorized representative with their printed name and title. This document functions as a critical component of the proposal submission process, ensuring transparency regarding any deviations from the baseline RFP requirements for Investment Custodian and Trustee Services.