Financial Industry Regulatory Authority Inc.
Doing business as Finra
- UEI
- LDVRJ7PXS5B4
- CAGE
- 3SNY1
- Primary NAICS
- 813910 Business Associations
- SAM.gov registration
- Expired
Company facts
- FY2025 rankings
- Self-certified in SAM.gov
- Entity structure
- Corporate Entity (Tax Exempt)
- Other NAICS codes in SAM.gov
- SAM.gov registration date
- Website
- finra.org
- Founded
- 2007
- Employees
- 1K-5K
- Estimated annual revenue
- $1B-$10B
- Industry
-
- Financials
- Diversified Financials
- Capital Markets
- Diversified Capital Markets
- SIC code
- 62 Security & Commodity Brokers
- Profiles
Registration and certifications come from SAM.gov and the SBA; company details from public web sources. Updated .
Contract obligations by fiscal year
| Fiscal year | Obligated |
|---|---|
| FY2027 To date | $0 |
| FY2026 | $5,076,472 |
| FY2025 | $2,748,660 |
| FY2024 | $3,393,536 |
| FY2023 | $2,700,442 |
Top agencies by obligations
| Rank | Agency | Obligated, FY2026–FY2027 | Share |
|---|---|---|---|
| 1 | Securities and Exchange Commission | $5,076,472 |
Contract awards
| Award | Agency | Obligated | Awarded |
|---|---|---|---|
| Bluesheet system | Securities and Exchange Commission | $11,291,039 | |
| Efocus | Securities and Exchange Commission | $7,007,916 | |
| Filing of form CRS through webcrd | Securities and Exchange Commission | $2,559,890 | |
| Bluesheet system for other functions | Securities and Exchange Commission | $2,630,293 | |
| 16065 securities contractor fees | Internal Revenue Service | $6,000 |
Latest 5 listed here. See the rest on GovTribe.
Grant awards
| Award | Agency | Obligated | Awarded |
|---|---|---|---|
| Provide support for a global development alliance between naufor, the main russian securities market self-regulator… | US Agency for International Development | $229,980 |
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About the company
The Financial Industry Regulatory Authority Inc. (Finra) is the largest independent regulator for all securities firms doing business in the United States. As a not-for-profit organization, they are dedicated to investor protection and market integrity, ensuring that financial markets remain fair and orderly. Finra is a corporate entity registered in the System for Award Management (SAM) to receive federal contracts and grants.
Finra has received several prime contract awards from the Securities and Exchange Commission (SEC) to provide regulatory technology services and market regulation support. This includes a $5.4 million definitive contract for a Bluesheet System to facilitate the SEC's mandate of protecting investors and maintaining orderly markets. Finra also secured a $9.9 million definitive contract to enable electronic filing of security-based swap dealer regulatory reports through their eFOCUS system. Additionally, Finra was awarded a $3.5 million sole source contract to develop capabilities for broker-dealers to file Form CRS through their Web Central Registration Depository and BrokerCheck systems, integrating with the Investment Adviser Registration Depository for dual registrants. The majority of Finra's federal contract work has been labor-hours or fixed-price definitive contracts with the SEC, leveraging their existing regulatory systems and expertise without any set-aside designations.
Quick answers
Is Financial Industry Regulatory Authority Inc. registered in SAM.gov?
Financial Industry Regulatory Authority Inc.'s SAM.gov registration expired on October 20, 2026.
What is Financial Industry Regulatory Authority Inc.'s CAGE code?
Financial Industry Regulatory Authority Inc.'s CAGE code is 3SNY1, and its Unique Entity ID (UEI) is LDVRJ7PXS5B4.
How much has Financial Industry Regulatory Authority Inc. received in federal contracts?
Federal contracts obligated $2,748,660 to Financial Industry Regulatory Authority Inc. in fiscal year 2025 and $13,919,111 in fiscal years 2023 through 2027.
How does Financial Industry Regulatory Authority Inc. rank among federal contractors?
Financial Industry Regulatory Authority Inc. ranked #36 at the Securities and Exchange Commission and #54 in PSC D318 in FY2025.
What is Financial Industry Regulatory Authority Inc.'s most recent federal award?
Financial Industry Regulatory Authority Inc.'s most recent federal contract award is Bluesheet system (50310221C0106), from Securities and Exchange Commission, on October 1, 2021.
On GovTribe
See Financial Industry Regulatory Authority Inc.'s full federal record
- Federal contract awards
- Federal grant awards
- Funding analysis by agency, NAICS and set-aside
- Similar vendors