22-143hr aDDENDUM #1

480 KB Posted Apr 25, 2022

Attached to: Retirement Plan Consultant
Solicitation number: 22-143HR
Issued by: Fulton County, Georgia

About this file

Written by GovTribe AI · Jul 28, 2026

This is an Addendum #1 document issued by the City of Johns Creek, Georgia, in connection with a Request for Proposals (RFP) for Retirement Plan Consultant services. The City is seeking qualified firms to provide consulting services related to retirement plan management. Sealed proposals were required to be submitted no later than 2:00 PM on Monday, May 23, 2022, through BidNet, the Georgia Purchasing Group's online bidding and vendor registration system. The deadline for submitting questions regarding the RFP was May 13, 2022, at 5:00 PM. All offerors were required to comply with the general and special requirements outlined in the RFP documentation and instructions provided by the City.

The City of Johns Creek reserves the right to reject any or all bids and to award the contract in its best interest, including the discretion to waive technicalities and informalities in the bidding process. Neil Trust, serving as Purchasing & Contracts Manager, managed this procurement opportunity. Additional specifications regarding pricing terms, contract duration, renewal options, and any other material terms would be contained in the base RFP documentation, which is not included in this addendum excerpt.

Text of this file

Purchasing Division

11360 Lakefield Drive | Johns Creek, GA 30097 | JohnsCreekGA.gov | 678-512-3200 | Fax: 678-512-3244

ADDENDUM #1

Request for Proposals (RFP) Bid #22-143HR

RETIREMENT PLAN CONSULTANT

To All Prospective Offerors:

To follow is Addendum Number #1 for the above solicitation.

1. Answers to questions asked in BidNet up until 4/28/2022.

2. Investment balances for 401A & 457 accounts (2) PDF’s

All addendums are electronically acknowledged at submission of bid within BidNet. Firms shall include this acknowledgement of receiving RFP 22‐143HR addendum #1 in your proposal package with your forms and documents.

Firm: ______________________________________

Signature: __________________________________

Date:__________________

Questions & Answers - 1

Solicitation 22-143HR - Retirement Plan Consultant

Buying Organization The City of Johns Creek

No Question/Answer Question Date

Q1 Question: From Pension & Investments Publication

1.What is the reason for issuing the RFP? (e.g., contract expiration of current vendor).

2.Which firm currently provides these services and is the firm eligible to rebid?

3.What are the asset sizes of the 401(a) and 457 plans?

Answer: 1. City policy is to have RFPs every 5 years to ensure competitiveness.

2. One Digital and yes they are eligible.

3. 401A- $34.7 million as of 4/25/2023;

457- $18.3 million as of 4/2/2023

04/26/2022

Q2 Question: Plan Assets

Can you provide the recordkeeper(s) for the plans along with a schedule of investments and plan assets?

Answer: Current record keeper is Principal. See attached two PDF's of current plan investment account balances.

04/27/2022

4/28/22, 12:25 PM Investments: Account Balance Investment - Principal https://secure05.principal.com/employers/ris/employerview?page_name=accountbalanceinvestment&printable=y 1/4

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Investment Account Balances (Effective as of 04/27/2022)

Account balances are calculated by contribution source. You may notice minor variations when compared to manual calculations of the total account balance.

