3-C-DFCM Health Insurance Statement of Compliance Form, Revised 7.28.25.docx

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Attached to
DFCM Construction - Prequalified Mechanical Stage II - Division of Facilities Construction and Management - Ogden Regional Center Sewer Ejection Pump - Project #27079310
Solicitation number
CS27002
Issued by
Utah

About this file

This is a Health Insurance Statement of Compliance Form for the Utah Division of Facilities Construction and Management (DFCM) related to a Stage II prequalified mechanical construction project at the Ogden Regional Center. The project involves replacing sewer ejection pumps with a construction cost estimate of $95,000.00. Only contractors who have been prequalified under the DFCM Stage I Prequalification process and currently appear on the DFCM Prequalified Contractors list as of the solicitation date are eligible to submit bids. This form serves as a compliance document requiring bidders to certify their health insurance coverage status in accordance with state requirements for contractors participating in DFCM projects.

The form establishes mandatory health insurance compliance requirements that contractors must meet to participate in the bid process. As a Stage II invitation to bid, this project is restricted to pre-approved contractors only, limiting competition to those meeting DFCM's qualification standards. The form functions as a gatekeeping mechanism to ensure only compliant contractors advance in the bidding process, with compliance certification being a prerequisite to bid submission rather than a post-award requirement.

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Text version

HEALTH INSURANCE STATEMENT OF COMPLIANCE

Effective March 22, 2018 (Revised July 28, 2025)

EMPLOYER: Contractor / Company Name

The undersigned is (check applicable box):

☐ An actuary selected by the Employer or the Employer’s insurer.

☐ An underwriter responsible for developing the Employer’s employer group’s premium rates.

☐ An actuary or underwriter selected by a third party administrator as defined in Utah Code § 31A-1-301 for an employee welfare benefit plan described in Utah Code § 63A-5b-607(1)(d)(ii).

The undersigned hereby certifies that as of Click to enter a date the Employer makes and maintains an offer of “qualified health insurance coverage” as that term is defined in Utah Code § 26B-3-909 for the Employer’s eligible employees and the eligible employees’ dependents.

Actuary/Underwriter:

Signature

Please type/print name clearly

Credentials:

Company:

Applies to: (i) a prime contractor (and design professional) if the prime contract (or design professional contract) is in the aggregate amount of $2,000,000 or more; and (ii) a subcontractor (and subconsultant of a design professional) if the subcontract (or subconsultant agreement) is in the aggregate amount of $1,000,000 or more.

Does not apply: (i) if application jeopardizes DFCM’s receipt of federal funds; (ii) if the contract is a sole source contract; or (iii) if the contract is an emergency procurement.

Penalties for non-compliance: Penalties may include: (i) a three-month suspension of the contractor or subcontractor from entering into future contracts with the state upon a first violation; (ii) a sixth-month suspension of the contractor or subcontractor from entering into future contracts with the state upon a second violation; (iii) an action for debarment of the contractor or subcontractor upon a third or subsequent violation; and (iv) monetary penalties which may not exceed 50% of the amount necessary to purchase qualified health insurance coverage for eligible employees and the dependents of eligible employees of the contractor or subcontractor who were not offered qualified health insurance coverage during the duration of the contract. A contractor or subcontractor who intentionally violates Utah Code § 63A-5b-607 is liable to an eligible employee for health care costs that would have been covered by qualified health insurance coverage. A person who intentionally uses change orders, contract modifications or multiple contracts to circumvent the requirements of Utah Code § 63A-5b-607 is guilty of an infraction.

DFCM Health Insurance Statement Of Compliance Form, 3.22.2018 (Revised 7.28.2025) image1.png

File details come from the government source that posted it. Updated .