15-H_PROPOSER-CONTRACTOR_GOOD_FAITH_EFFORTS.pdf

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Attached to
CBO Outreach Partners On-Call RFQ
Solicitation number
2023-RFQ-045
Issued by
San Joaquin County, Stockton City, California

About this file

This document is Exhibit 15-H from the Local Assistance Procedures Manual, which details the Proposer/Contractor Good Faith Efforts form for Disadvantaged Business Enterprise (DBE) participation, specifically used by the California transportation infrastructure contracting system. The form is designed to document a bidder's efforts to meet or exceed the established DBE contract goal, which requires proposers and bidders to submit evidence of their outreach and inclusion of DBE firms within five calendar days of the bid or proposal due date. The form requires detailed documentation including advertisements placed, written notices sent to certified DBEs, breakdown of work items made available to DBE firms, names of rejected DBE firms, efforts to assist DBEs in obtaining project information, bonding, and insurance, and contacts with agencies supporting DBE participation.

The form is part of a structured process to ensure meaningful participation of disadvantaged businesses in public contracting, with specific sections requiring bidders to demonstrate proactive efforts to include DBE firms. While no specific DBE goal percentage is filled in on this template document, the form provides a comprehensive framework for documenting good faith efforts, including itemizing work breakdown, explaining rejections of DBE firms, detailing outreach methods, and providing additional supporting data. The document is dated May 2020 and is a three-page form that serves as a critical compliance mechanism for ensuring equitable contracting practices in public infrastructure projects.

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Local Assistance Procedures Manual Exhibit 15-H Proposer/Contractor Good Faith Effort

EXHIBIT 15-H: PROPOSER/CONTRACTOR GOOD FAITH EFFORTS

Cost Proposal Due Date ___________________ PE/CE

Federal-aid Project No(s). _____________________ Bid Opening Date ___________________ CON

The established a Disadvantaged Business Enterprise (DBE) goal of ______ for this contract. The information provided herein shows the required good faith efforts to meet or exceed the DBE contract goal.

Proposers or bidders submit the following information to document their good faith efforts within five (5) calendar days from cost proposal due date or bid opening. Proposers and bidders are recommended to submit the following information even if the Exhibit 10-O1: Consultant Proposal DBE Commitments or Exhibit 15-G:

Construction Contract DBE Commitment indicate that the proposer or bidder has met the DBE goal. This form protects the proposer’s or bidder’s eligibility for award of the contract if the administering agency determines that the bidder failed to meet the goal for various reasons, e.g., a DBE firm was not certified at bid opening, or the bidder made a mathematical error.

The following items are listed in the Section entitled “Submission of DBE Commitment” of the Special Provisions, please attach additional sheets as needed:

A. The names and dates of each publication in which a request for DBE participation for this project was placed by the bidder (please attach copies of advertisements or proofs of publication):

Publications Dates of Advertisement

B. The names and dates of written notices sent to certified DBEs soliciting bids for this project and the dates and methods used for following up initial solicitations to determine with certainty whether the DBEs were interested (please attach copies of solicitations, telephone records, fax confirmations, etc.):

Names of DBEs Solicited Date of Initial Solicitation Follow Up Methods and Dates

May 2020

C. The items of work made available to DBE firms including those unbundled contract work items into economically feasible units to facilitate DBE participation. It is the bidder's responsibility to demonstrate that sufficient work to facilitate DBE participation in order to meet or exceed the DBE contract goal.

Items of Proposer or Bidder Breakdown of Amount Percentage Work Normally Performs Item Items ($) Of

(Y/N) Contract

D. The names, addresses and phone numbers of rejected DBE firms, the reasons for the bidder's rejection of the DBEs, the firms selected for that work (please attach copies of quotes from the firms involved), and the price difference for each DBE if the selected firm is not a DBE:

Names, addresses and phone numbers of rejected DBEs and the reasons for the bidder's rejection of the DBEs:

Names, addresses and phone numbers of firms selected for the work above:

E. Efforts (e.g. in advertisements and solicitations) made to assist interested DBEs in obtaining information related to the plans, specifications and requirements for the work which was provided to DBEs:

F. Efforts (e.g. in advertisements and solicitations) made to assist interested DBEs in obtaining bonding, lines of credit or insurance, necessary equipment, supplies, materials, or related assistance or services, excluding supplies and equipment the DBE subcontractor purchases or leases from the prime contractor or its affiliate:

G. The names of agencies, organizations or groups contacted to provide assistance in contacting, recruiting and using DBE firms (please attach copies of requests to agencies and any responses received, i.e., lists, Internet page download, etc.):

Name of Agency/Organization Method/Date of Contact Results

H. Any additional data to support a demonstration of good faith efforts:

CPDD:
FAPN:
BOD:
AN:
DG:
P1:
P2:
P3:
DOA1:
DOA2:
DOA3:
NODS1:
NODS2:
NODS3:
NODS4:
NODS5:
NODS6:
NODS7:
DOIS1:
DOIS3:
DOIS4:
DOIS5:
DOIS6:
DOIS7:
DOIS2:
FUMAD1:
FUMAD2:
FUMAD3:
FUMAD4:
FUMAD5:
FUMAD6:
FUMAD7:
I1:
I2:
I3:
I4:
POB1: [Pick]
POB2: [Pick]
POB3: [Pick]
POB4: [Pick]
BOI1:
BOI2:
BOI3:
BOI4:
A1:
A2:
A3:
A4:
POC1:
POC2:
POC3:
POC4:
E:
D1:
D2:
F:
NOA1:
NOA2:
NOA3:
NOA4:
NOA5:
MD1:
MD2:
MD3:
MD4:
MD5:
R1:
R2:
R3:
R4:
R5:
AD:

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