Inv Manager or Sub-Advisor Investment Option Balance

% of Total

Nav / Unit Value # of Shares / Units

Large U.S. Equity

Large Value

Principal Global Investors Equity Income Separate Account-Z

$559,410.71 1.64% 48.8389631 11454.188911170

Westwood / Barrow Hanley LargeCap Value III Separate Account-Z

$923,525.24 2.71% 42.4611150 21749.905279916

Large Blend

Principal Global Investors LargeCap S&P 500 Index Separate Account-Z

$3,363,770.56 9.87% 226.3836975

14858.713750827

Large Growth

T. Rowe Price Associates, Inc.

T. Rowe Price Blue Chip Growth I Fund

$1,819,511.94 5.34% 133.5100000

13628.282080931

Small/Mid U.S. Equity

Mid Cap Value

Victory Capital Management Victory Sycamore Established Value R6 Fund

$322,222.79 0.94% 48.4300000 6653.371778924

Mid Cap Blend

Principal Global Investors MidCap S&P 400 Index Separate Account-Z

$744,271.49 2.18% 84.7169506 8785.390491639

Mid Cap Growth

Principal Global Investors MidCap Growth Separate Account-Z

$775,526.64 2.27% 91.4511515 8480.228305947

Balances by Investment Balances by Contribution https://secure05.principal.com/employers/ris/allweb/docs/corporate/nojavascript.htm https://secure05.principal.com/employers/ris/employerview?page_name=blankkeyterm&index=C&term_name=Contribution%20Source https://secure05.principal.com/employers/ris/employerview?page_name=blankkeyterm&index=I&term_name=Inv%20Manager%20or%20Sub-Advisor https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=EQI97&SYMBOL=PM:P979862&MODE=NEWCHART&inv_name=Equity+Income+Separate+Account-Z&InvestmentNumber=0009862&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=PLV97&SYMBOL=PM:P974397&MODE=NEWCHART&inv_name=LargeCap+Value+III+Separate+Account-Z&InvestmentNumber=0004397&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=NX097&SYMBOL=PM:P970080&MODE=NEWCHART&inv_name=LargeCap+S~P+500+Index+Separate+Account-Z&InvestmentNumber=0000080&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=TBCIX&SYMBOL=TBCIX&MODE=NEWCHART&inv_name=T.+Rowe+Price+Blue+Chip+Growth+I+Fund&InvestmentNumber=0015561&rc=20&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=VEVRX&SYMBOL=VEVRX&MODE=NEWCHART&inv_name=Victory+Sycamore+Established+Value+R6+Fund&InvestmentNumber=0015353&rc=20&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=NXM97&SYMBOL=PM:P970196&MODE=NEWCHART&inv_name=MidCap+S~P+400+Index+Separate+Account-Z&InvestmentNumber=0000196&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=MCG97&SYMBOL=PM:P970029&MODE=NEWCHART&inv_name=MidCap+Growth+Separate+Account-Z&InvestmentNumber=0000029&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=accountbalanceinvestment https://secure05.principal.com/employers/ris/employerview?page_name=accountbalancecontribution https://secure05.principal.com/employers/ris/employerview?page_name=accountbalanceinvestment&printable=y 2/4

Inv Manager or Sub-Advisor Investment Option Balance

% of Total

Nav / Unit Value # of Shares / Units

Small Value

Vaughan Nelson/LA Capital/H&W SmallCap Value II Separate Account-Z

$160,202.70 0.47% 43.0305111 3723.002424948

Small Blend

Principal Global Investors SmallCap S&P 600 Index Separate Account-Z

$678,210.83 1.99% 87.3091837 7767.920820100

Principal Global Investors SmallCap Separate Account-Z

$252,883.25 0.74% 272.8662449

926.766311663

Small Growth

AB/Brown/Emerald SmallCap Growth I Separate Account-Z

$446,089.36 1.30% 45.1169953 9887.390634748

Real Estate

Principal Real Estate Inv Real Estate Securities Separate Account-Z

$316,971.92 0.93% 90.1282502 3516.898734057

International Equity

Diversified Emerging Mkts

Delaware Management Company Delaware Emerging Markets R6 Fund

$398,359.77 1.16% 19.3800000 20555.199635495

Foreign Large Blend

Principal Global Investors Diversified International Separate Account-Z

$812,245.13 2.38% 109.6961124

7404.502431152

Balanced/Asset Allocation

Allocation--50% to 70% Equity

Calvert Asset Management Calvert Balanced I Fund

$121,185.66 0.35% 38.5400000 3144.412722720

Target-Date Retirement

Multiple Sub-Advisors Principal LifeTime Strategic Income Separate Account-Z

$128,920.03 0.37% 26.1326360 4933.295856895

Target-Date 2000-2010 https://secure05.principal.com/employers/ris/employerview?page_name=blankkeyterm&index=I&term_name=Inv%20Manager%20or%20Sub-Advisor https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=SV297&SYMBOL=PM:P976211&MODE=NEWCHART&inv_name=SmallCap+Value+II+Separate+Account-Z&InvestmentNumber=0006211&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=NXS97&SYMBOL=PM:P970191&MODE=NEWCHART&inv_name=SmallCap+S~P+600+Index+Separate+Account-Z&InvestmentNumber=0000191&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=SCB97&SYMBOL=PM:P970014&MODE=NEWCHART&inv_name=SmallCap+Separate+Account-Z&InvestmentNumber=0000014&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=SG197&SYMBOL=PM:P974393&MODE=NEWCHART&inv_name=SmallCap+Growth+I+Separate+Account-Z&InvestmentNumber=0004393&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=REI97&SYMBOL=PM:P975205&MODE=NEWCHART&inv_name=Real+Estate+Securities+Separate+Account-Z&InvestmentNumber=0005205&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=DEMZX&SYMBOL=DEMZX&MODE=NEWCHART&inv_name=Delaware+Emerging+Markets+R6+Fund&InvestmentNumber=0016621&rc=20&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=IS097&SYMBOL=PM:P970070&MODE=NEWCHART&inv_name=Diversified+International+Separate+Account-Z&InvestmentNumber=0000070&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=CBAIX&SYMBOL=CBAIX&MODE=NEWCHART&inv_name=Calvert+Balanced+I+Fund&InvestmentNumber=0017008&rc=20&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=LS097&SYMBOL=PM:P974569&MODE=NEWCHART&inv_name=Principal+LifeTime+Strategic+Income+Separate+Account-Z&InvestmentNumber=0004569&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=accountbalanceinvestment&printable=y 3/4

Inv Manager or Sub-Advisor Investment Option Balance

% of Total

Nav / Unit Value # of Shares / Units

Multiple Sub-Advisors Principal LifeTime 2010 Separate Account-Z

$72,390.22 0.21% 30.1224738 2403.196404472

Target-Date 2020

Multiple Sub-Advisors Principal LifeTime 2020 Separate Account-Z

$1,793,790.61 5.26% 36.0937447 49698.102029894

Target-Date 2030

Multiple Sub-Advisors Principal LifeTime 2030 Separate Account-Z

$7,072,955.00 20.76%

39.6139633 178547.017287254

Target-Date 2040

Multiple Sub-Advisors Principal LifeTime 2040 Separate Account-Z

$7,624,772.12 22.38%

42.9220311 177642.388417267

Target-Date 2050

Multiple Sub-Advisors Principal LifeTime 2050 Separate Account-Z

$2,426,216.76 7.12% 43.0731712 56327.795035519

Target-Date 2060

Multiple Sub-Advisors Principal LifeTime 2060 Separate Account-Z

$859,463.20 2.52% 22.9687408 37418.820759399

Short-Term Fixed Income

Stable Value

Morley Capital Management Principal Stable Value Z Fund

$1,642,525.86 4.82% 23.8050000 68999.195948502

Fixed Income

Intermediate Core Bond

Principal Global Investors Core Fixed Income Separate Account-Z

$382,058.43 1.12% 17.3038078 22079.442658837

Intermediate Core-Plus Bond

Principal Global Investors Core Plus Bond Separate Account-Z

$364,655.75 1.07% 145.0459753

2514.070108699

Total $34,062,135.97 100%

Please see important disclosures on the Investment Performance Page https://secure05.principal.com/employers/ris/employerview?page_name=blankkeyterm&index=I&term_name=Inv%20Manager%20or%20Sub-Advisor https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=L1097&SYMBOL=PM:P974564&MODE=NEWCHART&inv_name=Principal+LifeTime+2010+Separate+Account-Z&InvestmentNumber=0004564&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=L2097&SYMBOL=PM:P974565&MODE=NEWCHART&inv_name=Principal+LifeTime+2020+Separate+Account-Z&InvestmentNumber=0004565&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=L3097&SYMBOL=PM:P974566&MODE=NEWCHART&inv_name=Principal+LifeTime+2030+Separate+Account-Z&InvestmentNumber=0004566&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=L4097&SYMBOL=PM:P974567&MODE=NEWCHART&inv_name=Principal+LifeTime+2040+Separate+Account-Z&InvestmentNumber=0004567&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=L5097&SYMBOL=PM:P974568&MODE=NEWCHART&inv_name=Principal+LifeTime+2050+Separate+Account-Z&InvestmentNumber=0004568&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=L6097&SYMBOL=PM:P9713320&MODE=NEWCHART&inv_name=Principal+LifeTime+2060+Separate+Account-Z&InvestmentNumber=0013320&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=SVF13&SYMBOL=PM:P2013967&MODE=NEWCHART&inv_name=Principal+Stable+Value+Z+Fund&InvestmentNumber=0013967&rc=20&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=PI097&SYMBOL=PM:P979860&MODE=NEWCHART&inv_name=Core+Fixed+Income+Separate+Account-Z&InvestmentNumber=0009860&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentdetail&ticker=BM097&SYMBOL=PM:P970060&MODE=NEWCHART&inv_name=Core+Plus+Bond+Separate+Account-Z&InvestmentNumber=0000060&rc=97&InvTypeQualifier= https://secure05.principal.com/employers/ris/employerview?page_name=investmentperformance https://secure05.principal.com/employers/ris/employerview?page_name=accountbalanceinvestment&printable=y 4/4

Disclosures and Terms of Use | Privacy & Security er:accountbalanceinvestment https://secure05.principal.com/http.www/termsofuse.htm https://secure05.principal.com/allweb/docs/corporate/privacy.htm

4/28/22, 12:22 PM Investments: Account Balance Investment - Principal https://secure05.principal.com/employers/ris/employerview?page_name=accountbalanceinvestment&printable=y 1/4

Print Window

Investment Account Balances (Effective as of 04/27/2022)

Account balances are calculated by contribution source. You may notice minor variations when compared to manual calculations of the total account balance.

Inv Manager or Sub-Advisor Investment Option Balance

% of Total

Nav / Unit Value # of Shares / Units

Large U.S. Equity

Large Value

Principal Global Investors Equity Income Separate Account-Z

$183,517.01 1.01% 48.8389631 3757.594322716

Westwood / Barrow Hanley LargeCap Value III Separate Account-Z

$342,055.93 1.89% 42.4611150 8055.745538371

Large Blend

Principal Global Investors LargeCap S&P 500 Index Separate Account-Z

$1,818,302.48 10.08%

226.3836975

8031.949779679

Large Growth

T. Rowe Price Associates, Inc.

T. Rowe Price Blue Chip Growth I Fund

$1,106,699.72 6.13% 133.5100000

8289.264657144

Small/Mid U.S. Equity

Mid Cap Value

Victory Capital Management Victory Sycamore Established Value R6 Fund

$178,229.61 0.98% 48.4300000 3680.149009038

Mid Cap Blend

Principal Global Investors MidCap S&P 400 Index Separate Account-Z

$373,760.42 2.07% 84.7169506 4411.872882516

Mid Cap Growth

Principal Global Investors MidCap Growth Separate Account-Z

$284,462.23 1.57% 91.4511515 3110.537372858

Inv Manager or Sub-Advisor Investment Option Balance

% of Total

Nav / Unit Value # of Shares / Units

Small Value

Vaughan Nelson/LA Capital/H&W SmallCap Value II Separate Account-Z

$99,724.61 0.55% 43.0305111 2317.532558135

Small Blend

Principal Global Investors SmallCap S&P 600 Index Separate Account-Z

$502,546.73 2.78% 87.3091837 5755.943515214

Principal Global Investors SmallCap Separate Account-Z

$129,349.55 0.71% 272.8662449

474.040124518

Small Growth

AB/Brown/Emerald SmallCap Growth I Separate Account-Z

$221,112.87 1.22% 45.1169953 4900.877514675

Real Estate

Principal Real Estate Inv Real Estate Securities Separate Account-Z

$215,881.06 1.19% 90.1282502 2395.265225140

International Equity

Diversified Emerging Mkts

Delaware Management Company Delaware Emerging Markets R6 Fund

$220,100.34 1.22% 19.3800000 11357.086655694

Foreign Large Blend

Principal Global Investors Diversified International Separate Account-Z

$557,946.05 3.09% 109.6961124

5086.288286184

Balanced/Asset Allocation

Allocation--50% to 70% Equity

Calvert Asset Management Calvert Balanced I Fund

$46,017.63 0.25% 38.5400000 1194.022621442

Target-Date Retirement

Multiple Sub-Advisors Principal LifeTime Strategic Income Separate Account-Z

$24,064.11 0.13% 26.1326360 920.845168787

Inv Manager or Sub-Advisor Investment Option Balance

% of Total

Nav / Unit Value # of Shares / Units

Multiple Sub-Advisors Principal LifeTime 2010 Separate Account-Z

$123,628.52 0.68% 30.1224738 4104.195565319

Target-Date 2020

Multiple Sub-Advisors Principal LifeTime 2020 Separate Account-Z

$1,130,944.35 6.27% 36.0937447 31333.527994272

Target-Date 2030

Multiple Sub-Advisors Principal LifeTime 2030 Separate Account-Z

$4,209,482.39 23.35%

39.6139633 106262.591401733

Target-Date 2040

Multiple Sub-Advisors Principal LifeTime 2040 Separate Account-Z

$3,443,744.19 19.10%

42.9220311 80232.554274552

Target-Date 2050

Multiple Sub-Advisors Principal LifeTime 2050 Separate Account-Z

$1,199,771.19 6.65% 43.0731712 27854.257051858

Target-Date 2060

Multiple Sub-Advisors Principal LifeTime 2060 Separate Account-Z

$322,692.77 1.79% 22.9687408 14049.214427762

Short-Term Fixed Income

Stable Value

Morley Capital Management Principal Stable Value Z Fund

$601,899.15 3.33% 23.8050000 25284.568786008

Fixed Income

Intermediate Core Bond

Principal Global Investors Core Fixed Income Separate Account-Z

$287,242.33 1.59% 17.3038078 16599.949318425

Intermediate Core-Plus Bond

Principal Global Investors Core Plus Bond Separate Account-Z

$403,708.50 2.23% 145.0459753

2783.314014698

Total $18,026,883.74 100%

Disclosures and Terms of Use | Privacy & Security er:accountbalanceinvestment https://secure05.principal.com/http.www/termsofuse.htm https://secure05.principal.com/allweb/docs/corporate/privacy.htm

Q&A Document 1 (54) 143.pdf

Questions & Answers - 1

Other files

File	Type	Posted
22-143HR NOIA	—	Apr 25, 2022
22-143HR Addendum #2	—	Apr 25, 2022
22-143HR Bid Packet	—	Apr 25, 2022
Award Information	—	Apr 25, 2022
22-143HR Addendum #3	—	Apr 25, 2022
22-143HR Shortlist Announcemen	—	Apr 25, 2022

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File details come from the government source that posted it. Updated Jul 28, 2026.